The logic of gauge theory is considered by tracing its development from general relativity to Yang-Mills theory, through Weyl's two gauge theories. A handful of elements---which for want of better terms can be called \emph{geometrical justice}, \emph{matter wave}, \emph{second clock effect}, \emph{twice too many energy levels}---are enough to produce Weyl's second theory; and from there, all that's needed to reach the Yang-Mills formalism is a \emph{non-Abelian structure group} (say $\mathbb{SU}\textrm{(}N\textrm{)}$).

I consider two usages of the expression "gauge theory". On one, a gauge theory is a theory with excess structure; on the other, a gauge theory is any theory appropriately related to classical electromagnetism. I make precise one sense in which one formulation of electromagnetism, the paradigmatic gauge theory on both usages, may be understood to have excess structure, and then argue that gauge theories on the second usage, including Yang-Mills theory and general relativity, do not generally have excess structure (...) in this sense. (shrink)

Philosophers of physics have spent much effort unpacking the structure of gauge theories. But surprisingly, little attention has been devoted to the question of why we should require our best theories to be locally gauge invariant in the first place. Drawing on Steven Weinberg's works in the mid-1960s, I argue that the principle of local gauge invariance follows from Lorentz invariance and other natural assumptions in the context of perturbative relativistic quantum field theory. On this view, gauge freedom is a (...) mere accidental feature of an already highly constrained set of quantities; the distinctive structure of our best gauge theories, in turn, traces back to the peculiar space-time transformation properties of particles like photons, gluons, and gravitons. I conclude by drawing a few interpretative lessons for the philosophy of gauge theories. (shrink)

Philosophers of science have often favoured reductive approaches to how-possibly explanation. This article identifies three alternative conceptions making how-possibly explanation an interesting phenomenon in its own right. The first variety approaches “how possibly X?” by showing that X is not epistemically impossible. This can sometimes be achieved by removing misunderstandings concerning the implications of one’s current belief system but involves characteristically a modification of this belief system so that acceptance of X does not result in contradiction. The second variety offers (...) a potential how-explanation of X. It is usually followed by a range of further potential how-explanations of the same phenomenon. In recent literature the factual claims implied by the second variety have been downplayed whereas the heuristic role of mapping the space of conceptual possibilities has been emphasized. I will focus especially on this truth-bracketing sense of potentiality when looking closer at the second variety in the paper. The third variety has attracted less interest. It presents a partial how-explanation of X. Typically it aims to establish the existence of a mechanism by which X could be and was generated. The third conception stands out as the natural alternative for the advocate of ontic how-possibly explanations. This article transfers Salmon’s view that explanation-concepts can be broadly divided into epistemic, modal, and ontic to the context of how-possibly explanations. Moreover, it is argued that each of the three above-mentioned varieties of how-possibly explanation occurs in science. To recognize this may be especially relevant for philosophers. We are often misled by the promises of various why-explanation accounts, and seem to have forgotten nearly everything about the diversity of how-possibly explanations. (shrink)

After decades of neglect philosophers of physics have discovered gauge theories--arguably the paradigm of modern field physics--as a genuine topic for foundational and philosophical research. Incidentally, in the last couple of years interest from the philosophy of physics in structural realism--in the eyes of its proponents the best suited realist position towards modern physics--has also raised. This paper tries to connect both topics and aims to show that structural realism gains further credence from an ontological analysis of gauge theories--in particular (...) U(1) gauge theory. In the first part of the paper the framework of fiber bundle gauge theories is briefly presented and the interpretation of local gauge symmetry will be examined. In the second part, an ontological underdetermination of gauge theories is carved out by considering the various kinds of non-locality involved in such typical effects as the Aharonov-Bohm effect. The analysis shows that the peculiar form of non-separability figuring in gauge theories is a variant of spatiotemporal holism and can be distinguished from quantum theoretic holism. In the last part of the paper the arguments for a gauge theoretic support of structural realism are laid out and discussed. (shrink)

This paper explores the argument structure of the concept of spontaneous symmetry breaking in the electroweak gauge theory of the Standard Model: the so-called Higgs mechanism. As commonly understood, the Higgs argument is designed to introduce the masses of the gauge bosons by a spontaneous breaking of the gauge symmetry of an additional field, the Higgs field. The technical derivation of the Higgs mechanism, however, consists in a mere reshuffling of degrees of freedom by transforming the Higgs Lagrangian in a (...) gauge-invariant manner. This already raises serious doubts about the adequacy of the entire manoeuvre. It will be shown that no straightforward ontic interpretation of the Higgs mechanism is tenable, since gauge transformations possess no real instantiations. In addition, the explanatory value of the Higgs argument will be critically examined. (shrink)

Symmetry-based inferences have permeated many discussions in philosophy of physics and metaphysics of science. It is claimed that symmetries in our physical theories would allow us to draw metaphysical conclusions about the world, a view that I call ‘symmetry inferentialism’. This paper is critical to this view. I claim that (a) it assumes a philosophically questionable characterization of the relevant validity domain of physical symmetries, and (b) it overlooks a distinction between two opposing ways through which relevant physical symmetries become (...) established. My conclusion is that symmetry inferentialism loses persuasive force when these two points are taken into consideration. (shrink)

Symmetry fundamentalism claims that symmetries should be taken metaphysically seriously as part of the fundamental ontology. The main aim of this paper is to bring some novel objections against this view. I make two points. The first places symmetry fundamentalism within a broader network of philosophical commitments. I claim that symmetry fundamentalism entails idealization realism which, in turn, entails the reification of further theoretical structures. This might lead to an overloaded ontology as well as open the way to criticisms from (...) metaphysical frameworks that reject such reifications. The second point contrasts symmetry fundamentalism with the now common view that regards symmetries as stipulations guiding empirical research and theory construction. I claim that both views clash each other and cannot be held together. I finish the paper with a more positive prospect that will be developed in future work—symmetry deflationism. (shrink)

A number of metaphysicians and philosophers of science have raised the issue of themodalityof the fundamental structures of the world. Although the debate so far has been largely focused on the (alleged) inherent causal character of fundamental structures, one aspect of it has naturally taken its place as part of the dispositional/categorical debate. In this paper, I focus on the latter in the case of the fundamentalsymmetrystructures. After putting forward the necessary metaphysical presuppositions for the debate to make sense, I (...) offer an argument which undermines the plausibility of a dispositionalist account of fundamental symmetry structures. (shrink)

I examine the construction process of the “Higgs mechanism” and its subsequent use by Steven Weinberg to formulate the electroweak theory of elementary particle physics. I characterize the development of the Higgs mechanism as a historical process that was guided through analogies drawn to the theories of solid-state physics and that was progressive through diverse contributions in the sixties from a number of physicists working independently. I also offer a detailed comparative study of the similarities and the differences that exist (...) between the approaches taken in these contributions. (shrink)

Scientific practice involves two kinds of induction. In one, generalizations are drawn about the states of a particular system of variables. In the other, generalizations are drawn across systems in a class. We can discern two questions of correctness about both kinds of induction: what distinguishes those systems and classes of system that are ‘projectible’ in Goodman’s sense from those that are not, and what are the methods by which we are able to identify kinds that are likely to be (...) projectible? In answer to the first question, numerous theories of ‘natural kinds’ have been advanced, but none has satisfactorily addressed both questions simultaneously. I propose a shift in perspective. Both essentialist and cluster property theories have traditionally characterized kinds directly in terms of the causally salient properties their members possess. Instead, we should focus on ‘dynamical symmetries’, transformations of a system to which the causal structure of that system is indifferent. I suggest that to be a member of natural kind it is necessary and sufficient to possess a particular collection of dynamical symmetries. I show that membership in such a kind is in turn necessary and sufficient for the presence of the sort of causal structure that accounts for success in both kinds of induction, thus demonstrating that has been answered satisfactorily. More dramatically, I demonstrate that this new theory of ‘dynamical kinds’ provides an answer to with methodological implications concerning the discovery of projectible kinds. (shrink)

This article suggests a fresh look at gauge symmetries, with the aim of drawing a clear line between the a priori theoretical considerations involved, and some methodological and empirical non-deductive aspects that are often overlooked. The gauge argument is primarily based on a general symmetry principle expressing the idea that a change of mathematical representation should not change the form of the dynamical law. In addition, the ampliative part of the argument is based on the introduction of new degrees of (...) freedom into the theory according to a methodological principle that is formulated here in terms of correspondence between passive and active transformations. To demonstrate how the two kinds of considerations work together in a concrete context, I begin by considering spatial symmetries in mechanics. I suggest understanding Mach's principle as a similar combination of theoretical, methodological and empirical considerations, and demonstrate the claim with a simple toy model. I then examine gauge symmetries as a manifestation of the two principles in a quantum context. I further show that in all of these cases the relational nature of physically significant quantities can explain the relevance of the symmetry principle and the way the methodology is applied. In the quantum context, the relevant relational variables are quantum phases. (shrink)

The elucidation of the gauge principle ‘‘is the most pressing problem in current philosophy of physics’’ said Michael Redhead in 2003. This paper argues for two points that contribute to this elucidation in the context of Yang–Mills theories. (1) Yang–Mills theories, including quantum electrodynamics, form a class. They should be interpreted together. To focus on electrodynamics is potentially misleading. (2) The essential role of gauge and BRST symmetries is to provide a local field theory that can be quantized and would (...) be equivalent to the quantization of the non-local reduced theory. If this is correct, the gauge symmetry is significant, not so much because it implies ontological consequences, but because it allows us to quantize theories that we would not be able to quantize otherwise. Thus, in the context of Yang–Mills theories, it is essentially a pragmatic principle. This does not seem to be the case for the gauge symmetry in general relativity. (shrink)

To systematically answer the generalized Kretschmann objection, I propose a mean to make operational a criterion widely recognized as allowing one to decide whether the gauge symmetry of a theory is artificial or substantial. My proposition is based on the dressing field method of gauge symmetry reduction, a new simple tool from mathematical physics. This general scheme allows one in particular to straightforwardly argue that the notion of spontaneous symmetry breaking is superfluous to the empirical success of the electroweak theory. (...) Important questions regarding the context of justification of the theory then arise. (shrink)

The cosmological constant is back. Several lines of evidence point to the conclusion that either there is a positive cosmological constant or else the universe is filled with a strange form of matter (“quintessence”) that mimics some of the effects of a positive lambda. This paper investigates the implications of the former possibility. Two senses in which the cosmological constant can be a constant are distinguished: the capital Λ sense in which lambda is a universal constant on a par with (...) the charge of the electron, and the lower case λ sense in which lambda is a humble constant of integration. The latter interpretation has been touted as the means to a solution to various problems in physics. These claims are critically examined with an eye to discerning the implications for philosophy of science and foundations of physics. (shrink)

In 1894 Pierre Curie announced what has come to be known as Curie's Principle: the asymmetry of effects must be found in their causes. In the same publication Curie discussed a key feature of what later came to be known as spontaneous symmetry breaking: the phenomena generally do not exhibit the symmetries of the laws that govern them. Philosophers have long been interested in the meaning and status of Curie's Principle. Only comparatively recently have they begun to delve into the (...) mysteries of spontaneous symmetry breaking. The present paper aims to advance the discussion of both of these twin topics by tracing their interaction in classical physics, ordinary quantum mechanics and quantum field theory. The features of spontaneous symmetry that are peculiar to quantum field theory have received scant attention in the philosophical literature. These features are highlighted here, along with an explanation of why Curie's Principle, though valid in quantum field theory, is nearly vacuous in that context. (shrink)

The question of whether there could be a physical object that is necessarily constantly active has a long history, and it has recently arisen again in the literature on dispositions. I examine and critique two proposals for affirming the possibility of such an object. I then advocate a third option, one which is workable if paired with natural-kind essentialism. Finally I briefly outline three possible implications of this view for wider debates concerning the ontology of dispositions and natural kinds.

The widely held picture of dynamical symmetry as surplus structure in a physical theory has many metaphysical applications. Here, I focus on its relevance to the question of which quantities in a theory represent fundamental natural properties.

In this essay, I examine the curved spacetime formulation of Newtonian gravity known as Newton–Cartan gravity and compare it with flat spacetime formulations. Two versions of Newton–Cartan gravity can be identified in the physics literature—a ‘‘weak’’ version and a ‘‘strong’’ version. The strong version has a constrained Hamiltonian formulation and consequently a well-defined gauge structure, whereas the weak version does not (with some qualifications). Moreover, the strong version is best compared with the structure of what Earman (World enough and spacetime. (...) Cambridge: MIT Press) has dubbed Maxwellian spacetime. This suggests that there are also two versions of Newtonian gravity in flat spacetime—a ‘‘weak’’ version in Maxwellian spacetime, and a ‘‘strong’’ version in Neo-Newtonian spacetime. I conclude by indicating how these alternative formulations of Newtonian gravity impact the notion of empirical indistinguishability and the debate over scientific realism. r 2004 Elsevier Ltd. All rights reserved. (shrink)

The standard $\mathbb{U}(1)$ “gauge principle” or “gauge argument” produces an exact potential A=dλ and a vanishing field F=d 2 λ=0. Weyl (in Z. Phys. 56:330–352, 1929; Rice Inst. Pam. 16:280–295, 1929) has his own gauge argument, which is sketchy, archaic and hard to follow; but at least it produces an inexact potential A and a nonvanishing field F=dA≠0. I attempt a reconstruction.

In der modernen Physik spielen Symmetrien eine herausragende Rolle zur Identifikation und Klassifizierung der fundamentalen Theorien und Entitäten. Symmetrien dienen der Darstellung invarianter Strukturen, das geeignete mathematische Werkzeug hierfür ist die Gruppentheorie. Eine Struktur lässt sich als eine Menge von Relationen verstehen, die einer Menge von Objekten aufgeprägt sind. Strukturell charakterisierte Objekte sind daher wesentlich über ihre relationalen Eigenschaften charakterisiert. Sieht man die theoretischen Entitäten wissenschaftlicher Theorien vornehmlich in dieser strukturellen Weise an, vertritt man eine moderate Variante eines wissenschaftlichen Realismus, (...) die als Strukturenrealismus bekannt ist. Im Umfeld dieser drei Konzepte – Symmetrien, Strukturen, Realismus – bewegt sich der folgende Aufsatz. (shrink)

Einstein considered general covariance to characterize the novelty of his General Theory of Relativity (GTR), but Kretschmann thought it merely a formal feature that any theory could have. The claim that GTR is ``already parametrized'' suggests analyzing substantive general covariance as formal general covariance achieved without hiding preferred coordinates as scalar ``clock fields,'' much as Einstein construed general covariance as the lack of preferred coordinates. Physicists often install gauge symmetries artificially with additional fields, as in the transition from Proca's to (...) Stueckelberg's electromagnetism. Some post-positivist philosophers, due to realist sympathies, are committed to judging Stueckelberg's electromagnetism distinct from and inferior to Proca's. By contrast, physicists identify them, the differences being gauge-dependent and hence unreal. It is often useful to install gauge freedom in theories with broken gauge symmetries (second-class constraints) using a modified Batalin-Fradkin-Tyutin (BFT) procedure. Massive GTR, for which parametrization and a Lagrangian BFT-like procedure appear to coincide, mimics GTR's general covariance apart from telltale clock fields. A generalized procedure for installing artificial gauge freedom subsumes parametrization and BFT, while being more Lagrangian-friendly than BFT, leaving any primary constraints unchanged and using a non-BFT boundary condition. Artificial gauge freedom licenses a generalized Kretschmann objection. However, features of paradigm cases of artificial gauge freedom might help to demonstrate a principled distinction between substantive and merely formal gauge symmetry. (shrink)

The ''gauge argument'' is often used to 'deduce' interactions from a symmetry requirement. A transition---whose justification can take some effort---from global to local transformations is typically made at the beginning of the argument. But one can spare the trouble by \emph{starting} with local transformations, as global ones do not exist in general. The resulting economy seems noteworthy.

Like moths attracted to a bright light, philosophers are drawn to glitz. So in discussing the notions of ‘gauge’, ‘gauge freedom’, and ‘gauge theories’, they have tended to focus on examples such as Yang–Mills theories and on the mathematical apparatus of fibre bundles. But while Yang–Mills theories are crucial to modern elementary particle physics, they are only a special case of a much broader class of gauge theories. And while the fibre bundle apparatus turned out, in retrospect, to be the (...) right formalism to illuminate the structure of Yang–Mills theories, the strength of this apparatus is also its weakness: the fibre bundle formalism is very flexible and general, and, as such, fibre bundles can be seen lurking under, over, and around every bush. What is needed is an explanation of what the relevant bundle structure is and how it arises, especially for theories that are not initially formulated in fibre bundle language. Here I will describe an approach that grows out of the conviction that, at least for theories that can be written in Lagrangian/Hamiltonian form, gauge freedom arises precisely when there are Lagrangian/Hamiltonian constraints of an appropriate character. This conviction is shared, if only tacitly, by that segment of the physics community that works on constrained Hamiltonian systems. (shrink)

This essay considers the prospects of modeling spacetime as a phenomenon that emerges in the low-energy limit of a quantum liquid. It evaluates three examples of spacetime analogues in condensed matter systems that have appeared in the recent physics literature, indicating the extent to which they are viable, and considers what they suggest about the nature of spacetime.

The elucidation of the gauge principle ``is the most pressing problem in current philosophy of physics" Redhead. This paper argues two points that contribute to this elucidation in the context of Yang-Mills theories. 1) Yang-Mills theories, including quantum electrodynamics, form a class. They should be interpreted together. To focus on electrodynamics is a mistake. 2) The essential role of gauge and BRST surplus is to provide a local theory that can be quantized and would be equivalent to the quantization of (...) the non-local reduced theory. (shrink)