The paper considers the "GR-desideratum", that is, the way general relativity implements general covariance, diffeomorphism invariance, and background independence. Two cases are discussed where 5-dimensional generalizations of general relativity run into interpretational troubles when the GR-desideratum is forced upon them. It is shown how the conceptual problems dissolve when such a desideratum is relaxed. In the end, it is suggested that a similar strategy might mitigate some major issues such as the problem of time or the embedding of quantum non-locality (...) into relativistic spacetimes. (shrink)

Diffeomorphism invariance is sometimes taken to be a criterion of background independence. This claim is commonly accompanied by a second, that the genuine physical magnitudes (the ``observables'') of background-independent theories and those of background-dependent (non-diffeomorphism-invariant) theories are essentially different in nature. I argue against both claims. Background-dependent theories can be formulated in a diffeomorphism-invariant manner. This suggests that the nature of the physical magnitudes of relevantly analogous theories (one background free, the other background dependent) is essentially the same. The temptation (...) to think otherwise stems from a misunderstanding of the meaning of spacetime coordinates in background-dependent theories. (shrink)

I discuss the relationship between different versions of the equivalence principle in general relativity, among them Einstein's equivalence principle, the weak equivalence principle, and the strong equivalence principle. I show that Einstein's version of the equivalence principle is intimately linked to his idea that in GR gravity and inertia are unified to a single field, quite like the electric and magnetic field had been unified in special relativistic electrodynamics. At the same time, what is now often called the strong equivalence (...) principle, related to the local validity of special relativity, can also be found in Einstein's writings, albeit by a different name and clearly separated from what he calls the equivalence principle. I discuss both the development of Einstein's thoughts on the different versions of the equivalence principle, their relationship to the relativity principle, as well as later reflections and variants proposed. (shrink)

This dissertation is divided into two parts. In the first part I defend substantivalism. I do this by offering, in chapter 1, a counterpart-theoretic defense of substantivalism from Leibniz’ shift arguments. Then, in chapter 2, I defend substantivalism from the hole argument and argue, against the consensus, that the question of haecceitism is irrelevant to substantivalism in the context of general relativity. In the second part of the dissertation I defend supersubstantivalism. I do this by offering, in chapter 3, an (...) argument against dualistic substantivalism. The argument appeals to plausible principles of modal plenitude to show that the dualist is committed to a range of problematic possibilities. Then, in chapter 4, I consider a range of supersubstantivalist positions. I conclude by arguing for a version of supersubstantivalism I call compresence supersubstantivalism. (shrink)

All physical theories, from classical Newtonian mechanics to relativistic quantum field theory, entail propositions concerning the geometric structure of spacetime. To give an example, the general theory of relativity entails that spacetime is curved, smooth, and four-dimensional. In this dissertation, I take the structural commitments of our theories seriously and ask: how is such structure instantiated in the physical world? Mathematically, a property like 'being curved' is perfectly well-defined insofar as we know what it means for a mathematical space to (...) be curved. But what could it mean to say that the physical world is curved? Call this the problem of physical geometry. The problem of physical geometry is a plea for foundations--a request for fundamental truth conditions for physical-geometric propositions. My chief claim is that only a substantival theory of spacetime--a theory according to which spacetime is an entity in its own right, existing over and above the material content of the world--can supply the necessary truth conditions. (shrink)

Two fundamental errors led Einstein to reject generally covariant gravitational field equations for over two years as he was developing his general theory of relativity. The first is well known in the literature. It was the presumption that weak, static gravitational fields must be spatially flat and a corresponding assumption about his weak field equations. I conjecture that a second hitherto unrecognized error also defeated Einstein's efforts. The same error, months later, allowed the hole argument to convince Einstein that all (...) generally covariant gravitational field equations would be physically uninteresting. (shrink)

info:eu-repo/semantics/publishedVersion.

Coordinate-based approaches to physical theories remain standard in mainstream physics but are largely eschewed in foundational discussion in favour of coordinate-free differential-geometric approaches. I defend the conceptual and mathematical legitimacy of the coordinate-based approach for foundational work. In doing so, I provide an account of the Kleinian conception of geometry as a theory of invariance under symmetry groups; I argue that this conception continues to play a very substantial role in contemporary mathematical physics and indeed that supposedly ``coordinate-free'' differential geometry (...) relies centrally on this conception of geometry. I discuss some foundational and pedagogical advantages of the coordinate-based formulation and briefly connect it to some remarks of Norton on the historical development of geometry in physics during the establishment of the general theory of relativity. (shrink)

The dynamics of general relativity is encoded in a set of ten differential equations, the so-called Einstein field equations. It is usually believed that Einstein's equations represent a physical law describing the coupling of spacetime with material fields. However, just six of these equations actually describe the coupling mechanism: the remaining four represent a set of differential relations known as Bianchi identities. The paper discusses the physical role that the Bianchi identities play in general relativity, and investigates whether these identities (...) --qua part of a physical law-- highlight some kind of a posteriori necessity in a Kripkean sense. The inquiry shows that general relativistic physics has an interesting bearing on the debate about the metaphysics of the laws of nature. (shrink)

When addressing the notion of proper time in the theory of relativity, it is usually taken for granted that the time read by an accelerated clock is given by the Minkowski proper time. However, there are authors like Harvey Brown that consider necessary an extra assumption to arrive at this result, the so-called clock hypothesis. In opposition to Brown, Richard TW Arthur takes the clock hypothesis to be already implicit in the theory. In this paper I will present a view (...) different from these authors by taking into account Einstein’s notion of natural clock and showing its relevance to the debate. (shrink)

Structuralist foundations of mathematics aim for an ‘invariant’ conception of mathematics. But what should be their basic objects? Two leading answers emerge: higher groupoids or higher categories. I argue in favor of the former over the latter. First, I explain why to choose between them we need to ask the question of what is the correct ‘categorified’ version of a set. Second, I argue in favor of groupoids over categories as ‘categorified’ sets by introducing a pre-formal understanding of groupoids as (...) abstract shapes. This conclusion lends further support to the perspective taken by the Univalent Foundations of mathematics. (shrink)

Background independence begins life as an informal property that a physical theory might have, often glossed as 'doesn't posit a fixed spacetime background'. Interest in trying to offer a precise account of background independence has been sparked by the pronouncements of several theorists working on quantum gravity that background independence embodies in some sense an essential discovery of the General Theory of Relativity, and a feature we should strive to carry forward to future physical theories. This paper has two goals. (...) The first is to investigate what a world must be like in order to be truly described by a background independent theory given extant accounts of background independence. The second is to argue that there are no non-empirical reasons to be more confident in theories that satisfy extant accounts of background independence than in theories that don't. The paper concludes by drawing a general moral about a way in which focussing primarily on mathematical formulations of our physical theories can adversely affect debates in the metaphysics of physics. (shrink)

The Lorentz transformation (LT) is explained by changes occurring in the wave characteristics of matter as it changes inertial frame. This explanation is akin to that favoured by Lorentz, but informed by later insights, due primarily to de Broglie, regarding the underlying unity of matter and radiation. To show the nature of these changes, a massive particle is modelled as a standing wave in three dimensions. As the particle moves, the standing wave becomes a travelling wave having two factors. One (...) is a carrier wave displaying the dilated frequency and contracted ellipsoidal form described by the LT, while the other (identified as the de Broglie wave) is a modulation defining the dephasing of the carrier wave (and thus the failure of simultaneity) in the direction of travel. The superluminality of the de Broglie wave is thus explained, as are several other mysterious features of the optical behaviour of matter, including the physical meaning of the Schrödinger equation and the relevance to scattering processes of the de Broglie wave vector. Consideration is given to what this Lorentzian approach to relativity might mean for the possible existence of a preferred frame and the origin of the observed Minkowski metric. (shrink)

I examine two claims that arise in Brown’s account of inertial motion. Brown claims there is something objectionable about the way in which the motions of free particles in Newtonian theory and special relativity are coordinated. Brown also claims that since a geodesic principle can be derived in Einsteinian gravitation, the objectionable feature is explained away. I argue that there is nothing objectionable about inertia and that while the theorems that motivate Brown’s second claim can be said to figure in (...) a deductive-nomological explanation, their main contribution lies in their explication rather than their explanation of inertial motion. (shrink)

What if gravity satisfied the Klein-Gordon equation? Both particle physics from the 1920s-30s and the 1890s Neumann-Seeliger modification of Newtonian gravity with exponential decay suggest considering a "graviton mass term" for gravity, which is _algebraic_ in the potential. Unlike Nordström's "massless" theory, massive scalar gravity is strictly special relativistic in the sense of being invariant under the Poincaré group but not the 15-parameter Bateman-Cunningham conformal group. It therefore exhibits the whole of Minkowski space-time structure, albeit only indirectly concerning volumes. Massive (...) scalar gravity is plausible in terms of relativistic field theory, while violating most interesting versions of Einstein's principles of general covariance, general relativity, equivalence, and Mach. Geometry is a poor guide to understanding massive scalar gravity: matter sees a conformally flat metric due to universal coupling, but gravity also sees the rest of the flat metric in the mass term. What is the 'true' geometry, one might wonder, in line with Poincaré's modal conventionality argument? Infinitely many theories exhibit this bimetric 'geometry,' all with the total stress-energy's trace as source; thus geometry does not explain the field equations. The irrelevance of the Ehlers-Pirani-Schild construction to a critique of conventionalism becomes evident when multi-geometry theories are contemplated. Much as Seeliger envisaged, the smooth massless limit indicates underdetermination of theories by data between massless and massive scalar gravities---indeed an unconceived alternative. At least one version easily could have been developed before General Relativity; it then would have motivated thinking of Einstein's equations along the lines of Einstein's newly re-appreciated "physical strategy" and particle physics and would have suggested a rivalry from massive spin 2 variants of General Relativity. The Putnam-Grünbaum debate on conventionality is revisited with an emphasis on the broad modal scope of conventionalist views. Massive scalar gravity thus contributes to a historically plausible rational reconstruction of much of 20th-21st century space-time philosophy in the light of particle physics. An appendix reconsiders the Malament-Weatherall-Manchak conformal restriction of conventionality and constructs the 'universal force' influencing the causal structure. Subsequent works will discuss how massive gravity could have provided a template for a more Kant-friendly space-time theory that would have blocked Moritz Schlick's supposed refutation of synthetic _a priori_ knowledge, and how Einstein's false analogy between the Neumann-Seeliger-Einstein modification of Newtonian gravity and the cosmological constant \Lambda generated lasting confusion that obscured massive gravity as a conceptual possibility. (shrink)

Reflective equilibrium between physics and philosophy, and between GR and particle physics, is fruitful and rational. I consider the virtues of simplicity, conservatism, and conceptual coherence, along with perturbative expansions. There are too many theories to consider. Simplicity supplies initial guidance, after which evidence increasingly dominates. One should start with scalar gravity; evidence required spin 2. Good beliefs are scarce, so don't change without reason. But does conservatism prevent conceptual innovation? No: considering all serious possibilities could lead to Einstein's equations. (...) GR is surprisingly intelligible. Energy localization makes sense if one believes Noether mathematics: an infinity of symmetries shouldn't produce just one energy. Hamiltonian change results from Lagrangian-equivalence. Causality poses conceptual questions. For GR, what are canonical 'equal-time' commutators? For massive spin 2, background causality exists but is violated. Both might be cured by engineering a background null cone respected by a gauge groupoid. Perturbative expansions can enlighten. They diagnose Einstein's 1917 'mass'-Lambda analogy. Ogievetsky-Polubarinov invented an infinity of massive spin 2 gravities---including ghost-free de Rham-Gabadadze-Tolley theories!---perturbatively, and achieved the impossible : spinors in coordinates. (shrink)

Classical and quantum field theory provide not only realistic examples of extant notions of empirical equivalence, but also new notions of empirical equivalence, both modal and occurrent. A simple but modern gravitational case goes back to the 1890s, but there has been apparently total neglect of the simplest relativistic analog, with the result that an erroneous claim has taken root that Special Relativity could not have accommodated gravity even if there were no bending of light. The fairly recent acceptance of (...) nonzero neutrino masses shows that widely neglected possibilities for nonzero particle masses have sometimes been vindicated. In the electromagnetic case, there is permanent underdetermination at the classical and quantum levels between Maxwell's theory and the one-parameter family of Proca's electromagnetisms with massive photons, which approximate Maxwell's theory in the limit of zero photon mass. While Yang–Mills theories display similar approximate equivalence classically, quantization typically breaks this equivalence. A possible exception, including unified electroweak theory, might permit a mass term for the photons but not the Yang–Mills vector bosons. Underdetermination between massive and massless (Einstein) gravity even at the classical level is subject to contemporary controversy. (shrink)

Einstein proclaimed that we could discover true laws of nature by seeking those with the simplest mathematical formulation. He came to this viewpoint later in his life. In his early years and work he was quite hostile to this idea. Einstein did not develop his later Platonism from a priori reasoning or aesthetic considerations. He learned the canon of mathematical simplicity from his own experiences in the discovery of new theories, most importantly, his discovery of general relativity. Through his neglect (...) of the canon, he realised that he delayed the completion of general relativity by three years and nearly lost priority in discovery of its gravitational field equations. (shrink)

Einstein learned from the magnet and conductor thought experiments how to use field transformation laws to extend the covariance to Maxwell’s electrodynamics. If he persisted in his use of this device, he would have found that the theory cleaves into two Galilean covariant parts, each with different field transformation laws. The tension between the two parts reflects a failure not mentioned by Einstein: that the relativity of motion manifested by observables in the magnet and conductor thought experiment does not extend (...) to all observables in electrodynamics. An examination of Ritz’s work shows that Einstein’s early view could not have coincided with Ritz’s on an emission theory of light, but only with that of a conveniently reconstructed Ritz. One Ritz-like emission theory, attributed by Pauli to Ritz, proves to be a natural extension of the Galilean covariant part of Maxwell’s theory that happens also to accommodate the magnet and conductor thought experiment. Einstein's famous chasing a light beam thought experiment fails as an objection to an ether-based, electrodynamical theory of light. However it would allow Einstein to formulate his general objections to all emission theories of light in a very sharp form. Einstein found two well known experimental results of 18th and19th century optics compelling (Fizeau’s experiment, stellar aberration), while the accomplished Michelson-Morley experiment played no memorable role. I suggest they owe their importance to their providing a direct experimental grounding for Lorentz’ local time, the precursor of Einstein’s relativity of simultaneity, and do it essentially independently of electrodynamical theory. I attribute Einstein’s success to his determination to implement a principle of relativity in electrodynamics, but I urge that we not invest this stubbornness with any mystical prescience. (shrink)

Abstract.Einstein learned from the magnet and conductor thought experiment how to use field transformation laws to extend the covariance of Maxwell’s electrodynamics. If he persisted in his use of this device, he would have found that the theory cleaves into two Galilean covariant parts, each with different field transformation laws. The tension between the two parts reflects a failure not mentioned by Einstein: that the relativity of motion manifested by observables in the magnet and conductor thought experiment does not extend (...) to all observables in electrodynamics. An examination of Ritz’s work shows that Einstein’s early view could not have coincided with Ritz’s on an emission theory of light, but only with that of a conveniently reconstructed Ritz. One Ritz-like emission theory, attributed by Pauli to Ritz, proves to be a natural extension of the Galilean covariant part of Maxwell’s theory that happens also to accommodate the magnet and conductor thought experiment. Einstein’s famous chasing a light beam thought experiment fails as an objection to an ether-based, electrodynamical theory of light. However it would allow Einstein to formulate his general objections to all emission theories of light in a very sharp form. Einstein found two well known experimental results of 18th and 19th century optics compelling (Fizeau’s experiment, stellar aberration), while the accomplished Michelson-Morley experiment played no memorable role. I suggest they owe their importance to their providing a direct experimental grounding for Lorentz‘ local time, the precursor of Einstein’s relativity of simultaneity, and doing it essentially independently of electrodynamical theory. I attribute Einstein’s success to his determination to implement a principle of relativity in electrodynamics, but I urge that we not invest this stubbornness with any mystical prescience. (shrink)

The objection that Einstein's principle of general covariance is not a relativity principle and has no physical content is reviewed. The principal escapes offered for Einstein's viewpoint are evaluated.

Harvey Brown’s Physical Relativity defends a view, the dynamical perspective, on the nature of spacetime that goes beyond the familiar dichotomy of substantivalist/relationist views. A full defense of this view requires attention to the way that our use of spacetime concepts connect with the physical world. Reflection on such matters, I argue, reveals that the dynamical perspective affords the only possible view about the ontological status of spacetime, in that putative rivals fail to express anything, either true or false. I (...) conclude with remarks aimed at clarifying what is and isn’t in dispute with regards to the explanatory priority of spacetime and dynamics, at countering an objection raised by John Norton to views of this sort, and at clarifying the relation between background and effective spacetime structure. (shrink)

”The last remnant of physical objectivity of space-time” is disclosed in the case of a continuous family of spatially non-compact models of general relativity. The physical individuation of point-events is furnished by the autonomous degrees of freedom of the gravitational field, which represent -as it were -the ontic part of the metric field. The physical role of the epistemic part is likewise clarified as embodying the unavoidable non-inertial aspects of GR. At the end the philosophical import of the Hole Argument (...) is substantially weakened and in fact the Argument itself dis-solved, while a specific four-dimensional holistic and structuralist view of space-time emerges, including elements common to the tradition of both substantivalism and relationism. The observables of our models undergo real temporal change: this gives new evidence to the fact that statements like the frozen-time character of evolution, as other ontological claims about GR, are model dependent. (shrink)

In publications in 1914 and 1918, Einstein claimed that his new theory of gravity in some sense relativizes the rotation of a body with respect to the distant stars and the acceleration of the traveler with respect to the stay-at-home in the twin paradox. What he showed was that phenomena seen as inertial effects in a space-time coordinate system in which the non-accelerating body is at rest can be seen as a combination of inertial and gravitational effects in a space-time (...) coordinate system in which the accelerating body is at rest. Two different relativity principles play a role in these accounts: the relativity of non-uniform motion, in the weak sense that the laws of physics are the same in the two space-time coordinate systems involved; what Einstein in 1920 called the relativity of the gravitational field, the notion that there is a unified inertio-gravitational field that splits differently into inertial and gravitational components in different coordinate systems. I provide a detailed reconstruction of Einstein's rather sketchy accounts of the twins and the bucket and examine the role of these two relativity principles. I argue that we can hold on to but that is either false or trivial. (shrink)

I want to combine two hitherto largely independent research projects, scientific understanding and mechanistic explanations. Understanding is not only achieved by answering why-questions, that is, by providing scientific explanations, but also by answering what-questions, that is, by providing what I call scientific descriptions. Based on this distinction, I develop three forms of understanding: understanding-what, understanding-why, and understanding-how. I argue that understanding-how is a particularly deep form of understanding, because it is based on mechanistic explanations, which answer why something happens in (...) virtue of what it is made of. I apply the three forms of understanding to two case studies: first, to the historical development of thermodynamics and, second, to the differences between the Clausius and the Boltzmann entropy in explaining thermodynamic processes. (shrink)

This paper formulates generalized versions of the general principle of relativity and of the principle of equivalence that can be applied to general abstract spaces. It is shown that when the principles are applied to the Hilbert space of a quantum particle, its law of coupling to electromagnetic fields is obtained. It is suggested to understand the Aharonov-Bohm effect in light of these principles, and the implications for some related foundational controversies are discussed.

While there is a longstanding discussion about the interpretation of the extended, general principle of relativity, there seems to be a consensus that the special principle of relativity is absolutely clear and unproblematic. However, a closer look at the literature on relativistic physics reveals a more confusing picture. There is a huge variety of, sometimes metaphoric, formulations of the relativity principle, and there are different, sometimes controversial, views on its actual content. The aim of this paper is to develop a (...) precise language in order to provide a precise formulation of the principle. In view of the fact that the special relativity principle is considered as a universal meta-law, which must be valid for all physical laws in all situations, we try to keep the formalism as general as possible. The benefit of the formal reconstruction is that it makes explicit all the necessary conceptual components of the principle; it brings out many subtle details and the related conceptual problems. (shrink)

The present paper attempts to show that a 1915 article by Erich Kretschmann must be credited not only for being the source of Einstein’s point-coincidence remark, but also for having anticipated the main lines of the logical-empiricist interpretation of general relativity. Whereas Kretschmann was inspired by the work of Mach and Poincaré, Einstein inserted Kretschmann’s point-coincidence parlance into the context of Ricci and Levi-Civita’s absolute differential calculus. Kretschmann himself realized this and turned the point-coincidence argument against Einstein in his second (...) and more famous 1918 paper. While Einstein had taken nothing from Kretschmann but the expression “point-coincidences”, the logical empiricists, however, instinctively dragged along with it the entire apparatus of Kretschmann’s conventionalism. Disappointingly, in their interpretation of general relativity, the logical empiricists unwittingly replicated some epistemological remarks Kretschmann had written before General Relativity even existed. (shrink)

This article deals with the question whether aesthetic considerations affected Einstein in formulating both his theories of relativity. The opinions of philosophers and historians alike are divided on this matter. Thus, Gerald Holton supports the view that Einstein employed aesthetic considerations in formulating his theory of special relativity whereas Jim Shelton opposes it, one of his reasons being that Einstein did not mention such considerations. The other theory, namely, that of general relativity, is discussed by John D. Norton. He asserts (...) that the successful completion of this theory was due to Einstein's adherence to mathematical simplicity resulting from experience, as Einstein himself stated, and not from an aesthetic drive, to which he did not refer. The present work attempts to overcome this deficiency indirectly by investigating Einstein's aesthetic awareness and its consequences for his work. It is found that this awareness was imbedded in his perception of nature and is linked to the criteria (such as simplicity) that guided him in formulating his theories. The conclusion thus reached is that aesthetic considerations did play a role in Einstein's endeavour, contrary to the assertions of Shelton and Norton. (shrink)

The cosmological constant is back. Several lines of evidence point to the conclusion that either there is a positive cosmological constant or else the universe is filled with a strange form of matter (“quintessence”) that mimics some of the effects of a positive lambda. This paper investigates the implications of the former possibility. Two senses in which the cosmological constant can be a constant are distinguished: the capital Λ sense in which lambda is a universal constant on a par with (...) the charge of the electron, and the lower case λ sense in which lambda is a humble constant of integration. The latter interpretation has been touted as the means to a solution to various problems in physics. These claims are critically examined with an eye to discerning the implications for philosophy of science and foundations of physics. (shrink)

I examine the debate between substantivalists and relationalists about the ontological character of spacetime and conclude it is not well posed. I argue that the hole argument does not bear on the debate, because it provides no clear criterion to distinguish the positions. I propose two such precise criteria and construct separate arguments based on each to yield contrary conclusions, one supportive of something like relationalism and the other of something like substantivalism. The lesson is that one must fix an (...) investigative context in order to make such criteria precise, but different investigative contexts yield inconsistent results. I examine questions of existence about spacetime structures other than the spacetime manifold itself to argue that it is more fruitful to focus on pragmatic issues of physicality, a notion that lends itself to several different explications, all of philosophical interest, none privileged a priori over any of the others. I conclude by suggesting an extension of the lessons of my arguments to the broader debate between realists and instrumentalists. 1 Introduction2 The Hole Argument3 Limits of Spacetimes4 Pointless Constructions5 The Debate between Substantivalists and Relationalists6 Existence and Physicality: An Embarassment of Spacetime Structures7 Valedictory Remarks on Realism and Instrumentalism, and the Structure of Our Knowledge of Physics. (shrink)

I argue that, contrary to the recent claims of physicists and philosophers of physics, general relativity requires no interpretation in any substantive sense of the term. I canvass the common reasons given in favor of the alleged need for an interpretation, including the difficulty in coming to grips with the physical significance of diffeomorphism invariance and of singular structure, and the problems faced in the search for a theory of quantum gravity. I find that none of them shows any defect (...) in our comprehension of general relativity as a physical theory. I conclude by comparing general relativity with quantum mechanics, a theory that manifestly does stand in need of an interpretation in an important sense. Although many aspects of the conceptual structure of general relativity remain poorly understood, it suffers no incoherence in its formulation as a physical theory that only an ‘interpretation’ could resolve. *Received November 2007; revised February 2009. †To contact the author, please write to: Center for Philosophy of Science, University of Pittsburgh, 817 Cathedral of Learning, Pittsburgh, PA 15260; e‐mail: [email protected] . When science starts to be interpretive it is more unscientific even than mysticism. (D. H. Lawrence, “Self‐Protection”). (shrink)

The philosophy of physics literature contains conflicting claims on the heuristic significance of general covariance. Some authors maintain that Einstein's general relativity distinguishes itself from other theories in that it must be generally covariant, for example, while others argue that general covariance is a physically vacuous and trivial requirement applicable to virtually any theory. Moreover, when general covariance is invested with heuristic significance, that significance as a rule is assigned to so-called “active” general covariance, underwritten by the principle of background (...) independence, rather than to general covriance as Einstein understood it. While agreeing with the latter group of commentators that general covariance indeed carries heuristic significance, I argue that a background independent theory need not be generally covariant and that instead the Principle of Equivalence as Einstein understood it provides the key to understanding the heuristic power of general covariance as a “mathematical sieve” for determining the gravitational field law. However, heuristic significance accrues to general covariance only indirectly, by its encompassing the relativity of frames underwritten by Einstein's principle of equivalence. (shrink)

We analyze the geometric foundations of classical Yang-Mills theory by studying the relationships between internal relativity, locality, global/local invariance, and background independence. We argue that internal relativity and background independence are the two independent defining principles of Yang-Mills theory. We show that local gauge invariance -heuristically implemented by means of the gauge argument- is a direct consequence of internal relativity. Finally, we analyze the conceptual meaning of BRST symmetry in terms of the invariance of the gauge fixed theory under general (...) local gauge transformations. (shrink)

It is a commonplace in the philosophy of physics that any local physical theory can be represented using arbitrary coordinates, simply by using tensor calculus. On the other hand, the physics literature often claims that spinors \emph{as such} cannot be represented in coordinates in a curved space-time. These commonplaces are inconsistent. What general covariance means for theories with fermions, such as electrons, is thus unclear. In fact both commonplaces are wrong. Though it is not widely known, Ogievetsky and Polubarinov constructed (...) spinors in coordinates in 1965, enhancing the unity of physics and helping to spawn particle physicists' concept of nonlinear group representations. Roughly and locally, these spinors resemble the orthonormal basis or "tetrad" formalism in the symmetric gauge, but they are conceptually self-sufficient and more economical. The typical tetrad formalism is de-Ockhamized, with six extra field components and six compensating gauge symmetries to cancel them out. The Ogievetsky-Polubarinov formalism, by contrast, is Ockhamized, with most of the fluff removed. As developed nonperturbatively by Bilyalov, it admits any coordinates at a point, but "time" must be listed first. Here "time" is defined in terms of an eigenvalue problem involving the metric components and the matrix $diag$, the product of which must have no negative eigenvalues in order to yield a real symmetric square root that is a function of the metric. Thus even formal general covariance requires reconsideration; the atlas of admissible coordinate charts should be sensitive to the types and \emph{values} of the fields involved. Apart from coordinate order and the usual spinorial two-valuedness, Ogievetsky-Polubarinov spinors form, with the metric, a nonlinear geometric object, for which important results on Lie and covariant differentiation are recalled. Such spinors avoid a spurious absolute object in the Anderson-Friedman analysis of substantive general covariance. They also permit the gauge-invariant localization of the infinite-component gravitational energy in General Relativity. Density-weighted spinors exploit the conformal invariance of the massless Dirac equation to show that the volume element is absent. Thus instead of an arbitrary nonsingular matrix with 16 components, 6 of which are gauged away by a new local $O$ gauge group and one of which is irrelevant due to conformal covariance, one can, and presumably should, use density-weighted Ogievetsky-Polubarinov spinors coupled to the 9-component symmetric square root of the part of the metric that fixes null cones. Thus $\frac{7}{16}$ of the orthonormal basis is eliminated as surplus structure. Greater unity between spinors and tensors and the like is achieved, such as regarding conservation laws. Regarding the conventionality of simultaneity, an unusually wide range of $\epsilon$ values is admissible, but some extreme values are inadmissible. Standard simultaneity uniquely makes the spinor transformation law linear and independent of the metric, because transformations among the standard Cartesian coordinate systems fall within the conformal group, for which the spinor transformation law is linear. The surprising mildness of the restrictions on coordinate order as applied to the Schwarzschild solution is exhibited. (shrink)

James L. Anderson analyzed the novelty of Einstein's theory of gravity as its lack of "absolute objects." Michael Friedman's related work has been criticized by Roger Jones and Robert Geroch for implausibly admitting as absolute the timelike 4-velocity field of dust in cosmological models in Einstein's theory. Using the Rosen-Sorkin Lagrange multiplier trick, I complete Anna Maidens's argument that the problem is not solved by prohibiting variation of absolute objects in an action principle. Recalling Anderson's proscription of "irrelevant" variables, I (...) generalize that proscription to locally irrelevant variables that do no work in some places in some models. This move vindicates Friedman's intuitions and removes the Jones-Geroch counterexample: some regions of some models of gravity with dust are dust-free and so naturally lack a timelike 4-velocity, so diffeomorphic equivalence to is spoiled. Torretti's example involving constant curvature spaces is shown to have an absolute object on Anderson's analysis, viz., the conformal spatial metric density. The previously neglected threat of an absolute object from an orthonormal tetrad used for coupling spinors to gravity appears resolvable by eliminating irrelevant fields. However, given Anderson's definition, GTR itself has an absolute object : a change of variables to a conformal metric density and a scalar density shows that the latter is absolute. (shrink)

James L. Anderson analyzed the novelty of Einstein's theory of gravity as its lack of "absolute objects." Michael Friedman's related work has been criticized by Roger Jones and Robert Geroch for implausibly admitting as absolute the timelike 4-velocity field of dust in cosmological models in Einstein's theory. Using the Rosen-Sorkin Lagrange multiplier trick, I complete Anna Maidens's argument that the problem is not solved by prohibiting variation of absolute objects in an action principle. Recalling Anderson's proscription of "irrelevant" variables, I (...) generalize that proscription to locally irrelevant variables that do no work in some places in some models. This move vindicates Friedman's intuitions and removes the Jones-Geroch counterexample: some regions of some models of gravity with dust are dust-free and so naturally lack a timelike 4-velocity, so diffeomorphic equivalence to is spoiled. Torretti's example involving constant curvature spaces is shown to have an absolute object on Anderson's analysis, viz., the conformal spatial metric density. The previously neglected threat of an absolute object from an orthonormal tetrad used for coupling spinors to gravity appears resolvable by eliminating irrelevant fields. However, given Anderson's definition, GTR itself has an absolute object : a change of variables to a conformal metric density and a scalar density shows that the latter is absolute. (shrink)

I will discuss only one of the several entwined strands of the philosophy of space and time, the question of the relation between the nature of motion and the geometrical structure of the world.1 This topic has many of the virtues of the best philosophy of science. It is of long-standing philosophical interest and has a rich history of connections to problems of physics. It has loomed large in discussions of space and time among contemporary philosophers of science. Furthermore, there (...) is, I think, widespread agreement that recent insights here have lead to a genuine deepening of our understanding. (shrink)

If cosmology is to obtain knowledge about the whole universe, it faces an underdetermination problem: Alternative space-time models are compatible with our evidence. The problem can be avoided though, if there are good reasons to adopt the Cosmological Principle (CP), because, assuming the principle, one can confine oneself to the small class of homogeneous and isotropic space-time models. The aim of this paper is to ask whether there are good reasons to adopt the Cosmological Principle in order to avoid underdetermination (...) in cosmology. Various strategies to justify the CP are examined. For instance, arguments to the effect that the truth of the CP follows generically from a large set of initial conditions; an inference to the best explanation; and an inductive strategy are assessed. I conclude that a convincing justification of the CP has not yet been established, but this claim is contingent on a number of results that may have to be revised in the future. (shrink)

In recent articles, Zangari (1994) and Karakostas (1997) observe that while an &unknown;-extended version of the proper orthochronous Lorentz group O + (1,3) exists for values of &unknown; not equal to zero, no similar &unknown;-extended version of its double covering group SL(2, C) exists (where &unknown;=1-2&unknown; R , with &unknown; R the non-standard simultaneity parameter of Reichenbach). Thus, they maintain, since SL(2, C) is essential in describing the rotational behaviour of half-integer spin fields, and since there is empirical evidence for (...) such behaviour, &unknown;-coordinate transformations for any value of &unknown;<>0 are ruled out empirically. In this article, I make two observations:(a)There is an isomorphism between even-indexed 2-spinor fields and Minkowski world-tensors which can be exploited to obtain generally covariant expressions of such spinor fields.(b)There is a 2-1 isomorphism between odd-indexed 2-spinor fields and Minkowski world-tensors which can be exploited to obtain generally covariant expressions for such spinor fields up to a sign. Evidence that the components of such fields do take unique values is not decisive in favour of the realist in the debate over the conventionality of simultaneity in so far as such fields do not play a role in clock synchrony experiments in general, and determinations of the one-way speed of light in particular.I claim that these observations are made clear when one considers the coordinate-independent 2-spinor formalism. They are less evident if one restricts oneself to earlier coordinate-dependent formalisms. I end by distinguishing these conclusions from those drawn by the critique of Zangari given by Gunn and Vetharaniam (1995). (shrink)

The determination of inertia by matter is looked at in general relativity, where inertia can be represented by affine or projective structure. The matter tensor T seems to underdetermine affine structure by ten degrees of freedom, eight of which can be eliminated by gauge choices, leaving two. Their physical meaning---which is bound up with that of gravitational waves and the pseudotensor t, and with the conservation of energy-momentum---is considered, along with the dependence of reality on invariance and of causal explanation (...) on conservation. (shrink)

In this paper, some conditions of physical reality are presented. These conditions are, in particular, the conditions of the real physical quantities. The symmetry principles held about reference frames are essential in presenting the conditions. In the stance taken in this paper, gauge symmetry, the different descriptions of the same physical situation, represents what is real. Based on the conditions, the real physical quantities and the real physical descriptions are those that are independent of reference frames. In the rigorous mathematical (...) term, one can say the real physical descriptions are those satisfied with the substantive general covariance requirement (in the Earman’s term). (shrink)

The conceptual incompatibility between General Relativity and Quantum Mechanics is generally seen as a sufficient motivation for the development of a theory of Quantum Gravity. If - so a typical argumentation - Quantum Mechanics gives a universally valid basis for the description of the dynamical behavior of all natural systems, then the gravitational field should have quantum properties, like all other fundamental interaction fields. And, if General Relativity can be seen as an adequate description of the classical aspects of gravity (...) and spacetime - and their mutual relation -, this leads, together with the rather convincing arguments against semi-classical theories of gravity, to a strategy which takes a quantization of General Relativity as the natural avenue to a theory of Quantum Gravity. And, because in General Relativity the gravitational field is represented by the spacetime metric, a quantization of the gravitational field would in some sense correspond to a quantization of geometry. Spacetime would have quantum properties. But, this direct quantization strategy to Quantum Gravity will only be successful, if gravity is indeed a fundamental interaction. Only if it is a fundamental interaction, the given argumentation is valid, and the gravitational field, as well as spacetime, should have quantum properties. - What, if gravity is instead an intrinsically classical phenomenon? Then, if Quantum Mechanics is nevertheless fundamentally valid, gravity can not be a fundamental interaction; a classical and at the same time fundamental gravity is excluded by the arguments against semi-classical theories of gravity. An intrinsically classical gravity in a quantum world would have to be an emergent, induced or residual, macroscopic effect, caused by a quantum substrate dominated by other interactions, not by gravity. Then, the gravitational field (as well as spacetime) would not have any quantum properties. And then, a quantization of gravity (i.e. of General Relativity) would lead to artifacts without any relation to nature. The serious problems of all approaches to Quantum Gravity that start from a direct quantization of General Relativity (e.g. non-perturbative canonical quantization approaches like Loop Quantum Gravity) or try to capture the quantum properties of gravity in form of a 'graviton' dynamics (e.g. Covariant Quantization, String Theory) - together with the, meanwhile, rich spectrum of (more or less advanced) theoretical approaches to an emergent gravity and/or spacetime - make this latter option more and more interesting for the development of a theory of Quantum Gravity. The most advanced emergent gravity (and spacetime) scenarios are of an information-theoretical, quantum-computational type. A paradigmatic model for the emergence of gravity and spacetime comes from the Pregeometric Quantum Causal Histories approach. (shrink)