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Getting Beyond Form Filling: The Role of Institutional Governance in Human Research Ethics

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Abstract

It has become almost a truism to describe the interaction between research ethics committees and researchers as being marred by distrust and conflict. The ethical conduct of researchers is increasingly a matter of institutional concern because of the degree to which non-compliance with national standards can expose the entire institution to risk. This has transformed research ethics into what some have described as a research ethics industry. In an operational sense, there is considerable focus on modifying research behaviour through a combination of education and sanctions. The assessment of whether a researcher is ‘ethical’ is too often based on whether they submit their work for review by an ethics committee. However, is such an approach making a useful contribution to the actual ethical conduct of research and the protection of the interests of participants? Does a focus on ethical review minimise institutional risk? Instead it has been suggested that ethics committees may be distorting or frustrating useful research and are promoting a culture of either mindless rule following or frustrated resistance. An alternative governance approach is required. There is a need for a strong institutional focus on promoting and supporting the reflective practice of researchers through every stage of their work. By situating research ethics within the broader framework of institutional governance, this paper suggests it is possible to establish arrangements that actually facilitate excellent and ethical research.

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Notes

  1. The research funding to an institution comes from multiple sources, so any impact upon funding (e.g. from the National Health and Medical Research Council) might initially impact upon a section of research funding to the institution. However, given the degree to which multiple funding bodies require institutional compliance with the relevant national framework, there may be a cascading effect that impacts upon most, or at least a significant proportion of an institution’s funding.

  2. For example, in 2005 this matter received considerable attention during the plenary and concurrent sessions of both the NHMRC conference on human research ethics and the annual conference of the Australasian Research Managers Society.

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Correspondence to Gary Allen.

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Allen, G. Getting Beyond Form Filling: The Role of Institutional Governance in Human Research Ethics. J Acad Ethics 6, 105–116 (2008). https://doi.org/10.1007/s10805-008-9057-9

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