Under the influence of Malthus’s law of population growth: Darwin eschews the statistical techniques of Aldolphe Quetelet

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Abstract

Charles Darwin, James Clerk Maxwell, and Francis Galton were all aware, by various means, of Aldolphe Quetelet’s pioneering work in statistics. Darwin, Maxwell, and Galton all had reason to be interested in Quetelet’s work: they were all working on some instance of how large-scale regularities emerge from individual events that vary from one another; all were rejecting the divine interventionistic theories of their contemporaries; and Quetelet’s techniques provided them with a way forward. Maxwell and Galton all explicitly endorse Quetelet’s techniques in their work; Darwin does not incorporate any of the statistical ideas of Quetelet, although natural selection post-twentieth century synthesis has. Why not Darwin? My answer is that by the time Darwin encountered Malthus’s law of excess reproduction he had all he needed to answer about large scale regularities in extinctions, speciation, and adaptation. He didn’t need Quetelet.

Introduction

In the epigraph Fisher blames two generations of theoretical biologists, from Darwin on, for ignoring Quetelet’s statistical techniques and hence harbouring confusions about evolution and natural selection. He is right to imply that Darwin and his contemporaries were aware of the core of Quetelet’s work. Quetelet’s seminal monograph, Sur l’homme, was widely discussed in Darwin’s academic circles. We know that Darwin owned a copy (Schweber, 1977). More importantly, we have in Darwin’s notebooks two entries referring to Quetelet’s work on the cause of a large-scale global phenomenon where each year more boys were born than girls. The first entry is written sometime between April and July 1838. Darwin writes, ‘Find out from the Statistical Society—where M. Quetelet has published his laws about sexes relative to age of Marriages’ (Barrett, Gautrey, Herbert, Kohn, & Smith, 1987, p. 324). The second is written sometime after October 16, 1838: ‘In the Athenaeum Numbers 406, 407, 409, Quetelet papers are given, & I think facts there mentioned about proportion of sexes, at birth & causes’ (ibid., p. 379). So, even if Darwin did not read Sur l’homme directly it is likely (though not certain) that he read its review in the Athenaeum. There is no doubt that Darwin eventually became familiar with Quetelet’s work in statistics: the smoking gun is an essay that Darwin writes in 1873, entitled ‘On the males and complemental males of certain cirripedes, and on rudimentary structures’, where he discusses Quetelet’s laws of variation (Darwin, 1873).

As for Darwin’s contemporaries, Fisher is wrong to imply they were not aware of the importance of Quetelet’s work. There is little question about his impact on James Clerk Maxwell and on Darwin’s cousin, Francis Galton. Both read the extensive review of Quetelet’s achievements in statistics in John Herschel’s 1850 essay in the Edinburgh Review (then ‘Anonymous’). Both were profoundly affected by it (Porter, 1986, Gillispie, 1963, Brush, 1976, Hacking, 1990). Maxwell, following Quetelet via Herschel, takes his basic assumption that the aggregate description of the numerous collisions between individual molecules in a gas fit the regular distribution patterns of gas laws already known at the time (Brush, 1976, p. 186). Galton’s central postulate in Hereditary Genius that drives his theory of inheritance is derived explicitly from deliberating upon Quetelet’s use of Gaussian bell-shaped curves (Hacking, 1990, p. 184, who provides quotations from Galton on his reflections on Quetelet).

So, Darwin, Galton, and Maxwell were all exposed to Quetelet’s early advocacy of statistics, and Galton and Maxwell were aware that they had something to learn in this field; yet Darwin was apparently unaware. This is not entirely surprising. Karl Pearson once inquired to Darwin’s sons, Frank and Leonard, whether their father was aware that the theory of natural selection is applicable to statistical analysis. Frank and Leonard’s response was that their father had a ‘non-statistical’ mind (Porter, 1986, p. 135). Yet, if we take seriously the idea, put forward by late nineteenth and early twentieth century evolutionary thinkers as Pearson, Fisher, along with Sewall Wright and J. S. B. Haldane, among others, that modern natural selection theory is essentially a statistical theory (pioneered by Quetelet, according to Fisher, 1953), then a larger question arises about the difference between Darwin’s version of natural selection and its modern day statistical correlate. A key difference, I think, is found when we reflect on the methodological difference between the quasi-statistical thinking of Thomas Robert Malthus and Quetelet’s pioneering statistical techniques. As I will argue, once Darwin got hold of Malthus’s thinking, especially about the consequences of the doctrine of excessive reproduction, Darwin had no more need of Quetelet and his techniques. Yet, if Darwin had carefully read Quetelet’s critique of Malthus’s doctrine of excessive reproduction instead of relying on a rather misleading or (at best) opaque review of Quetelet in the Athenaeum, then Darwin would have had to grapple with a serious argument in favor of eschewing Malthus and begin to adopt a statistical mind.

Section snippets

The population phenomenon

In general, Darwin, Maxwell, and Galton were all looking for ways to analyze various instances of what I will call ‘population phenomena’, large-scale regularities that conceal individual differences; or, as Porter puts it, regularities that appear to be true at the level of populations but not necessarily true for any particular individual (Porter, 1986). Examples of population phenomena come largely from demography, including stable death rates, birth rates, population growth rates, and crime

Darwin on extinction

The answer is that Darwin was interested in how extinctions, a population phenomenon, emerge out of a variety of causes. Specifically, in the following passage written late in 1837, Darwin wondered how a species might go extinct without the appearance of a single cause.

[I]n looking at two fine families one with B successors 〈for〉 centuries, the other will become extinct.—Who can analyze causes, dislike to marriage, hereditary disease, effects of contagions & accidents: yet some causes are

Quetelet’s critique of Malthus

Malthus’s doctrine of excessive reproduction goes like this: human populations will increase by a geometric ratio if there is no check to its growth. Yet, under the most favorable circumstances for production the means of subsistence can never increase quicker than in an arithmetic ratio. The differences in the two ratios suggest that the growth of populations cannot continue forever, at some point the number of people will hit the limit of the region’s resource capacity. There must be,

Review of Quetelet’s Sur l’homme in the Athenaeum

Anonymous mentions Malthus or the consequence of the crush of populations in two places. In neither case Anonymous is sensitive to the deeper message of Quetelet’s critique of Malthus’s law of population growth. In fact, at least in the first instance, Anonymous, ironically, reinforces the value of Malthus’s law. First, just after Anonymous’s discussion of Quetelet’s work on the cause of sex ratios, he or she cites Quetelet’s view that ‘there exists a fixed relation between mortality and

Skewed sex ratios

Recall that Quetelet’s contribution to demography was to borrow techniques from astronomy to demonstrate that large-scale demographic regularities are not, as some would have it, due to God’s divine intervention, or fixed laws imposed by God, but emergent from the aggregate of the local events. As Laplace put it: ‘this regularity is only the development of the respective possibilities of simple events which ought to present themselves more often when they are more probable’ (Laplace, 1995, p. 60

Darwin on Quetelet

While I cannot prove that Darwin ever read Quetelet’s work, nor can I prove that Darwin read either the Athenaeum or Edinburgh Review reviews, I can prove that Darwin was familiar with Quetelet’s work. Darwin’s 1838 notebook entry is not the last time he mentions Quetelet. In 1873, ‘On the males and complemental males of certain cirripedes, and on rudimentary structures’, Darwin writes:

The following conjectural remarks are made solely in the hope of calling the attention of naturalists to this

Conclusion

In 1838, Darwin was interested in solving an instance of the problem of populations, how extinctions arise out of multiple causes. He found in Malthus a way to do it with a single fixed law of nature that impinges its effect on every member of the population, the sum effect is a collective force for which populations crush against the boundary of resource constraints. A warring struggle for resources follows. Any small change of ecological conditions triggers a cascade of evolutionary effects,

Acknowledgements

The paper was written while I was a visiting scholar at the Department of History and Philosophy of Science, University of Cambridge. I thank them for their support. For comments on previous drafts I would like to thank Roger Ariew, Mark Lehrer, Tim Lewens, Jon Hodge, Margie Morrison, Greg Radick, Michael Ruse, Elliott Sober, and Denis Walsh. The three anonymous reviewers for Studies in the History and Philosophy of Science provided excellent comments. I thank them.

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