THINKING WITHOUT WORDS: AN OVERVIEW FOR ANIMAL ETHICS*
José Luis Bermúdez
Journal of Ethics11 (September 2007), 319-335
(special issue on Animal Minds edited by Robert Francescotti)
In Thinking without Words I develop a philosophical framework for treating (at least some)
animals and human infants as "genuine thinkers".1 A genuine thinker, I take it, is a creature that
behaves in ways that reflect its thoughts about the environment – and hence a creature whose
behavior needs to be explained in psychological terms. That many animals are genuine thinkers is
taken for granted by much research in cognitive ethology, but scientists and philosophers have
often been skeptical of what they take to be anecdotal evidence and tacit anthropomorphism. The
aims of my book are
• to set out clear criteria for identifying when psychological explanations are required for
non-linguistic creatures
• to show how precise and determinate thoughts can be attributed to nonlinguistic creatures
• to show how the psychological explanations that we give of animal and infant behavior
are continuous with the psychological explanations that we give of language-using
creatures
• to explore the differences between thinking without words and language-based thinking.
This paper outlines the aspects of this account that are of most relevance to those working in
animal ethics. There is a range of different levels of cognitive sophistication in different animal
species, in addition to limits to the types of thought available to non-linguistic creatures, and it
may be important for animal ethicists to take this into account in exploring issues of moral
significance and the obligations that we might or might not have to non-human animals.
*
I am grateful for comments on an earlier version from Robert Francescotti and Clare
Palmer.
1
J. L. Bermúdez, Thinking without Words (Oxford: Oxford University Press, 2003).
Psychological and non-psychological explanations of behavior
Psychological explanations come into play when non-psychological forms of explanation provide
insufficient explanatory and predictive leverage. Typical non-psychological forms of explanation
appeal to mechanisms of associative conditioning and what are known as innate releasing
mechanisms.
Pavlovian or classical conditioning occurs when an association is reinforced between an
unconditioned stimulus (e.g. food, or pain) and a conditioned stimulus (e.g. the sound of a bell).
The unconditioned stimulus typically generates an unconditioned response (e. g. salivation). As a
result of conditioning the unconditioned response is generated by the conditioned stimulus. Many
forms of animal training are based on classical conditioning. It is classical conditioning that makes
clicks and whistles effective rewards for dogs and dolphins. In instrumental (or operant)
conditioning the process of reinforcement (or punishment) applies to actions rather than
physiological responses.
According to behaviorist models of animal behavior, all animal behavior is the product of
either classical or instrumental conditioning, and conditioning is certainly the type of animal
learning most frequently studied in the laboratory. Ethologists, however, have also appealed to
innate releasing mechanisms to explain behavior in the wild.2 Innate releasing mechanisms are
fixed and instinctive sequences of movements. For example, when newly hatched herring gulls
encounter stimuli matching the adult herring gull beak in color, length, and movement they
respond by pecking. Innate releasing mechanisms have the following characteristics.3
• They are triggered by specific stimuli.
• They always take the same form.
2
See, for example, N. Tinbergen, The Study of Instinct (Oxford: Oxford University Press,
2003).
3
S. E. G. Lea, Instinct, Environment, and Behavior (London: Methuen, 1984).
• They occur in all members of the relevant species.
• Their occurrence is largely independent of the individual creature's history.
• Once launched they cannot be varied.
• They have only one function.
Innate releasing mechanisms and conditioned responses are both invariant responses to
stimuli. When the animal registers the relevant stimulus the appropriate response results in a way
that can in general be fully understood, explained and predicted without any appeal to an
intermediary between stimulus and response.4 Psychological explanations of behavior only
become necessary when no such invariant input-output links can be identified. The essence of a
psychological explanation is that it explains behavior in terms of how the creature in question
represents its environment, rather than simply in terms of the stimuli that it detects. Psychological
explanations typically make reference to how the organism perceives its environment, to what it
believes about the environment, and to what it desires to achieve. These beliefs, desires, and
perceptions allow organisms to respond flexibly and plastically to their environments – the same
situations can afford different actions if a creature brings different beliefs and desires to it, or
perceives it in different ways.
How are we to determine which animals count as genuine thinkers? By identifying species
whose members behave in ways that do not seem to be explicable in non-psychological terms.
Any such judgment is provisional and defeasible, since it might always turn out that we have been
insufficiently imaginative in thinking about the non-psychological possibilities. What is not
provisional and defeasible, however, is the judgment that many species will prove to contain
genuine thinkers. The weight of the evidence points strongly to the impossibility of characterizing
all animal behavior in non-psychological terms.
4
But see A. Dickinson and B. Balleine, ‘Actions and responses: The dual psychology of
behavior’ in N. Eilan, B. Brewer, and R. McCarthy (Eds.) (Oxford: Basil Blackwell,
1993) for for examples of types of conditioned response that do seem to require a
psychological explanation
There is a basic distinction, then, between creatures that behave in ways that require
psychological explanation and those that do not. This may mark a morally significant dividing
line. It is worth noting, however, that sentience seems to be required for some forms of associative
learning. If the unconditioned stimulus is pleasure or pain, or anything whose status as
reward/punishment is a function of its phenomenal character, then only sentient creatures are
capable of learning through conditioning. If sentience is what matters for moral significance then
it is already built into some non-psychological models of explanation. Nonetheless, it is hard to
imagine that moral significance is not a matter of degree – and even if it is not a matter of degree
we will still need to make judgments of relative moral significance. Either way the distinction
between “merely sentient” creatures and thinking creatures is likely to be relevant.
Propositional and non-propositional thinking in non-linguistic creatures
It might be accepted that animals of a certain species at a certain stage of development are
thinkers, in the sense that they behave (at least some of the time) in ways that require
psychological explanation. But there are different types of thinking at the non-linguistic level. The
basic distinction is between propositional and non-propositional thought.
According to Michael Dummett, the types of thinking available to animals are just a subset of
the central types of thinking available to language-using creatures.5 Dummett accepts that there
can be non-linguistic thoughts, which can be had both by animals and by language-using
creatures, but he calls them “proto-thoughts”. These proto-thoughts "do not have the structure of
verbally expressed thoughts"; they are not "full-fledged thoughts"; they "cannot float free [of the
environment], but can occur only as integrated with current activity"; and the vehicle of nonlinguistic thought is “spatial images superimposed on spatial perceptions". There can be non-
5
M. Dummett, The Origins of Analytical Philosophy (London: Duckworth, 1993).
linguistic thoughts, but these are not "accurately expressible in language".6 This is what I call the
minimalist conception of non-linguistic thought.
According to the minimalist approach all non-linguistic thinking is
• context-bound
• essentially pragmatic and dynamic
• vehicled by spatial images superimposed on spatial perceptions
• unstructured
Proto-thoughts thus construed count as instances of thinking-how rather than thinking-that (to
draw an analogy with Gilbert Ryle’s well-known distinction between knowing-how and knowingthat). Dummett explicitly assimilates them to complex behavioral skills. Their purpose is
essentially the control of responses to the environment, rather than the acquisition of information
about it. They do not have a determinate content that can be put into words. In all these respects
they are fundamentally different from beliefs, desires, and other propositional attitudes.
One of the central claims of Thinking without Words is that the minimalist conception cannot
be a complete account of non-linguistic thought. Non-linguistic thought goes beyond perception,
because there are forms of animal behavior that we can only explain by thinking of the creatures
performing those actions as having full-fledged beliefs and desires. By this I mean that these are
beliefs and desires that represent the world in ways that can be accurately reported in sentences of
something not too dissimilar to English – but not identical to English, since we will need a
vocabulary that reflects the differences between how we “carve up” the world into objects and
how the environment is perceived by different types of animal. Psychological explanations of this
type are propositional attitude explanations.
The types of behavior that most obviously pose problems for the minimalist conception are
those that go beyond the “here and now”. When animals represent contingencies between actions
6
All quotes from Dummett, Origins pp. 122-123.
and outcomes, perhaps in thinking about how to tailor means to ends, they are going beyond the
sensorimotor schemas envisaged by the minimalist conception. Similarly, when they engage in
tool use and other forms of long-range planning. Wild chimpanzees, for example, make two
different types of wands for dipping into ant and termite nests from different types of branches.7
They make wands for dipping into ant swarms by taking a stick several feet long and stripping the
side leaves and leafy stem. For dipping into termite nests, on the other hand, they use wands made
from vines or more flexible twigs that are considerably shorter and that have a bitten end, unlike
the ant wands.
Of course, as with the initial determination of whether we are dealing with thinkers at all,
careful experimental work is required to identify when propositional explanations are required.
This is probably the most intensively studied and controversial area of animal cognition. It is also
potentially the area of most interest to animal ethics. This is also the area where most
philosophical work is required to explain the truth-conditions of the thoughts ascribed to nonlinguistic creatures and how to go about attributing such thoughts.8
If it is argued that moral significance depends upon the capacity for genuine thought, then it is
natural (but not, of course, compulsory) to think that there are degrees of moral significance
correlated with degrees of cognitive sophistication. The dividing line between thinking of the
minimalist kind and thinking of the propositional kind may well be important.
The limits of non-linguistic thought: Intentional ascent and semantic ascent
As far as animal ethics is concerned, what animals cannot do is likely to be just as important as
what animals can do. Many discussions of moral significance make it contingent upon particular
types of cognitive achievement. Some of these cognitive achievements could be implicated in the
7
See R. W. Byrne, The Thinking Ape (Oxford: Oxford University Press, 1995).
See Chs 4 and 5 of Bermúdez, Thinking without Words and, for a shorter overview, J. L.
Bermúdez, ‘Ascribing thoughts to non-linguistic creatures’, Facta Philosophica 5, 313334.
8
types of non-linguistic thinking we have already discussed. Suppose, for example, that moral
significance were thought to be restricted to creatures capable of a concern for their own future.
One might take the ability to engage in certain types of long-range planning to be evidence for
such concern.
There is a number of ways of thinking about moral considerability, however, that cannot in
principle be applied to non-linguistic creatures – or, at least, not if one of the central arguments of
Thinking without Words is sound. In Ch. 8 I argue that higher-order thought (thinking about
thinking) is language-dependent. In this section I present a revised version of the basic argument.
In the following sections I draw out some of the limitations that the unavailability of higher-order
thoughts upon animal cognition.
By a higher-order thought I mean a thought that takes another thought as its object. Thoughts
about another’s mental states count as higher-order thoughts, for example, as does reflection on
one’s own mental states. Quine once described semantic ascent as “the shift from talking in
certain terms to talking about them”.9 By analogy we can characterize intentional ascent as the
shift from thinking in certain ways to thinking about those ways of thinking. My argument, in
effect, is that intentional ascent requires semantic ascent – that we can only think about thoughts
through thinking about words.
We should distinguish first-order target thoughts from the higher-order thoughts that might be
directed at them. My belief that p is a target thought. It is the object of my higher-order belief that
I believe that p. Target thoughts must be represented to be the objects of higher-order thoughts.
There are all sorts of things going on below the threshold of consciousness when we think
(perhaps thinking involves manipulating sentences in a subpersonal language of thought, for
example). But these subpersonal events are not what we think about when we think about our own
9
W. V. O. Quine, Word and Object (Cambridge MA: Harvard University press, 1960) p.
271.
thoughts. There is a difference between thinking about thoughts and thinking about the machinery
of thinking. So the question is: How must target thoughts be represented in order for them to be
the objects of higher-order thoughts?
There are two possibilities. On the one hand representation might be secured symbolically
through the complex symbols of a natural language. A thought would be represented, therefore,
through its linguistic expression and would appear as a potential object of thought qua linguistic
entity. On the other hand representation might be secured in an analog manner, through some kind
of pictorial model. On this conception of the vehicles of thought, which we find developed in
different ways in mental models theory in the psychology of reasoning, and in the conception of
mental maps put forward by Braddon-Mitchell and Jackson, the vehicle of a thought is a pictorial
representation of the state of affairs being thought about.10
The argument in favor of public language sentences and against pictorial models rests upon
considerations of structure and inferential role. I am assuming that thoughts are individuated at
least in part by their inferential role. What makes a given thought the thought that p is partly a
matter of the inferential relations in which it stands to other thoughts. Some of these relations are
entailment relations (the thoughts that entail p and the thoughts that p entails), but they also
include evidential relations (the thoughts whose holding true would be good evidence for thinking
that p holds true, and the thoughts that would be judged more likely to be true if p were true). Any
thinker capable of thinking a higher-order thought directed at a target thought must, almost by
definition, have some grasp of the individuation conditions of the target thought. He must have
some grasp of what it is that he is thinking about. There is nothing peculiar here to higher-order
thoughts. This is just an application of the very general requirement that to think about anything
10
The theory of mental models was first proposed in K. Craik, The Nature of Explanation
(Cambridge: Cambridge University Press, 1943) and is most comprehensively developed
in P. Johnson-Laird, Mental Models (Cambridge: Cambridge University Press, 1983). For
mental maps see D. Braddon-Mitchell and F. Jackson, The Philosophy of Mind and
Cognition (Oxford: Blackwell, 1996).
one must have some sort of “cognitive access” that enables one to pick that thing out. It follows
that a higher-order thinker must have some sort of grasp of the entailment and evidential relations
in which the target thought stands.11
At least some of these entailment and evidential relations are a function of the structure of the
thought that p. In order to understand the inferential role of a thought we need to be able to view it
as made up of distinguishable components that can feature in further thoughts and, moreover, we
need to be able to view it as made up from those components in a way that determines its semantic
value (thereby capturing the difference between the true thought Bogotá is the capital of Colombia
and the false thought Colombia is the capital of Bogotá). We may say, therefore, that the structure
of the thought must be perspicuous in the consciously accessible representation that is the target of
the higher-order thought. The final step in the argument is that the structure of a thought cannot be
perspicuous in the right sort of way in thoughts that are represented in a pictorial manner. The
qualification is important, since pictorial representation in mental maps and mental models does
depend upon a notion of structural isomorphism between the models/maps and what they
represent. The relations holding between elements of the mental model/map can be mapped onto
the relations holding between objects in the represented state of affairs. This comes across very
clearly in the following passage from Braddon-Mitchell and Jackson.
There is no natural way of dividing a map at its truth-assessable representational
joints. Each part of a map contributes to the representational content of the whole
map, in the sense that had that part of the map been different, the representational
content of the whole would have been different. Change the bit of the map of the
United States between New York and Boston, and you change systematically what
the map says. This is part of what makes it true that the map is structured. However,
there is no preferred way of dividing the map into basic representational units. There
are many jigsaw puzzles you might make out of the map, but no single one would
have a claim to have pieces that were all and only the most basic units.12
11
The thinker who merely thinks such thoughts (as opposed to thinking about them) does
not have to grasp these entailment and evidential relations. They simply have to think in
ways that respect them.
12
Braddon-Mitchell and Jackson, The Philosophy of Mind and Cognition, p. 171.
We might gloss this as follows. Pictorial representations do not have a canonical structure. Their
structure can be analyzed in many different ways (corresponding to the jigsaw puzzles that one
can construct from it), but none of these can properly be described as giving the structure of the
state of affairs.
Yet, in order to understand the inferential role of a thought one does need to understand the
canonical structure of that thought (what is often termed its logical form). This canonical structure
is perspicuous, although not always perfectly perspicuous, when thoughts are expressed in public
language sentences. It is because of this that higher-order thought is language-dependent. Only
public language sentences can make the canonical structure of a target thought available to
thinkers in a way that allows them to grasp the inferential role of the target thought. The
conclusion of the argument, then, is that thinking about thinking is only available to languageusing creatures.
What the argument does not show: Sentience and higher-order thoughts
Some philosophers have proposed higher-order thought theories of consciousness (Rosenthal,
1986). According to these theories a mental state is conscious if, and only if, it is the object of a
higher-order thought. Given that sentience just is the capacity to have conscious experiences,
higher-order thought theories of consciousness restrict sentience to creatures capable of thinking
higher-order thoughts. Any such conclusion is potentially very important for animal ethics, given
the weight that is standardly put on animal suffering in thinking about our obligations to
nonhuman animals.
It should be stressed, however, that this conclusion does not in any sense follow from the
argument from intentional ascent to semantic ascent. The argument presupposes a theory of
consciousness. It does not set out to provide one and it is perfectly compatible with the view that
nonhuman animals can not only have conscious experiences (and so be sentient) but also have
conscious beliefs and desires. The object of a conscious belief is a state of affairs in the world (or,
in the case of a false belief a merely possible state of affairs) and the argument from intentional
ascent to semantic ascent applies only to thoughts that have other thoughts as their objects. As
such it offers no direct support to arguments that animals cannot be sentient because they are not
capable of having higher-order thoughts.13
Intentional ascent and understanding other minds
Is it possible for non-linguistic creatures to participate in practices of attributing psychological
states to their conspecifics or indeed to any other creatures? In the light of the preceding
discussion it is not hard to see why a very broad class of psychological attributions should be
unavailable to non-linguistic creatures. To attribute a belief, for example, to another creature is
essentially to view that creature as standing in a particular relation to a thought – the relation of
believing the thought to be true. Clearly, therefore, the attribution of a belief requires thinking
about a thought. It is a canonical form of intentional ascent that requires being able to “hold a
thought in mind”.
This has potential implications for animal ethics, on any view that links moral significance to
the capacity to engage in certain types of reflection about the mental states of conspecifics – or to
the capacity to engage in types of behavior (perhaps caring behavior) that presupposes and
involves such reflection. It is important to recognize, however, that the argument from intentional
ascent to semantic ascent does not leave non-linguistic creatures completely “mind-blind”. There
are types of mental state that can be comprehended and attributed by non-linguistic creatures.
13
It may provide indirect support, however, on some ways of developing higher-order
theories of consciousness. Authors such as Carruthers have argued that the type of
higher-order thoughts required for consciousness are only available to creatures
possessing a ‘theory of mind” and as we will see in more detail in the next section, the
argument from intentional ascent to semantic ascent does rule out theories of mind at the
non-linguistic level. See p. Carruthers, ‘Natural theories of consciousness’, European
Journal of Philosophy 6, 203-222.
To explain this further, we need to distinguish two ways of thinking about desire.14 One can
desire a particular thing, or one can desire that a particular state of affairs be the case. This is the
distinction between goal-desires and situation-desires. At the level of verbalizable thought, the
distinction can be marked in terms of two different ways of completing the sentence 'X desires –'.
A sentence ascribing a goal-desire is completed by the name of an object or by the name of a kind
of stuff (e.g. 'food'). But when a sentence ascribes a situation-desire, it is completed by a 'that–'
clause in which the blank is filled by a complete sentence specifying the state of affairs in
question.
Goal-desires are more basic than situation-desires. The contrast is effectively between desire
construed as a propositional attitude (in situation-desires, which are attributed via that-clauses
picking out the thought that is the object of desire) and the more fundamental goal-desires that are
directed not at thoughts but rather at objects or features. There is no reason why non-linguistic
creatures should not be able to attribute goal-desires to other agents. The argument from
intentional ascent cannot get a grip, since goal-desires are relations between a subject and an
object/feature, rather than between a subject and a proposition.
The ability to attribute goal-desires goes hand in hand with a basic understanding of
intentional, that is to say goal-directed, behavior. Although of course there will be many different
degrees of complexity in goal-directed behavior, depending on the richness of the desires and
beliefs by which it is driven, a creature capable of attributing goal-desires will be able to make the
basic distinction between purposeful behaviors, on the one hand, and random movements and
instinctive reactions on the other. A purposive action is an action for which a motivating goaldesire can be identified.
Goal-desires cannot be the only mental states that can be identified and attributed by nonlinguistic creatures. It is hard to see, for example, how a goal-desire can be attributed to a creature
14
See Bermúdez, Thinking without Words, pp. 48-9.
without some evidence of the information that the creature possesses about its environment. At the
bare minimum this information will be perceptual. To know what goal-desire might be motivating
a creature at a given moment a creature needs to know, first, what end it is pursuing and, second,
how it might reasonably expect that end to be realized by its current behavior. Both of these
require knowing to which features of its environment the creature is perceptually sensitive. If,
therefore, a non-linguistic creature is to be able to attribute goal-desires to a fellow creature it
must be able to formulate hypotheses about what that creature is perceiving.
Here too we can distinguish two ways of thinking about seeing by following Dretske in the
distinction between simple seeing and epistemic seeing. According to Dretske, what we see in
simple seeing (or what he calls non-epistemic seeing) “is a function solely of what there is to see
and what, given our visual apparatus and the conditions in which we employ it, we are capable of
visually differentiating”.15 In contrast, epistemic seeing involves standing in a relation to a
proposition (a thought). Epistemic seeing involves seeing that something is the case.
The argument from intentional ascent shows that non-linguistic creatures are not capable of
understanding epistemic seeing, since this involves thinking about the perceiver’s relation to a
thought. But this is perfectly compatible with non-linguistic creatures being capable of thinking
about the direct perceptual relations in which other creatures stand to objects. This allows nonlinguistic creatures to engage in a primitive form of psychological explanation. A creature that
knows what a conspecific or predator desires and has some sense of its perceptual sensitivity to
the environmental layout (as well as an understanding of its motor capabilities) can expect to be
able to predict its behavior with some success.
This restrictive interpretation of the “mind-reading” abilities of some non-linguistic creatures
is compatible with much recent research into the extent to which non-human primates can
properly be described as possessing a “theory of mind”. There are well-documented examples of
15
F. Dretske, Seeing and Knowing (London: Routledge, 1969) p. 76.
primate behavior that some prominent students of animal behavior have thought can only be
interpreted as examples of interpersonal deception.16 But the consensus opinion among
primatologists is that a more parsimonious interpretation of these behaviors is to be preferred.17
Many examples of what has come to be termed tactical deception can be understood as the
manipulation, not of another’s propositional attitudes, but simply of their visual perspective. Here
is an example of a tactical deception in a troupe of baboons in Ethiopia that lends itself to such an
interpretation:
An adult female spent 20 min in gradually shifting in a seated position over a
distance of about 2m to a place behind a rock about 50 cm high where she began to
groom the subadult male follower of the group – an interaction not tolerated by the
adult male. As I was observing from a cliff slightly above [the animals] I could judge
that the adult male leader could, from his resting position, see the tail, back and
crown of the female’s head, but not her front, arms and face: the subadult male sat in
a bent position while being groomed, and was also invisible to the leader. The leader
could thus see that she was present, but probably not that she groomed.18
The behavior of the female baboon, assuming that it is indeed to count as an instance of tactical
deception, does not seem to require representing the beliefs of the alpha male. What she is doing
is profiting from an understanding of the alpha male’s visual “take” on the situation to escape
detection. The female baboon needs only to appreciate the alpha male’s line of sight and the fact
that he would be prevented from seeing the subadult male by the intervening rock. This seems
firmly at the level of simple seeing rather than epistemic seeing.
This example (and the discussion of animal “mind-reading” more generally) shows that the
argument from intentional ascent to semantic ascent is compatible with taking nonlinguistic
animals to have fairly sophisticated cognitive abilities. The argument requires theorists to think
16
See, for example, the papers in R. W. Byrne and A. Whiten (Eds.), Machiavellian
Intelligence (Oxford: Oxford University Press, 1995); D. Premack and G. Woodruff.
‘Does the chimpanzee have a theory of mind?’, Behavioral and Brain Sciences 1, 515526; and F. de Waal, Chimpanzee Politics: Power and Sex Among Apes (London:
Jonathan Cape, 1982).
17
E.g. D. Povinelli, ‘Chimpanzee theory of mind’ in P. Carruthers and P. K. Smith
(Eds.), Theories of Theory of Mind (Cambridge: Cambridge University Press, 1996) and
M. D. Hauser, Wild Minds: What Animals Really Think (London: Penguin Books, 2000).
18
Report by Hans Kummer quoted in Byrne The Thinking Ape, p. 106
critically about some contemporary research in animal cognition. It places limits on the conceptual
abilities that can be attributed to nonlinguistic creatures, but in so doing opens up new ways of
interpreting the behaviors revealed by observation and experiment.
Reasoning, rationality, and logical thinking
Explaining animal behavior in psychological terms forces us to consider questions of rationality
and reasoning. Psychological explanations work because they identify beliefs and desires in the
light of which the action being explained makes sense from the agent’s perspective. To say that an
action makes sense in the light of an agent’s beliefs and desires is to say that it is the rational thing
to do (or, at least, a rational thing to do) given those beliefs and desires. And that in turn means
that, in at least some cases, a creature might reason her way from those beliefs and desires to
acting in the relevant way. Reasoning and rationality are correlative notions. How should we make
sense of those notions at the nonlinguistic level?
Here is one way in which we cannot make sense of them. The argument from intentional
ascent stands squarely in the way of treating animals as thinking logically. We can illustrate this
with the most basic form of logical thinking – the form of thinking codified in the propositional
calculus and involving the basic logical connectives, such as disjunction (“or”), conjunction
(“and”), and the material conditional (“if . . . then. . .”). Consider a conditional thought of the sort
that might be expressed in the sentence “if A then B”. To entertain such a thought is to understand
that two thoughts are related in a certain way – namely, that the second thought cannot be false if
the first thought is true. But this means that understanding truth-functional compound thoughts is a
form of intentional ascent. One cannot think about the truth-values of thoughts without thinking
about thoughts and this, by the earlier argument, requires semantic ascent.
Logical thinking depends upon language, therefore, because it presupposes the capacity for
intentional ascent, which in turn depends upon semantic ascent. This poses an obvious challenge
for how we think about reasoning in animals. The challenge is to identify forms of reasoning at the
non-linguistic level and then explain them without assuming that the animal (or prelinguistic
infant) is deploying elementary logical concepts. I will illustrate how this challenge can be met for
a very basic form of reasoning. This is straightforward conditional reasoning of the type
formalized as modus ponens – reasoning that is standardly thought to exploit the validity of the
inference from “if A then B” and “A” to “B”. The detection of patterns of behavior is closely
bound up with the possibility of conditional reasoning. A creature that knows that if the gazelles
see the lion they will run away and that recognizes (perhaps on the basis of its understanding of
the gazelles’ visual perspective) that the lion will shortly be detected by the gazelles, is in a
position to predict that the gazelles will soon take flight.
In Thinking without Words I propose looking for the sources of conditional reasoning in a
primitive form of causal reasoning. Whereas conditional reasoning (in the sense codified in the
propositional calculus) exploits truth-functional relation between complete thoughts, causal
reasoning exploits causal conditions holding between states of affairs. Since causal relationships
do not hold between complete thoughts, an understanding of causality presupposes no intentional
ascent, and hence does not require language.
One might expect on both experimental, observational, and evolutionary grounds that some
capacity for causal cognition is very widespread among animals and available at a very early stage
in human development.19 The ability to detect certain types of causal regularity and to distinguish
genuine causal relations from accidental conjunctions has obvious survival value. Causal
dependence relations are directly observable, highly salient and pragmatically significant in a way
that no other dependence relations are.
19
See the essays in D. Sperber (Ed.), Causal Cognition (New York: Oxford University
Press, 1995).
How might causality be understood by non-linguistic animals? It seems plausible that the core
of the understanding of causation at the non-linguistic level is sensitivity to regularities in the
distal environment. A basic sensitivity to environmental regularities must be part of the innate
endowment of any creature capable of learning about the environment, and one might expect any
creature to be peculiarly sensitive to regularities between its own actions and ensuing changes in
its immediate environment (which is why instrumental conditioning works as well as it does). Of
course, as regularity theories of causation have been forced to acknowledge, there are many
regularities that are not causal, and it is in the capacity to distinguish genuinely causal regularities
from accidental regularities that one might expect differences between different species of nonlinguistic creature and, for that matter, different stages of development within any given species.
The regularities to which non-linguistic creatures are sensitive (unlike those usually stressed in
regularity analyses of causation) need not be exceptionless. No creature that only acted on
exceptionless regularities would fare well in evading predators and obtaining food.
Proto-causal understanding tracks relationships, which can be either deterministic or
probabilistic, between states of affairs. This makes possible a (primitive) grasp of causation at the
non-linguistic level. It also explains why primitive versions of certain fundamental inference
forms are available at the non-linguistic level. We can term this proto-conditional reasoning.
Instead of treating animals as exploiting full-fledged conditionals (i.e. truth-functional compounds
of thoughts) we can think of them as tracking causal relations between states of affairs. I call these
proto-conditionals. Conditional reasoning in animals can be understood in terms of a protoconditional together with an understanding, which may take the form of a perception or a memory,
that the antecedent holds. The consequent will straightforwardly be detached.
We see, therefore, that the initial argument for the language-dependence of logical thinking
does not rule out the possibility of non-linguistic reasoning. We cannot, of course, understand
non-linguistic reasoning as involving logical concepts (or any form of intentional ascent). But we
can identify at the non-linguistic level forms of inference that are analogues of canonical logical
inference forms and that can be deployed in practical reasoning without any mastery of logical
concepts or capacity for higher-order thinking.
Conclusion
The study of animal cognition offers a rich field for theorists of animal ethics. There are
significant continuities between the cognitive life of some nonlinguistic animals and the cognitive
life of human animals. Some species of animal are genuine thinkers in much the same way that
humans count as genuine thinkers. That is, they behave in ways that reflect their desires and their
beliefs about the environment. Others are genuine thinkers in a weaker sense – the sense
characterized by what I have called the minimalist conception of nonlinguistic thought. Even at
the minimalist level we are dealing with forms of behavior that cannot be explained purely in
terms of conditioning or innate releasing mechanisms. Ethicists who think that the moral
significance of animals is a function of their level of cognitive sophistication will need to take
account of the subtle gradations between different types of thinking without words. They will also
need to take on board the limits to non-linguistic thought imposed by the argument from
intentional ascent. There are serious consequences to making the moral significance of animals
depend upon the capacity for higher-order thought (thinking about thinking – or
metarepresentation)! Nonetheless, the types of cognitive activity that are ruled out by the
argument from intentional ascent are more limited than might immediately appear. As I brought
out with reference to non-linguistic “mind-reading” and non-linguistic reasoning, non-linguistic
animals can get a long way without thinking about thinking!