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Five Challenges to Legalizing Economic and Social Rights

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Abstract

In recent years, dozens of human rights non-governmental organizations (NGOs) across the globe have begun to advocate for economic and social rights, which represents a significant expansion of the human rights movement. This article investigates a central strategy that NGOs have pursued to realize these rights: legalization. Legalization involves specifying rights as valid legal rules and enforcing them through judicial or quasi-judicial processes. After documenting some of the progress made toward legalization, the article analyzes five unique challenges involved in legalizing economic and social rights. It is important to identify these challenges because they must be overcome if the human rights movement wishes to refute the notion that economic and social rights are inherently non-justiciable (and therefore, to some, invalid as rights). These challenges also point to the possibility that legalization is not the only, or even the best, strategic pathway to realize economic and social rights effectively.

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Notes

  1. Philip Alston, quoted in Hunt (1996).

  2. For a more detailed description and analysis of this trend, see Chong (2006).

  3. Although I refer to economic and social rights throughout the article, my interest is specifically in “subsistence rights,” a subset of economic and social rights that deals with the right to an adequate standard of living, including food, water, clothing, housing, and health. Subsistence rights are enshrined in the Universal Declaration of Human Rights (UDHR) art. 25, in the International Covenant on Economic, Social and Cultural Rights (ICESCR) art. 11, and other international treaties. These, according to Henry Shue, are some of the most basic human rights, whose “enjoyment is essential to all other rights.” (Shue 1996) There is an undeniable empirical and theoretical link between extreme poverty and the inability to secure basic subsistence needs; thus, this article discusses the ways in which economic and social rights can help combat extreme poverty.

  4. See, for example, Merali and Oosterveld (2001); Von Tigerstrom (2001).

  5. Amy Gutman, cited in Ignatieff (2001).

  6. FoodFirst Information and Action Network (hereafter FIAN) (2001). The legal interpretation of rights is certainly not the only valid conceptualization. Within the economic and social rights movement itself, there appear to be two distinct, but not mutually exclusive, understandings of what it means to call something a “right.” For one set of actors, which includes grassroots social movement organizations, relief and development NGOs, and UN development agencies, invoking human rights is primarily a moral or ethical plea used to mobilize a particular constituency into action or guide organizational policy. See Chong (2006).

  7. Ibid.

  8. Offenheiser and Holcombe (2001). According to a senior staff member at Amnesty International, “the crucial thing is legal accountability and the legal framework. That’s absolutely essential, and that’s why human rights organizations are full of lawyers. It’s natural.” Based on author’s interview in June 2003 in Chiang Mai, Thailand.

  9. See Blyberg and Buhl (1997). See also Piovesan (2004).

  10. See Blyberg and Buhl (1997); see also Hunt (1996).

  11. Based on a workshop given by a US-based human rights lawyer, in June 2003 at the inaugural ESCR-Net Conference in Chiang Mai, Thailand.

  12. Author’s interview with a member of a national human rights commission, in June 2003 in Chiang Mai, Thailand.

  13. COHRE (2003). See also FIAN International (2003).

  14. Justice Albie Sachs, quoted in Jaichand (2004).

  15. Author’s interview with an international human rights lawyer, on June 9, 2003 in Chiang Mai, Thailand.

  16. Author’s interview with an international human rights lawyer, on June 10, 2003 in Chiang Mai, Thailand.

  17. Author’s interview with a lobbyist for an international human rights organization, on June 10, 2003 in Chiang Mai, Thailand.

  18. For a sample list, see Roth (2004).

  19. Ibid.

  20. See, for example, Koskenniemi (1999).

  21. Ibid.

  22. Based on author’s interview with a senior staff member at Bread for the World, in June 2004 in Washington DC.

  23. Alston (1990). Because the U.S. is a federal system, some individual states have enacted stronger protections for economic and social rights than those which exist at the national level. For example, the New York state constitution contains housing and education provisions that have been interpreted by state courts to impose positive obligations upon New York. See ESCR-Net (2008).

  24. The 1996 law eliminated the Aid to Families with Dependent Children (AFDC) program, which acted as an entitlement for the most vulnerable populations, and replaced it with TANF, which imposed time limits on assistance, work requirements, overall funding cuts, block grants to U.S. states, and incentives for states to reduce the number of people served. See Mittal and Rossett (1999).

  25. Based on author’s interview with a senior staff member at Bread for the World, in June 2004 in Washington DC.

  26. See the comments by Hansen (2005).

  27. This complaint was echoed several times by various sources at the inaugural ESCR-Net Conference in Chiang Mai, Thailand on June 8–10, 2003. See also Matthews (2004).

  28. Quoted from an African human rights activist, in a workshop on June 8, 2003 at the inaugural ESCR-Net Conference in Chiang Mai, Thailand.

  29. Some examples may include positive vs. negative obligations; primary, secondary, and tertiary duties; progressive realization; maximum available resources; minimum core content; and so on. Legal institutions and complaints procedures can also seem like an insurmountable hurdle for many organizations.

  30. Quoted from a Latin American human rights activist, in a workshop on June 10, 2003 at the inaugural ESCR-Net Conference in Chiang Mai, Thailand.

  31. In other words, even acknowledging the complexities and controversies surrounding civil and political rights, there is currently more consensus in determining the multiple causes and solutions for an unfair election than, say, the multiple causes and solutions for extreme deprivation. An interesting question is whether there was similar ideological controversy surrounding civil and political rights during their infancy, which some human rights advocates have argued to be the case. This would again suggest that the economic and social rights movement just needs greater time, effort, and resources to develop momentum and get beyond the existing cultural and political hurdles. For further discussion, see Buergenthal (1997); Puta-Chekwe and Flood (2001); Von Tigerstrom (2001).

  32. See generally, Merali and Oosterveld (2001); Martin (1977).

  33. For an elaboration of this argument within the international development field, see Goldsworthy (1988).

  34. See Leonard Rubenstein’s dialogue with Roth (2004).

  35. See for example, Hunt (1996); Robinson (2004).

  36. As I will discuss below, this is why Kenneth Roth believes that human rights organizations should focus their energies on the relatively clear and winnable cases such as these. See Roth (2004).

  37. See COHRE (2003). A senior activist with an international human rights organization noted in an interview with the author on June 10, 2003 in Chiang Mai, Thailand that 80–90% of their legal case work involved states’ obligations to respect and protect economic and social rights. Only recently have they increasingly focused on more “positive” obligations to fulfill rights.

  38. FIAN (2003); Aiken (1977); Jones (1999). Others who take the maximum position cite poverty as a “violation” of economic and social rights without much attempt at all to identify who is responsible. See Mittal and Rosset (1999).

  39. For implicit arguments in this regard, see Ziegler (2004); Roth (2004).

  40. See for example, Rubenstein (2004). See also International Council on Human Rights Policy (2003).

  41. For example, Leonard Rubenstein argues that advocacy for greater resources for economic and social rights “tends to enlarge the pot” of state resources, rather than trading off with other important needs (Rubenstein 2004). He cites the current Bush Administration’s new funds for HIV/AIDS as a supporting example. The Bush Administration is an interesting case, rather, to support the notion that you cannot avoid trade-offs in setting budget priorities. For 4 years, the U.S. borrowed its way into higher spending and tax cuts across the board, but Bush’s more recent budgets show that, eventually, priorities have to be set (in this case, against most non-defense discretionary items). An ethical philosopher who downplays the trade-offs between rights is Henry Shue, who uses his “priority principle” to argue that basic subsistence and security rights should hold priority over other non-basic rights and preferences (Shue 1996). This is an attractive analytical framework. However, it does not recognize the difficulties in measuring how much of a public good like military security is necessary, or existent at a particular time.

  42. See Robinson (2004); Roth (2004). Personally, I believe along with many human rights activists that the U.S. spends far too much money on its own military. However, as a movement, we still have to recognize the trade-offs involved and make a persuasive argument to cut military spending in favor of social spending in the face of political circumstances that make military spending tremendously easy to sell to the public.

  43. Author’s email communication with a U.S.-based professor of human rights in 2004.

  44. “Poverty and Inequality: A Question of Justice?” The Economist, 11 March 2004; available from http://www.economist.com/opinion/displayStory.cfm?story_id=2499118; accessed September 2005.

  45. Note that “reasonable” does not mean “accurate.” I believe many of these excuses to be exactly that—excuses for failing to fulfill an obligation. However, when an actor can persuasively argue to its constituency that it has no obligations—obligations over which experts themselves disagree—then the effectiveness of human rights arguments are obviously diminished.

  46. See for example, Roth (2004); Roth (2004); Riches (1997b).

  47. See for example, Lappe and Collins (1977); Poppendieck (1997); Alston (1990).

  48. Ibid., 66.

  49. See for example, Otto (2001); Nagel (1977); Piovesan (2004); Rittich (2001).

  50. Çali and Meckled-Garcia (2006). This “post-positivist” approach to the law includes so-called “New Haven” theorists such as Harold Laswell and Myres McDougal, feminist theorists such as Hilary Charlesworth, critical legal scholars such as David Kennedy and Martti Koskenniemi, and “living constitutionalists” such as Jack Balkin and Cass Sunstein.

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Chong, D.P.L. Five Challenges to Legalizing Economic and Social Rights. Hum Rights Rev 10, 183–204 (2009). https://doi.org/10.1007/s12142-008-0094-y

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