Abstract
Thinking about organisms as if they were rational agents which could choose their own phenotypic traits according to their fitness values is a common heuristic in the field of evolutionary theory. In a 1998 paper, however, Elliott Sober has emphasized several alleged shortcomings of this kind of analogical reasoning when applied to the analysis of social behaviors. According to him, the main flaw of this heuristic is that it proves to be a misleading tool when it is used for predicting the evolution of cooperation. Here, I show that these charges raised against the heuristic use of this analogy are misguided. I argue, contra Sober, that such a heuristic turns out to be a perfect predictive tool in all relevant contexts where cooperation can at least evolve. Moreover, I argue that it constitutes a powerful and sufficient methodological framework for the analysis of social evolution.
Similar content being viewed by others
Notes
I will not consider Sober’s objection to HP in the context of the iterated prisoner’s dilemma (the second in the order of Sober’s original exposition).
There are in fact two necessary (and jointly sufficient) conditions for a game to be an n-player linear prisoner dilemma. First, the global welfare of a group must be strictly proportional to the number of cooperator in the group, or b > c. And second, each player must get a higher payoff in choosing to cooperate rather than to defect, or b/n < c.
It is unsatisfiable in the limit of an infinite population, since c > 0 in such a case.
When the population is randomly structured in groups of size n, the probability of having i altruists in a given group is binomial.
More precisely, a trait will be considered as being weakly altruistic when it provides a net benefit x to the actor, and when the benefit y that is provided by the actor to the recipient is such that y > x.
Note that it doesn’t matter for my argument how precisely the groups are defined, neither how there are formed. As Nunney has himself showed in his 1985 paper, the HP works equally well in viscous populations where groups are not well defined by clear boundaries. But see Godfrey-Smith (2008) for a very good treatment of these problems raised in evolutionary theory by the varieties of possible population structures.
As Sober remarks, there is nevertheless a special case when P(C/C) − P(C/D) = 0, in which the HP and the CARF method gives exactly the same prediction, i.e. that defection will evolve in the population.
Interestingly, this difficulty was alluded to by Sober himself and led him to specify the conclusion of his objection: “If the dominance principle is correct, selfishness is the rational act. But why buy the dominance principle? It is in conflict with some formulations of decision theory, as aficionados of the Newcomb problem well realize. I will not try to track this argument back to first principles, so perhaps my conclusion should be more conditional: if the dominance principle is a correct rule for rational deliberation, then the one-shot Prisoner’s Dilemma provides a counter-example to the heuristic of personification” (Sober 1998, p. 411).
In addition, one should note that we are not even bound to renounce to the dominance principle in adopting Jeffrey expected utility. In the second edition of The Logic of Decision (1983), Jeffrey has indeed amended his own model so that it could account for the dominance principle. This was done by the introduction of a new concept, that of “ratifiability”. Skyrms (1994) argues moreover that some variant of the concept of “ratifiability” is the appropriate generalization of that of “evolutionary stable strategy” (Maynard Smith 1982) in correlated evolutionary game theory. See Skyrms (1990) for further discussion of the concept of ratifiability and its significance in Jeffrey’s thought, and Skyrms (1994) for a discussion of this concept related to evolutionary game theory.
References
Bergstrom TC (2002) Evolution of social behavior: individual and group selection. J Econ Perspect 16(2):67–88
Dawkins R (1976) The selfish gene. Oxford University Press, Oxford
Dawkins R (1982) The extended phenotype. Oxford University Press, Oxford
Frank SA (1994) Genetics of mutualism: the evolution of altruism between species. J Theor Biol 170:393–400
Frank SA (1998) The foundations of social evolution. Princeton University Press, Princeton
Frank SA (2006) Social selection. In: Fox CW, Wolf JB (eds) Evolutionary genetics: concepts and case studies. Oxford University Press, Oxford, pp 350–363
Gibbard A, Harper W (1981) Counterfactuals and two kinds of expected utility. In: Harper W, Stalnaker R, Pearce G (eds) IFS: conditionals, beliefs, decision, chance, and time. Reidel, Dordrecht, pp 153–190
Godfrey-Smith P (2008) Varieties of population structure and the level of selection. Br J Philos Sci 59:25–50
Godfrey-Smith P (2009) Darwinian populations and natural selection. Oxford University Press, Oxford
Grafen A (1984) Natural selection, kin selection, and group selection. In: Krebs JR, Davies NB (eds) Behavioral ecology: an evolutionary approach. Sinauer, Sunderland, pp 62–84
Grafen A (1985) A geometric view of relatedness. Oxford Surv Evol Biol 2:28–89
Grafen A (1990) Do animals really recognize kin? Anim Behav 39:42–54
Grafen A (2002) A first formal link between the price equation and an optimization program. J Theor Biol 217:75–91
Grafen A (2006) Optimization of inclusive fitness. J Theor Biol 238:541–563
Grafen A (2007) The formal darwinism project: a mid-term report. J Evol Biol 20:1243–1254
Hamilton WD (1964) The genetical evolution of social behaviour I, II. J Theor Biol 7(1–16):17–52
Jeffrey R (1983) The logic of decision, 2nd edn. University of Chicago Press, Chicago
Kerr B, Godfrey-Smith P (2002) Individualist and multi-level perspectives on selection in structured populations. Biol Philos 17(4):477–517
Kreps DM (1988) Notes on the theory of choice. Westview Press, Boulder and Boldon
Lewis D (1981) Causal decision theory. Australas J Philos 58:5–30
MacArthur RH, Pianka ER (1966) On optimal use of a patchy environment. Am Nat 100:603–609
Maynard Smith J (1982) Evolution and the theory of games. Cambridge University Press, Cambridge
Michod R (1982) The theory of kin selection. Annu Rev Ecol Syst 13:23–55
Moran PAP (1964) On the nonexistence of adaptive topographies. Ann Hum Genet 27:383–393
Nunney L (1985) Group selection, altruism, and structured-deme models. Am Nat 126(4):212–230
Okasha S (2002) Genetic relatedness and the evolution of altruism. Philos Sci 69:138–149
Okasha S (2006) Evolution and the levels of selection. Oxford University Press, Oxford
Olson M (1965) The logic of collective action. Harvard University Press, Cambridge
Queller DC, Strassmann JE (1998) Kin selection and social insects. Bioscience 48:165–174
Rapport DJ, Turner JE (1977) Economic models in ecology. Science 195:367–373
Riolo RL, Cohen MD, Axelrod R (2001) Evolution of cooperation without reciprocity. Nature 414:441–443
Savage LJ (1954) The foundations of statistics. Wiley, New York
Skyrms B (1990) Ratifiability and the logic of decision. In: French PA, Uehling TE Jr, Wettstein HK (eds) Midwest studies in philosophy vol 15, The philosophy of the human sciences, vol 15. University of Notre Dame Press, Notre Dame, pp 44–56
Skyrms B (1994) Darwin meets the logic of decision: correlation in evolutionary game theory. Philos Sci 61:503–528
Sober E (1998) Three differences between evolution and deliberation. In: Danielson P (ed) Modeling rationality, morality and evolution. Oxford University Press, Oxford, pp 408–422
Sober E, Wilson DS (1998) Unto others: the evolution and psychology of unselfish behavior. Harvard University Press, Cambridge
West SA, Griffin AS, Gardner A (2008) How useful has group selection been? J Evol Biol 22:374–385
Wilson DS (1975) A theory of group selection. PNAS 72(1):143–146
Wilson DS (1990) Weak altruism, strong group selection. Oikos 59(1):135–140
Wilson DS (1998) Hunting, sharing and multilevel selection: the tolerated theft model revisited. Curr Anthropol 39:73–97
Kerr B, Godfrey-Smith P, Feldman M (2004) What is altruism? Trends Ecol Evol 19(3):135–140
Wilson DS (2004a) What is wrong with absolute individual fitness? Trends Ecol Evol 19(5):245–248
Wilson DS (2004b) The new fable of the bees: multilevel selection, adaptive societies, and the concept of self interest. Adv Austrian Econ 7:201–220
Acknowledgments
I am grateful to Philippe Huneman and Samir Okasha for their helpful comments on this article.
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Martens, J. Social evolution and strategic thinking. Biol Philos 26, 697–715 (2011). https://doi.org/10.1007/s10539-011-9276-0
Published:
Issue Date:
DOI: https://doi.org/10.1007/s10539-011-9276-0