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A formal model of adjudication dialogues

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Abstract

This article presents a formal dialogue game for adjudication dialogues. Existing AI & law models of legal dialogues and argumentation-theoretic models of persuasion are extended with a neutral third party, to give a more realistic account of the adjudicator’s role in legal procedures. The main feature of the model is a division into an argumentation phase, where the adversaries plea their case and the adjudicator has a largely mediating role, and a decision phase, where the adjudicator decides the dispute on the basis of the claims, arguments and evidence put forward in the argumentation phase. The model allows for explicit decisions on admissibility of evidence and burden of proof by the adjudicator in the argumentation phase. Adjudication is modelled as putting forward arguments, in particular undercutting and priority arguments, in the decision phase. The model reconciles logical aspects of burden of proof induced by the defeasible nature of arguments with dialogical aspects of burden of proof as something that can be allocated by explicit decisions on legal grounds.

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Notes

  1. This article extends, revises and simplifies Prakken (2001b).

  2. T(d) denotes the player(s) whose turn it is to move in d.

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Acknowledgements

This research was partially supported by the EU under IST-FP6-002307 (ASPIC). I thank Tom Gordon, Chris Reed, Giovanni Sartor, Burkhard Schäfer and Doug Walton for useful discussions on the various aspects of burden of proof.

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Prakken, H. A formal model of adjudication dialogues. Artif Intell Law 16, 305–328 (2008). https://doi.org/10.1007/s10506-008-9066-4

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