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- Michael A. Arbib (2005). From Monkey-Like Action Recognition to Human Language: An Evolutionary Framework for Neurolinguistics. Behavioral and Brain Sciences 28 (2):105-124.The article analyzes the neural and functional grounding of language skills as well as their emergence in hominid evolution, hypothesizing stages leading from abilities known to exist in monkeys and apes and presumed to exist in our hominid ancestors right through to modern spoken and signed languages. The starting point is the observation that both premotor area F5 in monkeys and Broca's area in humans contain a “mirror system” active for both execution and observation of manual actions, and that F5 and Broca's area are homologous brain regions. This grounded the mirror system hypothesis of Rizzolatti and Arbib (1998) which offers the mirror system for grasping as a key neural “missing link” between the abilities of our nonhuman ancestors of 20 million years ago and modern human language, with manual gestures rather than a system for vocal communication providing the initial seed for this evolutionary process. The present article, however, goes “beyond the mirror” to offer hypotheses on evolutionary changes within and outside the mirror systems which may have occurred to equip Homo sapiens with a language-ready brain. Crucial to the early stages of this progression is the mirror system for grasping and its extension to permit imitation. Imitation is seen as evolving via a so-called simple system such as that found in chimpanzees (which allows imitation of complex “object-oriented” sequences but only as the result of extensive practice) to a so-called complex system found in humans (which allows rapid imitation even of complex sequences, under appropriate conditions) which supports pantomime. This is hypothesized to have provided the substrate for the development of protosign, a combinatorially open repertoire of manual gestures, which then provides the scaffolding for the emergence of protospeech (which thus owes little to nonhuman vocalizations), with protosign and protospeech then developing in an expanding spiral. It is argued that these stages involve biological evolution of both brain and body. By contrast, it is argued that the progression from protosign and protospeech to languages with full-blown syntax and compositional semantics was a historical phenomenon in the development of Homo sapiens, involving few if any further biological changes. Key Words: gestures; hominids; language evolution; mirror system; neurolinguistics; primates; protolanguage; sign language; speech; vocalization.
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The strong predominance of right-handedness appears to be a uniquely human characteristic, whereas the left-cerebral dominance for vocalization occurs in many species, including frogs, birds, and mammals. Right-handedness may have arisen because of an association between manual gestures and vocalization in the evolution of language. I argue that language evolved from manual gestures, gradually incorporating vocal elements. The transition may be traced through changes in the function of Broca's area. Its homologue in monkeys has nothing to do with vocal control, (...)
The notion that manual gestures played an important role in the evolution of human language was strengthened by the discovery of mirror neurons in monkey area F5, the proposed homologue of human Broca's area. This idea is central to the thesis developed by Arbib, and lending further support to a link between motor resonance mechanisms and language/communication development is the case of autism and congenital blindness. We provide an account of how these conditions may relate to the aforementioned theory.
In offering a detailed view of putative steps towards the emergence of language from a cognitive standpoint, Michael Arbib is also introducing an evolutionary framework that can be used as a useful tool to confront other viewpoints on language evolution, including hypotheses that emphasize possible alternatives to suggestions that language could not have emerged from an earlier primate vocal communication system.
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Arbib offers a comprehensive, elegant formulation of brain/language evolution; with significant implications for social as well as biological sciences. Important psychological antecedents and later correlates are presupposed; their conceptual enrichment through protosign and protospeech is abbreviated in favor of practical communication. What culture “is” and whether protosign and protospeech involve a protoculture are not considered. Arbib also avoids dealing with the question of evolution of mind, consciousness, and self.
The evolutionary continuity between the prespeech functions of premotor cortex and its new linguistic functions, the main thesis of MacNeilage's target article, is confirmed by the recent discovery of “mirror” neurons in monkeys and a corresponding action-observation/action-execution matching system in humans. Physiological data (and other considerations) appear to indicate, however, that brachiomanual gestures played a greater role in language evolution than MacNeilage would like to admit.
This commentary validates the fundamental evolutionary interconnection between the emergence of imitation and the mirror system. We present a novel computational framework for studying the evolutionary origins of imitative behavior and examining the emerging underlying mechanisms. Evolutionary adaptive agents that evolved in this framework demonstrate the emergence of neural “mirror” mechanisms analogous to those found in biological systems.
Focusing on the mirror system and imitation, I examine the role of metaphor and projection in evolutionary neurolinguistics. I suggest that the key to language evolution in hominid might be an ability to project one's thoughts and feelings onto another agent or object, to see and feel things from another perspective, and to be able to empathize with another agent.
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Sign languages exhibit all the complexities and evolutionary advantages of spoken languages. Consequently, sign languages are problematic for a theory of language evolution that assumes a gestural origin. There are no compelling arguments why the expanding spiral between protosign and protospeech proposed by Arbib would not have resulted in the evolutionary dominance of sign over speech.
Challenges for extending the mirror system hypothesis include mechanisms supporting planning, conversation, motivation, theory of mind, and prosody. Modeling remains relevant. Co-speech gestures show how manual gesture and speech intertwine, but more attention is needed to the auditory system and phonology. The holophrastic view of protolanguage is debated, along with semantics and the cultural basis of grammars. Anatomically separated regions may share an evolutionary history.
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The intriguing observation that left-cerebral dominance for vocalization is ancient, occurring in frogs, birds, and mammals, grounds Corballis's argument that the predominance of right-handedness may result from an association between manual gestures and vocalization in the evolution of language. This commentary supports the general thesis that language evolved “From hand to mouth” (Corballis 2002), while offering alternatives for some of Corballis's supporting arguments.
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