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- Katalin Balog (2000). Phenomenal Judgment and the HOT Theory: Comments on David Rosenthal’s “Consciousness, Content, and Metacognitive Judgments”. Consciousness and Cognition 9 (2):215-219.In this commentary I criticize David Rosenthal’s higher order thought theory of consciousness (HOT). This is one of the best articulated philosophical accounts of consciousness available. The theory is, roughly, that a mental state is conscious in virtue of there being another mental state, namely, a thought to the effect that one is in the first state. I argue that this account is open to the objection that it makes “HOT-zombies” possible, i.e., creatures that token higher order mental states, but not the states that the higher order states are about. I discuss why none of the ways to accommodate this problem within HOT leads to viable positions.
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I begin by considering Ned Block's widely accepted distinction between phenomenal and access consciousness. I argue that on Block's official characterization a mental state's being access conscious is not a way the state's being conscious in any intuitive sense; that if phenomenal consciousness itself corresponds to an intuitive way of a state's being conscious, it literally implies access consciousness; and that Block misconstrues the theoretical significance of the commonsense distinction. These considerations point to the view that mental states' being conscious consists in their being accompanied by occurrent, assertoric thoughts to the effect that one is in the state in question: what I have elsewhere called higher- order thoughts (HOTs). After outlining the model, I sketch theoretical advantages having to do with introspective consciousness, the relationship between consciousness and speech, and the metacognitive phenomenon known as feeling-of-knowing judgments. I conclude by showing that the HOT model does justice to phenomenal consciousness: Sensory states are not all conscious, and HOTS explain why there is something it is like to be in those which are.
A central task of philosophy of mind in recent decades has been to come up with a comprehensive account of the mind that is consistent with materialism. To this end, philosophers have offered useful reductive accounts of mentality in terms that are ultimately explainable by neurobiology. Although these accounts have been useful for explaining some psychological states, one feature?phenomenality or consciousness?has proven to be particularly intractable. The Higher-Order Thought theory (HOT) has been offered as one reductive theory of consciousness. According to HOT, a mental state is conscious if it becomes the content of a suitable higher-order thought that one is in that mental state. In recent years, critics have lodged a series of challenging objections to the view and several alternative theories have been proposed in response to these objections. This paper offers a defense of the traditional Higher-Order Thought theory. First, two different models of consciousness based on HOT are distinguished. The paper argues that one of the models is better supported by the HOT literature. It is then demonstrated that the better supported model is not vulnerable to the objections most commonly lodged against the HOT theory. Finally, it is shown that alternative self-representational theories do not improve upon the HOT theory in the way that they are proposed to. In fact, each of the alternative self-representational views reviewed here is vulnerable to a unique set of problems. In light of these factors, HOT still offers a viable reductive solution to the hard problem.
In a series of closely connected papers, Rosenthal has defended what has come to be known as “the higher-order thought theory of state-consciousness.” According to this theory, a mental state which one instantiates is conscious if and only if one is conscious of being in it in some relevant way, and one’s being conscious of being in the state which is conscious consists in one’s having a contemporaneous thought to the effect that one is in that state. The main aim of this paper is to disarm a Searle-style objection to Rosenthal’s account of state-consciousness, one that takes mentality, in particular intentionality, to presuppose state-consciousness. It is argued that the Searlean attempt to convict Rosenthal’s hypothesis of circularity fails, because the postulation of what Searle called “subjective ontology,” as well as the requirement that there be an uncancelable connection between mode of representation and state-consciousness, is unreasonable. While defending Rosenthal against Searle, this paper also aims to develop a fresh objection to the higher-order thought conception of state-consciousness.
Following a short introduction, this chapter begins by contrasting two different forms of higher-order perception (HOP) theory of phenomenal consciousness - inner sense theory versus a dispositionalist kind of higher-order thought (HOT) theory - and by giving a brief statement of the superiority of the latter. Thereafter the chapter considers arguments in support of HOP theories in general. It develops two parallel objections against both first-order representationalist (FOR) theories and actualist forms of HOT theory. First, neither can give an adequate account of the distinctive features of our recognitional concepts of experience. And second, neither can explain why there are some states of the relevant kinds that are phenomenal and some that aren.
According to Rosenthal’s Higher-Order Thought (HOT) theory of consciousness, first-order mental states become conscious only when they are targeted by HOTs that necessarily represent the states as belonging to self. On this view a state represented as belonging to someone distinct from self could not be a conscious state. Rosenthal develops this view in terms of what he calls the ‘thin immunity principle’ (TIP). According to TIP, when I experience a conscious state, I cannot be wrong about whether it is I who I think is in that state. We first suggest that TIP is a direct consequence of the HOT theory. Next we argue that somatoparaphrenia—a pathology in which sensations are sometimes represented as belonging to other people—shows that TIP can be violated. This violation of TIP in turn shows that the HOT theory’s claim that conscious states are necessarily represented as belonging to self is in error. Rosenthal’s attempt to account for pathological cases is found to be inadequate when applied to somatoparaphrenia, and other possible defenses are also shown to be incapable of preserving TIP. We further conclude by suggesting that the HOT theory’s failing in this regard is not a failing that is peculiar to this theory of consciousness.
David Rosenthal's higher-order thought (HOT) theory is one of the most widely argued for of the higher-order accounts of consciousness. I argue that Rosenthal vacillates between two models of the HOT theory. First, I argue that these models employ different concepts of 'state consciousness'; the two concepts each refer to mental state tokens, but in virtue of different properties. In one model, the concept of 'state consciousness' is more consistent with how the term is typically used, both by philosophers and scientists, and in commonsense usage. This model, however, also has its problems. In the second part of the paper, I develop a modified version of Rosenthal's transitivity principle, thereby avoiding some complications that stem from the original transitivity principle. I suggest that Rosenthal occasionally employs this modified model himself, and that the inconsistency identified in the first section of this paper might really reflect Rosenthal's vacillation between these two versions of the transitivity principle. I offer one explanation for how this equivocation may have occurred. These two versions would result if articulations of the transitivity principle employed the term 'mental state' inconsistently, to refer on some occasions merely to mental state types, and on others, to tokened mental states. I conclude by arguing, contrary to Rosenthal and others, that the theory is not incompatible with view that conscious states are uniquely casual efficacious.
In a recent paper Ned Block (Block manuscript) has renewed his attack on the higher-order thought (HOT) theory of consciousness. The objection that he is articulating is distinct from any of his previous objections (Block 2009; 2007) and is a reaction to David Rosenthal’s response to the empty higher-order thought problem (Rosenthal 2005; all quotes from David Rosenthal will be from this book unless otherwise noted). In this paper I will briefly rehearse Rosenthal’s strategy to avoid the empty HOT problem after which I will lay out Block’s new objection and Rosenthal’s response before I suggest what I consider to be a better solution to the problem.
David Rosenthal and Fred Dretske agree that creature consciousness should be used to give a reductive explanation of state consciousness. They disagree, however, over what type of creature consciousness will do the job. Rosenthal, defending a higher-order thought (HOT) account, argues that higher-order creature consciousness is what is needed. Dretske, defending a first-order (FO) account, argues that first-order creature consciousness is what is needed. I attempt to advance this debate by presenting a case for a third creature-conscious account of state consciousness. what I call the same-order (SO) account. I show that bydefining a conscious mental state as a mental state whose possessor is conscious of what it represents, we are offered a unique creature-conscious account of state consciousness that avoids some of the problems that have plagued both the HOT and FO accounts.
The so-called 'higher-order thought' (HOT) theory of consciousness says that what makes a mental state conscious is the presence of a suitable higher-order thought directed at it (Rosenthal, 1986; 1990; 1993; 2002; 2004; Gennaro, 1996; 2004). The HOT theory has been or could be attacked from two apparently opposite directions. On the one hand, there is what Stubenberg (1998) has called 'the problem of the rock' which, if successful, would show that the HOT theory proves too much. On the other hand, it might also be alleged that the HOT theory does not or cannot address the so-called 'hard problem' of phenomenal consciousness. If so, then the HOT theory would prove too little. We might say, then, that the HOT theory is arguably between a rock and a hard place. In this paper, I critically examine these objections and defend the HOT theory against them. In doing so, I hope to show that the HOT theory, or at least some version of it, neither proves too little nor too much, but is just right. I also show that these two objections are really just two sides of the same coin, and that the HOT theory is immune from David Chalmers' (1995; 1996) criticisms of other attempted reductionist accounts of consciousness.
In Thinking About Consciousness , David Papineau [2002] presents a criticism of so-called 'actualist HOT theories of consciousness'. The HOT theory, held most notably by David Rosenthal, claims that the best explanation for what makes a mental state conscious is that it is the object of an actual higher-order thought directed at the mental state. Papineau contends that actualist HOT theory faces an awkward problem in relation to higher-order memory judgements; for example, that the theory cannot explain how one could later recall an earlier experience that was not introspected. He argues that, on the HOT theory, we are even left with the absurd conclusion that the consciousness of, say, an earlier visual experience might even depend on the later act of memory. I show that Papineau's criticism of actualist HOT theory not only fails, but also that it seriously mischaracterizes and underestimates the theory. In particular, Papineau badly conflates the crucial difference between an introspective state (i.e., where a conscious HOT is directed at a mental state) and an outer-directed first-order conscious state (i.e., a case where one has a nonconscious HOT).
Discussion of Katalin Balog, Phenomenal Judgment and the HOT theory: Comments on David Rosenthal’s “Consciousness, Content, and Metacognitive Judgments”
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