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In this commentary I criticize David Rosenthal’s higher order thought theory of consciousness (HOT). This is one of the best articulated philosophical accounts of consciousness available. The theory is, roughly, that a mental state is conscious in virtue of there being another mental state, namely, a thought to the effect that one is in the first state. I argue that this account is open to the objection that it makes “HOT-zombies” possible, i.e., creatures that token higher order mental states, but not the states that the higher order states are about. I discuss why none of the ways to accommodate this problem within HOT leads to viable positions.

Relying on a range of now-familiar thought-experiments, it has seemed to many philosophers that phenomenal consciousness is beyond the scope of reductive explanation. (Phenomenal consciousness is a form of state-consciousness, which contrasts with creature-consciousness, or perceptual-consciousness. The different forms of state-consciousness include various kinds of access-consciousness, both first-order and higher-order--see Rosenthal, 1986; Block, 1995; Lycan, 1996; Carruthers, 2000. Phenomenal consciousness is the property that mental states have when it is like something to possess them, or when they have subjectively-accessible feels; or as some would say, when they have qualia (see fn.1 below).) Others have thought that we can undermine the credibility of those thought-experiments by allowing that we possess purely recognitional concepts for the properties of our conscious mental states. This paper is concerned to explain, and then to meet, the challenge of showing how purely recognitional concepts are possible if there are no such things as qualia--in the strong sense of intrinsic (non-relational, non-intentional) properties of experience. It argues that an appeal to higher-order experiences is necessary to meet this challenge, and then deploys a novel form of higher-order thought theory to explain how such experiences are generated.

Shriver and Allen (this volume, this journal; hereafter S&A) make three unconnected criticisms of my views concerning phenomenal consciousness and the question of animal consciousness. First, they claim that my dispositional higher-order thought theory of consciousness has much greater significance for ethics than I recognize. Second, they claim that, in the course of attempting to motivate that theory, I have presented inadequate criticisms of first-order theories (according to which phenomenal consciousness may well be rampant in the animal world). And third, they claim that my argument that the question of animal consciousness might not matter a great deal for comparative psychology may prove too much, showing that such consciousness is genuinely epiphenomenal in ourselves, and undermining some of my own evolutionary arguments in support of higher-order theories. I shall focus mostly on the second and third criticisms. But I begin with a few remarks about the first.

Higher Order theories of consciousness have their fair share of sympathisers, but the arguments mustered in their support are—to my mind—unduly persuasive. My aim in this paper is to show that Higher Order theories cannot accommodate the possibility of misrepresentation without either falling into contradiction, or collapsing into a First-Order theory. If this diagnosis is on the right track, then Higher Order theories—at least in the specific versions here considered—fail to give an account of what they set out to explain: what is distinctive of ‘conscious’ phenomena.

I argue against such "Relation Intentionalist" theories of consciousness as the higher-order thought and inner sense views on the grounds that they understand a subject's awareness of his or her phenomenal characters to be intentional, like seeming-seeing, rather than "direct", like seeing. The trouble with such views is that they reverse the order of explanation between phenomenal character and intentional awareness. A superior theory of consciousness, based on views expressed by Russell and Price, takes the relation of awareness to be a nonintentional "acquaintance".

Higher-order theories of consciousness, such as those of Armstrong, Rosenthal and Lycan, typically distinguish sharply between consciousness and phenomenal character, or qualia. The higher-order states posited by these theories are intended only as explanations of consciousness, and not of qualia. In this paper I argue that the positing of higher-order perceptions may help to explain qualia. If we are realists about qualia, conceived as those intrinsic properties of our experience of which we are introspectibly aware, then higher-order perception might have an explanatory role as the means by which we are aware of these properties. This would also allow us to treat qualia as the inner appearances resulting from inner perceptions, and therefore to treat them as intentional objects.

The terminology surrounding the dispute between higher-order and first-order theories of consciousness is piled so high that it sometimes obscures the view. When the debris is cleared away, there is a real prospect.

In this paper it is argued that existing ‘self-representational’ theories of phenomenal consciousness do not adequately address the problem of higher-order misrepresentation. Drawing a page from the phenomenal concepts literature, a novel self-representational account is introduced that does. This is the quotational theory of phenomenal consciousness, according to which the higher-order component of a conscious state is constituted by the quotational component of a quotational phenomenal concept. According to the quotational theory of consciousness, phenomenal concepts help to account for the very nature of phenomenally conscious states. Thus, the paper integrates two largely distinct explanatory projects in the field of consciousness studies: (i) the project of explaining how we think about our phenomenally conscious states, and (ii) the project of explaining what phenomenally conscious states are in the first place.

In this paper I consider recent discussions within the representationalist theories of phenomenal consciousness, in particular, the discussions between first order representationalism (FOR) and higher order representationalism (HOR). I aim to show that either there is only a terminological dispute between them or, if the discussion is not simply terminological, then HOR is based on a misunderstanding of the phenomena that a theory of phenomenal consciousness should explain. First, I argue that we can defend first order representationalism from Carruthers' attacks and ignore higher order thoughts in our account of phenomenal consciousness. Then I offer a diagnostic of Carruthers' misunderstanding. In the last section I consider further reasons to include mindreading abilities in an explanation of phenomenal consciousness.

Following a short introduction, this chapter begins by contrasting two different forms of higher-order perception (HOP) theory of phenomenal consciousness - inner sense theory versus a dispositionalist kind of higher-order thought (HOT) theory - and by giving a brief statement of the superiority of the latter. Thereafter the chapter considers arguments in support of HOP theories in general. It develops two parallel objections against both first-order representationalist (FOR) theories and actualist forms of HOT theory. First, neither can give an adequate account of the distinctive features of our recognitional concepts of experience. And second, neither can explain why there are some states of the relevant kinds that are phenomenal and some that aren.