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- J. Earman (2006). Two Challenges to the Requirement of Substantive General Covariance. Synthese 148 (2):443--68.It is generally acknowledged that the requirement that the laws of a spacetime theory be covariant under a general coordinate transformation is a restriction on the form but not the content of the theory. The prevalent view in the physics community holds that the substantive version of general covariance – exhibited, for example, by Einstein’s general theory of relativity – consists in the requirement that diffeomorphism invariance is a gauge symmetry of the theory. This conception of general covariance is explained and confronted by two challenges. One challenge claims, in effect, that substantive general covariance is not deserving of the name since, just as it is possible to rewrite any spacetime so that it satisfies formal general covariance, so it is also possible to rewrite the theory so that it satisfies the proffered version of substantive general covariance. The other challenge claims that the proffered version of substantive general covariance is not strong enough to guarantee the intended meaning of general covariance. Both challenges are discussed in terms of concrete examples. It is argued that both challenges fail but, at the same time, that they help to clarify what is at stake on the seemingly never ending dispute over the nature and status of general covariance.
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In classical mechanics, the Galilean covariance and the principle of relativity are completely equivalent and hold for all possible dynamical processes. In relativistic physics, on the contrary, the situation is much more complex: It will be shown that Lorentz covariance and the principle of relativity are not equivalent. The reason is that the principle of relativity actually holds only for the equilibrium quantities characterizing the equilibrium state of dissipative systems. In the light of this fact it will be argued that Lorentz covariance should not be regarded as a fundamental symmetry of the laws of physics.
What is the meaning of general covariance? We learn something about it from the hole argument, due originally to Einstein. In his search for a theory of gravity, he noted that if the equations of motion are covariant under arbitrary coordinate transformations, then particle coordinates at a given time can be varied arbitrarily - they are underdetermined - even if their values at all earlier times are held fixed. It is the same for the values of fields. The argument can also be made out in terms of transformations acting on the points of the manifold, rather than on the coordinates assigned to the points. So the equations of motion do not fix the particle positions, or the values of fields at manifold points, or particle coordinates, or fields as functions of the coordinates, even when they are specified at all earlier times. It is surely the business of physics to predict these sorts of quantities, given their values at earlier times. The principle of general covariance therefore seems untenable.
The objection that Einstein's principle of general covariance is not a relativity principle and has no physical content is reviewed. The principal escapes offered for Einstein's viewpoint are evaluated.
The objection that Einstein's principle of general covariance is not a relativity principle and has no physical content is reviewed. The principal escapes offered for Einstein's viewpoint are evaluated.
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Einstein insisted throughout his life that the signal achievement of his general theory of relativity was its general covariance. How are we to reconcile this with the now common view that general covariance merely expresses a definition, our freedom to label events with any set of numbers we like? There is, I believe, a natural reading for Einstein's claims that does make perfect sense. It requires us to adopt a physical interpretation of relativity theory that is now no longer popular, so the natural reading will no longer have intrinsic interest. It will, however, allow us to make sense of Einstein's claims and his program.
Analysis of Emmy Noether’s 1918 theorems provides an illuminating method for testing the consequences of “coordinate generality”, and for exploring what else must be added to this requirement in order to give general covariance its far-reaching physical significance. The discussion takes us through Noether’s first and second theorems, and then a third related theorem due originally to F. Klein. Contact will also be made with the contributions of, principally, J.L. Anderson, A. Trautman, P.A.M. Dirac, R. Torretti and the father of the whole business, A. Einstein (an apparent shift in Einstein’s thinking on the significance of general covariance between 1916 and 1918 is highlighted).
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Einstein considered general covariance to characterize the novelty of his General Theory of Relativity (GTR), but Kretschmann thought it merely a formal feature that any theory could have. The claim that GTR is ``already parametrized'' suggests analyzing substantive general covariance as formal general covariance achieved without hiding preferred coordinates as scalar ``clock fields,'' much as Einstein construed general covariance as the lack of preferred coordinates. Physicists often install gauge symmetries artificially with additional fields, as in the transition from Proca's to Stueckelberg's electromagnetism. Some post-positivist philosophers, due to realist sympathies, are committed to judging Stueckelberg's electromagnetism distinct from and inferior to Proca's. By contrast, physicists identify them, the differences being gauge-dependent and hence unreal. It is often useful to install gauge freedom in theories with broken gauge symmetries (second-class constraints) using a modified Batalin-Fradkin-Tyutin (BFT) procedure. Massive GTR, for which parametrization and a Lagrangian BFT-like procedure appear to coincide, mimics GTR's general covariance apart from telltale clock fields. A generalized procedure for installing artificial gauge freedom subsumes parametrization and BFT, while being more Lagrangian-friendly than BFT, leaving any primary constraints unchanged and using a non-BFT boundary condition. Artificial gauge freedom licenses a generalized Kretschmann objection. However, features of paradigm cases of artificial gauge freedom might help to demonstrate a principled distinction between substantive and merely formal gauge symmetry.
Physicists who work on canonical quantum gravity will sometimes remark that the general covariance of general relativity is responsible for many of the thorniest technical and conceptual problems in their field.1 In particular, it is sometimes alleged that one can trace to this single source a variety of deep puzzles about the nature of time in quantum gravity, deep disagreements surrounding the notion of ‘observable’ in classical and quantum gravity, and deep questions about the nature of the existence of spacetime in general relativity. Philosophers who think about these things are sometimes skeptical about such claims. We have all learned that Kretschmann was quite correct to urge against Einstein that the “General Theory of Relativity” was no such thing, since any theory could be cast in a generally covariant form, and hence the general covariance of general relativity could not have any physical content, let alone bear the kind of weight that Einstein expected it to.2 Friedman’s assessment is widely accepted: “As Kretschmann first pointed out in 1917, the principle of general covariance has no physical content whatever: it specifies no particular physical theory; rather, it merely expresses our commitment to a certain style of formulating physical theories” (1984, p. 44). Such considerations suggest that general covariance, as a technically crucial but physically contentless feature of general relativity, simply cannot be the source of any significant conceptual or physical problems.3 Physicists are, of course, conscious of the weight of Kretschmann’s points against Einstein. Yet they are considerably more ambivalent than their philosophical colleagues. Consider Kuchaˇr’s conclusion at the end of a discussion of this topic.
How can we reconcile two claims that are now both widely accepted: Kretschmann's claim that a requirement of general covariance is physically vacuous and the standard view that the general covariance of general relativity expresses the physically important diffeomorphism gauge freedom of general relativity? I urge that both claims can be held without contradiction if we attend to the context in which each is made.
Discussion of J. Earman, Two challenges to the requirement of substantive general covariance
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