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- Paul E. Griffiths (2004). Toward a "Machiavellian" Theory of Emotional Appraisal. In D. Evans & Pierre Cruse (eds.), Emotion, Evolution, and Rationality. Oxford University Press.The aim of appraisal theory in the psychology of emotion is to identify the features of the emotion-eliciting situation that lead to the production of one emotion rather than another2. A model of emotional appraisal takes the form of a set of dimensions against which potentially emotion-eliciting situations are assessed. The dimensions of the emotion hyperspace might include, for example, whether the eliciting situation fulfills or frustrates the subject’s goals or whether an actor in the eliciting situation has violated a norm. Richard Lazarus’s well-known model of emotional appraisal has six dimensions, and the regions of the resulting hyperspace that correspond to particular emotions are summarized by Lazarus as the ‘core relational themes’ of those emotions. Anger, for examples, is elicited by the core relational theme ‘a demeaning offence against me and mine’, sadness by ‘having experienced an irrevocable loss’ and guilt by ‘having transgressed a moral imperative’ (Lazarus, 1991).
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Appraisal theories of emotion generally presuppose that emotions are “directed at” various items. They also hold that emotions have motivational properties. However, although it coheres well with their views, they have yet to seriously develop the idea that the function of emotional direction is to guide those properties. I argue that this “guidance hypothesis” can open up a promising new field of research in emotion theory. But I also argue that before appraisal theorists can take full advantage of it, they must drop their further assumption that to determine an emotion's direction, one need only retrace the process that caused it. Contrary to this “retracing view,” I argue for an “independence thesis”: directed emotions are produced by two functionally independent sub-processes. The first, “affect-causation,” functions in part to produce a state with certain motivational properties given certain representations. The second, “affect-direction,” has the function of optimally guiding those motivational properties by associating them with representations that may properly be quite dissimilar from the causal ones. By provisionally adopting the independence thesis and empirically testing the guidance hypothesis, I argue that appraisal theorists stand a good chance of significantly increasing the explanatory power of their theories.
What is the difference between an emotional appraisal and a dispassionate judgement? It has been suggested that emotional appraisals are states of a special kind that play a distinctive role in our psychology; it has also been suggested that emotional appraisals have a distinctive kind of content. In this paper, I explore the links between the function and content of an emotional appraisal, making use of a teleosemantic account of intentional content that I have developed elsewhere.
Emotion theories in present philosophical discussion propose different models of relationship between feeling and appraisal. The multicomponent model considers appraisal as separate component and distinguishes it from feeling and physiological body changes thus presupposing what may be called 'disembodied' and 'disembedded' appraisal as representational. The recently emerged concept of enactment, in contrast, argues that appraisal is closely linked to feeling and physiological body changes presupposing what can be called 'embodied' and 'embedded' appraisal as relational. The aim of the paper is to investigate which concept of appraisal, the 'disembedded' or the 'embedded' one, is better compatible with current neuroimaging data on emotion processing and thus neurophilosophically more tenable. The 'disembodied' and 'disembedded' concept implies distinct and independent brain regions underlying feeling and appraisal whereas 'embodied' and 'embedded' appraisal implies overlapping and dependent brain regions. Recent neuroimaging studies demonstrate that medial and lateral prefrontal cortical regions are involved in both feeling and appraisal and that there seems to be reciprocal modulation between these regions. Though preliminary, these data suggest that feeling and appraisal are associated with different patterns of neural activity across overlapping and interdependent brain regions. I therefore conclude that current neuroscientific evidence is rather in favor of the 'embodied' and 'embedded' concept of appraisal as relational than the one of 'disembodied' and 'disembedded' appraisal as representational that is presupposed in current multicomponent theories of emotions.
This chapter presents emotion as a function of brain-body interaction, as a vital part of a multi-tiered phylogenetic set of neural mechanisms, evoked by both instinctive processes and learned appraisal systems, and argues to establish the primacy of emotion in relation to cognition. Primarily based on Damasio's somatic marker hypothesis, but also incorporating elements of Lazarus' appraisal theory, this paper presents a neuropedagogical model of emotion, the somatic appraisal model of affect (SAMA). SAMA identifies quintessential components, facets, and functions of affect necessary to provide a new domain, namely educational neuroscience, with a basis on which to build a dynamic model of affect serving to critique traditional cognitivist-oriented curricula and instruction, and to inform an alternative: neuropedagogy.
In _What Emotions Really Are: The problem of psychological categories_ I argued that it is unlikely that all the psychological states and processes that fall under the vernacular category of emotion are sufficiently similar to one another to allow a unified scientific psychology of the emotions. In this paper I restate what I mean by ?natural kind? and my argument for supposing that emotion is not a natural kind in this specific sense. In the following sections I discuss the two most promising proposals to reunify the emotion category: the revival of the Jamesian theory of emotion associated with the writings of Antonio Damasio and a philosophical approach to the content of emotional representations that draws on ?multi-level appraisal theory? in psychology.
This commentary makes three points: (1) There may be no clear-cut distinction between emotion and appraisal “constituents” at neural and psychological levels. (2) The microdevelopment of an emotional interpretation contains a complex microdevelopment of affect. (3) Neurophenomenology is a promising research program for testing Lewis's hypotheses about the neurodynamics of emotion-appraisal amalgams.
Although much research on emotion and morality has treated emotion as a relatively undifferentiated construct, recent work shows that moral transgressions can evoke a variety of distinct emotions. To accommodate these results, we propose a multiple-appraisal model in which distinct appraisals lead to different moral emotions. The implications of this model for our understanding of the relationship between appraisals, emotions and judgments are discussed. The complexity of moral emotional experience presents a methodological challenge to researchers, but we submit that a complete understanding of human morality must acknowledge the differentiated nature of moral emotions.
The issues addressed in this commentary include: (1) the appropriate conceptualization of “appraisal”; (2) the nature and unfolding of emotional episodes over time; (3) the interrelationships between the dynamic elements of the appraisal process and their effects on other emotion components, as well as repercussions on ongoing appraisal in a recursive process; and (4) the use of brain research to constrain and inform models of emotion.
Today appraisal theories are the foremost approach to emotions in philosophy and psychology. The general assumption underlying these theories is that evaluations (appraisals) are the most crucial factor in emotions. This assumption may imply that: (a) evaluative pattems distinguish one emotion from another; (b) evaluative pattems distinguish emotions from nonemotions; (e) emotional evaluations of the eliciting event determine emotional intensity. These claims are not necessarily related. Accepting one of them does not necessarily imply acceptance of the others. I believe that whereas (b) is false, (a) and (c) are basically true.
Emotional appraisal happens at more than one level. Low-level appraisals involve representations that are semantically coarse-grained, fuse the functional roles of belief and desire and have impoverished inferential roles, making it best to think of them as sub-conceptual. Multi-level theories of emotional appraisal are thus best conceived, not as theories of the actual conceptual content of emotional appraisals, but as ecological theories that identify the aspects of the environment that appraisal processes are tracking using diverse cognitive means. These aspects of the environment are what the environment ‘affords’ the organism. Some of these affordances are ‘goal-affordances’ - possibilities for future action. This perspective on emotional appraisal lends support to the idea that emotional appraisal is in part ‘Machiavellian’ or ‘strategic’. Organisms take into account the payoffs resulting from an emotional response when determining whether the eliciting situation ‘warrants’ that emotion.
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