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- David Rosenthal (2004). Varieties of Higher-Order Theory. In Rocco J. Gennaro (ed.), Higher-Order Theories of Consciousness: An Anthology. John Benjamins.
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One of the distinctive properties of conscious states is the peculiar self-
awareness implicit in them. Two rival accounts of this self-awareness are discussed.
According to a Neo-Brentanian account, a mental state M is conscious iff M represents
its very own occurrence. According to the Higher-Order Monitoring account, M is merely
accompanied by a numerically distinct representation of its occurrence. According to both,
then, M is conscious in virtue of figuring in a higher-order content. The disagreement is
over the question whether the higher-order content is carried by M itself or by a differ-
ent state. While the Neo-Brentanian theory is phenomenologically more attractive, it is
often felt to be somewhat mysterious. It is argued (i) that the difference between the Neo-
Brentanian and Higher-Order Monitoring theories is smaller and more empirical than may
initially seem, and (ii) that the Neo-Brentanian theory can be readily demystified. These
considerations make it prima facie preferable to the Higher-Order Monitoring theory.
Through the utilization of a descriptive illustration and detailed referencing of Carruthers (2000), a comparison of Hierarchical Systems theory (Pharoah, 2007) with Dispositional Higher-Order Thought theory identifies and reinforces their complementary status. However, this also determines some key distinctions, particularly with regard to the conclusions each make regarding the mentality of animals and the autistic, and regarding the moral consequences of these conclusions.
Relying on a range of now-familiar thought-experiments, it has seemed to many philosophers that phenomenal consciousness is beyond the scope of reductive explanation. (Phenomenal consciousness is a form of state-consciousness, which contrasts with creature-consciousness, or perceptual-consciousness. The different forms of state-consciousness include various kinds of access-consciousness, both first-order and higher-order--see Rosenthal, 1986; Block, 1995; Lycan, 1996; Carruthers, 2000. Phenomenal consciousness is the property that mental states have when it is like something to possess them, or when they have subjectively-accessible feels; or as some would say, when they have qualia (see fn.1 below).) Others have thought that we can undermine the credibility of those thought-experiments by allowing that we possess purely recognitional concepts for the properties of our conscious mental states. This paper is concerned to explain, and then to meet, the challenge of showing how purely recognitional concepts are possible if there are no such things as qualia--in the strong sense of intrinsic (non-relational, non-intentional) properties of experience. It argues that an appeal to higher-order experiences is necessary to meet this challenge, and then deploys a novel form of higher-order thought theory to explain how such experiences are generated.
The higher order approach to consciousness attempts to build a theory of consciousness from the insight that a conscious state is one that the subject is conscious of. There is a well-known objection1 to the higher order approach, a version of which is fatal. Proponents of the higher order approach have realized that the objection is significant. They have dealt with it via what David Rosenthal calls a “retreat” (2005b, p. 179) but that retreat fails to solve the problem.
Following a short introduction, this chapter begins by contrasting two different forms of higher-order perception (HOP) theory of phenomenal consciousness - inner sense theory versus a dispositionalist kind of higher-order thought (HOT) theory - and by giving a brief statement of the superiority of the latter. Thereafter the chapter considers arguments in support of HOP theories in general. It develops two parallel objections against both first-order representationalist (FOR) theories and actualist forms of HOT theory. First, neither can give an adequate account of the distinctive features of our recognitional concepts of experience. And second, neither can explain why there are some states of the relevant kinds that are phenomenal and some that aren.
For nearly a decade, David Rosenthal has proposed that a mental state M of a creature C is conscious just in case C has a suitable higher-order thought directed toward M. While this theory has had its share of criticism in recent years, I believe that the real difficulties have been ignored. In this essay, I show that the presence of a higher order is insufficient for conscious experience, even if we suppose that the thought satisfies the constraints that Rosenthal lists (i.e. that it is assertoric in nature, that it is had occurently, and that it is non-inferentially formed). The only way Rosenthal's view could possibly yield sufficient conditions is by requiring that the higher-order thought be suitably causally related to its object. Yet, as I also show, the only causal constraint strong enough to do the job is not only ill-motivated but probably false.
One of the promising approaches to the problem of consciousness has been the Higher-Order Monitoring Theory of Consciousness. According to the Higher-Order Monitoring Theory, a mental state M of a subject S is conscious iff S has another mental state, M*, such that M* is an appropriate representation of M. Recently, several philosophers have developed a Higher-Order Monitoring theory with a twist. The twist is that M and M* are construed as entertaining some kind of constitutive relation, rather than being logically independent of each other. We may call this the Same-Order Monitoring Theory of Consciousness. In this paper, I discuss the nature of the Same-Order Monitoring Theory and argue for its superiority over the more traditional Higher-Order Monitoring Theory.
In this commentary I criticize David Rosenthal’s higher order thought theory of consciousness (HOT). This is one of the best articulated philosophical accounts of consciousness available. The theory is, roughly, that a mental state is conscious in virtue of there being another mental state, namely, a thought to the effect that one is in the first state. I argue that this account is open to the objection that it makes “HOT-zombies” possible, i.e., creatures that token higher order mental states, but not the states that the higher order states are about. I discuss why none of the ways to accommodate this problem within HOT leads to viable positions.
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