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- Henry P. Stapp, Quantum Theory and the Role of Mind in Nature.Orthodox Copenhagen quantum theory renounces the quest to understand the reality in which we are imbedded, and settles for practical rules that describe connections between our observations. Many physicist have believed that this renunciation of the attempt describe nature herself was premature, and John von Neumann, in a major work, reformulated quantum theory as a theory of the evolving objective universe. In the course of his work he converted to a benefit what had appeared to be a severe deficiency of the Copenhagen interpretation, namely its introduction into physical theory of the human observers. He used this subjective element of quantum theory to achieve a significant advance on the main problem in philosophy, which is to understand the relationship between mind and matter. That problem had been tied closely to physical theory by the works of Newton and Descartes. The present work examines the major problems that have appeared to block the development of von Neumann’s theory into a fully satisfactory theory of Nature, and proposes solutions to these problems.
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Quantum physics is believed to be the fundamental theory underlying our understanding of the physical universe. However, it is based on concepts and principles that have always been difficult to understand and controversial in their interpretation. This book aims to explain these issues using a minimum of technical language and mathematics. After a brief introduction to the ideas of quantum physics, the problems of interpretation are identified and explained. The rest of the book surveys, describes and criticises a range of suggestions that have been made with the aim of resolving these problems; these include the traditional, or 'Copenhagen' interpretation, the possible role of the conscious mind in measurement, and the postulate of parallel universes. This new edition has been revised throughout to take into account developments in this field over the past fifteen years, including the idea of 'consistent histories' to which a completely new chapter is devoted.
A criterion for the existence of human free will is specified: a human action is asserted to be a manifestations of human free-will if this action is a specific physical action that is experienced as being consciously chosen and willed to occur by a human agent, and is not determined within physical theory either in terms of the physically described aspects of nature or by any non-human agency. This criterion is tied to the structure of a physical theory. It is noted that the orthodox quantum mechanics that flows from John von Neumann’s analysis of the process of measurement in quantum theory is described in terms of three processes that are effectively based on a three-level conception of reality. Von Neumann’s “Process 2” is the deterministic evolution, via the Schroedinger equation, of a physically described aspect of reality, the quantum state. His “Process 1” is the physically described aspect of a psychophysical probing action whose psychologically described aspect is an increment in the knowledge of a probing agent/observer. Process 3, in Dirac’s words, is “a choice on the part of nature” of the response to such a probing action. It is argued here that all three levels of this quantum structure, the physically described quantum state, the probing knowledge-acquiring agents, and the response-choosing nature, are all best conceived as idea-like in character. Quantum mechanics, though puzzling when viewed from the inappropriate perspective of the mechanistic classical physics, becomes rationally coherent when the underlying reality is conceived to be not a physically described classical monism, but rather an ideabased quantum triality. This idea-based conception of reality evades the pitfalls of nonphysics-based idealism by being erected directly upon the basic concepts of pragmatic empirically validated quantum mechanics. However, the dynamical structure of quantum theory contains certain causal gaps..
René Descartes proposed an interactive dualism that posits an interaction between the mind of a human being and some of the matter located in his or her brain. Isaac Newton subsequently formulated a physical theory based exclusively on the material/physical part of Descartes’ ontology. Newton’s theory enforced the principle of the causal closure of the physical, and the classical physics that grew out of it enforces this same principle. This classical theory purports to give, in principle, a complete deterministic account of the physically described properties of nature, expressed exclusively in terms of these physically described properties themselves. Orthodox contemporary physical theory violates this principle in two separate ways. First, it injects random elements into the dynamics. Second, it allows, and also requires, abrupt probing actions that disrupt the mechanistically described evolution of the physically described systems. These probing actions are called Process 1 interventions by von Neumann. They are psycho-physical events. Neither the content nor the timing of these events is determined either by any known law, or by the afore-mentioned random elements. Orthodox quantum mechanics considers these events to be instigated by choices made by conscious agents. In von Neumann’s formulation of quantum theory each such intervention acts upon the state of the brain of some conscious agent. Thus orthodox von Neumann contemporary physics posits an interactive dualism similar to that of Descartes. But in this quantum version the effects of the conscious choices upon our brains are controlled, in part, by the known basic rules of quantum physics. This theoretically specified mind-brain connection allows many basic psychological and neuropsychological findings associated with the apparent physical effectiveness of our conscious volitional efforts to be explained in a causal and practically useful way..
Quantum theory is highly successful in explaining properties of classes of systems: e.g. chemistry --- molecular binding energies optics --- frequency-dependent susceptibilities superconductivity --- energy gaps nuclear magnetic resonance --- chemical shifts particle physics --- scattering cross-sections cosmology --- helium abundance but many questions arise: What does quantum theory tell us about the nature of reality? Is quantum theory universally valid? Can quantum theory describe individual events? Can quantum theory be applied consistently at the macroscopic level? Is an algorithmic treatment of measurement theory possible? Is it possible to provide an interpretation of quantum theory which is compatible with special relativity/ general relativity/ quantum field theory/ this week's theory of everything?
It has been suggested, on the one hand, that quantum states are just states of knowledge; and, on the other, that quantum theory is merely a theory of correlations. These suggestions are confronted with problems about the nature of psycho-physical parallelism and about how we could define probabilities for our individual future observations given our individual present and previous observations. The complexity of the problems is underlined by arguments that unpredictability in ordinary everyday neural functioning, ultimately stemming from small-scale uncertainties in molecular motions, may overwhelm, by many orders of magnitude, many conventionally recognized sources of observed ``quantum'' uncertainty. Some possible ways of avoiding the problems are considered but found wanting. It is proposed that a complete understanding of the relationship between subjective experience and its physical correlates requires the introduction of mathematical definitions and indeed of new physical laws.
For many years, Henry Stapp and I have been working separately and independently on mind-centered interpretations of quantum theory. In this review, I discuss his work and contrast it with my own. There is much that we agree on, both in the broad problems we have addressed and in some of the specific details of our analyses of neural physics, but ultimately we disagree fundamentally in our views on mind, matter, and quantum mechanics. In particular, I discuss our contrasting opinions about the nature and randomness of quantum events, about relativity theory, and about the many-minds idea. I also suggest that Stapp’s theories are inadequately developed.
The question raised by Shimony and Stein is examined and used to explain in more detail a key point of my proof that any theory that conforms to certain general ideas of orthodox relativistic quantum field theory must permit transfers of information over spacelike intervals. lt is also explained why this result is not a problem for relativistic quantum theory, but, on the contrary, opens the door to a satisfactory realistic relativistic quantum theory based on the ideas of Tomonaga, Schwinger, and von Neumann.
Orthodox quantum mechanics is technically built around an element that von Neumann called Process 1. In its basic form it consists of an action that reduces the prior state of a physical system to a sum of two parts, which can be regarded as the parts corresponding to the answers ‘Yes’ and ‘No’ to a specific question that this action poses, or ‘puts to nature’. Nature returns one answer or the other, in accordance with statistical weightings specified by the theory. Thus the standard statistical element in quantum theory enters only after the Process-1 choice is made, while the known deterministic element in quantum theory governs the dynamics that prevails between the reduction events, but not the process that determines which of the continuum of allowed Process-1 probing actions will actually occur. The rules governing that selection process are not fixed by the theory in its present form. This freedom can be used to resolve in a natural way an apparent problem of the orthodox theory, its biocentrism. That resolution produces a rationally coherent realization of the theory that preserves the basic orthodox structure but allows naturally..
Quantum theory has been formulated in several different ways. The original version was ‘Copenhagen’ quantum theory, which was formulated as a practical set of rules for making predictions about what we human observers would observe under certain well-defined sets of conditions. However, the human observers themselves were excluded from the system, in much the same way that Descartes excluded human beings from the part of the world governed by the natural physical laws. This exclusion of human beings from the world governed by the physical laws is an awkward feature of Copenhagen quantum theory that is fixed by “Orthodox” quantum theory, which is the form devised by von Neumann and Wigner. This orthodox form treats the entire world as a quantum system, including the brains and bodies of human beings. Some more recent formulation of quantum theory seek to exclude from the theory all reference to the experiences of human observers, but I do not consider them, both because of their technical deficiencies, and because they are constitutionally unequipped to deal adequately with the causal efficacy of our conscious thoughts.1 The observer plays a central role in both Copenhagen and Orthodox quantum theory. In this connection, Bohr, describing the 1927 Solvay conference, noted that: “…an interesting discussion arose about how to speak of the appearance of phenomena for which only statistical predictions can be made. The question was whether, as to the occurrence of such individual events, we should adopt the..
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