Eugene Halton1 38 The Degenerate Monkey One of these days, perhaps, there will come a writer of opinions less humdrum than those of Dr. (Alfred Russel) Wallace, and less in awe of the learned and official world . . . who will argue, like a new Bernard Mandeville, that man is but a degenerate monkey, with a paranoic talent for self-satisfaction, no matter what scrapes he may get himself into, calling them 'civilization,' and who, in place of the unerring instincts of other races, has an unhappy faculty for occupying himself with words and abstractions, and for going wrong in a hundred ways before he is driven, willy-nilly, into the right one. (CN 3: 17–18, 1901). This one sentence, packed into Peirce's 1901 review of Alfred Russel Wallace's book Studies, Scientific and Social, a two volume work totaling over 1000 pages, was not stated as an explicit expression of Peirce's own philosophy. But I would like to extrapolate from what I take to be a compacted but sophisticated philosophical anthropology, one that connects to Peirce's wider philosophy and to a viable way of understanding the human creature today. I suggest that Peirce was a kind of new Bernard Mandeville with a twist, that twist being his depiction of the degenerate monkey. One of these days, perhaps, there will come a writer of opinions less humdrum than those of Dr. Wallace, and less in awe of the learned and official world . . . who will argue, like a new Bernard Mandeville, that . . . In the sentences preceding the above quotation, Peirce wrote of Wallace that: ". . . he pronounces monkeys to be rather low down in the scale of quadrupedal life, both physically and mentally. He still acknowledges that man is the crown of the animal kingdom in both respects". Peirce removes that crown in his understanding of the human creature.2 In his Fable of the Bees: or, Private Vices, Public Benefits, which was first published in 1714, Bernard Mandeville skewered human pomp with his view that: "The moral virtues are the political offspring which flattery begot upon pride". Mandeville believed that the moral virtues conceal a basic selfishness that humans share with other animals. Indeed, they provide the very means to deny that nature. Cooperative human goodness, similar to Hobbes, is an artifice 1 University of Notre Dame, USA. 2 Humans are then not the crown above the "monkey" below, contra Wallace, but by the standard of maturity are even lower by virtue of being physically neotenous, physiologically less matured developmentally. In the place of a "crown", Peirce celebrates the human capacity to blunder more than other animals, as I develop later in the piece. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 245) imposed upon primal self-interest. Social cooperation is conceived nominalistically as a conventional invention introduced in the development of societies, rather than an essence of human nature. Thus private vices may become public benefits: "Private Vices by the dextrous Management of a skilful Politician may be turned into Publick Benefits" (Mandeville 1989: 371). Such a nominalist outlook seems at a remove from Peirce's realist and naturalist views of signs and sociality.3 Instead, it was Mandeville's puncturing of that human posturing called "being civilized" that I take Peirce to be alluding to. In his lecture on "Philosophy and the Conduct of Life", the first of his eight Cambridge lectures of 1898, Peirce notes that: The mental qualities we most admire in all human beings except our several selves are the maiden's delicacy, the mother's devotion, manly courage, and other inheritances that have come to us from the biped who did not yet speak; while the characters that are most contemptible take their origin in reasoning. The very fact that everybody so ridiculously overrates his own reasoning is sufficient to show how superficial the faculty is. For you do not hear the courageous man vaunt his own courage, or the modest woman boast of her modesty, or the really loyal plume themselves on their honesty. What they are vain about is always some insignificant gift of beauty or of skill. It is the instincts, the sentiments, that make the substance of the soul. Cognition is only its surface, its locus of contact with what is external to it. (EPII: 31). Here Peirce inverts the sources of the virtues from Mandeville's outlook. Where Mandeville saw the virtues as an artifice repressing the self-interests of human nature, Peirce sees the most admirable human qualities as stemming from our ancestral past, "from the biped who did not yet speak". Motherly devotion and manly courage are instinctive social sentiments. We might say today that such qualities trace back even beyond the biped who did not speak to include a broader range of primate and even mammalian ancestors. Primatologist Franz de Waal (2010) has written about the capacities for empathy in chimps and bonobos, and neuropsychologist Jaap Panksepp (Panksepp and Biven 2012) has argued for subcortical mammalian neurocircuits for caring (or nurturance) and playfulness, among others, revealing a longer neuroevolutionary history for human emotions than simply hominid. But of our vaunted capacity for rational cognition, Peirce claims that it is superficial in comparison with the social sentiments. Comparing it with the bees, he writes: 3 Social cooperation occurs through the medium of signs. Sociality does not have the same meaning as sociability. Peirce claims that reality is social, and that the social is natural. He claims that signs are intrinsically social. This allows that the public may be real, which Mandeville's view seems to deny. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 246) 246 Eugene Halton Reason is of its very essence egotistical. In many matters it acts the fly on the wheel. Do not doubt that the bee thinks it has a good reason for making the end of its cell as it does. But I should be very much surprised to learn that its reason has solved that problem of isoperimetry that its instinct has solved. Men many times fancy that they act from reason when, in point of fact, the reasons they attribute to themselves are nothing but excuses which unconscious instinct invents to satisfy the teasing 'why's' of the ego. The extent of this self-delusion is such as to render philosophical rationalism a farce. Reason, then, appeals to sentiment in the last resort. Sentiment, for its part, feels itself to be the man. (EPII: 32). The idea that human beings are rational beings would seem to be amended in Peirce to something like, if I may play with the well-known Shakespeare quotation used elsewhere by Peirce: Man is by habit a self-deluding rationalizer, an angry ape, Drest in a little brief authority, Most ignorant of what he's most assured, His mature sentiments. Or more, that . . . . . . man is but a degenerate monkey Peirce's characterization of humanity as "but a degenerate monkey" beautifully puts what Alfred Russel Wallace thought to be the crown of creation in its place. Peirce advocated technical scientific terminology that was specialized and univocal. His term "degenerate monkey" is neither specialized nor univocal. But I find it an apt expression to characterize humanity, if one allows the humor that is also part of being human to realize that Peirce knew the difference between a monkey and the lesser and greater apes. But his term puts the human primate in its place, especially in the double meaning of the word "degenerate". Its everyday meaning is obvious, but there is also Peirce the mathematician using the term "degenerate". I take it to refer to the genetic falling away from a pure form characterized by human neoteny, such that humans do not mature as quickly as other primates and great apes.4 Indeed, humans are born "prematurely" relative to other primates, due in large part to our big-brained heads. Where chimps are born with roughly 45 per cent of final brain size, humans are born with only roughly 25 per cent (Iriki & 4 I am not claiming that Peirce was addressing degeneracy in the current use of the term in contemporary evolutionary theory. Peirce (EPII: 268) says that he "borrowed" the term from geometers and the geometry of conics, but he applies it elsewhere to phenomena such as degenerate Secondness and types of sign degeneracy which have nothing to do with conics. The Concise Encyclopedia of Mathematics states: "In mathematics, a degenerate case is a limiting case in which a class of object changes its nature so as to belong to another, usually simpler, class" (Weisstein 2003: 689). 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 247) The Degenerate Monkey 247 Taoka 2012). Hence ex utero humans engage in more brain building that occurs in utero for other primates. In this sense we are less-developed primates at birth, but more developmentally biosocial, because more of the human brain building is occurring in a socializing milieu. Progressively cooperative practices, including parenting and food gathering involving immatures as well as adults, mark the emergence of the human socializing milieu. From birth, the human newborn baby comes equipped to communicate with its mother in precise dialogical gestural repartee, not because it is "rational", because the synaptic connections of the prefrontal cortex have yet to be made, but because the subcortical infant brain comes equipped to engage interactively within hours of birth, as Meltzoff and Moore (1977) and Trevarthen (1980), have shown. Stephen Malloch and Colwyn Trevarthen (1999: 4) have demonstrated the complex "communicative musicality" of weeks old infants, capable of correctly phrasing their part in bantering repartee with the mother. This tactile and vocalizing "musicking" between infant and devoted mother/caretaker is a conversation of gestures through which, over early development, symbolic communicative capacities will be able to emerge. . . . with a paranoic talent for self-satisfaction, no matter what scrapes he may get himself into, calling them 'civilization' Civilization is usually taken to be an achievement of progress, yet Peirce's characterization of it as the "scrapes" that the degenerate monkey gets into, as a result of its "paranoic talent for self-satisfaction", seems anything but that. Peirce was a profound student of history, well aware of the excesses that entered into civilization, as well as of its blessings. But it wasn't until a half century later that we began to understand the huge costs that figured into the rise of agriculture, settlement, and civilization. The domestication of plants and animals, and settlement, culminating in cities and civilization, marked a profound transformation of humanity, physically and mentally. About 11.000 years ago, as archaeologist Dr. Ofer Bar-Yosef, whose team discovered the earliest cultivated figs from around that time, noted, ". . . there was a critical switch in the human mind – from exploiting the earth as it is, to actively changing the environment to suit our needs. People decided to intervene in nature and supply their own food rather than relying on what was provided by the gods" (cited in Wilford, 2006: Online newspaper). Recent accounts of civilization show the massive costs of changing the environment to suit our needs. The blessings of agriculture may have also been a curse whose consequences continue to mount. The fact is that nutrition deteriorated severely for the bulk of people in civilizations throughout the world, including the new world, and average heights dropped 4 to 6 inches (Eaton, 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 248) 248 Eugene Halton Shostack & Konner 1988). Populations increased. Mass-killing warfare by specialized warriors was invented, social inequality became far more pronounced, and was institutionalized under the invention of divine kingship and associated elites. In many ways life under civilization became short, nasty, and brutish, contra Hobbes, even while it attributed its own shortcomings onto its foraging ancestors. The removal of mind from a transaction with living habitat to domesticated landscape, walled cityscape, and texts marked a profound historical transformation: a sacralization of the human, in the forms of gods, kings, and saviors, and a desacralization of the wild habitat (Halton: in press). If humans were possessed of the unerring instincts of other races, this disconnect from wild habitat attunement may not have been a problem. But . . . . . . and who, in place of the unerring instincts of other races, has an unhappy faculty for occupying himself with words and abstractions, and for going wrong in a hundred ways before he is driven, willy-nilly, into the right one. In the year after Peirce's review of Wallace was published, he wrote again on the theme of neoteny5 and the relation of fallibility and plasticity: The Rational mind is the Progressive mind, and as such, by its very capacity for growth, seems more infantile than the Instinctive mind . . . One of the most remarkable distinctions between the Instinctive mind of animals and the Rational mind of man is that animals rarely make mistakes, while the human mind almost invariably blunders at first, and repeatedly, where it is really exercised in the manner that is distinctive of it. If you look upon this as a defect, you ought to find an Instinctive mind higher than a Rational one, and probably, if you cross-examine yourself, you will find you do. The greatness of the human mind lies in its ability to discover truth notwithstanding its not having Instincts strong enough to exempt it from error. [This is the marvel and admirable in it; and this essentially supposes a generous portion of the capacity for blundering". (Peirce's marginal insert)] (CP 7.380). 5 Peirce is describing the phenomenon of neoteny, though not using the term, as becomes clearer in the continuation of this quotation, CP 7.381, which appears below on the next page, where he discusses, "the prolonged childhood of men. . ." The term neoteny, coined in 1884 by Julius Kollman, had not yet entered into wide use, though the idea describing the phenomenon had begun to be discussed, such as that by Havelock Ellis in 1894. Montagu notes in his 1983 work on neoteny that, "During the first decade of the twentieth century fetal traits as a source of adult features in humans were recognized by a number of biologists" (1989: 212). The term neoteny only entered into English usage in 1901, the year of Peirce's entry, though some discussion using the term had begun in Europe, such as Danish zoologist J.E.V. Boas's writing in 1896. Peirce, characteristically, was picking up on the emerging discussions of the idea. 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 249) The Degenerate Monkey 249 A generous "capacity for blundering" seems quite the opposite of the term for anatomically modern humans, homo sapiens sapiens, the wise human. Perhaps if Peirce had had his way, we would be using instead the term homo errans, the blundering human. Yet Peirce views the degenerate monkey's capacity for blundering as a marvel to be admired, and when one remembers that he is also the founder of fallibilism, one understands why. This "more infantile" rational mind is not set adrift in its blunderings, but has a plasticity that is yet informed by "instinctive mind". It is the mind embodied especially in the newer prefrontal cortex and its connections, but those connections remain potentially informed by robust sensings of instinctive mind from down below, and from without. For the degenerate monkey evolved as what native Americans call "children of the earth", attuned to the circumambient instinctive intelligence of the wild others it hunted and gathered. The term "children of the earth" is an apt description of the degenerate monkey and its newly sprung neotenous mind, its vaunted rationality being still the child in the community of human passions. As Peirce put it: The conception of the Rational Mind as an Unmatured Instinctive Mind which takes another development precisely because of its childlike character is confirmed, not only by the prolonged childhood of men, but also by the fact that all systems of rational performances have had instinct for their first germ. Not only has instinct been the first germ, but every step in the development of those systems of performances comes from instinct. It is precisely because this Instinct is a weak, uncertain Instinct that it becomes infinitely plastic, and never reaches an ultimate state beyond which it cannot progress. (CP 7.381). Peirce's account of the blundering rational mind as an "Unmatured Instinctive Mind" puts rationality in its place in the community of passions, while yet allowing its plasticity the genius of abductive inference, the capacity for informed guessing through broadened sensing from instinctive mind percolating through immature rational mind: Our weakness from instinctive determination as also our strength in sensed instinctive promptings. A few paragraphs further in this discussion Peirce asks, "What the first religion was like one would give something to know" (CP 7.384). The distinguishing of the foraging legacy from agricultural settlement was a finding made only decades later, yet today we might answer Peirce using Paul Shepard's term, "the sacred game", as the source of the emergence and reality of religion. Humans emerged in reverential attunement to the wild circumambient life they tracked, gathered, mimicked, dreamed, danced, and ate. It was in this relation to living habitat, the living earth itself, that the human mind bodied forth. For there was mature instinctive genius to be learned. Peirce: "Look at the little birds, of which all species are so nearly identical in their physique, and yet what 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 250) 250 Eugene Halton various forms of genius do they not display in modeling their nests? This would be impossible unless the ideas that are naturally predominant in their minds were true. It would be too contrary to analogy to suppose that similar gifts were wanting in man" (CP 5.604). By close attunement to the genius of the nests of birds and other creatures, humans could learn how to create shelters. By close attunements to the songs of birds, humans could discover the music that was already in the air, a practical music signaling movement in the habitat for over a kilometer away, while also a real art to be internalized, and perhaps a real syntax to be mimicked and sung, and then eventually put into words. Hence the degenerate monkey emerged immersed in the sacred game. But in thinking itself clever, in thinking from its immaturity that it could domesticate and control the game by creating a dematured, domesticated version that would allow it to grow exponentially, it may have begun the process of fatally disconnecting itself from the very sources of its maturity. What civilization means has moved from the measure of progress to the measure of a globe gone awry. 90 percent of the great sea predators are gone, while humans have expanded to over 7 billion people. Global warming estimates are self-correcting ever upward. Industrial agricultural practices, such as the overuse of antibiotics, threaten human life. We know that industrial civilization is not sustainable as practiced today. Already, the year after Peirce's review appeared, historian Henry Adams expressed in a letter to his brother Brooks on August 10, 1902, that: "My belief is that science is to wreck us, and that we are like monkeys monkeying with a loaded shell; we don't in the least know or care where our practically infinite energies come from or will bring us to" (1938: 391–392).6 Science and technology, as conceived in nominalistic civilization today, that is, in the image of the schizoid machine, may be manifestations of humanity's final scrape, its suicidal infantilization. Yet science, as Peirce conceives it, as a living pursuit, may suggest a way of reconnecting to the genius of nature in modern form (Halton 2005). Science itself has limits in being primarily theoretical for Peirce, and perhaps that suggests the limited role for the unmatured rational mind as requiring a learning habitat in the context of its more matured sentiments, consistent with Peirce's philosophy of critical common-sensism. Who knows but that a more humble conception of humanity, not as the crown of creation, but as the degenerate monkey, whose maturity hinges on attunement to, respect and even reverence for the living earth and its limits, might not suggest a model of sustainable civilization? 6 I am not claiming that Adams' position represents Peirce, only that it was made a year after Peirce's review. Peirce may have been a champion of science in general, but he was a critic of nominalism and of nominalistically conceived science. Peirce provides a way to reconstruct nominalistic science so that its "monkeying" around will not "wreck us". 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 251) The Degenerate Monkey 251 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 (Unicode 9 29/3/14 14:20) WDG-New (155mm230mm) DGMetaSerifScience (OpenType) 1549 Thellefsen pp. 1–574 1549 Thellefsen_01 (Text) (p. 252)