The epsilon calculus is a logical formalism developed by David Hilbert in the service of his program in the foundations of mathematics. The epsilon operator is a term-forming operator which replaces quantifiers in ordinary predicate logic. Specifically, in the calculus, a term εx A denotes some x satisfying A(x), if there is one. In Hilbert's Program, the epsilon terms play the role of ideal elements; the aim of Hilbert's finitistic consistency proofs is to give a procedure which removes such terms (...) from a formal proof. The procedures by which this is to be carried out are based on Hilbert's epsilon substitution method. The epsilon calculus, however, has applications in other contexts as well. The first general application of the epsilon calculus was in Hilbert's epsilon theorems, which in turn provide the basis for the first correct proof of Herbrand's theorem. More recently, variants of the epsilon operator have been applied in linguistics and linguistic philosophy to deal with anaphoric pronouns. (shrink)

Every branch of mathematics has its subject matter, and one of the distinguishing features of logic is that so many of its fundamental objects of study are rooted in language. The subject deals with terms, expressions, formulas, theorems, and proofs. When we speak about these notions informally, we are talking about things that can be written down and communicated with symbols. One of the goals of mathematical logic is to introduce formal definitions that capture our intuitions about such objects and (...) enable us to reason about them precisely. At the most basic level, syntactic objects can be viewed as strings of symbols. For concreteness, we can identify symbols with particular set-theoretic objects, but for most purposes, it doesn't matter what they are; all that is needed is that they are distinct from one another. (shrink)

Of all the demands that mathematics imposes on its practitioners, one of the most fundamental is that proofs ought to be correct. It has been common since the turn of the twentieth century to take correctness to be underwritten by the existence of formal derivations in a suitable axiomatic foundation, but then it is hard to see how this normative standard can be met, given the differences between informal proofs and formal derivations, and given the inherent fragility and complexity of (...) the latter. This essay describes some of the ways that mathematical practice makes it possible to reliably and robustly meet the formal standard, preserving the standard normative account while doing justice to epistemically important features of informal mathematical justification. (shrink)

We present a formal system, E, which provides a faithful model of the proofs in Euclid's Elements, including the use of diagrammatic reasoning.

In 1837, Dirichlet proved that there are infinitely many primes in any arithmetic progression in which the terms do not all share a common factor. Modern presentations of the proof are explicitly higher-order, in that they involve quantifying over and summing over Dirichlet characters, which are certain types of functions. The notion of a character is only implicit in Dirichlet’s original proof, and the subsequent history shows a very gradual transition to the modern mode of presentation. In this essay, we (...) describe an approach to the philosophy of mathematics in which it is an important task to understand the roles of our ontological posits and assess the extent to which they enable us to achieve our mathematical goals. We use the history of Dirichlet’s theorem to understand some of the reasons that functions are treated as ordinary objects in contemporary mathematics, as well as some of the reasons one might want to resist such treatment. We also use these considerations to illuminate the formal treatment of functions and objects in Frege’s logical foundation, and we argue that his philosophical and logical decisions were influenced by many of the same factors. (shrink)

In a wide range of fields, the word “modular” is used to describe complex systems that can be decomposed into smaller systems with limited interactions between them. This essay argues that mathematical knowledge can fruitfully be understood as having a modular structure and explores the ways in which modularity in mathematics is epistemically advantageous.

On a traditional view, the primary role of a mathematical proof is to warrant the truth of the resulting theorem. This view fails to explain why it is very often the case that a new proof of a theorem is deemed important. Three case studies from elementary arithmetic show, informally, that there are many criteria by which ordinary proofs are valued. I argue that at least some of these criteria depend on the methods of inference the proofs employ, and that (...) standard models of formal deduction are not well-equipped to support such evaluations. I discuss a model of proof that is used in the automated deduction community, and show that this model does better in that respect. (shrink)

“Now, in calm weather, to swim in the open ocean is as easy to the practised swimmer as to ride in a spring-carriage ashore. But the awful lonesomeness is intolerable. The intense concentration of self in the middle of such a heartless immensity, my God! who can tell it? Mark, how when sailors in a dead calm bathe in the open sea—mark how closely they hug their ship and only coast along her sides.” (Herman Melville, Moby Dick, Chapter 94).

Neo-Fregean logicists claim that Hume’s Principle (HP) may be taken as an implicit definition of cardinal number, true simply by fiat. A long-standing problem for neo-Fregean logicism is that HP is not deductively conservative over pure axiomatic second-order logic. This seems to preclude HP from being true by fiat. In this paper, we study Richard Kimberly Heck’s Two-Sorted Frege Arithmetic (2FA), a variation on HP which has been thought to be deductively conservative over second-order logic. We show that it isn’t. (...) In fact, 2FA is not conservative over n-th order logic, for all $n \geq 2$. It follows that in the usual one-sorted setting, HP is not deductively Field-conservative over second- or higher-order logic. (shrink)

We show that certain model-theoretic forcing arguments involving subsystems of second-order arithmetic can be formalized in the base theory, thereby converting them to effective proof-theoretic arguments. We use this method to sharpen the conservation theorems of Harrington and Brown-Simpson, giving an effective proof that WKL+0 is conservative over RCA0 with no significant increase in the lengths of proofs.

A number of classical theories are interpreted in analogous theories that are based on intuitionistic logic. The classical theories considered include subsystems of first- and second-order arithmetic, bounded arithmetic, and admissible set theory.

A notion called Herbrand saturation is shown to provide the model-theoretic analogue of a proof-theoretic method, Herbrand analysis, yielding uniform model-theoretic proofs of a number of important conservation theorems. A constructive, algebraic variation of the method is described, providing yet a third approach, which is finitary but retains the semantic flavor of the model-theoretic version.

is a fragment of first-order aritlimetic so weak that it cannot prove the totality of an iterated exponential fimction. Surprisingly, however, the theory is remarkably robust. I will discuss formal results that show that many theorems of number theory and combinatorics are derivable in elementary arithmetic, and try to place these results in a broader philosophical context.

We show that the theory ATR 0 is equivalent to a second-order generalization of the theory $\widehat{ID}_{ . As a result, ATR 0 is conservative over $\widehat{ID}_{ for arithmetic sentences, though proofs in ATR 0 can be much shorter than their $\widehat{ID}_{ counterparts.

In 1837, Dirichlet proved that there are infinitely many primes in any arithmetic progression in which the terms do not all share a common factor. We survey implicit and explicit uses ofDirichlet characters in presentations of Dirichlet’s proof in the nineteenth and early twentieth centuries, with an eye toward understanding some of the pragmatic pressures that shaped the evolution of modern mathematical method.

Paul Cohen’s method of forcing, together with Saul Kripke’s related semantics for modal and intuitionistic logic, has had profound effects on a number of branches of mathematical logic, from set theory and model theory to constructive and categorical logic. Here, I argue that forcing also has a place in traditional Hilbert-style proof theory, where the goal is to formalize portions of ordinary mathematics in restricted axiomatic theories, and study those theories in constructive or syntactic terms. I will discuss the aspects (...) of forcing that are useful in this respect, and some sample applications. The latter include ways of obtaining conservation results for classical and intuitionistic theories, interpreting classical theories in constructive ones, and constructivizing model-theoretic arguments. (shrink)

In Section 2, I survey some of the ways that computers are used in mathematics. These raise questions that seem to have a generally epistemological character, although they do not fall squarely under a traditional philosophical purview. The goal of this article is to try to articulate some of these questions more clearly, and assess the philosophical methods that may be brought to bear. In Section 3, I note that most of the issues can be classified under two headings: some (...) deal with the ability of computers to deliver appropriate “evidence” for mathematical assertions, a notion that is explored in Section 4, while others deal with the ability of computers to deliver appropriate mathematical “understanding,” a notion that is considered in Section 5. Final thoughts are provided in Section 6. (shrink)

A number of classical theories are interpreted in analogous theories that are based on intuitionistic logic. The classical theories considered include subsystems of first- and second-order arithmetic, bounded arithmetic, and admissible set theory.

Algebraic proofs of the cut-elimination theorems for classical and intuitionistic logic are presented, and are used to show how one can sometimes extract a constructive proof and an algorithm from a proof that is nonconstructive. A variation of the double-negation translation is also discussed: if ϕ is provable classically, then ¬(¬ϕ)nf is provable in minimal logic, where θnf denotes the negation-normal form of θ. The translation is used to show that cut-elimination theorems for classical logic can be viewed as special (...) cases of the cut-elimination theorems for intuitionistic logic. (shrink)

A general method of interpreting weak higher-type theories of nonstandard arithmetic in their standard counterparts is presented. In particular, this provides natural nonstandard conservative extensions of primitive recursive arithmetic, elementary recursive arithmetic, and polynomial-time computable arithmetic. A means of formalizing basic real analysis in such theories is sketched.

We describe a model-theoretic approach to ordinal analysis via the finite combinatorial notion of an α-large set of natural numbers. In contrast to syntactic approaches that use cut elimination, this approach involves constructing finite sets of numbers with combinatorial properties that, in nonstandard instances, give rise to models of the theory being analyzed. This method is applied to obtain ordinal analyses of a number of interesting subsystems of first- and second-order arithmetic.

The 1-consistency of arithmetic is shown to be equivalent to the existence of fixed points of a certain type of update procedure, which is implicit in the epsilon-substitution method.

We develop fundamental aspects of the theory of metric, Hilbert, and Banach spaces in the context of subsystems of second-order arithmetic. In particular, we explore issues having to do with distances, closed subsets and subspaces, closures, bases, norms, and projections. We pay close attention to variations that arise when formalizing definitions and theorems, and study the relationships between them.

We analyze the pointwise convergence of a sequence of computable elements of L1 in terms of algorithmic randomness. We consider two ways of expressing the dominated convergence theorem and show that, over the base theory RCA0, each is equivalent to the assertion that every Gδ subset of Cantor space with positive measure has an element. This last statement is, in turn, equivalent to weak weak Königʼs lemma relativized to the Turing jump of any set. It is also equivalent to the (...) conjunction of the statement asserting the existence of a 2-random relative to any given set and the principle of Σ2 collection. (shrink)

Solovay has shown that if $\cal{O}$ is an open subset of $P(\omega)$ with code $S$ and no infinite set avoids $\cal{O}$ , then there is an infinite set hyperarithmetic in $S$ that lands in $\cal{O}$ . We provide a direct proof of this theorem that is easily formalizable in $ATR_0$.

Extending Gödel's Dialectica interpretation, we provide a functional interpretation of classical theories of positive arithmetic inductive definitions, reducing them to theories of finite-type functionals defined using transfinite recursion on well-founded trees.

Using a slight generalization, due to Palmgren, of sheaf semantics, we present a term-model construction that assigns a model to any first-order intuitionistic theory. A modification of this construction then assigns a nonstandard model to any theory of arithmetic, enabling us to reproduce conservation results of Moerdijk and Palmgren for nonstandard Heyting arithmetic. Internalizing the construction allows us to strengthen these results with additional transfer rules; we then show that even trivial transfer axioms or minor strengthenings of these rules destroy (...) conservativity over HA. The analysis also shows that nonstandard HA has neither the disjunction property nor the explicit definability property. Finally, careful attention to the complexity of our definitions allows us to show that a certain weak fragment of intuitionistic nonstandard arithmetic is conservative over primitive recursive arithmetic. (shrink)

Using a slight generalization, due to Palmgren, of sheaf semantics, we present a term-model construction that assigns a model to any first-order intuitionistic theory. A modification of this construction then assigns a nonstandard model to any theory of arithmetic, enabling us to reproduce conservation results of Moerdijk and Palmgren for nonstandard Heyting arithmetic. Internalizing the construction allows us to strengthen these results with additional transfer rules; we then show that even trivial transfer axioms or minor strengthenings of these rules destroy (...) conservativity over HA. The analysis also shows that nonstandard HA has neither the disjunction property nor the explicit definability property. Finally, careful attention to the complexity of our definitions allows us to show that a certain weak fragment of intuitionistic nonstandard arithmetic is conservative over primitive recursive arithmetic. (shrink)

Philosophical concerns rarely force their way into the average mathematician’s workday. But, in extreme circumstances, fundamental questions can arise as to the legitimacy of a certain manner of proceeding, say, as to whether a particular object should be granted ontological status, or whether a certain conclusion is epistemologically warranted. There are then two distinct views as to the role that philosophy should play in such a situation. On the first view, the mathematician is called upon to turn to the counsel (...) of philosophers, in much the same way as a nation considering an action of dubious international legality is called upon to turn to the United Nations for guidance. After due consideration of appropriate regulations and guidelines (and, possibly, debate between representatives of different philosophical factions), the philosophers render a decision, by which the dutiful mathematician abides. Quine was famously critical of such dreams of a ‘first philosophy.’ At the opposite extreme, our hypothetical mathematician answers only to the subject’s internal concerns, blithely or brashly indifferent to philosophical approval. What is at stake to our mathematician friend is whether the questionable practice provides a proper mathematical solution to the problem at hand, or an appropriate mathematical understanding; or, in pragmatic terms, whether it will make it past a journal referee. In short, mathematics is as mathematics does, and the philosopher’s task is simply to make sense of the subject as it evolves and certify practices that are already in place. In his textbook on the philosophy of mathematics (Shapiro, 2000), Stewart Shapiro characterizes this attitude as ‘philosophy last, if at all.’. (shrink)

The philosophy of mathematics has long been concerned with deter- mining the means that are appropriate for justifying claims of mathemat- ical knowledge, and the metaphysical considerations that render them so. But, as of late, many philosophers have called attention to the fact that a much broader range of normative judgments arise in ordinary math- ematical practice; for example, questions can be interesting, theorems important, proofs explanatory, concepts powerful, and so on. The as- sociated values are often loosely classied as (...) aspects of \mathematical understanding." Meanwhile, in a branch of computer science known as \formal ver- ication," the practice of interactive theorem proving has given rise to software tools and systems designed to support the development of com- plex formal axiomatic proofs. Such eorts require one to develop models of mathematical language and inference that are more robust than the the simple foundational models of the last century. This essay explores some of the insights that emerge from this work, and some of the ways that these insights can inform, and be informed by, philosophical theories of mathematical understanding. (shrink)

The prime number theorem, established by Hadamard and de la Vallée Poussin independently in 1896, asserts that the density of primes in the positive integers is asymptotic to 1/ln x. Whereas their proofs made serious use of the methods of complex analysis, elementary proofs were provided by Selberg and Erdos in 1948. We describe a formally verified version of Selberg's proof, obtained using the Isabelle proof assistant.

We consider the extent to which one can compute bounds on the rate of convergence of a sequence of ergodic averages. It is not difficult to construct an example of a computable Lebesgue measure preserving transformation of [0, 1] and a characteristic function f = χA such that the ergodic averages Anf do not converge to a computable element of L2([0, 1]). In particular, there is no computable bound on the rate of convergence for that sequence. On the other hand, (...) we show that, for any nonexpansive linear operator T on a separable Hilbert space and any element f , it is possible to compute a bound on the rate of convergence of Anf from T , f , and the norm f ∗ of the limit. In particular, if T is the Koopman operator arising from a computable ergodic measure preserving transformation of a probability space X and f is any computable element of L2 (X ), then there is a computable bound on the rate of convergence of the sequence Anf. (shrink)

This essay considers the special character of mathematical reasoning, and draws on observations from interactive theorem proving and the history of mathematics to clarify the nature of formal and informal mathematical language. It proposes that we view mathematics as a system of conventions and norms that is designed to help us make sense of the world and reason efficiently. Like any designed system, it can perform well or poorly, and the philosophy of mathematics has a role to play in helping (...) us understand the general principles by which it serves its purposes well. (shrink)

The metamathematical tradition, tracing back to Hilbert, employs syntactic modeling to study the methods of contemporary mathematics. A central goal has been, in particular, to explore the extent to which infinitary methods can be understood in computational or otherwise explicit terms. Ergodic theory provides rich opportunities for such analysis. Although the field has its origins in seventeenth century dynamics and nineteenth century statistical mechanics, it employs infinitary, nonconstructive, and structural methods that are characteristically modern. At the same time, computational concerns (...) and recent applications to combinatorics and number theory force us to reconsider the constructive character of the theory and its methods. This paper surveys some recent contributions to the metamathematical study of ergodic theory, focusing on the mean and pointwise ergodic theorems and the Furstenberg structure theorem for measure preserving systems. In particular, I characterize the extent to which these theorems are nonconstructive, and explain how proof-theoretic methods can be used to locate their "constructive content.". (shrink)

We discuss the development of metamathematics in the Hilbert school, and Hilbert’s proof-theoretic program in particular. We place this program in a broader historical and philosophical context, especially with respect to nineteenth century developments in mathematics and logic. Finally, we show how these considerations help frame our understanding of metamathematics and proof theory today.

We argue that the language of Zermelo Fraenkel set theory with definitions and partial functions provides the most promising bedrock semantics for communicating and sharing mathematical knowledge. We then describe a syntactic sugaring of that language that provides a way of writing remarkably readable assertions without straying far from the set-theoretic semantics. We illustrate with some examples of formalized textbook definitions from elementary set theory and point-set topology. We also present statistics concerning the complexity of these definitions, under various complexity (...) measures. (shrink)

From proofs in any classical first-order theory that proves the existence of at least two elements, one can eliminate definitions in polynomial time. From proofs in any classical first-order theory strong enough to code finite functions, including sequential theories, one can also eliminate Skolem functions in polynomial time.

Philosophical concerns rarely force their way into the average mathematician’s workday. But, in extreme circumstances, fundamental questions can arise as to the legitimacy of a certain manner of proceeding, say, as to whether a particular object should be granted ontological status, or whether a certain conclusion is epistemologically warranted. There are then two distinct views as to the role that philosophy should play in such a situation.

We discuss the legacy of Alan Turing and his impact on computability and analysis.

Neo-Fregean logicists claim that Hume's Principle (HP) may be taken as an implicit definition of cardinal number, true simply by fiat. A longstanding problem for neo-Fregean logicism is that HP is not deductively conservative over pure axiomatic second-order logic. This seems to preclude HP from being true by fiat. In this paper, we study Richard Kimberly Heck's Two-sorted Frege Arithmetic (2FA), a variation on HP which has been thought to be deductively conservative over second-order logic. We show that it isn't. (...) In fact, 2FA is not conservative over $n$-th order logic, for all $n \geq 2$. It follows that in the usual one-sorted setting, HP is not deductively Field-conservative over second- or higher-order logic. (shrink)

To be usable in practice, interactive theorem provers need to provide convenient and efficient means of writing expressions, definitions, and proofs. This involves inferring information that is often left implicit in an ordinary mathematical text, and resolving ambiguities in mathematical expressions. We refer to the process of passing from a quasi-formal and partially-specified expression to a completely precise formal one as elaboration. We describe an elaboration algorithm for dependent type theory that has been implemented in the Lean theorem prover. Lean’s (...) elaborator supports higher-order unification, type class inference, ad hoc overloading, insertion of coercions, the use of tactics, and the computational reduction of terms. The interactions between these components are subtle and complex, and the elaboration algorithm has been carefully designed to balance efficiency and usability. We describe the central design goals, and the means by which they are achieved. (shrink)

We use model-theoretic methods described in [3] to obtain ordinal analyses of a number of theories of first- and second-order arithmetic, whose proof-theoretic ordinals are less than or equal to Γ0.

An efficient variant of the double-negation translation explains the relationship between Shoenfield’s and G¨odel’s versions of the Dialectica interpretation.