Downward Causation

The purpose of this paper is to address a well-known dilemma for physicalism. If mental properties are type identical to physical properties, then their causal efficacy is secure, but at the cost of ruling out mentality in creatures very different to ourselves. On the other hand, if mental properties are multiply realizable, then all kinds of creatures can instantiate them, but then they seem to be causally redundant. The causal exclusion problem depends on the widely held principle that realized properties (...) inherit their causal powers from their realizers. While this principle holds for functional realization, it fails on a broader notion of realization that permits the realization of complex qualitative properties such as spatial and temporal patterns. Such properties are best seen as dependent powerful qualities, which have their causal roles in virtue of being the qualities they are, and do not inherit powers from their realizers. Recent studies have identified one such property—neural synchrony—as a correlate of consciousness. If synchrony is also partially constitutive of consciousness, then phenomenal properties are both multiply realizable and causally novel. I outline a version of representationalism about consciousness on which this constitution claim holds. (shrink)

According to one conception of strong emergence, strongly emergent properties are nomologically necessitated by their base properties and have novel causal powers relative to them. In this paper, I raise a difficulty for this conception of strong emergence, arguing that these two features are incompatible. Instead of presenting this as an objection to the friends of strong emergence, I argue that this indicates that there are distinct varieties of strong emergence: causal emergence and epiphenomenal emergence. I then explore the prospects (...) of emergentism with this distinction in the background. (shrink)

Paul Humphreys’ main aim in this wide-ranging and ambitious book is to defend a novel account of ontological emergence he refers to as transformational emergence. His secondary aims are many: to show how ontological emergence so understood can be usefully seen against the backdrop of a reductionist position he calls generative atomism ; to compare and contrast his preferred position with historical and contemporary alternatives; and to consider a range of scientific cases both as potential examples of ontological emergence and (...) of weaker forms of emergence stemming from our computational or conceptual limitations. Humphreys is clear from the outset that the range of scientific cases that satisfy certain positive criteria for emergence is too diverse for a single, unified account, and he is more concerned to highlight the differences that preclude such an account than to abstract away from them. The result is a mosaic of case studies, to which are applied a range of alternative conceptions of emergence, drawing out various similarities and differences between the cases, and assessing their credentials as emergent according to the various alternative conceptions considered. (shrink)

Mind and the Causal Exclusion Problem The causal exclusion problem is an objection to nonreductive physicalist models of mental causation. Mental causation occurs when behavioural effects have mental causes: Jennie eats a peach because she wants one; Marvin goes to Harvard because he chose to, etc. Nonreductive physicalists typically supplement adherence to mental causation with … Continue reading Mind and the Causal Exclusion Problem →.

This is the fourth of four online Companions to Velmans, M. (ed.) (2018) Consciousness (Critical Concepts in Psychology), a 4-volume collection of Major Works on Consciousness commissioned by Routledge, London. -/- The Companion (and Volume) begins with a review of mental influences on states of the body and brain (psychogenesis), which are often thought of as theoretically problematic for conventional materialist theories of mind. The evidence is nevertheless extensive, for example in psychosomatic illnesses and studies of the physiological consequences of (...) meditation, imagery, biofeedback and hypnosis. Such effects are also central to developments in psychoneuroimmunology and studies of placebos, dealing not only with how to control for such effects in clinical trials, but with how such effects operate, and how to harness them for the benefit of patients. The Companion then surveys altered states of consciousness, including the conditions for their emergence, their adaptive as well as maladaptive potential, and the influences of culture on how these are understood. The analysis deepens with reviews of the major ways in which consciousness can be usefully transformed, starting with the burgeoning literature on the nature and effects of meditation practices, including their effects on neural dynamics and the varied ways in which they have, in recent years, been incorporated into a range of psychological therapies, focusing particularly on mindfulness and its potential consequences for psychological health. The survey then turns to mystical experiences, which, of all the positive altered states of consciousness, are perhaps the most extraordinary and transformative. Reported over millennia and recognized by William James to combine ineffability with a noetic quality, their generation, effects and interpretation have, once more, become the subject of research. In this connection, we also review the resurgent interest in the use of drugs in the transformation of consciousness focusing particularly on recent research on the clinical and neurophysiological effects of major psychedelics such as psilocybin and LSD. It will be apparent that the four Volumes of this Collection cover a vast range of phenomena that cannot comfortably be accommodated into a materialist, reductionist worldview, and so this Companion (and the entire collection) concludes with a diverse sample of non-reductive, integrative theories that offer unifying ways of understanding consciousness, drawing on information theory, neuropsychology, psychodynamics, physics, psychology, parapsychology, and philosophy. -/- As with the other Companions to these Volumes there are many links to background resources (marked in pink) and to the selected readings themselves (marked in blue). -/- . (shrink)

Der Artikel diskutiert Niklas Luhmanns Konzeption von Kommunikation als emergentem Phänomen. Erstens soll gezeigt werden, dass sich Luhmann, entgegen jüngster Einwände, in der Tat als sozialer Emergentist rekonstruieren und als solcher in die aktuelle Debatte um Reduktion und Emergenz des Sozialen einordnen lässt. Zweitens soll dadurch Licht auf die generellen Probleme und Voraussetzungen einer emergentistischen Soziologie geworfen werden. Um diese Ziele zu erreichen, wird zunächst geklärt, welche Positionen sich in der Soziologie grundsätzlich gegenüber stehen und auf welcher Grundlage Luhmann als (...) Emergentist einzuordnen ist. Anschließend soll die Emergenz der Kommunikation als eigenständiges soziales Phänomen erläutert und ins Verhältnis zum Individuum gesetzt werden. Schließlich wird Luhmanns Konzeption mit Hilfe einiger Adäquatheitsbedingungen aus der allgemeinen Wissenschaftsphilosophie als unzureichend kritisiert. Ziel ist dabei auch die Klärung der Bedingungen für eine plausible Emergenztheorie innerhalb der Soziologie. Nach einer abschließenden Zusammenfassung der wesentlichen Ergebnisse soll ein Ausblick auf eine aussichtsreiche soziologische Emergenzkonzeption geboten werden. (shrink)

Combining elements from algorithmic information theory and quantum mechanics, it has earlier been argued that consciousness is epistemically and ontologically emergent. Accordingly, consciousness is irreducible to neural low-level states, in spite of assuming causality and supervenience on these states. The mind-body problem is thus found to be unsolvable. In this paper the implications on free will is studied. In the perspective of a modified definition of free will, enabling scientific decidability, the ontological character of interactions of the cortical neural network (...) is discussed. Identifying conscious processes as ontologically open, it is asserted that conscious states are indeterminable in principle. We argue that this leads to freedom of the will. (shrink)

This article, the first of a two-part essay, presents an account of Aristotelian hylomorphic animalism that engages with recent work on neuroscience and philosophy of mind. I show that Aristotelian hylomorphic animalism is compatible with the new mechanist approach to neuroscience and psychology, but that it is incompatible with strong emergentism in the philosophy of mind. I begin with the basic claims of Aristotelian hylomorphic animalism and focus on its understanding of psychological powers embodied in the nervous system. Next, I (...) introduce the new mechanist approach to neuroscience and psychology and illustrate how it can enrich the more abstract ontological framework of Aristotelian hylomorphic animalism. In the third section of this article I establish in detail the many ways Aristotelian hylomorphic animalism is incompatible with strong emergentism in the philosophy of mind. Based on these fundamental differences I show why a criticism leveled against emergentism by the new mechanist philosophy does not hamper my proposed rapprochement between hylomorphism and the new mechanist philosophy. This conclusion, however, leaves untouched the problem I address in the second article, namely, is the new mechanist philosophy compatible with Aristotelian philosophical anthropology’s contention that intellectual operations are immaterial and interact with the psychosomatic operations of the rational animal? (shrink)

Bhaskar's articulation of his ‘transcendental realism' includes an argument for a form of causal emergence which would mean the rejection of physicalism, by means of rejecting the causal closure of the physical. His argument is based on an analysis of the conditions for closure, where closed systems manifest regular or Humean relations between events. Bhaskar argues that the project of seeking closure entails commitment to a strong reductionism, which in turn entails the impossibility of science itself, and concludes that we (...) should endorse causal emergence. I argue that Bhaskar's case grossly overreaches itself, and that he fails to establish the emergentist conclusions which he asserts. Consequently his programme poses no significant threat to physicalism. (shrink)

The paper begins with a restatement of Chalmers’s “hard problem of consciousness.” It is suggested that an interactionist approach is one of the possible solutions of this problem. Some fresh arguments against the identity theory and epiphenomenalism as main rivals of interactionism are developed. One of these arguments has among its corollaries a denial of local supervenience, although not of the causal closure principle. As a result of these considerations a version of “local interactionism” (compatible with causal closure) is proposed. (...) It is argued that local interactionism may offer a fruitful path for resolving the “hard problem.”. (shrink)

Peirce's pragmatic notion of semiosis can be described in terms of a multi-level system of constraints involving chance, efficient, formal and final causation. According to the model proposed here, law-like regularities, which work as boundary conditions or organizational principles, have a downward effect on the spatiotemporal distribution of lower-level semiotic items. We treat this downward determinative influence as a propensity relation: if some lower-level entities a,b,c,-n are under the influence of a general organizational principle, W, they will show a tendency (...) to behave in certain specific ways, and, thus, to instantiate a set of specific processes. Our goal in this paper is to examine the role of downward determination in semiotic systems, conceived as multi-level hierarchical systems. (shrink)

In this paper, we examine the causal framework within which integrated information theory of consciousness makes it claims. We argue that, in its current formulation, IIT is threatened by the causal exclusion problem. Some proponents of IIT have attempted to thwart the causal exclusion problem by arguing that IIT has the resources to demonstrate genuine causal emergence at macro scales. In contrast, we argue that their proposed solution to the problem is damagingly circular as a result of inter-defining information and (...) causation. As a solution, we propose that IIT should adopt the specific interventionist causal framework that we offer and show how IIT can harness this interventionist framework to avoid the causal exclusion problem. We demonstrate how our argument remains fully compatible with the methodology, empirical data, and conceptual aims of the theory. (shrink)

Despite its recent popularity, Emergence is still a field where philosophers and physicists often talk past each other. In fact, while philosophical discussions focus mostly on ontological emergence, physical theory is inherently limited to the epistemological level and the impossibility of its conclusions to provide direct evidence for ontological claims is often underestimated. Nevertheless, the emergentist philosopher’s case against reductionist theories of how the different levels of reality are related to each other can still gain from the assessment of paradigmatic (...) examples of discontinuity between models in physics, even though their implications must be handled with care. (shrink)

This review summarises why it is difficult for Darwinian evolutionary theory to explain the existence and function of consciousness. It then evaluates whether Humphrey's book Soul Dust overcomes these problems. According to Humphrey, consciousness is an illusion constructed by the brain to enhance reproductive fitness by motivating creatures that have it to stay alive. Although the review entirely accepts that consciousness gives a first-person meaning to existence, it concludes that Humphrey does not give a convincing account of how this can (...) arise from random variations in the genome. Nor does he demonstrate how first-person experiences might enter into or be reducable to third-person functioning. The review concludes that Humphrey's case is unconvincing, and goes on to suggest that an entirely different, non-reductive approach may be required to understand consciousness. (shrink)

Hitchcock demonstrated that the validity of causal exclusion arguments as well as the plausibility of several of their premises hinges on the specific theory of causation endorsed. In this paper I show that the validity of causal exclusion arguments—if represented within the theory of causal Bayes nets the way Gebharter suggests—actually requires much weaker premises than the ones which are typically assumed. In particular, neither completeness of the physical domain nor the no overdetermination assumption are required.

Is Neo-Aristotelian hylomorphism compatible mechanistic science? In this essay I forge a rapprochement between Neo-Aristotelian hylomorphism and the "new mechanist philosophy" in biology, neuroscience, and psychology by drawing attention to their shared commitments concerning multilevel organization, mechanisms, and teleology. Significantly, the new mechanists endorse organization realism (a touchstone of hylomorphism). Similarly, Neo-Aristotelian hylomorphism is committed to the reality of mechanisms or causal powers that produce, underlie, or maintain the behavior of (i) phenomena that are constituted through the (ii) spatial, temporal, (...) and active organization of their (iii) component entities and (iv) component activities (the four hallmarks of the new mechanist philosophy). In the course of the essay I address potential disagreements between these two positions pertaining to emergence, downward causation, and teleology. I conclude that Neo-Aristotelian hylomorphism should not been seen as fundamentally opposed to mechanisms; rather, hylomorphism provides a rigorous ontological framework that complements the insights of the new mechanist philosophy of biology, neuroscience and psychology. (shrink)

This paper argues that two principles held by many metaphysicians and philosophers of mind are inconsistent: there is no systematic overdetermination, and some causal effects are also determined by their metaphysical grounds. Call this “The Problem of Secondary Effects.” After introducing the problem and noting philosophical theories that face it, the paper offers further clarification by considering three potential strategies for solving it. All fail. An approach that sacrifices ‘secondary effects’ is briefly sketched as a solution.

: In The Varieties of Consciousness, Kriegel argues that it is possible to devise a method to sort out the irreducible primitive phenomenologies that exist. In this paper I argue that his neutrality notwithstanding, Kriegel assumes a form of realism that leaves unresolved many of the conundrums that characterize the debate on consciousness. These problems are evident in the centrality he assigns to introspection and his characterization of cognitive phenomenology. Keywords : Consciousness; Introspection; Realism; Type-identity; Dispositional Properties I primitivi della (...) coscienza e la loro realtà Riassunto : In The Varieties of Consciousness Kriegel sostiene la possibilità di concepire un metodo per mettere ordine tra le esperienze fenomenicamente primitive effettivamente esistenti, ciascuna nella propria irriducibilità rispetto alle altre. In questo testo intendo sostenere che, nonostante la sua neutralità, Kriegel assume una forma di realismo che lascia aperti molti dei problemi che caratterizzano il dibattito sulla coscienza. Questi problemi diventano evidenti sia nella centralità assegnata all’introspezione sia nella caratterizzazione specifica della fenomenologia cognitiva. Parole chiave : Coscienza; Introspezione; Realismo; Identità di tipo; Proprietà disposizionali. (shrink)

The major objection for including mental properties, and laws, within the domain of scientific essentialism concerns phenomenal properties, and such an objection is often raised via the intuition that zombies are conceivable. However, if these properties can be individuated in terms of roles and establish nomological relations, zombies are not possible because they would be nomologically identical to us but property different, an independence that essentialism denies. If there are not nomological relations, the essentialist denies that there are phenomenal properties, (...) and we are zombie. But it seems there are phenomenal properties, so this option too should be discarded. The only option left is that phenomenal properties are categorical properties. However, I argue that this option is not viable and that these properties are better construed as dispositions, which gives physicalism a better chance to be defensible. (shrink)

In this paper, I shall argue that both emergence and downward causation, which are strongly interconnected, presuppose the presence of levels of reality. However, emergence and downward causation pull in opposite directions with respect to my best reconstruction of what levels are. The upshot is that emergence stresses the autonomy among levels while downward causation puts the distinction between levels at risk of a reductio ad absurdum, with the further consequence of blurring the very notion of downward. Therefore, emergence and (...) downward causation are not fit to each other vis-a-vis the concept of level. (shrink)

Western philosophy and science have a strongly dualistic tradition regarding the mental and physical aspects of reality, which makes it difficult to understand their possible causal relations. In recent debates in cognitive neuroscience it has been common to claim on the basis of neural experiments that conscious experiences are causally inefficacious. At the same time there is much evidence that consciousness does play an important role in guiding behavior. The author explores whether a new way of understanding the causal role (...) of mental states and consciousness could be provided by the ontological interpretation of the quantum theory (Bohm and Hiley, Phys. Rep. 144:323–348, 1987; Bohm and Hiley, The undivided universe: An ontological interpretation of quantum theory. Routledge: London, 1993). This interpretation radically changes our notion of matter by suggesting that a new type of active information plays a causal role at the quantum level of reality. The author thus considers to what extent the alleged causal powers of consciousness involve information, and then moves on to consider whether information in (conscious) mental states can be connected to the information at the level of quantum physics. In this way he sketches how quantum theory might help to throw light upon one of the grand challenges facing the social sciences and the humanities, namely the question of whether consciousness plays any genuine causal role in the physical world. (shrink)

Providing empirically supportable instances of ontological emergence is notoriously difficult. Typically, the literature has focused on two possible sources. The first is the mind and consciousness; the second is within physics, and more specifically certain quantum effects. In this paper, I wish to suggest that the literature has overlooked a further possible instance of emergence, taken from the special science of linguistics. In particular, I will focus on the property of truth-evaluability, taken to be a property of sentences as created (...) by the language faculty within human minds (or brains). The claim will not be as strong as to suggest that the linguistic data and theories prove emergence. Rather the dialectical aim here is to say that we have some good reasons (even if not conclusive reasons) to think that the property is emergent. (shrink)

The problem of free will is deeply linked with the causal relevance of mental events. The causal exclusion argument claims that, in order to be causally relevant, mental events must be identical to physical events. However, Gibb has recently criticized it, suggesting that mental events are causally relevant as double preventers. For Gibb, mental events enable physical effects to take place by preventing other mental events from preventing a behaviour to take place. The role of mental double preventers is hence (...) similar to what Libet names free won’t, namely the ability to veto an action initiated unconsciously by the brain. In this paper I will propose an argument against Gibb’s account, the causal irrelevance argument, showing that Gibb’s proposal does not overcome the objection of systematic overdetermination of causal relevance, because mental double preventers systematically overdetermine physical double preventers, and therefore mental events are causally irrelevant. (shrink)

Edna Ullmann-Margalit provides an original account of the emergence of norms. Her main thesis is that certain types of norms are possible solutions to problems posed by certain types of social interaction situations. She presents illuminating discussions of Prisoners' Dilemma, co-ordination, and inequality situations.

Most definitions of radical emergentism characterize it epistemologically. This leads to misunderstandings and makes it hard to assess the doctrine's metaphysical worth. This paper puts forward purely metaphysical characterizations of emergentism and property emergence. It explores the nature of the necessitation relation between base and emergent and argues that emergentism entails a Humean account of causation and related relations. Then it presents arguments against emergentism, both as a wider metaphysic and as an account of consciousness. These maintain that emergentism makes (...) implausible claims about how the world works. The paper also stresses the doctrine's contemporary relevance: most current property dualists endorse views effectively identical to classical emergentism less its historical commitment to novel emergent forces. (shrink)

Michael Polanyi was perhaps the most important emergence theorist of the middle of the 20th century. As the key link between the British Emergentists of the 1920s and the explosion of emergence theory in the 1990s, he played a crucial role in resisting reductionist interpretations of science and keeping the concept of emergence alive. Polanyi’s position on emergence is described and its major strengths and weaknesses are analyzed. Using Polanyi as the foundation, the article surveys the major contemporary options in (...) thephilosophy of mind and defends a particular understanding of the relationship of mental properties to brain states. (shrink)

Philip Clayton has put forth a clear and important position regarding the mind-body relationship in terms of supervenient and emergent realities. While I agree with Clayton on many points, I argue that there are important problems with current literature on supervenience and emergence. In particular, I distinguish between closed system emergence and open system emergence, suggesting that Clayton’s position is closer to the latter than the former.

Emergence is a notorious philosophical term of art. A variety of theorists have appropriated it for their purposes ever since George Henry Lewes gave it a philosophical sense in his 1875 Problems of Life and Mind. We might roughly characterize the shared meaning thus: emergent entities (properties or substances) ‘arise’ out of more fundamental entities and yet are ‘novel’ or ‘irreducible’ with respect to them. (For example, it is sometimes said that consciousness is an emergent property of the brain.) Each (...) of the quoted terms is slippery in its own right, and their specifications yield the varied notions of emergence that we discuss below. There has been renewed interest in emergence within discussions of the behavior of complex systems and debates over the reconcilability of mental causation, intentionality, or consciousness with physicalism. (shrink)

The volume also extends the debate about emergence by considering the independence of chemical properties from physical properties, and investigating what would ...

Dynamical systems theory (DST) is gaining popularity in cognitive science and philosophy of mind. Recently several authors (e.g. J.A.S. Kelso, 1995; A. Juarrero, 1999; F. Varela and E. Thompson, 2001) offered a DST approach to mental causation as an alternative for models of mental causation in the line of Jaegwon Kim (e.g. 1998). They claim that some dynamical systems exhibit a form of global to local determination or downward causation in that the large-scale, global activity of the system governs or (...) constrains local interactions. This form of downward causation is the key to the DST model of mental causation. In this paper I evaluate the DST approach to mental causation. I will argue that the main problem for current DST approaches to mental causation is that they lack a clear metaphysics. I propose one metaphysical framework (Gillett, 2002a/b/c) that might deal with this deficiency. (shrink)

I outline reasons for the recent popularity, and lingering suspicion, about 'emergence' by examining three distinct concepts of property emergence, their purposes and associated obligations. In Part 1, I argue 'Strong' emergence is the grail for many emergentists (and physicalists), since it frames what is needed to block the 'Argument from Realization' (AR) which moves from the truth of physicalism to the inefficacy of special science properties. I then distinguish 'Weak' and 'Ontological' emergence, in Part 2, arguing each is a (...) way one may fail to establish the possibility of Strong emergence. But I also show Weak emergence can help the full-blown reductionist and Ontological emergence helps those opposed to physicalism. Lastly, in Part 3, I argue that the Completeness of Physics (CoP) is incompatible with Strong emergence and that rejecting CoP provides hope for the possibility of Strong emergence in a physical world. The result is a notion of Strong emergence offering much to non-reductive physicalism. My final conclusion is that concepts of emergence, when properly understood, have important contributions to make to philosophical debate. (shrink)