Higher-Order Theories of Consciousness, Misc

My aim in this paper is to advance our understanding of medieval approaches to consciousness by focusing on a particular but, as it seems to me, representative medieval debate. The debate in question is between William Ockham and Walter Chatton over the existence of what these two thinkers refer to as “reflexive intellective intuitive cognition”. Although framed in the technical terminology of late-medieval cognitive psychology, the basic question at issue between them is this: Does the mind (or “intellect”) cognize its (...) own states via higher-order (or “reflexive”) representational states? Their debate is representative both because it highlights the central dialectical issues and alternatives at play in medieval discussions of consciousness generally and because it showcases the two main types of approach to consciousness one finds in the later medieval period, namely, those that explain consciousness in terms of intentionality (typically, higher-order intentionality), and those that understand consciousness as a non-intentional, sui-generis mode of awareness. (shrink)

David Rosenthal is a well-known defender of a particular kind of theory of consciousness known as the higher-order thought theory (HOTT). Higher-order theories are united by what Rosenthal calls the Transitivity Principle (TP), which states that a mental state is conscious iff one is conscious of oneself, in some suitable way, as being in that mental state. Since there are various ways to implement TP and HOTT commits one to the view that any mental state could occur unconsciously it seems (...) to predict that a mental state’s being conscious doesn’t have any significant function to perform. An unconscious mental state, according to the theory, has most of its causal connections already, as evidenced by priming studies, subliminal perception, and other empirical findings. Given this, one early objection to HOTT was to emphasize this consequence of the theory. Since consciousness does have a function any theory which predicts that it doesn’t must be suspect. Rosenthal’s primary goal in this paper is to defend HOTT against this objection. In fact he argues that if we could establish that consciousness has no function independently of HOTT we would then have an analogous argument for it: Since consciousness doesn’t have any significant function any theory which predicts that it doesn’t fares be. (shrink)

Higher-Order Theories of Consciousness: An Anthology, edited by Rocco J. Gennaro, brings together fourteen new essays exploring the relative merits of and problems with higher-order representation theories of consciousness. The anthology is divided into two parts. Part I contains articles by proponents of HOR theories arguing for their favorite version of the theory , responding to well-known objections , and exploring potentially vindicating empirical results . Part II contains critical articles which attempt to press both traditional objections as well as (...) new ones to HOR theory, to undermine considerations usually put forth in its favor , and to offer alternative theories which might appeal to HOR theorists. (shrink)

This book argues two main things: The first is that there is no such thing as free will—at least not in the sense most ordinary folk take to be central or fundamental; the second is that the strong and pervasive belief in free will can be accounted for through a careful analysis of our phenomenology and a proper theoretical understanding of consciousness.

"Representation" is one of those Janus-faced terms that seems blatantly obvious when used in a casual or pre-theoretic manner, but which reveals itself far more slippery when attentively studied. Any allusion to "metarepresentation", it would then seem, only compounds these difficulties. Taking the metarepresentationalist framework in its roughest outline as our point of departure, we thus articulate four key "structural" features that appear binding for any such theory.

Due to their reliance on constitutive higher-order representing to generate the qualities of which the subject is consciously aware, I argue that the major existing higher-order representational theories of consciousness insulate us from our first-order sensory states. In fact on these views we are never properly conscious of our sensory states at all. In their place I offer a new higher-order theory of consciousness, with a view to making us suitably intimate with our sensory states in experience. This theory relies (...) on the idea of ‘quoting’ sensory qualities, so is dubbed the ‘quotational higher-order thought theory’. I argue that it can capture something of the idea that we are ‘acquainted’ with our conscious states without slipping beyond the pale for naturalists, whilst also providing satisfying treatments of traditional problems for higher-order theories concerning representational mismatch. The theory achieves this by abandoning a representational mechanism for mental intentionality, in favour of one based on ‘embedding’. (shrink)

I argue that recent developments in animal cognition support the conclusion that HOT theory is consistent with animal consciousness. There seems to be growing evidence that many animals are indeed capable of having I-thoughts, including episodic memory, as well as have the ability to understand the mental states of others.

In the absence of any plausible reductionist account of consciousness in nonmentalistic terms, the HOT theory says that the best explanation for what makes a mental state conscious is that it is accompanied by a thought (or awareness) that one is in that state. I discuss HOT theory with special attention to how Leibnizian theses can help support it and how it can shed light on Leibniz's theory of perception, apperception, and consciousness. It will become clear how treating Leibniz as (...) a HOT theorist can solve some of the problems he faced and some of the puzzles posed by commentators, e.g. animal mentality and the role of reason and memory in self-consciousness. (shrink)

We can divide philosophical theories of consciousness into two main camps: First-Order theories and Higher-Order theories. Like all Higher-Order theories, many First-Order theories are mentalistic theories of consciousness: they attempt to reduce a mental state’s being consciousness using mental (but non-phenomenal) terms, such as being available to certain cognitive centers. I argue that mentalistic First-Order theories, once fully cashed out, collapse into some form of Higher-Order theory. I contend that not only is there general considerations in favor of this conclusion, (...) but that the four most prominent mentalistic ‘First-Order’ theories are, in fact, Higher-Order theories in disguise. Given a strong assumption in favor of some form of mental ism, if this is right, what emerges is a powerful argument for the Higher-Order theory of consciousness. (shrink)

The primary aim of a theory of consciousness is to articulate existence conditions for conscious states, i.e. the conditions under which a mental state is conscious rather than unconscious. There are two main broad approaches: The Higher-Order approach and the First-Order approach. Higher-Order theories claim that a mental state is conscious only if it is the object of a suitable state of higher-order awareness. First-Order theories reject this necessary condition. However, both sides make the following claim: for any mental state (...) M of a subject S, M is conscious if there is something it is like for S to be in M. This is the Nagelian Conception of consciousness. Taking the Nagelian Conception as a starting point, I contend that the best rationalizing explanation for the ways in which Higher-Order and First-Order theorists contribute to their dispute is to see those contributions as consistent responses to two distinct questions. (shrink)

Two popular theses central to recent theorizing about consciousness are the transitivity principle and the transparency of experience. According to the former, conscious mental states are mental states we are aware of in some way. According to the latter, there is some awareness-relation that we seemingly cannot bear to our experiences. I argue that, within certain reasonable constraints, there is no precisification of these theses that renders them compatible.

Experiences, by definition, have phenomenal character. But many experiences have a specific type of phenomenal character: presentational character. While both visual experience and conscious thought make us aware of their objects, only in visual experience do objects seem present before the mind and available for direct access. I argue that Higher-Order Thought (HOT) theories of consciousness have a particularly steep hill to climb in accommodating presentational character.

I discuss the meaning of 'There's something e is like', in the context of a reply to Eric Lormand's 'The explanatory stopgap'. I argue that Lormand is wrong to think it has a specially perceptual meaning. Rather, it has one of at least four candidate meanings: e is some way as regards its subject; e is some way and e's being that way is in the possession of its subject; e is some way in the awareness of its subject; e's (...) subject is the "experiencer" of e. I provide additional argumentation for the view in this paper that in the context, 'like this' functions as a predicate variable. (shrink)

This chapter seeks to recover an approach to consciousness from a general theory of brain function, namely the prediction error minimization theory. The way this theory applies to mental and developmental disorder demonstrates its relevance to consciousness. The resulting view is discussed in relation to a contemporary theory of consciousness, namely the idea that conscious perception depends on Bayesian metacognition; this theory is also supported by considerations of psychopathology. This Bayesian theory is first disconnected from the higher-order thought theory, and (...) then, via a prediction error conception of action, connected instead to the global neuronal workspace theory. Considerations of mental and developmental disorder therefore show that a very general theory of brain function is relevant to explaining the structure of conscious perception; furthermore, this theory can subsume and unify two contemporary approaches to consciousness, in a move that seeks to elucidate the fundamental mechanism for selection of representational content into consciousness. (shrink)

According to the monitoring theory of consciousness, a mental state is conscious in virtue of being represented in the right way by a monitoring state. David Rosenthal, William Lycan, and Uriah Kriegel have developed three different influential versions of this theory. In order to explain colour experiences, each of these authors combines his version of the monitoring theory of consciousness with a specific account of colour representation. Even though Rosenthal, Lycan, and Kriegel disagree on the specifics, they all hold that (...) colours are represented by a single type of mental state. The main goal of this paper is to show that a more complex account of colour representation is needed for the monitoring theory of consciousness to do justice to the phenomenology of colour experiences. In particular, I will argue that the fine-grained character of colour experience?that is, the fact that perceivers can become conscious of small differences between colours?requires that colour representation be construed in terms of two different types of mental states, namely sensory states that represent appearance properties and colour representations that represent physical colours. (shrink)

Mental ownership concerns who experiences a mental state. According to David Rosenthal (2005: 342), the proper way to characterize mental ownership is: ‘being conscious of a state as present is being conscious of it as belonging to somebody. And being conscious of a state as belonging to somebody other than oneself would plainly not make it a conscious state’. In other words, if a mental state is consciously present to a subject in virtue of a higher-order thought (HOT), then the (...) HOT necessarily representsthe subject as the owner of the state. But, we contend, one of the lessons to be learned from pathological states like somatoparaphrenia is that conscious awareness of a mental state does not guarantee first-person ownership. That is to say, conscious presence does not imply mental ownership. (shrink)

Currently, one of the most influential theories of consciousness is Rosenthal's version of higher-order-thought (HOT). We argue that the HOT theory allows for two distinct interpretations: a one-component and a two-component view. We further argue that the two-component view is more consistent with his effort to promote HOT as an explanatory theory suitable for application to the empirical sciences. Unfortunately, the two-component view seems incapable of handling a group of counterexamples that we refer to as cases of radical confabulation. We (...) begin by introducing the HOT theory and by indicating why we believe it is open to distinct interpretations. We then proceed to show that it is incapable of handling cases of radical confabulation. Finally, in the course of considering various possible responses to our position, we show that adoption of a disjunctive strategy, one that would countenance both one-component and two-component versions, would fail to provide any empirical or explanatory advantage. (shrink)

For purposes of this paper, a conscious state is a mental state whose subject is directly or at least nonevidentially aware of being in it. (The state does not count as conscious if the subject has only been told about it by a cognitive scientist or psychologist; introspectively would be better, but no one should say that a state is conscious only if its subject actively introspects it.). N.b., this usage is only one among several quite different though of course (...) not competing ones; the phrase has been used in at least two other senses, as by, respectively, Dretske (1993, 1995) and Block (1995).1 My definition is stipulative, but not brutely so; it settles on one thing that is often meant by conscious state cf. a conscious memory, a conscious desire, a conscious intention, a conscious decision. According to higher-order (HO) theories of consciousness in this sense of consciousness, what makes a mental state a conscious one is that it is represented by another of the subject’s mental states, that in virtue of which s/he is aware of it. Some practitioners follow Locke in taking the higher-order state to be quasi-perceptual (Armstrong, 1968, 1980, Lycan 1991, 1996); others say it may be merely a thought about the original state (Rosenthal, 1986, 1990).2 There is an alleged objection to such theories, that originated with Goldman (1993)Error: Illegal entry in bfrange block in ToUnicode CMapError: Illegal entry in bfrange block in ToUnicode CMapError: Illegal entry in bfrange block in ToUnicode CMap3 and has since been voiced and discussed by others (Dretske 1995, Stubenberg 1998, Van Gulick 2000, 2005, Gennaro 2005, Kriegel 2009). I say alleged, because. (shrink)

A central task of philosophy of mind in recent decades has been to come up with a comprehensive account of the mind that is consistent with materialism. To this end, philosophers have offered useful reductive accounts of mentality in terms that are ultimately explainable by neurobiology. Although these accounts have been useful for explaining some psychological states, one feature?phenomenality or consciousness?has proven to be particularly intractable. The Higher-Order Thought theory (HOT) has been offered as one reductive theory of consciousness. According (...) to HOT, a mental state is conscious if it becomes the content of a suitable higher-order thought that one is in that mental state. In recent years, critics have lodged a series of challenging objections to the view and several alternative theories have been proposed in response to these objections. This paper offers a defense of the traditional Higher-Order Thought theory. First, two different models of consciousness based on HOT are distinguished. The paper argues that one of the models is better supported by the HOT literature. It is then demonstrated that the better supported model is not vulnerable to the objections most commonly lodged against the HOT theory. Finally, it is shown that alternative self-representational theories do not improve upon the HOT theory in the way that they are proposed to. In fact, each of the alternative self-representational views reviewed here is vulnerable to a unique set of problems. In light of these factors, HOT still offers a viable reductive solution to the hard problem. (shrink)

David Rosenthal's higher-order thought theory is one of the most widely argued for of the higher-order accounts of consciousness. I argue that Rosenthal vacillates between two models of the HOT theory. First, I argue that these models employ different concepts of 'state consciousness'; the two concepts each refer to mental state tokens, but in virtue of different properties. In one model, the concept of 'state consciousness' is more consistent with how the term is typically used, both by philosophers and scientists, (...) and in commonsense usage. This model, however, also has its problems. In the second part of the paper, I develop a modified version of Rosenthal's transitivity principle, thereby avoiding some complications that stem from the original transitivity principle. I suggest that Rosenthal occasionally employs this modified model himself, and that the inconsistency identified in the first section of this paper might really reflect Rosenthal's vacillation between these two versions of the transitivity principle. I offer one explanation for how this equivocation may have occurred. These two versions would result if articulations of the transitivity principle employed the term 'mental state' inconsistently, to refer on some occasions merely to mental state types, and on others, to tokened mental states. I conclude by arguing, contrary to Rosenthal and others, that the theory is not incompatible with view that conscious states are uniquely casual efficacious. (shrink)

In his 2009 article “Self-Representationalism and Phenomenology,” Uriah Kriegel argues for self-representationalism about phenomenal consciousness primarily on phenomenological grounds. Kriegel’s argument can naturally be cast more broadly as an argument for higher-order representationalism. I examine this broadened version of Kriegel’s argument in detail and show that it is unsuccessful for two reasons. First, Kriegel’s argument (in its strongest form) relies on an inference to the best explanation from the claim that all experiences of normal adult human beings are accompanied by (...) peripheral awareness of those very experiences to the claim that all experiences are accompanied by peripheral awareness of those very experiences. This inference is inadequately defended, for the explanandum may also be given a straightforward evolutionary explanation. Second, contra Kriegel, I argue that phenomenological investigation does not support the thesis that we are always peripherally aware of our experiences. Instead, it delivers no verdict on this thesis. Kriegel’s phenomenological mistake may be explained via a highly diluted version of the famous transparency thesis about experience. (shrink)

Published in two parts, the present article addresses whether and how self-awareness is necessarily involved in each of the six kinds of consciousness that The Oxford English Dictionary identifies in its entry for the word consciousness. In this second part, I inquire into how self-awareness enters consciousness4, or the immediate awareness that we have of our mental-occurrence instances, consciousness5, or the constitution of the totality of mental-occurrence instances which is the person’s conscious being, and consciousness6, or the highly adaptive general (...) mode of the mind’s functioning that we instantiate for most of the time that we are awake. Consciousness4 is a kind of occurrent self-awareness because, in being conscious4, it is part of oneself that one has occurrent awareness of; although one need not also, at those times, be aware of oneself as such. Consciousness5 consists of those of one’s mental-occurrence instances that one is now conscious4 as one’s own or one can remember being conscious4 of and appropriating to oneself. Whether consciousness6 must involve self-awareness is difficult to answer because the common concept of consciousness6 does not imply an answer, and we have no clear view of what consciousness6 uniquely consists in; that is, no account of consciousness6 as yet successfully distinguishes it from all of the mind’s other general operating modes. (shrink)

The Sciousness Hypothesis holds that how we know our mental-occurrence instances does not include our having immediate awareness of them. Rather, we take notice of our behaviors or bodily reactions and infer mental-occurrence instances that would explain them. In The Principles, James left it an open question whether the Sciousness Hypothesis is true, although he proceeded on the conviction that one’s mental life consists exclusively of mental-occurrence instances of which one has immediate awareness. Nevertheless, James was tempted by the Sciousness (...) Hypothesis; and he adopted the kind of account of inner awareness favored among present-day psychologists of consciousness: to the effect that awareness of a mental-occurrence instance does not take place from within its phenomenological structure, always from a certain distance, by means of a distinct mental-occurrence instance. This means that the immediacy of inner awareness can only be a temporal and causal immediacy, not the kind we seem actually to have, whereby we consciously participate in the occurrence of a mental state. The present article, which is published in two separate though continuous parts, clarifies and elaborates the Sciousness Hypothesis, and critically discusses it and the kind of account of inner awareness that seems to be closest to it. (shrink)

When so much is being written on conscious experience, it is past time to face the question whether experience happens that is not conscious of itself. The recognition that we and most other living things experience non-consciously has recently been firmly supported by experimental science, clinical studies, and theoretic investigations; the related if not identical philosophic notion of experience without a subject has a rich pedigree. Leaving aside the question of how experience could become conscious of itself, I aim here (...) to demonstrate that the terms experience and consciousness are not interchangeable. Experience is a notoriously difficult concept to pin down, but I see non-conscious experience as based mainly in momentary sensations, relational between bodies or systems, and probably common throughout the natural world. If this continuum of experience — from non-conscious, to conscious, to self-transcending awareness — can be understood and accepted, radical constructivism (the “outside” world as a construct of experience) will gain a firmer foundation, panexperientialism (a living universe) may gain credibility, and psi will find its medium. (shrink)

Western philosophy and science have a strongly dualistic tradition regarding the mental and physical aspects of reality, which makes it difficult to understand their possible causal relations. In recent debates in cognitive neuroscience it has been common to claim on the basis of neural experiments that conscious experiences are causally inefficacious. At the same time there is much evidence that consciousness does play an important role in guiding behavior. The author explores whether a new way of understanding the causal role (...) of mental states and consciousness could be provided by the ontological interpretation of the quantum theory (Bohm and Hiley, Phys. Rep. 144:323–348, 1987; Bohm and Hiley, The undivided universe: An ontological interpretation of quantum theory. Routledge: London, 1993). This interpretation radically changes our notion of matter by suggesting that a new type of active information plays a causal role at the quantum level of reality. The author thus considers to what extent the alleged causal powers of consciousness involve information, and then moves on to consider whether information in (conscious) mental states can be connected to the information at the level of quantum physics. In this way he sketches how quantum theory might help to throw light upon one of the grand challenges facing the social sciences and the humanities, namely the question of whether consciousness plays any genuine causal role in the physical world. (shrink)

In having an experience one is aware of having it. Having an experience requires some form of access to one's own state, which distinguishes phenomenally conscious mental states from other kinds of mental states. Until very recently, Higher-Order (HO) theories were the only game in town aiming at offering a full-fledged account of this form of awareness within the analytical tradition. Independently of any objections that HO theories face, First/Same-Order (F/SO) theorists need to offer an account of such access to (...) become a plausible alternative. My aim in this paper is twofold. In the first place, I wish to widen the logical space of the discussion among theories of consciousness by offering a distinction, orthogonal to that between F/SO and HO theories, between what I will call 'Self-Involving' (SI) and 'Mental-State-Involving' (MSI) theories and argue in favor of the former one. In the second place, I will present the basics of a characterization of such a Self-Involving theory in Same-Order terms. (shrink)

I respond to Ned Block’s claim that it is ridiculous to suppose that consciousness is a cultural construction based on language and learned in childhood. Block is wrong to dismiss social constructivist theories of consciousness on account of it being ludicrous that conscious experience is anything but a biological feature of our animal heritage, characterized by sensory experience, evolved over millions of years. By defending social constructivism in terms of both Julian Jaynes’ behaviorism and J.J. Gibson’s ecological psychology, I draw (...) a distinction between the experience or what-it-is-like of nonhuman animals engaging with the environment and the secret theater of speechless monologue that is familiar to a linguistically competent human adult. This distinction grounds the argument that consciousness proper should be seen as learned rather than innate and shared with nonhuman animals. Upon establishing this claim, I defend the Jaynesian definition of consciousness as a social–linguistic construct learned in childhood, structured in terms of lexical metaphors and narrative practice. Finally, I employ the Jaynesian distinction between cognition and consciousness to bridge the explanatory gap and deflate the supposed hard problem of consciousness. (shrink)