Nonstandard Axiomatizations

What is so special and mysterious about the Continuum, this ancient, always topical, and alongside the concept of integers, most intuitively transparent and omnipresent conceptual and formal medium for mathematical constructions and the battle field of mathematical inquiries ? And why it resists the century long siege by best mathematical minds of all times committed to penetrate once and for all its set-theoretical enigma ? -/- The double-edged purpose of the present study is to save from the transfinite deadlock of (...) higher set theory the jewel of mathematical Continuum -- this genuine, even if mostly forgotten today raison d'etre of all set-theoretical enterprises to Infinity and beyond, from Georg Cantor to W. Hugh Woodin to Buzz Lightyear, by simultaneously exhibiting the limits and pitfalls of all old and new reductionist foundational approaches to mathematical truth: be it Cantor's or post-Cantorian Idealism, Brouwer's or post-Brouwerian Constructivism, Hilbert's or post-Hilbertian Formalism, Goedel's or post-Goedelian Platonism. -/- In the spirit of Zeno's paradoxes, but with the enormous historical advantage of hindsight, we claim that Cantor's set-theoretical methodology, powerful and reach in proof-theoretic and similar applications as it might be, is inherently limited by its epistemological framework of transfinite local causality, and neither can be held accountable for the properties of the Continuum already acquired through geometrical, analytical, and arithmetical studies, nor can it be used for an adequate, conceptually sensible, operationally workable, and axiomatically sustainable re-creation of the Continuum. -/- From a strictly mathematical point of view, this intrinsic limitation of the constative and explicative power of higher set theory finds its explanation in the identified in this study ultimate phenomenological obstacle to Cantor's transfinite construction, similar to topological obstacles in homotopy theory and theoretical physics: the entanglement capacity of the mathematical Continuum. (shrink)

Cantor's abstractionist account of cardinal numbers has been criticized by Frege as a psychological theory of numbers which leads to contradiction. The aim of the paper is to meet these objections by proposing a reassessment of Cantor's proposal based upon the set theoretic framework of Bourbaki - called BK - which is a First-order set theory extended with Hilbert's ε-operator. Moreover, it is argued that the BK system and the ε-operator provide a faithful reconstruction of Cantor's insights on cardinal numbers. (...) I will introduce first the axiomatic setting of BK and the definition of cardinal numbers by means of the ε-operator. Then, after presenting Cantor's abstractionist theory, I will point out two assumptions concerning the definition of cardinal numbers that are deeply rooted in Cantor’s work. I will claim that these assumptions are supported as well by the BK definition of cardinal numbers, which will be compared to those of Zermelo-von Neumann and Frege-Russell. On the basis of these similarities, I will make use of the BK framework in meeting Frege's objections to Cantor's proposal. A key ingredient in the defence of Cantorian abstraction will be played by the role of representative sets, which are arbitrarily denoted by the ε-operator in the BK definition of cardinal numbers. (shrink)

We prove that the first-order logic of CZF is intuitionistic first-order logic. To do so, we introduce a new model of transfinite computation (Set Register Machines) and combine the resulting notion of realisability with Beth semantics. On the way, we also show that the propositional admissible rules of CZF are exactly those of intuitionistic propositional logic.

On a very natural conception of sets, every set has an absolute complement. The ordinary cumulative hierarchy dismisses this idea outright. But we can rectify this, whilst retaining classical logic. Indeed, we can develop a boolean algebra of sets arranged in well-ordered levels. I show this by presenting Boolean Level Theory, which fuses ordinary Level Theory (from Part 1) with ideas due to Thomas Forster, Alonzo Church, and Urs Oswald. BLT neatly implement Conway’s games and surreal numbers; and a natural (...) extension of BLT is definitionally equivalent with ZF. (shrink)

The present first part about the eventual completeness of mathematics (called “Hilbert mathematics”) is concentrated on the Gödel incompleteness (1931) statement: if it is an axiom rather than a theorem inferable from the axioms of (Peano) arithmetic, (ZFC) set theory, and propositional logic, this would pioneer the pathway to Hilbert mathematics. One of the main arguments that it is an axiom consists in the direct contradiction of the axiom of induction in arithmetic and the axiom of infinity in set theory. (...) Thus, the pair of arithmetic and set are to be similar to Euclidean and non-Euclidean geometries distinguishably only by the Fifth postulate now, i.e. after replacing it and its negation correspondingly by the axiom of finiteness (induction) versus that of finiteness being idempotent negations to each other. Indeed, the axiom of choice, as far as it is equivalent to the well-ordering “theorem”, transforms any set in a well-ordering either necessarily finite according to the axiom of induction or also optionally infinite according to the axiom of infinity. So, the Gödel incompleteness statement relies on the logical contradiction of the axiom of induction and the axiom of infinity in the final analysis. Nonetheless, both can be considered as two idempotent versions of the same axiom (analogically to the Fifth postulate) and then unified after logicism and its inherent intensionality since the opposition of finiteness and infinity can be only extensional (i.e., relevant to the elements of any set rather than to the set by itself or its characteristic property being a proposition). So, the pathway for interpreting the Gödel incompleteness statement as an axiom and the originating from that assumption for “Hilbert mathematics” accepting its negation is pioneered. A much wider context relevant to realizing the Gödel incompleteness statement as a metamathematical axiom is consistently built step by step. The horizon of Hilbert mathematics is the proper subject in the third part of the paper, and a reinterpretation of Gödel’s papers (1930; 1931) as an apology of logicism as the only consistent foundations of mathematics is the topic of the next second part. (shrink)

Potentialists think that the concept of set is importantly modal. Using tensed language as an heuristic, the following bar-bones story introduces the idea of a potential hierarchy of sets: 'Always: for any sets that existed, there is a set whose members are exactly those sets; there are no other sets.' Surprisingly, this story already guarantees well-foundedness and persistence. Moreover, if we assume that time is linear, the ensuing modal set theory is almost definitionally equivalent with non-modal set theories; specifically, with (...) Level Theory, as developed in Part 1. (shrink)

Sets are central to mathematics and its foundations, but what are they? In this book Luca Incurvati provides a detailed examination of all the major conceptions of set and discusses their virtues and shortcomings, as well as introducing the fundamentals of the alternative set theories with which these conceptions are associated. He shows that the conceptual landscape includes not only the naïve and iterative conceptions but also the limitation of size conception, the definite conception, the stratified conception and the graph (...) conception. In addition, he presents a novel, minimalist account of the iterative conception which does not require the existence of a relation of metaphysical dependence between a set and its members. His book will be of interest to researchers and advanced students in logic and the philosophy of mathematics. (shrink)

The non-well-founded set theories described by Aczel (1988) have received attention from category theorists and computer scientists, but have been largely ignored by philosophers. At the root of this neglect might lie the impression that these theories do not embody a conception of set, but are rather of mere technical interest. This paper attempts to dispel this impression. I present a conception of set which may be taken as lying behind a non-well-founded set theory. I argue that the axiom AFA (...) is justified on the conception, which provides, contra Rieger (Mind 109:241–253, 2000), a rationale for restricting attention to the system based on this axiom. By making use of formal and informal considerations, I then make a case that most of the other axioms of this system are also justified on the conception. I conclude by commenting on the significance of the conception for the debate about the justification of the Axiom of Foundation. (shrink)

The iterative conception of set is typically considered to provide the intuitive underpinnings for ZFCU (ZFC+Urelements). It is an easy theorem of ZFCU that all sets have a definite cardinality. But the iterative conception seems to be entirely consistent with the existence of “wide” sets, sets (of, in particular, urelements) that are larger than any cardinal. This paper diagnoses the source of the apparent disconnect here and proposes modifications of the Replacement and Powerset axioms so as to allow for the (...) existence of wide sets. Drawing upon Cantor’s notion of the absolute infinite, the paper argues that the modifications are warranted and preserve a robust iterative conception of set. The resulting theory is proved consistent relative to ZFC + “there exists an inaccessible cardinal number.”. (shrink)

A paper by Beneš, published in 1954, was an attempt to prove the consistency of $\mathsf{NF}$ via a partial model of Hailperin’s finite axiomatization of $\mathsf{NF}$. Here, I offer an analysis of Beneš’s proof in a De Giorgi-style setting for set theory. This approach leads to an abstract version of Beneš’s theorem that emphasizes the monotone and invariant content of the axioms proved to be consistent, in a sense of monotony and invariance that this paper intends to state rigorously and (...) to help clarify. Moreover, some tentative speculation will be made about possible developments of the topic in the following two directions: which set theories can be proved to be consistent via Beneš-like constructions, and how can we elaborate on Beneš’s model to get a consistency proof for full $\mathsf{NF}$? (shrink)

This article discusses how the concept of a fair finite lottery can best be extended to denumerably infinite lotteries. Techniques and ideas from non-standard analysis are brought to bear on the problem.

Quasi-set theory Q is an alternative set-theory designed to deal mathematically with collections of indistinguishable objects. The intended interpretation for those objects is the indistinguishable particles of non-relativistic quantum mechanics, under one specific interpretation of that theory. The notion of cardinal of a collection in Q is treated by the concept of quasi-cardinal, which in the usual formulations of the theory is introduced as a primitive symbol, since the usual means of cardinal definition fail for collections of indistinguishable objects. In (...) a recent work, Domenech and Holik have proposed a definition of quasi-cardinality in Q. They claimed their definition of quasi-cardinal not only avoids the introduction of that notion as a primitive one, but also that it may be seen as a first step in the search for a version of Q that allows for a greater representative power. According to them, some physical systems can not be represented in the usual formulations of the theory, when the quasi-cardinal is considered as primitive. In this paper, we discuss their proposal and aims, and also, it is presented a modification from their definition we believe is simpler and more general. (shrink)

If ZFC is consistent, then the collection of countable computably saturated models of ZFC satisfies all of the Multiverse Axioms of Hamkins.

In this paper, I pursue such a logical foundation for arithmetic in a variant of Zermelo set theory that has axioms of subset separation only for quantifier-free formulae, and according to which all sets are Dedekind finite. In section 2, I describe this variant theory, which I call ZFin0. And in section 3, I sketch foundations for arithmetic in ZFin0 and prove that certain foundational propositions that are theorems of the standard Zermelian foundation for arithmetic are independent of ZFin0.<br><br>An equivalent (...) theory of sets and an equivalent foundation for arithmetic was introduced by John Mayberry and developed by the current author in his doctoral thesis. In that thesis, the independence results mentioned above are proved using proof-theoretic methods. In this paper, I offer model-theoretic proofs of the central independence results using the technique of cumulation models, which was introduced by Steve Popham, a doctoral student of Mayberry<br>from the early 1980s. (shrink)

In 'On interpretations of arithmetic and set theory', Kaye and Wong proved the following result, which they considered to belong to the folklore of mathematical logic.

THEOREM 1 The first-order theories of Peano arithmetic and Zermelo-Fraenkel set theory with the axiom of infinity negated are bi-interpretable.

In this note, I describe a theory of sets that is bi-interpretable with the theory of bounded arithmetic IDelta0 + exp. Because of the weakness of this theory of sets, I cannot straightforwardly adapt Kaye and Wong's (...) interpretation of the arithmetic in the set theory. Instead, I am forced to produce a different interpretation. (shrink)

Gödel's dialectica interpretation of Heyting arithmetic HA may be seen as expressing a lack of confidence in our understanding of unbounded quantification. Instead of formally proving an implication with an existential consequent or with a universal antecedent, the dialectica interpretation asks, under suitable conditions, for explicit 'interpreting' instances that make the implication valid. For proofs in constructive set theory CZF-, it may not always be possible to find just one such instance, but it must suffice to explicitly name a set (...) consisting of such interpreting instances. The aim of eliminating unbounded quantification in favor of appropriate constructive functionals will still be obtained, as our ∧-interpretation theorem for constructive set theory in all finite types CZFω- shows. By changing to a hybrid interpretation ∧q, we show closure of CZFω- under rules that – in stronger forms – have already been studied in the context of Heyting arithmetic. In a similar spirit, we briefly survey modified realizability of CZFω- and its hybrids. Central results of this paper have been proved by Burr 2000a and Schulte 2006, however, for different translations. We use a simplified interpretation that goes back to Diller and Nahm 1974. A novel element is a lemma on absorption of bounds which is essential for the smooth operation of our translation. (shrink)

Working in the weakening of constructive Zermelo-Fraenkel set theory in which the subset collection scheme is omitted, we show that the binary refinement principle implies all the instances of the exponentiation axiom in which the basis is a discrete set. In particular binary refinement implies that the class of detachable subsets of a set form a set. Binary refinement was originally extracted from the fullness axiom, an equivalent of subset collection, as a principle that was sufficient to prove that the (...) Dedekind reals form a set. Here we show that the Cauchy reals also form a set. More generally, binary refinement ensures that one remains in the realm of sets when one starts from discrete sets and one applies the operations of exponentiation and binary product a finite number of times. (shrink)

The Dedekind cuts in an ordered set form a set in the sense of constructive Zermelo—Fraenkel set theory. We deduce this statement from the principle of refinement, which we distill before from the axiom of fullness. Together with exponentiation, refinement is equivalent to fullness. None of the defining properties of an ordering is needed, and only refinement for two—element coverings is used. In particular, the Dedekind reals form a set; whence we have also refined an earlier result by Aczel and (...) Rathjen, who invoked the full form of fullness. To further generalise this, we look at Richman's method to complete an arbitrary metric space without sequences, which he designed to avoid countable choice. The completion of a separable metric space turns out to be a set even if the original space is a proper class; in particular, every complete separable metric space automatically is a set. (shrink)

We prove that Standardization fails in every nontrivial universe definable in the nonstandard set theory BST, and that a natural characterization of the standard universe is both consistent with and independent of BST. As a consequence we obtain a formulation of nonstandard class theory in the ∈-language.

George Boolos has described an interpretation of a fragment of ZFC in a consistent second-order theory whose only axiom is a modification of Frege's inconsistent Axiom V. We build on Boolos's interpretation and study the models of a variety of such theories obtained by amending Axiom V in the spirit of a limitation of size principle. After providing a complete structural description of all well-founded models, we turn to the non-well-founded ones. We show how to build models in which foundation (...) fails in prescribed ways. In particular, we obtain models in which every relation is isomorphic to the membership relation on some set as well as models of Aczel's anti-foundation axiom (AFA). We suggest that Fregean extensions provide a natural way to envisage non-well-founded membership. (shrink)

Maddy's (1990) arguments against Aggregate Theory were undermined by the shift in her position in 1997. The present paper considers Aggregate Theory in the light of this, and the recent search for `New Axioms for Mathematics'. If Set Theory is the part-whole theory of singletons, then identifying singletons with their single members collapses Set Theory into Aggregate Theory. But if singletons are not identical to their single members, then they are not extensional objects and so are not a basis for (...) Science. Either way, the Continuum Hypothesis has no physical interest. (shrink)

The paper investigates inaccessible set axioms and their consistency strength in constructive set theory. In ZFC inaccessible sets are of the form Vκ where κ is a strongly inaccessible cardinal and Vκ denotes the κth level of the von Neumann hierarchy. Inaccessible sets figure prominently in category theory as Grothendieck universes and are related to universes in type theory. The objective of this paper is to show that the consistency strength of inaccessible set axioms heavily depend on the context in (...) which they are embedded. The context here will be the theory CZF− of constructive Zermelo–Fraenkel set theory but without -Induction . Let INAC be the statement that for every set there is an inaccessible set containing it. CZF−+INAC is a mathematically rich theory in which one can easily formalize Bishop style constructive mathematics and a great deal of category theory. CZF−+INAC also has a realizability interpretation in type theory which gives its theorems a direct computational meaning. The main result presented here is that the proof theoretic ordinal of CZF−+INAC is a small ordinal known as the Feferman–Schütte ordinal Γ0. (shrink)

We present an axiomatic framework for nonstandard analysis-the Nonstandard Class Theory which extends von Neumann-Godel-Bernays Set Theory by adding a unary predicate symbol St to the language of NBG means that the class X is standard) and axioms-related to it- analogs of Nelson's idealization, standardization and transfer principles. Those principles are formulated as axioms, rather than axiom schemes, so that NCT is finitely axiomatizable. NCT can be considered as a theory of definable classes of Bounded Set Theory by V. Kanovei (...) and M. Reeken. In many aspects NCT resembles the Alternative Set Theory by P. Vopenka. For example there exist semisets in NCT and it can be proved that a set has a standard finite cardinality iff it does not contain any proper subsemiset. Semisets can be considered as external classes in NCT. Thus the saturation principle can be formalized in NCT. (shrink)

We examine George Boolos's proposed abstraction principle for extensions based on the limitation-of-size conception, New V, from several perspectives. Crispin Wright once suggested that New V could serve as part of a neo-logicist development of real analysis. We show that it fails both of the conservativeness criteria for abstraction principles that Wright proposes. Thus, we support Boolos against Wright. We also show that, when combined with the axioms for Boolos's iterative notion of set, New V yields a system equivalent to (...) full Zermelo-Fraenkel set theory with a principle of global choice. This advances Boolos's longstanding interest in the foundations of set theory. (shrink)

This is a review of Vicious Circles: On the Mathematics of Non-Wellfounded Phenomena, written by Jon Barwise and Lawrence Moss and published by CSLI Publications in 1996.

The merits of set theory as a foundational tool in mathematics stimulate its use in various areas of artificial intelligence, in particular intelligent information systems. In this paper, a study of various nonstandard treatments of set theory from this perspective is offered. Applications of these alternative set theories to information or knowledge management are surveyed.

This paper investigates an alternative set theory (due to Peter Aczel) called Hyperset Theory. Aczel uses a graphical representation for sets and thereby allows the representation of non-well-founded sets. A program, called HYPERSOLVER, which can solve systems of equations defined in terms of sets in the universe of this new theory is presented. This may be a useful tool for commonsense reasoning.

The success of set theory as a foundation for mathematics inspires its use in artificial intelligence, particularly in commonsense reasoning. In this survey, we briefly review classical set theory from an AI perspective, and then consider alternative set theories. Desirable properties of a possible commonsense set theory are investigated, treating different aspects like cumulative hierarchy, self-reference, cardinality, etc. Assorted examples from the ground-breaking research on the subject are also given.

This is a short piece of humor (I hope) on nonstandard set theories. An earlier version appeared in Bull. EATCS 45: 146-147 (1991).

ZFC has sentences that quantify over all sets or all ordinals, without restriction. Some have argued that sentences of this kind lack a determinate meaning. We propose a set theory called TOPS, using Natural Deduction, that avoids this problem by speaking only about particular sets.