This article is concerned with the role of fundamental principles in theoretical physics, especially quantum theory. The fundamental principles of relativity will be addressed as well, in view of their role in quantum electrodynamics and quantum field theory, specifically Dirac’s work, which, in particular Dirac’s derivation of his relativistic equation of the electron from the principles of relativity and quantum theory, is the main focus of this article. I shall also consider Heisenberg’s earlier work leading him to the discovery of (...) quantum mechanics, which inspired Dirac’s work. I argue that Heisenberg’s and Dirac’s work was guided by their adherence to and their confidence in the fundamental principles of quantum theory. The final section of the article discusses the recent work by D’Ariano and coworkers on the principles of quantum information theory, which extend quantum theory and its principles in a new direction. This extension enabled them to offer a new derivation of Dirac’s equations from these principles alone, without using the principles of relativity. (shrink)

Quantum theory has the property of “local tomography”: the state of any composite system can be reconstructed from the statistics of measurements on the individual components. In this respect the holism of quantum theory is limited. We consider in this paper a class of theories more holistic than quantum theory in that they are constrained only by “bilocal tomography”: the state of any composite system is determined by the statistics of measurements on pairs of components. Under a few auxiliary assumptions, (...) we derive certain general features of such theories. In particular, we show how the number of state parameters can depend on the number of perfectly distinguishable states. We also show that real-vector-space quantum theory, while not locally tomographic, is bilocally tomographic. (shrink)

The formalism of general probabilistic theories provides a universal paradigm that is suitable for describing various physical systems including classical and quantum ones as particular cases. Contrary to the usual no-restriction hypothesis, the set of accessible meters within a given theory can be limited for different reasons, and this raises a question of what restrictions on meters are operationally relevant. We argue that all operational restrictions must be closed under simulation, where the simulation scheme involves mixing and classical post-processing of (...) meters. We distinguish three classes of such operational restrictions: restrictions on meters originating from restrictions on effects; restrictions on meters that do not restrict the set of effects in any way; and all other restrictions. We fully characterize the first class of restrictions and discuss its connection to convex effect subalgebras. We show that the restrictions belonging to the second class can impose severe physical limitations despite the fact that all effects are accessible, which takes place, e.g., in the unambiguous discrimination of pure quantum states via effectively dichotomic meters. We further demonstrate that there are physically meaningful restrictions that fall into the third class. The presented study of operational restrictions provides a better understanding on how accessible measurements modify general probabilistic theories and quantum theory in particular. (shrink)

In this paper we review the general framework of operational probabilistic theories, along with the six axioms from which quantum theory can be derived. We argue that the OPT framework along with a relaxed version of five of the axioms, define a general information theory. We close the paper with considerations about the role of the observer in an OPT, and the interpretation of the von Neumann postulate and the Schrödinger-cat paradox.

A symmetric monoidal category naturally arises as the mathematical structure that organizes physical systems, processes, and composition thereof, both sequentially and in parallel. This structure admits a purely graphical calculus. This paper is concerned with the encoding of a fixed causal structure within a symmetric monoidal category: causal dependencies will correspond to topological connectedness in the graphical language. We show that correlations, either classical or quantum, force terminality of the tensor unit. We also show that well-definedness of the concept of (...) a global state forces the monoidal product to be only partially defined, which in turn results in a relativistic covariance theorem. Except for these assumptions, at no stage do we assume anything more than purely compositional symmetric-monoidal categorical structure. We cast these two structural results in terms of a mathematical entity, which we call a causal category . We provide methods of constructing causal categories, and we study the consequences of these methods for the general framework of categorical quantum mechanics. (shrink)

We investigate the connection between interference and computational power within the operationally defined framework of generalised probabilistic theories. To compare the computational abilities of different theories within this framework we show that any theory satisfying four natural physical principles possess a well-defined oracle model. Indeed, we prove a subroutine theorem for oracles in such theories which is a necessary condition for the oracle model to be well-defined. The four principles are: causality, purification, strong symmetry, and informationally consistent composition. Sorkin has (...) defined a hierarchy of conceivable interference behaviours, where the order in the hierarchy corresponds to the number of paths that have an irreducible interaction in a multi-slit experiment. Given our oracle model, we show that if a classical computer requires at least n queries to solve a learning problem, because fewer queries provide no information about the solution, then the corresponding “no-information” lower bound in theories lying at the kth level of Sorkin’s hierarchy is \. This lower bound leaves open the possibility that quantum oracles are less powerful than general probabilistic oracles, although it is not known whether the lower bound is achievable in general. Hence searches for higher-order interference are not only foundationally motivated, but constitute a search for a computational resource that might have power beyond that offered by quantum computation. (shrink)

In any probabilistic theory, we say that a bipartite state ω on a composite system AB steers its marginal state ω B if, for any decomposition of ω B as a mixture ω B =∑ i p i β i of states β i on B, there exists an observable {a i } on A such that the conditional states $\omega_{B|a_{i}}$ are exactly the states β i . This is always so for pure bipartite states in quantum mechanics, a fact (...) first observed by Schrödinger in 1935. Here, we show that, for weakly self-dual state spaces (those isomorphic, but perhaps not canonically isomorphic, to their dual spaces), the assumption that every state of a system A is steered by some bipartite state of a composite AA consisting of two copies of A, amounts to the homogeneity of the state cone. If the state space is actually self-dual, and not just weakly so, this implies (via the Koecher-Vinberg Theorem) that it is the self-adjoint part of a formally real Jordan algebra, and hence, quite close to being quantum mechanical. (shrink)

We use Bub's (2016) correlation arrays and Pitowksy's (1989b) correlation polytopes to analyze an experimental setup due to Mermin (1981) for measurements on the singlet state of a pair of spin-12 particles. The class of correlations allowed by quantum mechanics in this setup is represented by an elliptope inscribed in a non-signaling cube. The class of correlations allowed by local hidden-variable theories is represented by a tetrahedron inscribed in this elliptope. We extend this analysis to pairs of particles of arbitrary (...) spin. The class of correlations allowed by quantum mechanics is still represented by the elliptope; the subclass of those allowed by local hidden-variable theories by polyhedra with increasing numbers of vertices and facets that get closer and closer to the elliptope. We use these results to advocate for an interpretation of quantum mechanics like Bub's. Probabilities and expectation values are primary in this interpretation. They are determined by inner products of vectors in Hilbert space. Such vectors do not themselves represent what is real in the quantum world. They encode families of probability distributions over values of different sets of observables. As in classical theory, these values ultimately represent what is real in the quantum world. Hilbert space puts constraints on possible combinations of such values, just as Minkowski space-time puts constraints on possible spatio-temporal constellations of events. Illustrating how generic such constraints are, the equation for the elliptope derived in this paper is a general constraint on correlation coefficients that can be found in older literature on statistics and probability theory. Yule (1896) already stated the constraint. De Finetti (1937) already gave it a geometrical interpretation. (shrink)

In quantum theory every state can be diagonalized, i.e. decomposed as a convex combination of perfectly distinguishable pure states. This elementary structure plays an ubiquitous role in quantum mechanics, quantum information theory, and quantum statistical mechanics, where it provides the foundation for the notions of majorization and entropy. A natural question then arises: can we reconstruct these notions from purely operational axioms? We address this question in the framework of general probabilistic theories, presenting a set of axioms that guarantee that (...) every state can be diagonalized. The first axiom is Causality, which ensures that the marginal of a bipartite state is well defined. Then, Purity Preservation states that the set of pure transformations is closed under composition. The third axiom is Purification, which allows to assign a pure state to the composition of a system with its environment. Finally, we introduce the axiom of Pure Sharpness, stating that for every system there exists at least one pure effect occurring with unit probability on some state. For theories satisfying our four axioms, we show a constructive algorithm for diagonalizing every given state. The diagonalization result allows us to formulate a majorization criterion that captures the convertibility of states in the operational resource theory of purity, where random reversible transformations are regarded as free operations. (shrink)