A brief introduction to the physics and philosophy of symmetry breaking.

The Higgs model was developed using purely formal analogies to models of superconductivity. This is in contrast to historical case studies such as the development of electromagnetism, which employed physical analogies. As a result, quantum case studies such as the development of the Higgs model carry new lessons for the scientific realism--anti-realism debate. I argue that, by breaking the connection between success and approximate truth, the use of purely formal analogies is a counterexample to two prominent versions of the 'No (...) Miracles' Argument for scientific realism, Psillos' refined explanationist defence of realism and the Argument from History of Science for structural realism. The NMA is undermined, but the success of the Higgs model is not miraculous because there is a naturalistically acceptable explanation for its success that does not invoke approximate truth. I also suggest some possible strategies for adapting to the counterexample for scientific realists who wish to hold on to the NMA in some form. (shrink)

In this article, we offer a detailed study of two important episodes in the early history of high-energy physics, namely the development of the Chew and the Nambu-Jona-Lasinio models. Our study reveals that both models resulted from the combination of an old Hamiltonian, which had been introduced by earlier researchers, and two new approximation methods developed by Chew and by Nambu and Jona-Lasinio. These new approximation methods, furthermore, were the key component behind the models’ success. We take this historical investigation (...) to support two philosophical theses about the manner in which scientific modelling operates in high-energy physics. Both of these theses run counter to a view that is commonly accepted among philosophers of science: the view that all approximations can be embedded within an equivalent idealized system, and that whatever role the former might play in scientific modelling is therefore parasitic on the much more substantial work performed by the latter. Our first thesis, which we call “Distinctness,” states that approximation methods constitute an independent category of theoretical output from idealized systems. We thus believe that approximations and idealized systems constitute two independent types of objects, both of which are essential to the practice of modelling. Our second, more radical thesis is called “Content Determination.” Our claim here is that approximation methods can in fact be essential to assigning determinate physical content to the idealized systems with which they jointly operate. As we show, this is due to the fact that quantum field theory allows for a very thin characterization of idealized systems only, making the use of approximations necessary to supply additional content. We conclude the paper with a few reflections about the manner in which our two theses can be used to articulate David Kaiser’s views on the “vanishing of scientific theory” in physics after WWII. (shrink)

The earliest formulation of the Higgs naturalness argument has been criticized on the grounds that it relies on a particular cutoff-based regularization scheme. One response to this criticism has been to circumvent the worry by reformulating the naturalness argument in terms of a renormalized, regulator-independent parametrization. An alternative response is to deny that regulator dependence poses a problem for the naturalness argument, because nature itself furnishes a particular, physically correct regulator for any effective field theory in the form of that (...) EFT’s physical cutoff, together with an associated set of bare parameters that constitute the unique physically preferred “fundamental parameters” of the EFT. Here, I argue that both lines of defense against the initial worry about regulator dependence are flawed. I argue that reformulation of the naturalness argument in terms of renormalized parameters simply trades dependence on a particular regularization scheme for dependence on a particular renormalization scheme, and that one or another form of scheme dependence afflicts all formulations of the Higgs naturalness argument. Concerning the second response, I argue that the grounds for suspending the principle of regularization or renormalization scheme independence in favor of a physically preferred parametrization are thin; the assumption of a physically preferred parametrization, whether in the form of bare “fundamental parameters” or renormalized “physical parameters,” constitutes a theoretical idle wheel in generating the confirmed predictions of established EFTs, which are invariably scheme-independent. I highlight certain features of the alternative understanding of EFTs, and the EFT-based approach to understanding the foundations of QFT, that emerges when one abandons the assumption of a physically preferred parametrization. I explain how this understanding departs from several dogmas concerning the mathematical formulation and physical interpretation of EFTs in high-energy physics. (shrink)

In this paper I formulate Minimal Requirements for Candidate Predictions in quantum field theories, inspired by viewing the standard model as an effective field theory. I then survey standard effective field theory regularization procedures, to see if the vacuum expectation value of energy density ) is a quantity that meets these requirements. The verdict is negative, leading to the conclusion that \ is not a physically significant quantity in the standard model. Rigorous extensions of flat space quantum field theory eliminate (...) \ from their conceptual framework, indicating that it lacks physical significance in the framework of quantum field theory more broadly. This result has consequences for problems in cosmology and quantum gravity, as it suggests that the correct solution to the cosmological constant problem involves a revision of the vacuum concept within quantum field theory. (shrink)

In this paper I detail three major mathematical developments that led to the emergence of Yang–Mills theories as the foundation for the standard model of particle physics. In less than 10 years, work on renormalizability, the renormalization group, and lattice quantum field theory highlighted the utility of Yang–Mills type models of quantum field theory by connecting poorly understood candidate dynamical models to emerging experimental results. I use this historical case study to provide lessons for theory construction in physics, and touch (...) on issues related to renormalization group realism from a more historical perspective. In particular, I highlight the fact that much of the hard work in theory construction comes when trying to understand the consequences and representational capacities of a theoretical framework. (shrink)

There has been a growing trend to include non-causal models in accounts of scientific explanation. A worry addressed in this paper is that without a higher threshold for explanation there are no tools for distinguishing between models that provide genuine explanations and those that provide merely potential explanations. To remedy this, a condition is introduced that extends a veridicality requirement to models that are empirically underdetermined, highly-idealised, or otherwise non-causal. This condition is applied to models of electroweak symmetry breaking beyond (...) the Standard Model. (shrink)

Analogies between classical statistical mechanics and quantum field theory played a pivotal role in the development of renormalization group methods for application in the two theories. This paper focuses on the analogies that informed the application of RG methods in QFT by Kenneth Wilson and collaborators in the early 1970's. The central task that is accomplished is the identification and analysis of the analogical mappings employed. The conclusion is that the analogies in this case study are formal analogies, and not (...) physical analogies. That is, the analogical mappings relate elements of the models that play formally analogous roles and that have substantially different physical interpretations. Unlike other cases of the use of analogies in physics, the analogical mappings do not preserve causal structure. The conclusion that the analogies in this case are purely formal carries important implications for the interpretation of QFT, and poses challenges for philosophical accounts of analogical reasoning and arguments in defence of scientific realism. Analysis of the interpretation of the cutoffs is presented as an illustrative example of how physical disanalogies block the exportation of physical interpretations from from statistical mechanics to QFT. A final implication is that the application of RG methods in QFT supports non-causal explanations, but in a different manner than in statistical mechanics. (shrink)

The paper presents a historical-epistemological analysis of the notion of “spontaneous symmetry breaking”, which I believe today provides a template for conceiving the relationship between symmetry and asymmetry in physics as well as in other areas of the natural sciences. The central thesis of the paper is that spontaneous symmetry breaking represents an instance of “narrative knowing” in the sense developed by recent research in history and philosophy of science (Morgan and Wise (eds) SI narrative in science, Studies in history (...) and philosophy of science, 2017a). Spontaneous symmetry breaking is best understood as a hybrid narrative comprising formulas, verbal statements, images, and at times also other media. This flexible notion can be deployed in different variations, allowing to explain a broad range of non-symmetric phenomena or models as resulting from (not necessarily observable) processes of loss of symmetry. I will support this thesis by first analysing in detail the way in which spontaneous symmetry breaking, and in particular electroweak symmetry breakdown, are presented in today’s physics textbooks and reference works, and then by reconstructing the emergence of the hybrid construct from the late 1950s until the 1970s, when spontaneous symmetry breaking definitively established itself as a key physical notion. (shrink)

Science is a process, through which theoretical frameworks are developed, new phenomena defined and discovered, and properties of entities tested. The goal of this dissertation is to illustrate how high-energy physics exemplified the process of theory construction from the 1950s to 1970s, and the promising ways in which it can continue to do so today. The lessons learned from the case studies examined here can inform future physics, and may provide methodological clues as to the best way forward today. I (...) examine the discovery of parity nonconservation in weak interactions, the emergence of Yang-Mills theories as the foundation of the standard model, and contemporary precision testing of quantum electrodynamics. In each of these cases, I examine the details of the physicists’ practice to draw conclusions regarding the epistemology behind successful episodes of theory construction. I reconstruct the methodology of each episode in order to find generalizable lessons to apply to contemporary issues at the frontiers of the search for a theory of quantum gravity. In order to understand the many moving parts in each case study, I introduce a new terminology to distinguish the “parts” of a scientific discipline, inspired by the literature on scientific modelling. These terms—theoretical framework, dynamical model, phenomenological model, experiment, and mathematical tools—are meant to aid in investigating other quantitative scientific disciplines beyond high-energy physics. Ultimately, high-energy physics is at its best when various avenues of theoretical ideas are being pursued, spurring the development of new mathematical techniques to use as tools, and new ideas are quickly and vigorously tested experimentally. Proliferation of new ideas in response to theoretical developments is characteristic of the era of construction of the standard model, and is still ongoing in precision testing of quantum electrodynamics today. (shrink)

Recent case studies have revealed that purely formal analogies have been successfully used as a heuristic in physics. This is at odds with most general philosophical accounts of analogies, which require analogies to be physical in order to be justifiably used. The main goal of this paper is to supply a philosophical account that justifies the use of purely formal analogies in physics. Using Bartha’s (2010) articulation model as a starting point, I offer precise definitions of formal and physical analogies (...) and propose a new submodel of analogical reasoning that accounts for the successful use of purely formal analogies in the development of renormalization group methods for use in particle physics in the early 1970’s (Fraser 2020). Two distinctive features of this new applied mathematics submodel for analogical reasoning are that the conclusion of the argument from analogy includes both an entire model (and not only a hypothesis or a prediction) and the construction procedure for this model. A third important difference from arguments from physical analogy is that only the prima facie plausibility of the conclusion is established, and not stronger types of plausibility associated with confirmation. The use of purely formal analogies is justified because they are suited to supporting conclusions of this sort. Formulating a general philosophical account of analogies that covers purely formal analogies also serves two additional purposes: (1) to highlight the features of this case that are novel in the context of examples of analogies traditionally considered by philosophers and (2) to establish that physicists should not automatically dismiss purely formal analogies when evaluating heuristics for the development of new models. (shrink)

The debate between Fraser and Wallace over the foundations of quantum field theory has spawned increased focus on both the axiomatic and conventional formalisms. The debate has set the tone for future foundational analysis, and has forced philosophers to “pick a side”. The two are seen as competing research programs, and the major divide between the two manifests in how each handles renormalization. In this paper I argue that the terms set by the Fraser-Wallace debate are misleading. AQFT and CQFT (...) should be viewed as complementary formalisms that start from the same physical basis. Further, the focus on cutoffs as demarcating the two approaches is also highly misleading. Though their methods differ, both axiomatic and conventional QFT seek to use the same physical principles to explain the same domain of phenomena. (shrink)