We formulate a restriction of Hindman’s Finite Sums Theorem in which monochromaticity is required only for sums corresponding to rooted finite paths in the full binary tree. We show that the resulting principle is equivalent to Σ20\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\Sigma ^0_2$$\end{document}-induction over RCA0\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\mathsf {RCA}_0$$\end{document}. The proof uses the equivalence of this Hindman-type theorem with the Pigeonhole Principle for trees TT1\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} (...) \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathsf {T}\,}{\mathsf {T}}^1$$\end{document} with an extra condition on the solution tree. (shrink)

Theorems of hyperarithmetic analysis (THAs) occupy an unusual neighborhood in the realms of reverse mathematics and recursion theoretic complexity. They lie above all the fixed (recursive) iterations of the Turing Jump but below ATR $_{0}$ (and so $\Pi _{1}^{1}$ -CA $_{0}$ or the hyperjump). There is a long history of proof theoretic principles which are THAs. Until Barnes, Goh, and Shore [ta] revealed an array of theorems in graph theory living in this neighborhood, there was only one mathematical denizen. In (...) this paper we introduce a new neighborhood of theorems which are almost theorems of hyperarithmetic analysis (ATHAs). When combined with ACA $_{0}$ they are THAs but on their own they are very weak. We generalize several conservativity classes ( $\Pi _{1}^{1}$, r- $\Pi _{2}^{1}$, and Tanaka) and show that all our examples (and many others) are conservative over RCA $_{0}$ in all these senses and weak in other recursion theoretic ways as well. We provide denizens, both mathematical and logical. These results answer a question raised by Hirschfeldt and reported in Montalbán [2011] by providing a long list of pairs of principles one of which is very weak over RCA $_{0}$ but over ACA $_{0}$ is equivalent to the other which may be strong (THA) or very strong going up a standard hierarchy and at the end being stronger than full second order arithmetic. (shrink)

Reverse mathematics is a program in the foundations of mathematics founded by Friedman and developed extensively by Simpson and others. The aim of RM is to find the minimal axioms needed to prove a theorem of ordinary, that is, non-set-theoretic, mathematics. As suggested by the title, this paper deals with two RM-phenomena, namely, splittings and disjunctions. As to splittings, there are some examples in RM of theorems A, B, C such that A↔, that is, A can be split into two (...) independent parts B and C. As to disjunctions, there are examples in RM of theorems D, E, F such that D↔, that is, D can be written as the disjunction of two independent parts E and F. By contrast, we show in this paper that there is a plethora of splittings and disjunctions in Kohlenbach’s higher-order RM. (shrink)

An important open problem in Reverse Mathematics is the reduction of the first-order strength of the base theory from IΣ1IΣ1 to IΔ0+expIΔ0+exp. The system ERNA, a version of Nonstandard Analysis based on the system IΔ0+expIΔ0+exp, provides a partial solution to this problem. Indeed, weak Königʼs lemma and many of its equivalent formulations from Reverse Mathematics can be ‘pushed down’ into ERNA, while preserving the equivalences, but at the price of replacing equality with ‘≈’, i.e. infinitesimal proximity . The logical principle (...) corresponding to weak Königʼs lemma is the universal transfer principle from Nonstandard Analysis. Here, we consider the intermediate and mean value theorem and their uniform generalizations. We show that ERNAʼs Reverse Mathematics mirrors the situation in classical Reverse Mathematics. This further supports our claim from Sanders [19] that the Reverse Mathematics of ERNA plus universal transfer is a copy up to infinitesimals of that of WKL0. We discuss some of the philosophical implications of our results. (shrink)

Reverse mathematics is a program in the foundations of mathematics. It provides an elegant classification in which the majority of theorems of ordinary mathematics fall into only five categories, based on the “big five” logical systems. Recently, a lot of effort has been directed toward finding exceptional theorems, that is, those which fall outside the big five. The so-called reverse mathematics zoo is a collection of such exceptional theorems. It was previously shown that a number of uniform versions of the (...) zoo theorems, that is, where a functional computes the objects stated to exist, fall in the third big five category, arithmetical comprehension, inside Kohlenbach’s higher-order reverse mathematics. In this paper, we extend and refine these previous results. In particular, we establish analogous results for recent additions to the reverse mathematics zoo, thus establishing that the latter disappear at the uniform level. Furthermore, we show that the aforementioned equivalences can be proved using only intuitionistic logic. Perhaps most surprisingly, these explicit equivalences are extracted from nonstandard equivalences in Nelson’s internal set theory, and we show that the nonstandard equivalence can be recovered from the explicit ones. Finally, the following zoo theorems are studied in this paper: Π10G, FIP, 1-GEN, OPT, AMT, SADS, AST, NCS, and KPT. (shrink)

Reverse mathematics is a program in the foundations of mathematics founded by Friedman and developed extensively by Simpson and others. The aim of RM is to find the minimal axioms needed to prove a theorem of ordinary, that is, non-set-theoretic, mathematics. As suggested by the title, this paper deals with the study of the topological notions of dimension and paracompactness, inside Kohlenbach’s higher-order RM. As to splittings, there are some examples in RM of theorems A, B, C such that A (...) ↔, that is, A can be split into two independent parts B and C, and the aforementioned topological notions give rise to a number of splittings involving highly natural A, B, C. Nonetheless, the higher-order picture is markedly different from the second-one: in terms of comprehension axioms, the proof in higher-order RM of, for example, the paracompactness of the unit interval requires full second-order arithmetic, while the second-order/countable version of paracompactness of the unit interval is provable in the base theory RCA 0. We obtain similarly “exceptional” results for the Urysohn identity, the Lindelöf lemma, and partitions of unity. We show that our results exhibit a certain robustness, in that they do not depend on the exact definition of cover, even in the absence of the axiom of choice. (shrink)

In his remarkable paper Formalism 64, Robinson defends his eponymous position concerning the foundations of mathematics, as follows:Any mention of infinite totalities is literally meaningless.We should act as if infinite totalities really existed. Being the originator of Nonstandard Analysis, it stands to reason that Robinson would have often been faced with the opposing position that ‘some infinite totalities are more meaningful than others’, the textbook example being that of infinitesimals. For instance, Bishop and Connes have made such claims regarding infinitesimals, (...) and Nonstandard Analysis in general, going as far as calling the latter respectively a debasement of meaning and virtual, while accepting as meaningful other infinite totalities and the associated mathematical framework. We shall study the critique of Nonstandard Analysis by Bishop and Connes, and observe that these authors equate ‘meaning’ and ‘computational content’, though their interpretations of said content vary. As we will see, Bishop and Connes claim that the presence of ideal objects in Nonstandard Analysis yields the absence of meaning. We will debunk the Bishop–Connes critique by establishing the contrary, namely that the presence of ideal objects in Nonstandard Analysis yields the ubiquitous presence of computational content. In particular, infinitesimals provide an elegant shorthand for expressing computational content. To this end, we introduce a direct translation between a large class of theorems of Nonstandard Analysis and theorems rich in computational content, similar to the ‘reversals’ from the foundational program Reverse Mathematics. The latter also plays an important role in gauging the scope of this translation. (shrink)

The representation of mathematical objects in terms of (more) basic ones is part and parcel of (the foundations of) mathematics. In the usual foundations of mathematics, namely, ZFC set theory, all mathematical objects are represented by sets, while ordinary, namely, non–set theoretic, mathematics is represented in the more parsimonious language of second-order arithmetic. This paper deals with the latter representation for the rather basic case of continuous functions on the reals and Baire space. We show that the logical strength of (...) basic theorems named after Tietze, Heine, and Weierstrass changes significantly upon the replacement of “second-order representations” by “third-order functions.” We discuss the implications and connections to the reverse mathematics program and its foundational claims regarding predicativist mathematics and Hilbert’s program for the foundations of mathematics. Finally, we identify the problem caused by representations of continuous functions and formulate a criterion to avoid problematic codings within the bigger picture of representations. (shrink)

The uncountability of$\mathbb {R}$is one of its most basic properties, known far outside of mathematics. Cantor’s 1874 proof of the uncountability of$\mathbb {R}$even appears in the very first paper on set theory, i.e., a historical milestone. In this paper, we study the uncountability of${\mathbb R}$in Kohlenbach’shigher-orderReverse Mathematics (RM for short), in the guise of the following principle:$$\begin{align*}\mathit{for \ a \ countable \ set } \ A\subset \mathbb{R}, \mathit{\ there \ exists } \ y\in \mathbb{R}\setminus A. \end{align*}$$An important conceptual observation is (...) that the usual definition of countable set—based on injections or bijections to${\mathbb N}$—does not seem suitable for the RM-study of mainstream mathematics; we also propose a suitable (equivalent over strong systems) alternative definition of countable set, namelyunion over${\mathbb N}$of finite sets; the latter is known from the literature and closer to how countable sets occur ‘in the wild’. We identify a considerable number of theorems that are equivalent to the centred theorem based on our alternative definition. Perhaps surprisingly, our equivalent theorems involve most basic properties of the Riemann integral, regulated or bounded variation functions, Blumberg’s theorem, and Volterra’s early work circa 1881. Our equivalences are alsorobust, promoting the uncountability of${\mathbb R}$to the status of ‘big’ system in RM. (shrink)

Ramsey’s theorem states that for any coloring of then-element subsets of ℕ with finitely many colors, there is an infinite setHsuch that alln-element subsets ofHhave the same color. The strength of consequences of Ramsey’s theorem has been extensively studied in reverse mathematics and under various reducibilities, namely, computable reducibility and uniform reducibility. Our understanding of the combinatorics of Ramsey’s theorem and its consequences has been greatly improved over the past decades. In this paper, we state some questions which naturally arose (...) during this study. The inability to answer those questions reveals some gaps in our understanding of the combinatorics of Ramsey’s theorem. (shrink)

We study the logical and computational properties of basic theorems of uncountable mathematics, in particular Pincherle's theorem, published in 1882. This theorem states that a locally bounded function is bounded on certain domains, i.e. one of the first ‘local-to-global’ principles. It is well-known that such principles in analysis are intimately connected to (open-cover) compactness, but we nonetheless exhibit fundamental differences between compactness and Pincherle's theorem. For instance, the main question of Reverse Mathematics, namely which set existence axioms are necessary to (...) prove Pincherle's theorem, does not have an unique or unambiguous answer, in contrast to compactness. We establish similar differences for the computational properties of compactness and Pincherle's theorem. We establish the same differences for other local-to-global principles, even going back to Weierstrass. We also greatly sharpen the known computational power of compactness, for the most shared with Pincherle's theorem however. Finally, countable choice plays an important role in the previous, we therefore study this axiom together with the intimately related Lindelöf lemma. (shrink)

We study the logical and computational properties of basic theorems of uncountable mathematics, including the Cousin and Lindelöf lemma published in 1895 and 1903. Historically, these lemmas were among the first formulations of open-cover compactness and the Lindelöf property, respectively. These notions are of great conceptual importance: the former is commonly viewed as a way of treating uncountable sets like e.g. [Formula: see text] as “almost finite”, while the latter allows one to treat uncountable sets like e.g. [Formula: see text] (...) as “almost countable”. This reduction of the uncountable to the finite/countable turns out to have a considerable logical and computational cost: we show that the aforementioned lemmas, and many related theorems, are extremely hard to prove, while the associated sub-covers are extremely hard to compute. Indeed, in terms of the standard scale (based on comprehension axioms), a proof of these lemmas requires at least the full extent of second-order arithmetic, a system originating from Hilbert–Bernays’ Grundlagen der Mathematik. This observation has far-reaching implications for the Grundlagen’s spiritual successor, the program of Reverse Mathematics, and the associated Gödel hierarchy. We also show that the Cousin lemma is essential for the development of the gauge integral, a generalization of the Lebesgue and improper Riemann integrals that also uniquely provides a direct formalization of Feynman’s path integral. (shrink)

Reverse Mathematics (RM hereafter) is a program in the foundations of mathematics where the aim is to identify theminimalaxioms needed to prove a given theorem from ordinary, i.e., non-set theoretic, mathematics. This program has unveiled surprising regularities: the minimal axioms are very oftenequivalentto the theorem over thebase theory, a weak system of ‘computable mathematics’, while most theorems are either provable in this base theory, or equivalent to one of onlyfourlogical systems. The latter plus the base theory are called the ‘Big (...) Five’ and the associated equivalences arerobustfollowing Montalbán, i.e., stable under small variations of the theorems at hand. Working in Kohlenbach’shigher-orderRM, we obtain two new and long series of equivalences based on theorems due to Bolzano, Weierstrass, Jordan, and Cantor; these equivalences are extremely robust and have no counterpart among the Big Five systems. Thus, higher-order RM is much richer than its second-order cousin, boasting at least two extra ‘Big’ systems. (shrink)

A set of integers A is computably encodable if every infinite set of integers has an infinite subset computing A. By a result of Solovay, the computably encodable sets are exactly the hyperarithmetic ones. In this article, we extend this notion of computable encodability to subsets of the Baire space, and we characterize the Π10-encodable compact sets as those which admit a nonempty Σ11-subset. Thanks to this equivalence, we prove that weak weak König’s lemma is not strongly computably reducible to (...) Ramsey’s theorem. This answers a question of Hirschfeldt and Jockusch. (shrink)

The thin set theorem for n-tuples and k colors states that every k-coloring of $[\mathbb {N}]^n$ admits an infinite set of integers H such that $[H]^n$ avoids at least one color. In this paper, we study the combinatorial weakness of the thin set theorem in reverse mathematics by proving neither $\operatorname {\mathrm {\sf {TS}}}^n_k$, nor the free set theorem imply the Erdős–Moser theorem whenever k is sufficiently large. Given a problem $\mathsf {P}$, a computable instance of $\mathsf {P}$ is universal (...) iff its solution computes a solution of any other computable $\mathsf {P}$ -instance. It has been established that most of Ramsey-type problems do not have a universal instance, but the case of Erdős–Moser theorem remained open so far. We prove that Erdős–Moser theorem does not admit a universal instance. (shrink)

Several notions of computability-theoretic reducibility between [Formula: see text] principles have been studied. This paper contributes to the program of analyzing the behavior of versions of Ramsey’s Theorem and related principles under these notions. Among other results, we show that for each [Formula: see text], there is an instance of RT[Formula: see text] all of whose solutions have PA degree over [Formula: see text] and use this to show that König’s Lemma lies strictly between RT[Formula: see text] and RT[Formula: see (...) text] under one of these notions. We also answer two questions raised by Dorais, Dzhafarov, Hirst, Mileti, and Shafer on comparing versions of Ramsey’s Theorem and of the Thin Set Theorem with the same exponent but different numbers of colors. Still on the topic of the effect of the number of colors on the computable aspects of Ramsey-theoretic properties, we show that for each [Formula: see text], there is an [Formula: see text]-coloring [Formula: see text] of [Formula: see text] such that every [Formula: see text]-coloring of [Formula: see text] has an infinite homogeneous set that does not compute any infinite homogeneous set for [Formula: see text], and connect this result with the notion of infinite information reducibility introduced by Dzhafarov and Igusa. Next, we introduce and study a new notion that provides a uniform version of the idea of implication with respect to [Formula: see text]-models of RCA0, and related notions that allow us to count how many applications of a principle [Formula: see text] are needed to reduce another principle to [Formula: see text]. Finally, we fill in a gap in the proof of Theorem 12.2 in Cholak, Jockusch, and Slaman. (shrink)

We have previously established that [Formula: see text]-comprehension is equivalent to the statement that every dilator has a well-founded Bachmann–Howard fixed point, over [Formula: see text]. In this paper, we show that the base theory can be lowered to [Formula: see text]. We also show that the minimal Bachmann–Howard fixed point of a dilator [Formula: see text] can be represented by a notation system [Formula: see text], which is computable relative to [Formula: see text]. The statement that [Formula: see text] (...) is well founded for any dilator [Formula: see text] will still be equivalent to [Formula: see text]-comprehension. Thus, the latter is split into the computable transformation [Formula: see text] and a statement about the preservation of well-foundedness, over a system of computable mathematics. (shrink)

It is a striking fact from reverse mathematics that almost all theorems of countable and countably representable mathematics are equivalent to just five subsystems of second order arithmetic. The standard view is that the significance of these equivalences lies in the set existence principles that are necessary and sufficient to prove those theorems. In this article I analyse the role of set existence principles in reverse mathematics, and argue that they are best understood as closure conditions on the powerset of (...) the natural numbers. (shrink)

We formulate a restriction of Hindman’s Finite Sums Theorem in which monochromaticity is required only for sums corresponding to rooted finite paths in the full binary tree. We show that the resulting principle is equivalent to \-induction over \. The proof uses the equivalence of this Hindman-type theorem with the Pigeonhole Principle for trees \ with an extra condition on the solution tree.

Hirst investigated a natural restriction of Hindman’s Finite Sums Theorem—called Hilbert’s Theorem—and proved it equivalent over \ to the Infinite Pigeonhole Principle for all colors. This gave the first example of a natural restriction of Hindman’s Theorem provably much weaker than Hindman’s Theorem itself. We here introduce another natural restriction of Hindman’s Theorem—which we name the Adjacent Hindman’s Theorem with apartness—and prove it to be provable from Ramsey’s Theorem for pairs and strictly stronger than Hirst’s Hilbert’s Theorem. The lower bound (...) is obtained by a direct combinatorial implication from the Adjacent Hindman’s Theorem with apartness to the Increasing Polarized Ramsey’s Theorem for pairs introduced by Dzhafarov and Hirst. In the Adjacent Hindman’s Theorem homogeneity is required only for finite sums of adjacent elements. (shrink)

Theorems of hyperarithmetic analysis occupy an unusual neighborhood in the realms of reverse mathematics and recursion-theoretic complexity. They lie above all the fixed iterations of the Turing jump but below ATR $_{0}$. There is a long history of proof-theoretic principles which are THAs. Until the papers reported on in this communication, there was only one mathematical example. Barnes, Goh, and Shore [1] analyze an array of ubiquity theorems in graph theory descended from Halin’s [9] work on rays in graphs. They (...) seem to be typical applications of ACA $_{0}$ but are actually THAs. These results answer Question 30 of Montalbán’s Open Questions in Reverse Mathematics [19] and supply several other natural principles of different and unusual levels of complexity.This work led in [25] to a new neighborhood of the reverse mathematical zoo: almost theorems of hyperarithmetic analysis. When combined with ACA $_{0}$ they are THAs but on their own are very weak. Denizens both mathematical and logical are provided. Generalizations of several conservativity classes are defined and these ATHAs as well as many other principles are shown to be conservative over RCA $_{0}$ in all these senses and weak in other recursion-theoretic ways as well. These results answer a question raised by Hirschfeldt and reported in [19] by providing a long list of pairs of principles one of which is very weak over RCA $_{0}$ but over ACA $_{0}$ is equivalent to the other which may be strong or very strong going up a standard hierarchy and at the end being stronger than full second-order arithmetic. (shrink)