Children's understanding of death as the cessation of agency: a test using sleep versus death
Introduction
Nearly a century of research has documented that death is a concept that is difficult for children to grasp (Carey, 1985, Nagy, 1948, Piaget, 1929; Speece and Brent, 1984, Speece and Brent, 1996). That this is so should not, perhaps, be surprising, because death is an ontologically strange phenomenon that poses difficult perceptual and conceptual challenges (Boyer, 2001). Perceptually, the challenge lies in the vast number of cues that living and dead things share. The transition from life to death is momentary, and may be perceptually quite difficult to detect. Conceptually, the challenge lies in the fact that death is one of the few cases in which an object crosses a major ontological boundary: in this case, the boundary between living things and non-living things. Given these considerations, the data documenting children's struggle to grasp the ontological nuances of death, a struggle that lasts well into late childhood and perhaps into adulthood, make sense (for reviews, see Slaughter et al., 1999, Speece and Brent, 1984).
From a theoretical perspective, prolonged and individually variable trajectories of conceptual development are expected in domains for which there is no core architecture, i.e. for which there are no mechanisms dedicated to the development of a conceptual apparatus according to a reliable developmental schedule (Leslie, 1994, Leslie, 1988). In such cases, possession of the appropriate principles necessary for inference in the domain depends critically on acquisition of relevant knowledge (Johnson & Carey, 1998). This is often described in terms of “theory change” (Carey, 1985, Gopnik and Meltzoff, 1997). Carey and colleagues (Carey, 1985, Johnson and Carey, 1998, Slaughter et al., 1999) have proposed just such a theory change account of death understanding. Under this account, young children begin with no core architecture to provide them with the relevant inferential principles for understanding death. This is because children do not yet possess a folk biology, i.e. an understanding of the causal mechanisms, or biological functions, that sustain life.
There are a variety of studies consistent with the theory change view. For example, Johnson and Carey (1998) found that individuals with Williams syndrome, who are developmentally impaired in their acquisition of a mature folk biology, perform poorly relative to controls on measures of death understanding that rely on folk biology, including standard tests of understanding of the four classical components of the death concept (see Speece and Brent, 1984, Speece and Brent, 1996). Several other studies support the proposal that understanding biological processes as having a life-sustaining function is important for later-developing aspects of death understanding (Carey, 1985, Slaughter et al., 1999, Slaughter and Lyons, 2003; see also Inagaki & Hatano, 2002, for a discussion of the development of a “vitalist” folk biology).
The understanding of death has many facets. Here, we do not wish to dispute the proposal that acquisition of theory-like knowledge may be important for understanding death specifically as the cessation of the biological processes that sustain life. Rather, we wish to propose that at least one aspect of death understanding—the understanding of death as the cessation of agency—is subserved by early developing core architecture: namely, the agency system, an early-developing inference system dedicated to understanding and predicting the behavior of intentional agents (Johnson, 2000, Leslie, 1994). This proposal differs from previous proposals that have suggested that there is no core architecture specifically subserving death understanding (Carey, 1985). We suggest, on the contrary, that the agency detection system (Johnson, 2000, Leslie, 1994, Rakison and Poulin-Dubois, 2001, Scholl and Tremoulet, 2000) contains, as part of its proper domain, procedures for discriminating living animals (agents) from dead ones. Here we sketch the principle features of this proposal, and offer an empirical test of some of its key predictions.
Section snippets
The cessation of agency hypothesis
The concept of agency has been discussed widely in the cognitive development literature (Csibra et al., 2003, Gergely et al., 1995, Johnson, 2000, Leslie, 1994). Agents, for our purposes, are objects capable of acting in a goal-directed fashion (Leslie, 1994). From an adaptationist perspective, the concept of agency, and a system of inferential principles in which this concept plays a role, are of crucial importance to survival, and to successful interaction with the animate world, from
Information-processing features of the living/dead discrimination system
The hypothesized features of the living/dead discrimination subroutine of the agency system are summarized in Fig. 1.
The sleep/death distinction as a test
In the study reported here, we used the sleep/death distinction as a test of the cessation of agency hypothesis. Our goal was to determine whether children do, in fact, cease to license inferences about agency to objects that were once alive, but about which sufficient causal information has been provided to infer that they are dead. To do this, we used two experimental conditions: one in which a causal scenario is provided that leads to an animal's or a human's death, and another in which the
Subjects
Children from two different populations participated in this study: 3-, 4-, and 5-year-old children from Berlin, Germany, and 3-, 4-, and 5-year-old Shuar children from the Amazon region of Ecuador. The Shuar are hunter-horticulturalists who are on the verge of the transition to a peasant, cash economy. Children live in a rural, forest environment where they have frequent encounters with live animals as well as animals being killed for food. Our German sample included city-dwelling children who
Data coding and analysis
In the analyses reported below we used percent correct measures, where percent correct for sleep questions is computed by dividing the number of “yes” responses by the total number of questions answered, and percent correct for death questions is computed by dividing the number of “no” responses by the total number of questions answered. Overall percent correct measures summed “yes” responses on sleep questions and “no” responses on death questions and divided by the total number of questions
Discussion
These results support the hypothesis that children understand death as the cessation of the ability to act by age 4. By this age, providing causal information about death significantly and systematically changes the pattern of inferences children make about an animal. Agency attributions to dead animals are blocked, whereas attributions to sleeping animals are not. On our task, we found a reliable developmental trajectory that is the same across populations and conditions. That the
Conclusion
The results of this study support the hypothesis that death understanding is subserved by reliably developing, evolved mechanisms that enable children to distinguish between objects that are capable of acting and objects that are not, and to make inferences about each. That such an inference system exists makes sense if one considers that in ancestral environments, children's survival is likely to have depended on their abilities to reason about the consequences of interacting with various
Acknowledgements
This paper is based in part on a presentation at the 2001 Meetings of the Cognitive Science Society, Edinburgh, Scotland. This research was funded in part by a travel grant from the Max Planck Institute for Human Development. Thanks to Martie Haselton, Rob Kurzban, members of the Center for Adaptive Behavior and Cognition at the Max Planck Institute for Human Development, the Max Planck Institute for Evolutionary Anthropology, the UCLA Center for Behavior, Evolution, and Culture, and the UCLA
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