MEDICALLY ASSISTED NUTRITION AND HYDRATION IN
MEDICINE AND MORAL THEOLOGY:
A CONTEXTUALIZATION OF ITS PAST AND A
DIRECTION FOR ITS FUTURE
BY
JOHN BERKMAN
The Catholic University ofAmerica
Washington, D. C.
[Reprinted from
THE THOMIST,
68, 1, January, 2004]
The Thomist 68 (2004): 69-104
MEDICALLY ASSISTED NUTRITION AND HYDRATION IN
MEDICINE AND MORAL THEOLOGY:
A CONTEXTUALIZATION OF ITS PAST AND A
DIRECTION FOR ITS FUTURE 1
JOHN BERK-MAN
The Catholic University of America
Washington, D.C.
F
OR A SIGNIFICANT PORTION of
1980s, ethical issues
regarding the use of various forms of support to prolong life
grabbed newspaper headlines in the United States. Highprofile legal cases over
"right to die," such as those of Karen
Ann Quinlan and Nancy Cruzan, became legal landmarks. Other
highly publicized cases, such as those of Brophy, Conroy, Herbert,
and Jobes, contributed to making the issue a commonplace part
of the news. In the midst of the headlines generated by these and
other related cases, many Catholic ethicists attempted to provide
analysis and guidance. These cases also elicited frequent formal
statements from the Catholic episcopacy, both from individual
bishops and from episcopal conferences. 2
1 Thanks to Michael Baxter, Bill Mattison, Joyce McClure, Gilbert Meilaender, John
Grabowski, and William Barbieri for helpful comments on earlier drafts of this paper. Thanks
also to Jennifer Moore, M.D., and Heidi White, M.D., for insight on current medical practice
with regard to MA."!\IH, and to Thomas Bender, M.D., for originally bringing to my attention
the Kelly-Donovan debate. Finally, I wish to acknowledge with gratitude the support of the
Duke Institute on Care at the End of Life, where I was Visiting Scholar in 2001-02, and where
much of the research for this paper was conducted.
2 For example, "Guidelines for Legislation on Life-Sustaining Treatment," U.S. bishops'
Committee for Pro-life Activities, Origins 14:32 (24January1985): 526ff.; "Providing Food
and Fluids to Severely Brain-Damaged Patients," friend of the court brief by the New Jersey
Catholic Conference in the Nancy Ellen Jobes Case, Origins 16:32 (22 January 1987):582ff.;
"Georgia Man Asks to Tum Off Life-Supporting Ventilator," friend of the court brief by the
archdiocese of Atlanta in the case of Larry James McAfee, Origins 19:17 (28 September
69
70
JOHN BERKMAN
Of the vanous ethical dilemmas surrounding decisions
regarding the use of life support, none provoked more
disagreement among both Catholic ethicists and the Catholic
episcopacy than that of the use of medically assisted nutrition and
hydration (henceforth
Among the episcopacy, this
disagreement gained high profile in statements from the Texas
and Pennsylvania bishops, as
as those of other groups of
bishops. There were regular if not constant exchanges between
Catholic ethicists on this question through the 1980s and early
1990s. 3
The literature detailing various arguments for or against the
use of :MANH in caring for the dying and debilitated is extensive.
Yet the thesis
this article is that a large part, if not the main
thrust, of the debates over MANH have been inadequate and
misguided on a number of different levels. I hope to reorient and
redirect the debate
attending to the medical history of
(part 1) and recent medical developments with regard to MANH
(part 5), examining and contextualizing the earliest debate (i.e.,
the 1950s) over MANH among moral theologians (part
as
well as a more recent debate over MANH involving numerous
American Catholic bishops (part 3 ), and critically evaluating the
types of moral arguments that preoccupy many of those who
currently
on the ethics of MAl"'\J"H (part
The first section-a brief history nineteenth and twentiethcentury medical practice with regard to MANH-aims to show
that inadequate understanding of the medical history,
1989): 273ff.; "The Nancy Cruzan Case," Bishop John Leibrecht, Origins 19:32 (11 January
June
1990): 525ff.; "Treatment of Dying Patients," bishops of Florida, Origins 19:3
1989): 47ff.
3 For examples of such exchanges, see John Connery, "The Clarence Herbert Case: Was
Withdrawal of Treatment Justified," Hospital Progress (February 1984): 32-35, 70; and John
Paris, "Withholding or Withdrawing Nutrition and Food: What are the Real Issues," Hospital
Progress (December 1985): 22ff. See also Richard McCormick, S.J., "'Moral Considerations'
Ill Considered," America 166 (14 March 1992): 210-14; and Kevin McMahon, "What the
Pennsylvania Bishops Really Said," Linacre Quarterly 59 (August 1992): 6-10. For an
exchange between William E. May and Kevin O'Rourke, see William E. May, "Tube Feeding
and the 'Vegetative' State," Ethics and Medics 23:12(December1998): 1-2; Kevin O'Rourke,
O.P., "On the Care of 'Vegetative' Patients: A Response to William E. May's 'Tube Feeding
and the "Vegetative" State,'" Ethics and Medics 24:4 (April 1999): 3-4.
MANH IN MEDICINE AND MORAL THEOLOGY
71
development, and varying roles of medically assisted nutrition and
hydration has led moralists to overly rigid understandings of its
place in medicine, One upshot of what I argue in this section is
that, for example, attempts to define Mfu"'IH as either inherently
"basic care" or "a medical treatment" is an exercise in futility.
Such descriptions are only legitimate in specific medical contexts
and are "patient dependent."
this history providing a sense of the medical context of
Mi\NH in
1950s, the second section analyzes what I believe
is the first discussion of MANH by American moral theologians,
placing it in the context of their broader concern with "the duty
to preserve life." The astute reader
surmise that the very
different medical context for MANH at that time reveals both the
achievement
and
limitations and provisional character of
the debate over
the Catholic moralists (e.g., Gerald
Kelly, S.J.) of that era. In view of the evolving medical context of
MANH between the 1950s and the 1980s, one goal of this section
is to show the problematic nature of appeals
some later
Catholic moralists to the authority of earlier authors on the
question of
The third section examines a more recent Catholic
"debate"-one between two groups of groups of American
Catholic bishops in the early 1990s-over the appropriate uses of
MANH, Even this
recent debate cannot be separated
from its specific social and medical context, Their debate shows
both continuity
and development beyond the earlier
textbook debates, showing a greater sensitivity to the various
contexts
which the question can arise. In this debate, the
emphasis seems to be moving away from the preoccupation
how vigorously to preserve life, and towards asking which lives
should be vigorously
even not so vigorously) preserved. The
concern over questions related to "quality
life" is seen in the
inordinate attention this debate devotes to questions related to the
preservation of
lives of patients
comas or
a PVS
(persistent vegetative state). My point in this section is that the
traditional question concerning the duty to preserve life has been
to some extent preempted by new questions regarding what
72
JOHN BERK.t\1AN
constitutes a dying person and the quality of life to be preserved.
These new questions-especially those concerning quality of life
-are full of conceptual ambiguity and at the same time deeply
troubling.
In order to clarify the current status of the debate concerning
MANH, the fourth section unpacks some of the arguments that
had significant currency in the last two decades when arguing that
MANH should be discontinued from PVS and other coma
patients. Focusing on four recent arguments regarding MANH for
comatose patients, this section argues that while adequate
decisions regarding the use of MANH must always be relative to
the benefit received by the patient, those who wish to withdraw
MANH from patients who are not terminally ill and whose lives
wiH be extended by MANH bear the burden of proof, morally
speaking.
In the light of
argument made in the fourth section, the
fifth section is a reversal of sorts. This section evaluates recent
studies on the efficacy of MANH, studies that raise serious
questions about the medical benefit of MANH for many classes of
patients. Having argued in the fourth section that the presumption
should be to give MANH to all who can derive proportionate
medical benefit from it, I postulate in the fifth section that many
dasses of patients who have been presumed to gain such medical
benefit from MANH may not in fact have been benefiting from
MANH, and some (as a class of patients) may even have been
harmed by
If these current studies hold up, the forty-year
honeymoon between MANH and much of the medical community
be over. As questions continue to be raised about the medical
benefits and burdens of MANH, we can expect that the future
bring greater attention to various means of and general
benefits of oral feeding, and less reliance on MANH.
In the light of the medical developments presented in section
5, the article concludes with some reflections on the eating
practices of contemporary American culture, and their possible
influence on assumptions about the moral appropriateness of
MA.NH and feeding the dying and severely debilitated more
generally. The debates over Mfu"l\JH the 1980s and early 1990s
MANH IN MEDICINE AND MORAL THEOLOGY
73
focused almost exclusively on one aspect of eating practices,
namely, their nutritive significance. In other words, concern was
focused almost entirely on how morally to evaluate a death that
resulted from a lack of nutrition. 4 While some contributors to the
debate expressed intuitions about the symbolism of food as an
expression of concern for one's parent or relative or friend, little
was said about the significance of eating practices
theologically-for example, for Eucharistic practices, for maintaining Christian community, for practicing hospitality, etc. For
many of those involved in the debate, there was no significant
moral difference between eating and receiving nutrition. I
conclude this section and the article with observations as to how
a Eucharistic vision and Eucharistic practices might guide
Christian care of the dying and severely debilitated, including
feeding practices. The purpose of this paper will be realized, not
if the reader's primary conclusion is that MANH is not as helpful
as we have thought and must use it less,
only the reader's
primary conclusion is that MANH often represents a failure truly
to feed the patient, and if it leads to redoubled efforts to find a
more holistic means of feeding all persons whenever it is
beneficial to them.
I. MEDICALLY ASSISTED NUTRITION .AND HYDRATION:
A SHORT HISTORY AND
OF RECENT PRACTICE5
From ancient times, people have received nutrition in ways
other than through oral feeding. Greek physicians made extensive
use of nutrient enemas, delivering various broths as well as wine,
milk, and whey through this means. Hippocrates was one of many
4 Some saw failing to feed as allowing the patient to be "starved" to death. Others saw
feeding (specifically comatose) patients as a failure of faith with regard to Christian belief in
the resurrection of the body.
5 Good general histories of alternatives to oral feeding include Henry T. Randall, "The
History of Enteral Nutrition," in J. L. Rambeau and Michael D. Caldwell, eds., Clinical
Nutrition, vol 1: Enteral and Tube Feeding (Philadelphia: W. B. Saunders Co., 1984), 1-9; and
Laura Harkness, "The History of Enteral Nutrition Therapy: From Raw Eggs and Nasal Tubes
to Purified Amino Acids and Early Postoperative Jejuna! Delivery,
of the American
Dietetic Association 102 (2002): 399-404.
74
JOHN BERKi\1AJ.'\T
who advocated rectal tube feeding. Devices were developed in the
eighteenth and nineteenth centuries that delivered nutrients by
such means as
along as the colon. Articles in British and
American medical journals in the latter part of the nineteenth
century discussed a wide variety of nutrients introduced in this
way. 6 Perhaps the most high-profile recipient of rectal feeding in
the nineteenth century was President Garfield, who was fed in this
way every four hours for most of the seventy-nine days he
survived after being wounded by an assassin. 7
While the earliest recorded use of a tube for feeding directly
into the esophagus, stomach, or jejunem is in the fourteenth
century, it first came into widespread use in the nineteenth
century. 8 At the time such methods were known as gavage or
force-feeding. Their first common use was apparently for feeding
patients of insane asylums in the first half of the nineteenth
century. Such feedings were through tubes inserted either through
the mouth (orogastric feeding) or the nose (nasogastric feeding).
In the latter half of the nineteenth century, both nasogastric and
rectal feedings were widely used. 9 By the end of the nineteenth
century pediatricians were advocating such feedings for premature
for infants and children with diphtheria and other
6 See C. E. Brown-Sequa.rd, "Feeding per rectum in Nervous Affections," Lancet (1878):
1:144. Also Y. M. Humphreys, "An Easy Method of Feeding per rectum," Lancet (1891)
1:366-67.
7 W. D. Bliss. "Feeding per rectum: AJ; Illustrated in the Case of the Late President Garfield
and Others," Medical Record 22 (1882): 64-69.
8 Such tubes were also used for removing poisons or other unwanted contents of the
stomach. The first reported use of a tube for aspirating the contents of the stomach was in
1813 by a professor of surgery at the University of Pennsylvania (P. S. Physick, "Account of
a New Mode of Extracting Poisonous Substances from the Stomach," &lectic Repertory and
Analytical Review 3:1 [October 1812]: 111-13; also see Morton D. Pareira, Therapeutic
Nutrition with Tube Feeding [Springfield, HI.: Charles C. Thomas Publisher, 1959], 11).
Combining lavage and gavage was being done by 1939, when Stengei and Ravdin reported on
inserting twin tubes at the time of gastric surgeries, one into the jejunun1 for feeding and the
other into the stomach for removing gastric contents. See A. Stengel, Jr., and I. S. Ravdin,
"The Maintenance of Nutrition in Surgical Patients with a Description of the Orojejunal
Method of Feeding," Surgery 6 (1939):511-19.
9 Randall, "The History of Enteral Nutrition," 2.
MANH IN MEDICINE AND MORAL THEOLOGY
75
acute ailments. 10 One physician noted that while such MANH was
best carried out by a physician, any intelligent nurse or parent
could be taught how to administer it. 11
While numerous developments in both the techniques of tube
feeding and the nutritional content of tube feeding occurred in the
first half of the twentieth century, the first monograph devoted to
the practice of tube feeding-in particular to scientifically
demonstrating its positive effects-was published by Morton
Pareira in 1959. Pareira noted that while knowledge of tube
feeding had been commonplace, use of tube feeding had up to
that time been "sporadic and limited. " 12 Scientific studies of the
beneficial effects of tube feeding were only begun
the early
1950s. Three large studies (at least 100 patients in each study)
including one by Pareira and associates showed the beneficial
effects of tube feeding on a wide range of patients who were
suffering from malnutrition. 13 Pareira classified the 240 patients
in his 1954 study into nine categories. Since practically all of his
patients showed improvement from tube feeding, he considered
all categories as indications for tube feeding. For example, he
considered patients suffering malnutrition because of localized
mechanical impediments (e.g., maxillofadal surgery or paralysis
of swallowing muscles) and because of the nature of their
postoperative convalescence (e.g., whose malnutrition persisted
because of anorexia) to be indications for tube feeding.
10 Gavage feeding of premature infants was popularized by the first modem authority on
the feeding of premature infants, the French physician Stephane Tamier (1828-97), and
furthered in America by the work of Julius Hess (1876-1955), who in 1913 opened the first
continuously operating center for premature infants in the United States. See Frank Greer,
"Feeding the Premature Infant in the 20th Century," The Journal of Nutrition 131 (2001):
426S-430S.
11 W. A. Morrison, "The Value of the Stomach-tube in Feeding after Intubation, Based
upon Twenty-eight Cases; Also its Use in Post-diphtheritic Paralysis," Boston Medical and
Surgical Journal 132 (1894):127-30.
12 Pareira, Therapeutic Nutrition with Tube Feeding, 13.
13 T. Boles, Jr., and R. M. Zollinger, "Critical Evaluation of Jejunostomy," Archives of
Surgery 65 (19 52):358-66; L. S. Fallis and J. Barron, "Gastric and Jejuna! Alimentation with
Fine Polyethylene Tubes," Archives of Surgery 65 (1952): 373-81; M. D. Pareira, E. J. Conrad,
W. Hicks, and R. Elman, "Therapeutic Nutrition with Tube Feeding," Journal of the American
Medical Association 156 (1954): 810-16.
JOHN BERKMAN
76
Pareira included patients unable to eat because of systemic
mechanical impediments related to sensorial depression {i.e.,
patients in a prolonged coma) and patients suffering from
terminal cancer as two other indications for tube feeding. 14
Although he only referred to the beneficial effects of tube feeding
for coma patients in passing, he devoted a chapter of his short
monograph to the benefits of tube feeding for patients with
terminal cancer. Pareira studied 64 terminal cancer patients. 15
Most were bedridden, and all were malnourished and anorexic.
After pursuing various means and incentives to get these patients
to eat, such attempts were abandoned and the patients were tubefed. With the exception of the few patients who were imminently
dying, anorexia disappeared in all of the tube-fed patients. The
return of appetite occurred in these patients between one and
three weeks after tube feeding was initiated. Evidence of the
return of appetite was demonstrated by the number of patients
who desired to "eat around the tube" and their action doing so
if permitted. Pareira found that while most of these patients were
considered imminently dying when admitted, many who were
thought to be terminal were rehabilitated for a period of many
months prior to their eventual death. While initially almost all
were bed-ridden, the majority of the tube-fed patients became at
least partially ambulatory, more comfortable, and less dependent
on nursing care. Pareira concluded that these patients were
undernourished not because of any specific effects of the cancer,
but because of anorexia. By restoring appetite through tube
feeding, the condition of patients who were becoming progressively malnourished was reversed,
improved nutrition
leading to the return of appetite. While Pareira was unable or
unwilling to make claims about increased longevity, he considered
the beneficial clinical effects of tube feeding, including a return of
strength and increased sense of well-being as well as a return of
appetite, to be dear. The resulting situation was also happier for
patients and their families.
See Pareirai, Therapeutic Nutrition with Tube Feeding, 8, 16-17.
Pareira notes that none of the patients had tumors that involved the gastrointestinal tract
(ibid., 34).
14
15
MANH IN MEDICINE AND MORAL THEOLOGY
77
Extensive developments in MANH would go on the 1960s
and 1970s, leading to a widespread use of MANH. However, it
suffices for our purposes to note that Pareira's conclusions about
the therapeutic efficacy of MANH for a broad range of acutely
and chronically
patients and its palliative benefit for dying
patients have been widely accepted up to the recent past. Later I
will discuss recent medical studies that question these assumptions
about the efficacy of MANH, but it is important that we be aware
of this prevailing medical context for discussions and debates
regarding the use of MANH from the 1950s through the 1990s.
This context is important for three reasons.
First, we saw above that while alternatives to oral feeding were
certainly employed in a large number of contexts in the first part
of the twentieth century, the clinical benefits of MANH were not
scientifically demonstrated until the mid-1950s and their use did
not become routine until the 1960s. However, the first discussion
of MANH by Catholic moral theologians took place in the late
1940s and early 1950s. Therefore, it is important carefully to
contextualize the conclusions drawn by those moral theologians
in relation to the medical status of MANH at that time.
Second, in considering how best to characterize tube feeding
morally, the diverse purposes for which it is employed must be
adequately considered. For example, tube feeding is sometimes
employed not because oral feeding is no longer physically possible
but as a supplement to or an improvement over oral feeding, and
sometimes as a substitute for convenience rather than out
necessity.
Thus it is important to note that MAi."1\JH, even for coma
patients, is not necessarily employed because coma patients are
"unable to chew and swallow." For example, long before tube
feeding was widely available, at least some coma patients were
sustained for many years. Though I have not been able to obtain
data on
nutritional arrangements for coma patients from the
nineteenth and early twentieth century with long-term survival, I
presume that some of these patients were fed orally and others
were fed via nutritional enemas. While some coma patients are
unable to chew and swallow, this is not a universal feature of
78
JOHN BERKMAN
coma patients. Certainly, to feed coma patients--or patients with
a wide variety of other debilities-orally often takes a great deal
of time and effort and such patients may aspirate (i.e., choke on)
their food. These kinds
difficulties often make oral feeding an
extremely unpalatable choice for nurses or other health-care
providers. While tube feeding may often
rightly instituted for
efficiency and safety, we should not conclude that all such patients
16
are unable to chew and swallow
Third, this brings us to a further issue related to the cost and
convenience of tube feeding. Whereas reference is sometimes
made to the high cost of maintaining tube-fed patients in hospital,
it is neither true that patients must be tube-fed in hospital nor that
tube feeding is necessarily a costly option. Tube-fed patients are
more often than not in nursing homes and often at home. 17
Patients in nursing homes sometimes (unfortunately) come to be
tube-fed because they experience significant weight loss, and
rather than hiring additional staff to supervise the patients' eating
practices or to take the time to assist them in eating, tube feeding
is prescribed. While a lack of assistance or supervision by no
means accounts for all or even most cases of nursing-home
patients losing weight, the fact that it is often less costly to have
a patient on a feeding tube than to hire additional staff to
customize meal preparation or to supervise eating probably
provides a disincentive to improve oral feeding efforts.
Furthermore, Medicaid and other forms of insurance typically
16 A neurologist well known for advocating the withdrawal of MANH from PVS patients
acknowledges that "[b]ecause PVS patients often have an intact involuntary swallowing reflex
in addition to intact gag and cough reflexes, it is theoreticaily, and in rare cases practically
possible, to feed these patients by hand. However, this usually requires an enormous amount
of time and effort by health-care professionals a.'ld families. If the patient is positioned
properly, and food is carefully placed in the back of the throat, the patient's involuntary
swallowing reflex will be activated" (Ronald Cranford, "The Persistent Vegetative State: The
Medical Reality," Hastings Center Report 18 [February/March 1988]: 31).
17 See Catherine H. Bastian and Richard H. Driscoll, "Enteral Tube Feeding at Home," in
Rombeau and Caldwell, eds., Clinical Nutrition, 1:494-511.
MANH IN MEDICINE AND MOR!-ll THEOLOGY
79
provide additional reimbursement for tube feeding but not for
special meal preparation or assisted oral feeding. 18
IL THE CHRISTIAN'S Durr TO PRESERVE LIFE
With this brief history and overview of tube-feeding practices
in place, we are now in a position to tum to the first significant
analysis of the ethics of tube feeding in moral theology. Of the
various textbooks in medical ethics produced by Catholic moral
theologians between the 1940s and 1960s, two of the most
popular and significant were Gerald Kelly's Medico-Moral
Problems and Charles McFadden's Medical Ethics. 19 While the
majority of these texts focused on beginning of life issues, each
dedicated a chapter to the topic of the duty to preserve one's life.
This discussion was generated at least in part by the desire to help
the dying distinguish suicide
acceptable forgoing of some
medical treatments, and to help medical professionals distinguish
euthanasia from appropriate withdrawals of treatment.
For Kelly and McFadden, the Catholic tradition's key principle
for discerning the extent of the
to preserve life was the
distinction between ordinary and extraordinary means of
18 Note that "in most states, there is a higher reimbursement rate for tube-fed patients, and
hand-feeding a disabled resident takes considerably more staff rime than operating a feeding
rube pump," (Susan Mitchell, D. K Kiely, and L.A. Lipsitz, "Does Artificial Enteral Nutrition
Prolong Survival of Institutionalized Elders With Chewing and Swallowing Problems?" Journal
of Gerontology 53A, no. 3 [1998]: M212). The authors are citing B. Leff, N. Cheuvront, and
W. Russell, "Discontinuing Feeding Tubes in a Community Nursing Home," Gerontologist
34 (1994):130-33.
19 Gerald Kelly, S.J., Medico-Moral Problems (St Louis: Catholic Health Association of the
United States and Canada, 1958), 128-41; Charles McFadden, Medical Ethics (5th ed.;
Philadelphia: Davis and Company,1961), 227-32. For further elaboration of Kelly's
viewpoint, see Gerald Kelly, S. J., "The Duty of Using Artificial Means of Preserving Life,"
Theological Studies 11 (June 1950): 203-20. For a history of these texts in medical ethics by
Catholic moral theologians and claims about the centrality of the work of Kelly and
McFadden, see David F. Kelly, The Emergence of Roman Catholic Medical Ethics in North
America (New York: Edwin Mellen Press, 1979). For a more extensive examination of the
principle of ordinary and extraordinary means of treatment from the same period as Kelly and
McFadden, see Daniel Cronin, The Moral Law in Regard to the Ordinary and Extraordinary
Means of Conserving Life (Dissertatio ad lauream; Rome: Gregorian University, 1958).
80
JOHN BERKMAN
preserving life. 20 Their texts include definitions of the principle,
a history of the principle, and examples for its application.
In itself, the principle is straightforward. A patient is obligated
gratefully to receive ordinary means of preserving
but may
decline extraordinary means.
defining what constitutes
ordinary means, Kelly and McFadden note that physicians and
moralists typically mean different things by the term. For a
physician, .. ordinary means" typically refers to those medicines or
procedures that are, for example, commonplace, standard, and
accepted. For a moralist, ordinary means of treatment includes
"all medicines, treatments, and operations, which offer a
reasonable hope of benefit for the patient and which can be
obtained and used
excessive expense, pain, or other
21
inconvenience." Whereas for a physician "ordinary means"
refers to a medicine or treatment in itself, for a moralist what
constitutes ordinary means is always dependent upon the benefit
gained from the particular treatment by the patient relative to his
20 This traditional distinction between ordinary and extraordinary means of treatment
continues to function normatively and institutionally in Catholic healthcare in the United
States, with its inclusion in the fourth edition of the Ethical and Religious Directives for
Catholic Health Care Services (2001), Directives 56 and 57 read as follows:
5 6. A person has a moral obligation to use ordinary or proportionate
means of preserving his or her life. Proportionate means are those that
in the judgment of the patient offer a reasonable hope of benefit and do
not entail an excessive burden or impose excessive expense on the
family or the community.
57. A person may forgo extraordinary or disproportionate means of
preserving life. Disproportionate means are those that in the patient's
judgment do not offer a reasonable hope of benefit or entail an
excessive burden, or impose excessive expense on the family or the
community.
We find four key elements in these two directives. First, discernment of whether a
treatment is ordinary or extraordinary requires the judgment of the patient, Second, the
patient needs to judge what constitutes a treatment's offering a reasonable hope of benefit.
Third, the patient needs to judge whether a proposed treatment entails a severe or excessive
burden. Fourth, the patient needs to judge whether a proposed treatment imposes an excessive
expense on the family or the community.
21 Kelly, Medico-Moral Problems, 129. Compare this statement of ordinary treatment with
that of Ethical and
Directives 56, above.
MANH IN MEDICINE AND MORAL THEOLOGY
81
particular condition at a particular time. Thus, for a moralist, the
same treatment may at one point in a patient's illness be
considered ordinary, whereas at another stage it may be
considered extraordinary or even useless, depending on
possible efficacy.
Kelly roots this principle in the difference between absolute
and relative duties
the Christian. Whereas the prohibition on
taking one's own life is absolute (the duty to avoid doing
the
obligation to preserve one's own Hfe is limited (the duty to do
positive good). Since one's obligation to preserve one's life is
limited, a number of different considerations can render a
treatment extraordinary. Kelly cites three examples from the
history of moral theology
a hardship or burden was
regarded as rendering a means of treatment extraordinary: going
into a debt that would place hardship on one's family, undergoing
a tremendously painful surgery or amputation (e.g., prior to the
development of anaesthesia), or moving to a far country to
preserve or restore one's health (i.e., in a cultural context in
which people's identities were firmly rooted in the land and their
families and at a time when such travel was difficult, dangerous,
and likely permanent). 2 2 Of course, some of what constituted
serious burdens in centuries past (e.g., travelling to another
country for a cure or undergoing an operation) are no longer a
serious burden for most persons today. Such categories are
themselves always open to revision in relation to medical,
technological, and cultural changes over time.
Kelly and McFadden consider the 1950s equivalent of MANH
when they discuss the appropriateness of withdrawing intravenous
feeding from a patient in the last stages of a painful death from
cancer. The patient, though racked
pain, continues to linger
on, sustained by the intravenous feeding. 23 In the case they
Kelly, Medico-Moral Problems, 132.
With intravenous feeding, nutrients are introduced into veins rather than into the
stomach or jejunum. Such forms of feeding (now referred to as total parenteral nutrition) are
used with some patients (e.g., patients who have had their small intestine removed and cannot
adequately absorb nutrients received enterally). However, intravenous feeding is typically not
the nutritional therapy of choice because of its negative effects on the veins through which
they are delivered. While I do not have definitive data on the efficacy of intravenous feeding
22
23
82
JOHN BERK.l\1AN
discuss, the physician removes intravenous feeding, and the
patient dies within twenty-four hours. 24 Presumably the patient
dies from a complication related to a lack of hydration. Was such
a decision appropriate? McFadden presents different answers
from three moral theologians before presenting his own view.
Joseph Sullivan argues that means of preserving life must be
seen in relation to the patient's condition. Since the patient has no
hope of recovery and is suffering extreme pain, the intravenous
feeding is to be classified as extraordinary. 25 J.P. Donovan argues
that since the feeding nourishes the patient, it must be considered
ordinary care and the removal of such sustenance is the equivalent
of mercy killing. 26 G. Kelly says that, although he understands the
prolongation of life in such circumstances as "relatively useless,"
he would continue with the intravenous feeding unless the patient
objected to it. On the other hand, he also acknowledges that if the
patient were incompetent and the physician and family thought
that he was racked
pain to such an extent that he was not
spiritually profiting from his state, they might reasonably presume
that he does not want the feeding. Kelly is reluctant to propose
this solution, out of fear that people might regard it as "Catholic
euthanasia." Instead, he says that efforts should be directed
towards better pain management. He does not insist on this as the
only recourse, but advises the employment of extreme caution
with possible instances of forgoing the preservation of life.
In response to these three alternatives, McFadden states his
own view that while in theory such intravenous feeding would be
considered extraordinary, in practice its withdrawal should be
rejected. His objections include Kelly's arguments regarding
as it would have been done in the 1940s, I believe that such feedings would have been very
limited in terms of delivery of calories and nutritional balance, and would have likely led to
numerous other medical complications. However, delivery of simple hydration intravenously
would have been provided with greater ease and fewer complications.
24 See McFadden, Medical Ethics, 229-30.
25 J. V. Sullivan, Catholic Teaching on the Morality of Euthanasia, Catholic University of
America Studies in Sacred Theology, 2d ser., 22 (Washington, D. C.: The Catholic University
of America Press, 1949), 72.
26 J. P. Donovan, "Letting Patients Die; Plight of a Vasectomized Man," Homiletic and
Pastoral Review 49 (August 1949): 904.
MANH IN MEDICINE AND MORAL THEOLOGY
83
scandal and the slippery slope to euthanasia, and the claim that a
medically useless treatment may have other spiritual benefits.
In addition to the case of the imminently dying cancer patient,
Kelly and McFadden comment on a case where a patient has
lapsed into what appears to be a terminal coma. 27 If the patient is
not spiritually prepared for death, then it is obligatory to maintain
him with the hope that he will recover from the coma. If the
patient is spiritually prepared for death, then both Kelly and
McFadden consider it to be appropriate to cease intravenous
treatments once it is medically established that the coma is in all
likelihood irreversible. According to Kelly, intravenous feeding to
terminal coma patients "creates expense and nervous strain
without conferring any real benefit. " 28
While these analyses of the question of the use of .MANH to
dying and/ or debilitated patients were the first attempts to address
this question, and seemingly produced at best a provisional
solution to this problem, they have been extremely influential.
primary author of the
Kelly is well known to have been
earliest editions of the Ethical and Religious Directives for
Catholic Health Care Services, which influenced thinking about
this question and continues to function authoritatively
Catholic health-care services, albeit in an edition further revised
by others. McFadden's and particularly Kelly's writings on
MANH are widely cited
moral theologians who argue very
different viewpoints about .M.ANH, not least because some of the
ambiguities in Kelly's response make it easy to see it as supporting
one's own viewpoint. However, their writings on the subject of
MANH reflected the medical practices their
(i.e., regarding
the immediate impact
withdrawing MAi"\fH from a cancer
patient, or the nature
coma state), practices significantly
different from those of the present. In particular, their medical
assumptions about coma states was different from those current
decades later, when
question of MANH for patients in
27 It is not exactly dear what Kelly means by セエ・イュゥョ。ャ@
coma." Some moral theologians
have interpreted this as being a patient in a persistent vegetative state, but this is by no means
clear.
28 Kelly, "The Duty of Using Artificial Means of Preserving Life," 230, cited in Mcfadden,
Medical Ethics, 232.
84
JOHN BERKt\.1At"'l"
coma and/or PVS states would become the focus of a major debate
within the American Catholic episcopacy.
RECENT EPISCOPAL INTERPRETATIONS OF
THE DlJTY TO PRESERVE LIFE
As we saw in the previous section, the key principle regarding
the withdrawal of MANH from a dying person has traditionally
been that
ordinary versus extraordinary means of medical
treatment. While certainly a live issue in the 1950s and 1960s, the
question of withholding or withdrawing life-supporting
treatments such as MANH came to much greater prominence in
the 1970s. In this dawning of an era of increasingly technological
medicine combined with an zealous imperative to prevent death
at all costs, the careful casuistry
the Catholic tradition on
ordinary versus extraordinary means of treatment was seemingly
overwhelmed by two competing viewpoints. On the one hand,
there was the approach of a well-meaning but at times overzealous
medical profession eager to use all the tools at its disposal to save
lives. On the other hand, there was the approach of an
increasingly large group of persons who began to see the medical
establishment as infringing on their right to self-determination at
the
of their lives. In response, the "right to die" movement
was born.
In different ways, these two competing approaches departed
from the classic "patient-dependent" understanding
ordinary
treatment of the dying. While the medical establishment could be
accused of sometimes forgetting the integral
of the
individual patient in the quest to use
possible life-prolonging
treatments, the "right-to-die" contingent substituted "patient
autonomy" for a measured understanding of the good
the
patient. Determinations of the good of the patient were
increasingly subsumed
the question of who had the
to make decisions regarding the patient's treatment. the
these two different, competing viewpoints were
out in a
number of very high profile legal decisions, in particular the
Karen
Quinlan and Nancy Cruzan cases.
MANH IN MEDICINE AND MORAL THEOLOGY
85
During the 1980s and
1990s, a number of bishops and
dioceses submitted briefs for these cases and/or made public
comment on the legal decisions. Among these various statements,
two are particularly noteworthy. In May 1990, sixteen of the
eighteen Texas Catholic bishops issued an "Interim Pastoral
Statement on セaNイエゥヲ」。ャ@
Nutrition and Hydration." In January
1992, the Pennsylvania Catholic bishops issued "Nutrition
Hydration:
Considerations." These rwo episcopal
documents follow closely the approach of Kelly and McFadden.
Both see the issue as that of the appropriate care for and
preservation of human life. Both appeal to the principle of
ordinary and extraordinary means of treatment as the key
principle for discerning appropriate efforts toward preserving life,
and both examine the examples of providing nutrition and
hydration for
dying cancer patient and the comatose patient.
regard to
example of
for
dying cancer
patient, the Texas and Pennsylvania bishops follow Kelly and
McFadden in theory but not practice,
that both argue that
forgoing MANH can be acceptable in practice as well as in theory.
The Texas bishops argue this implicitly when they follow the
1986 statement the NCCB's Committee for Pro-Life
that "medical treatments may have to take account of exceptional
circumstances, where even means for providing nourishment may
become too ineffective or burdensome to be obligatory. " 29 The
Pennsylvania bishops argue the point explicitly, seeing
example as a "relatively easy" case of
it is appropriate to
withhold or withdraw MA.i"l\JH:
In the case of a terminally ill cancer patient whose death is imminent, for
instance, the decision to begin intravenous feeding or feeding by nasogastric tube
or gastrostorny may also mean that the patient is going to endure greater
suffering for a somewhat longer period of time-without hope of recovery or
even appreciable lengthening of life. Weighing the balance of benefits and
burdens makes it
easy to decide that this could fall into the category of
29 Texas Catholic Bishops, "Interim Statement on Withdrawing Artificial Nutrition and
Hydration," Origins 20:4 (7 June 1990): 54, quoting from NCCB Committee for Pro-Life
of the Terminally Ill," Origins 16:12 (4 September 1986): 222ff.
Activities, "The rゥセGQエウ@
86
JOHN BERJC"l\iAN
extraordinary means and that such feeding procedures need not be initiated or
may be discontinued. 30
Here we see an apparent change in practice (though not in
principle) of Catholic teaching on the use of MANH for those
imminently dying in significant pain.
When it comes to the example of the use of MANH for
comatose (especially PVS) patients, the Texas and Pennsylvania
bishops part company. Since the question of providing MANH for
PVS patients has provoked perhaps the most medical and ethical
disagreement among bishops' conferences and among Catholic
moral theologians, the rest of this section and the next section
focus on this particular class of patient, before returning to a more
general discussion in the final section.
an
According to the Texas bishops, patients in a PVS or
irreversible coma are stricken with a fatal patholog-y. Thus,
decisions about when it is appropriate to withhold or withdraw
MANH are to be judged individually, ascertaining the relative
burdens or benefits of using MANH
deciding accordingly.
According to the Texas bishops, in this situation the evaluation of
benefits and burdens is to be made by the proxy based on the
expressed wish of the patient. They do not say what should be
done in the situation in which the express wishes of the patient
are not known,
since they say that a person in PVS or an
irreversible coma "has come to the end of his or her pilgrimage
and should not be impeded from taking the final step," it would
seem that they
have no principled objection to a proxy
withdrawing MANH. 31
The Pennsylvania bishops diverge from the Texas bishops on
this question at a number of points. Whereas the Texas bishops
PVS and define
limit their discussion to irreversible comas and
neither, the Pennsylvania bishops seek to avoid possible confusion
by distinguishing a range of unconscious or seemingly unconscious
states, not all of which are properly referred to as either a coma
Pennsylvania Catholic Bishops, "Nutrition and Hydration: Moral Considerations,"
Origins 21:34 (30 January 1992): 547.
31 Texas bishops, "Interim Statement on Withdrawing Artificial Nutrition and Hydration,"
54.
3"
MANH IN MEDICINE AND MORAL THEOLOGY
87
or a PVS. For example, they describe two forms of apparent
unconsciousness, the psychiatric pseudocoma and the locked-in
state, where a person is not actually unconscious, but is for
different reasons entirely or almost entirely unable to show the
typical signs of consciousness.
addition, the Pennsylvania
bishops consider the term "irreversible coma" an oxymoron, since
a true coma is "never permanent." Eventually, a person will either
emerge into consciousness or sink into a deeper form of
unconsciousness known as a PVS. Furthermore, the Pennsylvania
bishops argue that regardless of which state of unconsciousness a
patient is in, in none of these states is the patient dead or
imminently dying, but is rather debilitated to varying degrees.
They acknowledge that while the dominant medical opinion is
that patients in a PVS are unlikely to recover, they note that some
patients have been known to recover consciousness, and also note
that there is debate in the medical literature regarding the
likelihood
the recovery of PVS patients. 32
Having provided a description of varying degrees of unconsciousness, the Pennsylvania bishops go on to argue that since,
unlike the cancer patient, the PVS patient is not "imminently
terminal," MANH can serve a life-sustaining purpose and thus
prima facie constitutes ordinary care. Although it usually will not
contribute to restoring a patient to health, it does serve to
preserve the patient's life its current debilitated state. Involved
here are two key claims: first, that PVS is not a fatal pathology
because the
history" of the condition (independently of
not receiving nutrition and hydration) is not imminently or even
routinely terminal; second, that preserving the life of a person, no
matter how debilitated his state, is a benefit. There is no such
thing as a life that is of itself of greater burden
benefit-that
1s, a
not
living.
32 For examples of patients who have revived from a PVS, see Pennsylvania bishops,
"Nutrition and Hydration," 551 n. 14. For the viewpoint that recovery from a PVS after six
months "does occur, but is rare," see The Multi-Society Task Force on PVS, "Medical Aspects
of the Persistent Vegetative State: Part II," New
of Medicine 330:22 (2 June
1994): 1575; for evidence that recovery from a PVS is more iikely, see Keith Andrews,
"Recovery of Patients afer Four Months or More in the Persistent Vegetative State," British
306 (12 June 1993): 1597-1600.
88
JOHN BERKMAN
Having accepted that feeding a PVS patient is a benefit to him,
the Pennsylvania bishops then engage in an extended examination
of potential burdens that might outweigh the benefits of MANH.
Interestingly, while
consider primarily the possible
burdens imposed by the procedure of MANH itself, they also
consider, secondarily, the burdens of continued existence in a PVS
state. Possible burdens are considered first in relation to the
patient himself and second in relation to the family, loved ones,
and society. In general, the Pennsylvania bishops conclude that
neither the feeding of a
person, nor continued existence in
that state, is a serious burden to the patient. Furthermore, while
acknowledging the potential strain on the patient's family, they do
not think that in most cases this justifies a decision to remove
MANH from a PVS patient. However, they acknowledge that in
some instances a family "may have reached the moral limits of its
abilities or its resources, In such a situation they have done aH that
they can do, and they are not morally obliged to do more. " 33
willing to acknowledge such possible "exceptions," they do
not wish such exceptions to be the basis for a general acceptance
of the practice.
Initially, the main difference between the positions of the
Texas
Pennsylvania bishops seems to be descriptive: what
constitutes an appropriate description of the PVS patient?
such
patients have a fatal pathology
the inability to chew and
swallow, as one ethicist
it)?
are they simply particularly
debilitated patients that require significant care?
Upon a closer reading
the two documents, deeper
disagreements emerge. For example, in citing examples
reasonable benefits for a
the Texas bishops include
"maintenance of life with reasonable hope of recovery."
Maintenance or
of
itself is not included on their
list,
this is reinforced
next statement, that "Even
any hope
recovery it is an expression of love and
respect for the person to keep the patient dean, warm and
comfortable." Feeding incurable patients is not included as
necessarily an expression of love. Further on
the document,
discussing patients
a lethal pathology, the question of
33
Pennsylvania bishops, "Nutrition and Hydration: Moral Considerations," 549.
l\1ANH IN MEDICINE AND MORAL THEOLOGY
89
MANH is presented in such a way that arguments must be
provided as to why it should be
rather than why it may not.
This is a
that seems to follow logically from the
viewpoint in which human life-independently of the degree
function or debilitation-is not considered something worthwhile
to be preserved in itself.
The disagreements implicit
these episcopal statements are
given a much dearer articulation in arguments presented by
numerous theologians in the years leading up to them. In order
better to understand the underlying disagreements that existed
both in these episcopal statements and the more general debate
among theologians, I will characterize
I take to be the four
types
arguments that were typically presented as moral
justifications
withholding or withdrawing MANH from
patients in a
or other coma-like states.
FOUR KINDS OF ARGUMENTS FOR WITHDRAWING OR
WITHHOLDING
FROM COMATOSE PATIENTS
However much the episcopal statements we looked at above
may differ, even more starkly different viewpoints on these
questions can be
(as might be expected)
the writings of
moral theologians. Identifying the
arguments which
encapsulate
requires some effort, since there is no
consensus on the meaning and use of key terms such as "benefit,"
"burden," "fatal pathology," "quality
life," and so on.
this
section, I
out and summarize
four most influential
justificatory arguments
withholding or withdrawing
for PVS or other seriously ill patients who are unable to be or
difficulty being fed by mouth,
there is
"fatal pathology" argument. On this
is unable to chew and
is
severely debilitated patient
considered to have a fatal pathology. Morally speaking, an
"existing fatal pathology may be
to take its natural
course." 34 By "fatal pathology," one may mean one of two things.
If one means "fatal if no treatment is given," then this argument
34 Kevin O'Rourke, セtィ・@
A.M.A. Statement on Tube Feeding: An Ethical Analysis,"
America 155 (1986): 321-23, 331, at 322.
90
JOHN BERKMAN
on its own establishes very little, if anything. For without
someone having at least a potentially fatal pathology, the
conversation concerning the duty to preserve one's life never
arises. Furthermore, while it is dearly acceptable in some
circumstances for a person with a fatal pathology to refuse
particular medical treatments, the simple recognition of a person's
having a fatal pathology does not provide criteria for morally
evaluating treatment decisions.
On the other hand, if one means "fatal regardless of the
treatment given," then this would seem to mean that the patient
is imminently dying, or at least terminally Hi. The terms
"imminently dying" and "terminally iH" more unambiguously
constitute a prognosis of a particular patient's condition than does
"fatal pathology," and thus function better as criteria for
evaluating the choice to withhold or withdraw MANH.
Unsurprisingly, these terms have been much more widely accepted
in the theological and particularly the medical community as
appropriate criteria.
This distinction sheds light on differences between the debate
about MANH by Kelly and others in the 1950s and the debate as
it played out in the 1980s. When Kelly and McFadden addressed
the issue of "terminal coma," a coma condition as they
understood it in light of the medical practices and possibilities of
their day was indeed
to what could be considered
"imminently dying." However, by the 1980s,
for good or
PVS patients could not for the most part be accurately defined
as being imminently dying or even terminally
second justification
withholding or withdrawing M...\NH
from PVS patients is the "inability to pursue the spiritual purpose
of life" argument. 35 According to this argument,
obligation to
prolong human life comes from the need and desire to strive for
the purpose of life. Pursuing the spiritual purpose of life requires
one to be able to perform human acts (actus humanus). However,
smce
patients cannot and probably will not be able to
35 fill alternative name for this argument is the "no hope of benefit" argument. On this
view "hope of benefit" is understood as a recovery of cognitive or relational functioning that
allows a person to perform human acts (actus humanus).
MANH IN MEDICINE A.ND MORAL THEOLOGY
91
perform human acts, they can no longer pursue the spiritual
purpose of life. Since "the ability to strive for the purpose of life
[is] the touchstone for using or forgoing life support for persons
with serious ... pathologies.... when people are in a PVS, there
is no moral mandate to utilize MANH on their behalf. " 36 This
argument-when made in a specifically Catholic context-appeals
to a particular interpretation of Aquinas regarding the telos of a
human life, and also finds support in a widely quoted address by
Pius XII. 37 In terms of the traditional appeal to the benefits and
burdens of a medical treatment, the argument is essentially that
l'vi.ANH does not benefit PVS patients, and thus is a useless
treatment which may not or even should not be administered.
The "spiritual purpose of life" argument has considerable
appeal, not least because we tend to identify ourselves with the
activities that distinguish us as human beings. Advocates of this
view tend to distinguish sharply between biological and personal
only has significance to the
life, arguing that "biological"
extent it enables personal life. 38 However, critics of this argument
claim that it assumes a dualistic anthropology, requiring persons
to disassociate "themselves" and their spiritual purpose from their
character as bodily creatures. Critics further note that humans are
not "in" their bodies,
that
bodies are in some sense
39
constitutive of who they are. The "spiritual purpose of life"
O'Rourke, "On the Care of 'Vegetative' Patients," 3-4.
Pius XH, "The Prolongation of Life: An address of Pope Pius XH to an International
Congress of Anaesthesiologists (November 24, 1957)," appendix IV in Conserving Human
Life, ed. R. E. Smith (Braintree, Mass.: The Pope John Center, 1989), 312-18.
38 With regard to the biological life/personal life distinction, "[I]t is necessary to distinguish
dearly and consistently between physical or biological life and personal life (personhood).
When this important distinction is not made, quality of life judgments can equivocate between
the value of biological life and the value of personhood" (Thomas Shannon and James J.
Walter, "The PVS Patient and the Forgoing/Withdrawing of Medical Nutrition and
Hydration" Theological Studies 49 [1988]: 635). With regard to the significance of this
distinction for the care of PVS patients, Callahan argues that MANH can be withdrawn from
PVS patients because "neither provides any genuine benefit: there is not meaningful life of any
kind-it is a mere body only, not an embodied person" (Daniel Callahan, "Feeding the Dying
Elderly," Generations 10 (Winter 1985): 17.
39 Thus Gilbert Meilaender argues "Yet for many people the uselessness of feeding the
permanently unconscious seems self-evident. Why? Probably because they suppose that the
nourishment we provide is, in the words of the President's Commission, doing no more than
36
37
92
JOHN BERKMAN
argument typically assumes functional criteria for "personhood"
and thus leads to the exclusion of certain classes of human beings
from care typically extended to all persons. The argument seems
logically to legitimate withdrawal or withholding of MANH not
only from PVS or other coma patients, but also from various
classes of patients who through genetic disease or other debility
are unable to perform human acts. Since these classes of patients
cannot benefit from MANH or other medical treatments, there is
no purpose to treating them should they develop any kind of lifethreatening (but manageable) illness.
Thus, in the 1980s, some theological ethicists accepted
discontinuance of MANH to those in a PVS state for reasons
similar to that articulated
James Gustafson, that for such
patients "the qualities that distinguish human beings and are the
basis of human valuing of, and respect for, persons no longer
exist. " 40 However, other theological ethicists argued that
"withholding or withdrawing food and fluids on
rationale is
morally wrong because it is euthanasia by omission. The
withholding or withdrawing of food or fluids carries out the
proposal, adopted by choice, to end someone's
because that
life itself is judged by others to be valueless or excessively
burdensome. "41
The above reference to "excessive burden" in fact constitutes
two discernible
a third distinct argument. This argument also
varieties. The first focuses on the burden to
patient, the
second focuses on the burden to the caregiver, to the family, and
'sustaining the body.' But we should pause before separating personhood and body so
decisively. When considering other topics (care of the environment, for example) we are eager
to criticize a dualism that divorces human reason and consciousness from the larger world of
nature. Why not here? We can know people-of all ranges of cognitive capacity-only as they
are embodied; there is no other 'person' for whom we might care. Such care is not useless if
it 'only' preserves bodily life but does not restore cognitive capacities. Even if it is less than
we wish could be accomplished, it remains care for the embodied person" (Gilbert
Meilaender, "On Removing Food and Water: Against the Stream," The Hastings Center
Report 14 (December 1984): 12.
•o James Gustafson, in a 22 May 1985 letter to John Paris, cited by Richard McCormick
in "Nutrition-Hydration: The New Euthanasia," in The Critical Calling (Washington, D.C.:
Georgetown University Press, 1989), 377.
41 William E. May, et al., "Feeding and Hydrating the Permanently Unconscious and Other
Vulnerable Persons," Issues in Law and lviedicine 3 (Winter 1987): 206.
MANH IN MEDICINE AND MORAL THEOLOGY
93
to society. Of the four kinds of arguments distinguished in this
section of the paper, arguments from "excessive burden" are those
most dosely rooted in the traditional principle of ordinary versus
extraordinary means of treatment. Thus, this argument is the basis
for Kelly's and McFadden's acceptance-at least in theory-of
withdrawing intravenous feeding from a comatose patient. It is
also the basis for
Pennsylvania bishops' acknowledgment that
in some instances MANH
a PVS patient could be considered
extraordinary treatment and thus morally optional.
The first type of "excessive burden" argument emphasizes the
burden of MANH for the PVS patient himself. This burden is
sometimes expressed in terms the patient's autonomous choice:
that the patient would not have wanted to be kept alive in such a
state. It is also expressed in terms of the aesthetic disvalue of such
a state of existence, described as "offensive" or "repugnant."
However, when
burden is described in this way, it is unclear
whether what is being objected to is the burdensomeness of
MANH as a form of treatment or care, or rather the form of life
of the
patient which MANH helps sustain.
Traditional "excessive burden" arguments for withholding or
withdrawing MA.NH
.
depend on the discernment that the
being considered excessive is the burden of the treatment, not the
burden of life itself. Discerning the motives of patients or their
proxies is difficult at best. However, since some PVS patients can
be fed orally, one means of engaging in such discernment is to
enquire whether the proxy would think it a good thing to feed the
PVS patient
if that were possible. If that is the case, then it
is more likely that what is being rejected is the treatment.
However, if the receiving of nutrition by any means is rejected,
and there is no reason to believe that the nutrition itself would
harm or poison the patient, then there is significant reason to
believe that what is being rejected is not a treatment but
in
that state. However, as such, this is not a form of the traditional
"excessive burden" argument against l\1ANH as it is understood
terms of the principle of ordinary versus extraordinary
treatment, and is more properly seen as what is typically referred
to as a "quality of life" argument, which is discussed below.
94
JOHN BERKMAl\f
The second type of "excessive burden" argument is one in
which 1'v1ANH for the PVS patient is considered burdensome to
the family, the caregivers, or society. This is not only the most
common justification for withdrawal of MANH from PVS
patients, but also the kind of argument which defenders of the
classic distinction between ordinary and extraordinary treatment
are likely to accept as legitimate in the tradition. More strident
advocates of withdrawing MANH from PVS
tend to make
this appeal by referring to the financial costs to society of
maintaining PVS patients, and thus make a generalized argument
that the burdens of caring for such patients typically or always
outweigh the benefits. Those who more reluctantly acknowledge
the legitimacy of the argument that in some situations the burdens
of maintaining a PVS patient make MANH an extraordinary
treatment--such as the Pennsylvania bishops-focus on
limits
of a family's ability to care for a PVS patient in a limited number
of difficult or unfortunate situations.
The fourth and final argument is the "quality of life" argument.
We can again distinguish two varieties of argument, which are
distinguishable by their different understandings of "quality of
" On the one hand, "quality of life" may refer to choices
about the quality of living. For example, when one has a
particular form of heart disease, having an angioplasty now might
result in a stroke and a very debilitated future existence, whereas
not having the operation may mean that one will likely die from
a heart attack before too long. In making a choice whether or not
to undergo angioplasty, a person is making a choice about what
kind of life he wants. While these kinds of choices are not strictly
commensurable, it is stiH possible to evaluate them, arguing that
some are better and others worse, some morally acceptable and
others morally unacceptable.
For instance, when a person is making a choice whether or not
to receive a medical treatment, or between two different possible
medical treatments, there are at least three different ways in
which we can evaluate the nature of his decision. We may
understand him to be (a) choosing between two reasonable
alternatives, as in the example of the previous paragraph;
MANH IN MEDICINE AND MORAL THEOLOGY
95
making a seemingly imprudent but perhaps defensible choice;
choosing to die
omission. To take another example, with an
elderly but somewhat demented man whose last remaining
pleasure is eating, but who is beginning to have problems chewing
and swallowing, one could defend a choice to keep feeding him
orally, despite the risk of death by aspiration. 42
The second kind of "quality of life" argument is a choice that
there is insufficient "quality" in life itself. Like the first variety of
"excessive burden" argument discussed above, this argument is
typically not a rejection of a treatment because it does not
improve or maintain the quality life that one presently has, but
is rather a rejection of a treatment because it sustains a life that is
not considered to have sufficient quality to be maintained. As
such, to withdraw MANH because of this kind of "quality of life"
concern is not in fact a choice about appropriate medical care,
which is always ordered to benefitting
life a patient has, but
a nonmedically determined choice about living itself.
In this section, I have examined what I take to be the four most
significant arguments put forward by moral theologians as a
rationale for limiting or forgoing the administration of MANH to
PVS and other comatose or severely debilitated patients. While
not using or withdrawing MANH from PVS or other severely
debilitated patients can be justified in some circumstances, the
burden of proof Hes with establishing that the burden of the
treatment outweighs the benefit to the patient of maintaining and
prolonging his life.
Of cou:rse, perhaps the strongest rationale for the widespread
administration of 1v1ANH to patients over the last forty years has
been the accepted belief that MANH does extend the life of a
broad range of patients. This underlying assumption about the
efficacy of MANH has recently begun to be questioned by the
medical profession, and it is to this that I tum in the next section.
42 For an interesting discussion of why the Catholic tradition does not advocate the
protection of one's life and health at all costs, see Bernadette Tobin, "Can a Patient's Refusal
of Life-prolonging Treatment Be Morally Upright When It Is Motivated Neither by the Belief
That the Treatment Would Be Clearly Futile Nor by the Belief That the Consequences of
T reatmem Would Be Unduly Burdensome?" Issues for a Catholic Bioethic, ed. Luke Gormally
(London: The Linacre Centre, 1999): 334-40.
96
JOHN BERK.MAN
CHANGING MEDICAL PRACTICES WITH REGARD TO MANH
In the previous section the focus was on arguments for and
against withdrawing MANH from PVS patients. In this final
section we return to a more general discussion of changing
medical practice with regard to MANH for dying and debilitated
patients. In the first section I discussed medical practice over the
last thirty years with regard to MANH, how often it is instituted
for a variety of reasons that combine perceived safety, cost, and
convenience for caregivers. In this section, we look at recent
changes in the use of MANH amongst medical practitioners.
Two of the key assumptions that have governed the use of
maゥNセh@
among the elderly and debilitated are that it increases
longevity (e.g., for comatose patients) and that it improves quality
of life (e.g., Pareira's cancer patients). This assumption has led to
the use of .MANH for large numbers of elderly patients in nursing
homes,
hospitals, and other facilities across America,
continues to the present.
One of the shared assumptions about MANH by almost all the
moral theologians who discuss the ethics of .MANH is that it
increases longevity for almost
classes of patients. This
assumption has been held for the last forty years with little
empirical verification. Until recently it was assumed that tube
feeding was almost
a relatively safe, effective, and
therapy. This assumption has been particularly strong
United States, where the use
tube feeding is
to eleven
times more common than
other industrialized nations. 43
However, the assumption that
increases longevity has
been challenged by recent studies on a number of different classes
of patients.
one study published
1998, 5266 elderly nursing-home
residents with chewing and swallowing problems were foHowed,
43 See L. Howard, M. Ament, C. R Fleming, and others, "Current Use and Clinical
Outcome of Home Parenteral and Enteral Nutrition Therapies in the United States,"
Gastroenterology 109 (1995): 355-65. Cited in M. L. Borum, J. Lynn, Z. Zhong, and others,
"The Effect of Nutritional Supplementation on Survival in Seriously HI Hospitalized Adults:
An Evaluation of the SUPPORT Data," Journal of the American Geriatrics Society 48 (2000):
535.
MANH IN MEDICINE AND MORAL THEOLOGY
97
to compare the rates of mortality of those with a feeding tube
versus those without. 44 Overall, the study found a significantly
higher mortality rate for patients with a feeding tube. On the
other hand, a significant portion of those patients who employed
a feeding tube were later able to be weaned from the tube, though
the study does not indicate why this was the case, or whether the
patient's chewing and swallowing problems were resolved. The
study is aware of the possibility that the increased mortality may
be because the tube-fed population was sicker, but also offers a
number of other potential explanations for the increased
mortality. First, while feeding tubes are often inserted to prevent
aspiration, the efficacy of this intervention has never been
proven. 45 Second, tube-fed patients have a tendency to be more
agitated, which leads to the use of other medications or restraints.
Third, tube-fed patients may have a number of other local
complications, such as increased diarrhea leading to fluid and
electrolyte imbalances, and increased infections from the feeding
tube itself, or from it being dislodged.
In another study published in 2000 of 2149 patients receiving
nutritional support who were seriously
(e.g., almost all were
also on a ventilator), enteral or tube feeding was associated with
increased longevity for patients in a coma. However, it was also
associated with decreased longevity for patients with acute
respiratory failure, with multiorgan system failure with sepsis,
with cirrhosis, and with chronic obstructive pulmonary disease. 46
The authors of the study acknowledge that the significance of
their results might be limited because of an inability to adjust for
the relative severity of their patients' illnesses (i.e., those receiving
nutritional support might have been relatively sicker and thus
likely to die sooner). While they do not wish to draw definitive
conclusions about the cause for increased mortality among certain
classes of patients, the authors of this study do conclude that
44 Mitchell, Kiely, and Lipsitz, "Does Artificial Enreral Nutrition Prolong Survival of
Institutionalized Elders With Chewing and Swallowing Problems?," M207-M213.
45 See Thomas Finocane and Julie Bynum, "Use of Tube Feeding to Prevent Aspiration
Pneumonia," Lancet 348 (23 November 1996): 1421-24.
46 Borum, Lynn, Zhong, and others, "The Effect of Nutritional Supplementation on
Survival in Seriously Ill Hospitalized Adults: An Evaluation of the SUPPORT Data," S33.
98
JOHN BERKMAN
certain classes of patients who receive tube feeding may be at
increased risk of mortality.
At the same time as these studies have been going on, an
increasing number of geriatricians have been finding that there are
alternatives to overcoming many kinds of chewing and swallowing
problems in the elderly. There is presently much work on
matching appropriate diets for individual patients, making meals
that are appetizing to particular patients, and also finding the kind
of consistency of food that patients with chewing and swallowing
while
problems can assimilate without aspiration. For
some patients
choke on solids but not on liquids, other
patients will choke on liquids, but not on thickened liquids.
Whereas in the past a patient's tendency to aspirate a typical menu
might have been an indication for tube-feeding, now in some
places efforts are going towards tailoring menus to the specific
swallowing abilities of a particular patient.
This brings us to the question of the future of MANH in
medicine. If the studies discussed above are reinforced by other
studies, there will undoubtedly begin to be a considerable change
in the use of MANH. Because the previous two sections of this
paper focused on MA..NH for PVS and other coma patients, and
the argument put forth there is that since
this class patients
is not in any ordinary sense "terminally ill" or "imminently dying"
and (b) MANH has been shown to prolong the life of this class of
patients, the burden of proof is on those who wish to argue that
such patients should not receive MANH, the reader may assume
that this paper is strongly advocating the use of MANH for all
classes of patients. It is not. While undoubtedly preserving the
lives of many persons, MANH also has many deleterious qualities,
which have not been addressed widely in either the medical or the
ethical literature. Some of these deleterious qualities are medical
burdens in the narrow sense: Nmaセ@
in some classes of patients
may result in reduced longevity, add other medical complications,
and increase patient discomfort. On these grounds alone, we are
seeing the reduction in the use of MANH for dying and
debilitated patients in various medical settings
the United
States. In the final section, I will argue that moral theologians
MANH IN MEDICINE AND MORAL THEOLOGY
99
have a broader and more holistic perspective to offer to the
question of the use of MAl'JH for dying and debilitated patients,
a perspective that is rarely presented in the moral and theological
literature.
FEED ME TILL I WANT NO MORE?
The perspective to be presented in this last section is
encapsulated in a verse by the Welsh poet and hymn writer
William Williams. His most famous hymn begins as follows:
Guide me, 0 Thou great Jehovah,
Pilgrim through this barren land.
I am weak, but Thou art mighty;
Hold me with Thy powerful hand.
Bread of heaven, bread of heaven,
Feed me till I want no more;
Feed me till I want no more.
In Williams's verse, we can see three implicit claims. First, eating
is placed in the context of Christian pilgrimage and discipleship.
The hungers of a Christian can and should always draw him to the
Provider of his daily bread, which
God's grace will fulfill those
hungers. Second, WiHiams's reference to "being fed" signals the
importance of the communal element in Christian eating:
pursue their
bread, but also accept being
Christians not
fed, and in doing so accept gifts given to them. Thus Christians
accept the gift the Eucharist as sustenance for their lives. Third,
in the ambiguity of the term "want" in Williams's verse, we are
drawn to the realization that "being fed" is adequately grasped
neither as merely a satiation
human desires nor as the
fulfillment of bodily needs. Rather, Christians' desires and needs
integrated with-and if and when necessary,
for food are to
subordinated to-the ultimate end of the Christian. For the
Christian, "feed me tiH I want no more" is ultimately neither a cry
of gluttonous self-assertion, nor a medical request for the most
efficient delivery of nutrition as long as medical benefits are to be
100
JOHN BERKMAN
had, but an exclamation of a commitment to recognize that one's
daily bread comes from God and God's people.
It is remarkable how little has been written about the
theological significance of eating practices. The human practices
of dining and/or feeding others has not been a significant topic for
most moral theologians. A notable exception to this is a recent
article by Patrick McCormick, which focuses on the
theological-and especially Eucharistic-significance of eating
practices in relation to some of the culinary pathologies endemic
in American culture. 47 McCormick seeks to recover a holistic
theological perspective on Christian eating practices in light of
"Diet America's" current preoccupation
dieting. However,
McCormick's insights are also applicable, as I
seek to show,
to Christian reflection on feeding those who are dying and
severely debilitated.
McCormick seeks to move us toward a more adequate
theological understanding of our eating practices. He emphasizes
a theological understanding of the significance of the bodily, and
challenges contemporary eating practices-specifically those of
"Diet America"-in the light of a Eucharistic theology. Thus he
asks:
if our ability to participate in the mystery of this sacrament depends at least in
part on our grasp of the symbols
in the breaking, sharing, and eating
of this bread and wine, then just how
our being immersed in the rituals and
customs of "Diet America" affect our experience of the Eucharist? And second,
what, if anything, does the Eucharist have to say to our contemporary food
culture and larger practices of table fellowship? In what ways does this sacrament
of God's creative, redemptive and reconciling love inform and/or challenge the
attitudes, practices, and structures of "Diet Ame:rica"? 48
47 See Patrick T. McCormick, "How Could We Break The Lord's Bread in a Foreign Land?
The Eucharist in 'Diet America,'" Horizons 25 (1998): 43-57. For other suggestive articles on
ways in which Christians might understand their eating practices Eucharistically, see Mark
Allman, "Eucharist, Ritual, and Narrative: Formation of Individual and Communal Moral
Character," Journal of Ritual Studies 14:1 (2000): 60-67; and especially William T.
Cavanaugh, "The World in a Wafer: A Geography of the Eucharist as Resistance of
Globalization," Modern Theology 15:2 (April 1999): 181-96.
48 Ibid., 4 7.
MAi"'IH IN MEDICINE AND MORAL THEOLOGY
101
McCormick's theological account of the significance of our
eating practices begins
an appeal to Wendell Berry's claim
that with food becoming ever more an efficiently produced,
processed, and packaged commodity, we find it increasingly
harder to eat with an understanding of our food as a gift of God
that involves the labors of others. When we are involved with the
growing and/or the preparing and cooking of our food, "we
experience and celebrate our dependence and our gratitude, for
we are living from mystery, from creatures we did not make and
powers we cannot comprehend. "49 This insight is particularly
relevant for the situation of
person receiving !vlANH.
Although tube feeding has always in some sense circumvented
eating, at one time it was simply hospital food inserted into a tube
and transported into the body. At present it is highly processed,
and perhaps the exemplification of the alienation of "food" from
its sources, and the mystery and gratitude that food should
forth from us.
we noted earlier, patients are often tube fed not
strictly out of medical necessity,
for a variety of conveniences
and benefits, which sometimes do not take into account the
pleasures and joys of eating of the person who is to be tube fed.
McCormick also seeks to show
"Diet America's" approach
to food alienates us from the pleasures of eating, and on a deeper
level, from an adequate recognition of our embodiment. The
culture of dieting rejects the pleasures of
palate, and, in
typically promoting an idealized conception of the body, produces
a rejection and/or hatred of real human bodies. McCormick
cannot see how
can be reconciled
a Eucharistic vision
that tells us to "taste and see the goodness of the Lord." He
notes that "Diet America" is particularly ill at ease with bodies
that "grow old, get sick, and die," and
women's bodies,
which it constantly seeks to "reduce," often "to a number on their
bathroom scales, a number which is always too large. " 50 In
contrast, McCormick notes that by our participation in the
Eucharist, we are transformed into the
of Christ, and we are
49 Ibid., 48, quoting from Wendell Berry, "The Pleasures of Eating," in Daniel Halpern,
ed., Not for Bread Alone (Hopewell, N.J.: Ecco, 1993), 17.
so McCormick, "The Eucharist in 'Diet America'," 52.
102
JOHN BERK.l\1AN
to "celebrate our bodies and the bodies of our neighbors.... our
bodies are glorious creation ... [which] have been fashioned by
God to savor and enjoy that world-indeed they have become
God's dwelling place. " 51 McCormick's insights with regard to
diet culture's perception of imperfect bodies is dearly present in
many discussions of the bodies of the dying and severely
debilitated. Such discussions never rejoice in such imperfect and
debilitated bodies, but typically speak of the "repugnance" or
"burdensomeness" of life itself when it is lived in such bodies. Our
culture,
prizes efficiency and bodily perfection, is often
unable to find anything redeeming in the process of dying of a
severely debilitated person.
McCormick also powerfully recognizes the communal and
social elements of our eating practices. Humans do not merely
eat; they dine. Dining is a place of companionship, and cooking
is an opportunity to display artistry and hospitality. McCormick
states this eloquently:
For these tables are not only the places where we share our food and drink, they
are also where we bring our stories, raise a toast to our dreams, thank God for
our blessings, wekome new family members, and remember old friends. And
they are the places we bring the good that has been grown, harvested, and
delivered by others, as well as the places where we bow our heads to recall those
without tables. They are places for sharing and breaking bread, for making sure
that everyone has enough and that no one hoards all the good stuff; for it is a
tough thing to enjoy a meal next to someone who is hungry. They are places for
reconciliation, for forgiving and making peace with a simple toast or a piece of
bread since it is much too hard and stilted a thing to sit around these tables and
eat with enemies. And they are places to bring new acquaintances and fashion
them into friends or family, because dining is not something we can do well with
strangers. If there are things more important than how we behave at our
tables-both personal and public-there are not many of them. 52
Herbert McCabe echoes McCormick's argument that our
eating practices create our communities, claiming
eating
alone (and living
are
unnatural for humans. 53 In
51
52
53
Ibid., 53.
Ibid., 54.
Herbert McCabe, The New Creation (London: Fontana, 1964).
M.!\NH IN MEDICINE AND MORAL THEOLOGY
103
breaking bread and sharing the cup with others, we become
reconciled and brought into community with others.
The importance of the communal dimension of eating is also
usually ignored in ethical discussions of MANH for dying and
debilitated patients. For example, as was noted earlier in the
paper, nursing-home patients are sometimes started on tube
feeding because they are not eating sufficiently by mouth, for
whatever reason. While the choice to tube feed may mean
improved nutrition given the existing situation, the choice to
administer tube feeding may signal the end of efforts to feed the
patient by mouth.
such cases, it is also the end of one of the
main forms of human contact and attention that such a patient
may expect to receive. From then on, the nurse or attendant is
typically "feeding" a machine, and contact with the patient is
likely to be more remote. In addition, a nursing-home patient who
is tube fed typically no longer goes to the dining room to eat with
others. As such, she is deprived of another main source of human
contact and socialization. Finally, the patient is now deprived of
a ritual that typically regulates her days and hours, and further
alienates him from the typical human activities that are part of
defining who we are.
McCormick alludes to one other deficiency with the culture of
America"
its preoccupation with "reducing" human
bodies-its rejection
hospitality. In the quest to control and
reduce the body, diet America is preoccupied with control over all
that goes in the body, and so is suspicious of others' offers of
hospitality. McCormick notes that "the Christian story is littered
with saints like Vincent de Paul, William Booth, and Dorothy Day
who spent their
honoring and caring for the suffering bodies
of neighbors and strangers alike." 54 For Christians, the centrality
of the command to perform the corporal works mercy is a stark
reminder not only
Christian responsibility to show
hospitality in caring for the sick and suffering and debilitated
bodies of the sick and dying, but also to be willing to receive
hospitality when we are debilitated and dying. In the culture of
"Diet America," a culture that emphasizes autonomy and self54
McCormick, "The Eucharist in 'Diet America'," 51.
104
JOHN BERKMAN
mastery, we should not be surprised to see the spiritual pathology
of the refusal to receive hospitality.
The Christian witness of hospitality also speaks to the situation
of many patients who receive or have received MANH. In most
of the contemporary debates about MANH, it is assumed that if
MANH is .removed, the person wiH not be fed because she should
not or cannot receive any substantive nutrition. While there are
certainly many situations when a patient is dying where it is
indeed necessary and even best for her not to be fed, it should not
be a general assumption that patients who are taken off of MANH
are no longer to be fed by mouth. Feeding others and being fed by
others is among the most significant acts that Christians do, and
not only for nutritive reasons. As persons shaped by a Eucharistic
vision of our eating practices, Christians know this well. If and
when it is realized that MANH is not as effective
prolonging
life as it was once thought to be, there wiH be an opportunity in
nursing homes and other medical contexts to rethink the
significance of feeding. It can be hoped that a Eucharistic vision
of the significance of feeding the dying and debilitated will be
embodied in these settings, recalling what it might mean to hear
the cry of even the dying and severely debilitated to "Feed Me Till
I Want No More."