Skip to main content
Log in

The genesis of empathy in human development: a phenomenological reconstruction

  • Scientific Contribution
  • Published:
Medicine, Health Care and Philosophy Aims and scope Submit manuscript

Abstract

In phenomenology, theories of empathy are intimately connected with the question of how it is possible to have insight into the mind of the other person. In this article, the author wants to show why it is self-evident for us that the other person is having experiences. In order to do so, it is not enough to discuss the phenomenon of empathy with a starting point in the already constituted adult person; instead the article presents a genetic approach to human development. The author thus contrasts Edith Stein’s discussion of Einfühlung (empathy), which takes its starting point in the experience of the grown-up, with Max Scheler’s discussion of Einsfühlung (feeling of oneness), where the relation between mother and infant is taken as one example. Maurice Merleau-Ponty’s discussion of the world of the infant is read as one way of developing Scheler’s theory of intersubjectivity and of Einsfühlung. This genetic approach is developed further into a phenomenological analysis of the experience of the fetus and of birth. The author argues that the analysis of the fetus highlights the distinction between knowing that another person is having experiences, and knowing the specific content of the other person’s experiences. The fetus does not experience different persons, but has a pre-subjective experience of life that includes what is later experienced as belonging to “another.” Later in life, the experience of empathy, as an experience of a specific content, can be developed from this experience. In this way empathy and Einsfühlung can be understood as complementary rather than as competing phenomena.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Similar content being viewed by others

Notes

  1. She does not argue against Scheler’s concept of Einsfühlung since this is developed in the second edition of The Nature of Sympathy from 1923. But as we will see she does explicitly argues against Scheler’s theory of comprehension of foreign consciousness later in her dissertation (§6, pp 30–39).

  2. In her later writings Stein is more positively interested in the social “we”, especially in Beiträge zur philosophischen Begründung der Psychologie und der Geisteswissenschaften. Ian Laesk discusses the tension in On Empathy between an egological (and methodological) starting point and what he calls her break with autarchy and argues that her philosophy ends up in a “we” rather than an “I”, Laesk (2002). But just as Stein’s discussion on hic et nunc this is only pointed at in the dissertation and developed further in her later philosophy, not least during her religious period. I discuss Stein’s different attitudes toward alterity in Bornemark (2007).

  3. “[E]in indifferenter Strom der Erlebnisse fließt‘zunächst’ dahin, der Eigenes und Fremdes ungeschieden und ineinandergemischt enthält; und in diesem Strome bilden sich erst allmählich fester gestaltete Wirbel, die langsam immer neue Elemente des Stromes in ihre Kreise ziehen und in diesem Prozesse [sukzessive und sehr allmählich] verschiedenen Individuen zugeordnet werden” (My translation).

  4. Hartmann (1968), 253f. In a similar way Alfred Schütz concludes that to Scheler the sphere of the “We” is given before the sphere of the “I,” but also that there is an inconsistency on this point in Scheler’s philosophy (Schütz 1942, 335).

  5. [T]rotz der persönlichen Substanzialität der individuellen Geister das Leben in allen personen […] metaphysisch ein und dasselbe Leben sei—wenn auch in seinen dynamischen Richtungen mannigfaltig gegliedert. (My translation).

  6. Such a criticism can be found in (Husserl 1973), text 16, and 1966, 335, and in Stein (1917), 31f. A similar critique was also formulated by Heinz Lisser, Heinrich Rickert, A. Willwoll and Alfred Schütz as described in Michalski (1997), 93f.

  7. In the following I will refer to the English translation from 1964.

  8. Compare with Lacan (1977) [1936/1949].

  9. The relation between phenomenology and psychoanalysis, (and between Merleau-Ponty and Stern) is discussed by Simms (1993).

  10. In the case of the twins, they react differently when touched by oneself and by the other, but the other twin is also always there, and constantly felt in the second part of the pregnancy. In relation to the self, the twins help us think both difference and intertwinement. For research on the twin fetus, see Piontelli (2002).

References

  • Ayer, A.J. 1963. The concept of a person. London: Macmillan.

    Google Scholar 

  • Bornemark, J. 2007. Alterity in the philosophy of Edith Stein: Empathy and God. In Phenomenology 2005, Volume IV: Selected essays from Northern Europe, ed. Hans Rainer Sepp, and Ion Copoeru. Bucharest: Zeta Books.

    Google Scholar 

  • Carruthers, P. 1996. Simulation and self-knowledge: A defence of the theory-theory. In Theories of theories of mind, ed. P. Carruthers, and P.K. Smith. Cambridge: Cambridge University Press.

    Chapter  Google Scholar 

  • Gallagher, S. 2012. Neurons, neonates, and narrative: From empathic resonance to empathic understanding. In Moving ourselves, moving others, ed. A. Foolen, U. Lüdtke, J. Zlatev, and T. Racine, 167–196. Amsterdam: John Benjamins.

    Google Scholar 

  • Gallese, V. 2005. Being like me: Self-other identity, mirror neurons and empathy. In Perspectives on imitation: From cognitive neuroscience to social science, vol. 1, ed. S. Hurley, and N. Chater, 101–118. Cambridge: MIT Press.

    Google Scholar 

  • Gallese, V. 2001. The ‘Shared Manifold’ hypothesis: From mirror neurons to empathy. Journal of Consciousness Studies 8(5–7): 33–50.

    Google Scholar 

  • Hartmann, W. 1968. Max Scheler’s theory of person. Philosophy Today 12: 246–261.

    Article  Google Scholar 

  • Hedwig, K. 1991. Über den Begriff Einfühlung in der Dissertationsschrift Edith Steins. In Edith Stein: Leben, Philosophie, Vollendung, ed. L. Elders. Verlag Johann Wilhelm Naumann: Würzburg.

    Google Scholar 

  • Husserl, E. 1969. Ideen zu einer reinen Phänomenologie und phänomenologischen Philosophie, Buch 2, ed. I.V. Hua, and M. Biemel. Haag: Martinus Nijhoff.

  • Husserl, E. 1973. Zur Phänomenologie der Intersubjektivität. Texte aus dem Nachlass. Zweiter Teil: 19211928, ed. X.I.V. Hua, and I. Kern. Haag: Martinus Nijhoff.

  • Husserl, E. 1966. Zur Phänomenologie des inneren Zeitbewusstseins, ed. X. Hua, and R. Boehm, ed. Haag: Martinus Nijhoff.

  • Lacan, J. 1977. The mirror stage as formative of the function of the I as revealed in psychoanalytic experience. In Écrits: A selection, 1–7 (Eng trans: Sheridan, A.). London: Tavistock.

  • Laesk, I. 2002. Edith stein and others. Journal of British Society for Phenomenology 33(3): 286–298.

    Google Scholar 

  • Lohmar, D. 2006. Mirror neurons and the phenomenology of intersubjectivity. Phenomenology and the Cognitive Sciences 5(1): 5–16.

    Article  Google Scholar 

  • Merleau-Ponty, M. 1964. The child’s relations with others. In The primacy of perception (Eng trans: Edie, J.). Evanston Ill: Northwestern University Press. “Les relation avec autrui chez l’enfant” from the series Cours de Sorbonne, Paris 1960 [1951].

  • Merleau-Ponty, M. 1988. Merleau-Ponty à la Sorbonne. Grenoble: Cynara.

    Google Scholar 

  • Michalski, M. 1997. Fremdwahrnehmung und Mitsein—Zur Grundlegung der Sozialphilosophie im Denken Max Schelers und Martin Heideggers. Bonn: Bouvier Verlag.

    Google Scholar 

  • Mill, J.S. 1865. An examination of sir William Hamilton’s philosophy. London: Longmans.

    Google Scholar 

  • Piontelli, A. 2002. Twins: From fetus to child. London, NY: Routledge.

    Google Scholar 

  • Ratcliff, M. 2009. Phenomenology, neuroscience, and intersubjectivity. In A companion to phenomenology and existentialism, ed. H. Dreyfus, and M. Wrathall, 329–345. Oxford: Wiley.

    Google Scholar 

  • Reddy, V. 2008. How infants know minds. Cambridge, Mass: Harvard University Press.

    Google Scholar 

  • Scheler, M. 1913. Zur Phänomenologie und Theorie der Sympathiegefühl und von Liebe und Haß. Halle: Verlag von Max Niemeyer.

    Google Scholar 

  • Scheler, M. 1923. Wesen und Formen der Symphatieder Phänomenologie der Sympathiegefühle, Bonn: Verlag von Friedrich Cohen (Eng trans: Heath, P. 1954. The nature of sympathy. London: Routledge & Kegan Paul).

  • Schütz, A. 1942. Scheler’s theory of intersubjectivity and the general thesis of the alter ego. Philosophy and Phenomenological Research 2(3): 323–347.

    Article  Google Scholar 

  • Shahidullah, S., and P.G. Hepper. 1992. Hearing in the fetus: Prenatal detection of deafness. International Journal of Prenatal and Perinatal Studies 4(3/4): 235–240.

    Google Scholar 

  • Simms, E.-M. 1993. The infant’s experience of the world: Stern, Merleau-Ponty and the phenomenology of the preverbal self. The Humanist Psychologist 21: 26–40.

    Article  Google Scholar 

  • Smotherman, W.P., and S.R. Robinson. 1995. Tracing developmental trajectories into the prenatal period. In Fetal development, ed. J.-P. Lecanuet, W.P. Fifer, N.A. Krasnegor, and W.P. Smotherman, 15–32. Hillsdale, NJ: Lawrence Erlbaum.

    Google Scholar 

  • Soffer, G. 1998–1999. The other as alter ego: A genetic approach. Husserl-Studies 15(3):151–166.

    Google Scholar 

  • Stein, E. 1917. Zum Problem der Einfühlung. Halle: Buchdruckerei des Waisenhauses (Eng trans: Stein, W. 1989, On the problem of empathy. Washington, DC: ICS Publications).

  • Stein, E. 1970 [1922]. Beiträge zur philosophischen Begründung der Psychologie und der Geisteswissenschaften, Tübingen: Max Niemeyer Verlag.

  • Stern, D. 1985. The interpersonal world of the infant: A view from psychoanalysis and developmental psychology. New York: Basic Books.

    Google Scholar 

  • Stueber, K. 2006. Rediscovering empathy: Agency, folk psychology, and the human sciences. Cambridge, Mass: MIT Press.

    Google Scholar 

  • Winnicott, D. 1964 [1947]. The child, the family, and the outside world. Harmondsworth, England: Penguin Books.

  • Zahavi, D., and S. Overgaard. 2012. Empathy without isomorphism: A phenomenological account. In Empathy: From bench to bedside, ed. J. Decety. Cambridge, Mass: MIT Press.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Jonna Bornemark.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Bornemark, J. The genesis of empathy in human development: a phenomenological reconstruction. Med Health Care and Philos 17, 259–268 (2014). https://doi.org/10.1007/s11019-013-9508-y

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11019-013-9508-y

Keywords

Navigation