Douglas on values: From indirect roles to multiple goals

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Highlights

  • Heather Douglas’s influential account of values in science can be distilled into four major claims.

  • Douglas’s distinction between direct and indirect roles is ambiguous between two interpretations.

  • Both interpretations of the direct/indirect roles distinction have significant weaknesses.

  • Appropriate and inappropriate values can be distinguished based on the goals of science in each context.

  • Value influences should also be made as explicit as possible.

Abstract

In recent papers and a book, Heather Douglas has expanded on the well-known argument from inductive risk, thereby launching an influential contemporary critique of the value-free ideal for science. This paper distills Douglas’s critique into four major claims. The first three claims provide a significant challenge to the value-free ideal for science. However, the fourth claim, which delineates her positive proposal to regulate values in science by distinguishing direct and indirect roles for values, is ambiguous between two interpretations, and both have weaknesses. Fortunately, two elements of Douglas’s work that have previously received much less emphasis (namely, her comments about the goals of scientific activity and the ethics of communicating about values) provide resources for developing a more promising approach for regulating values in science.

Introduction

Over the past fifteen years, Heather Douglas has published a series of influential pieces that challenge the “value-free” ideal for scientific reasoning (see e.g., Douglas, 2000, Douglas, 2003, Douglas, 2008, Douglas, 2009). In the process, she has stimulated a wave of interest in the argument from inductive risk (e.g., Biddle and Winsberg, 2010, Brown, 2013, Elliott, 2011a, Elliott, 2011b, Steel, 2010, Steel and Whyte, 2012, Steele, 2012, Wilholt, 2009, Winsberg, 2012). According to this argument, scientists are forced to make value judgments when choosing the standards of evidence required for accepting hypotheses (Churchman, 1948, Rudner, 1953). While it is relatively uncontroversial that values can legitimately influence many aspects of science (e.g., decisions about what research projects to pursue or how to apply scientific findings), the inductive-risk argument goes further by showing that even the appraisal of hypotheses should not be value-free.1

Douglas contextualizes the inductive risk argument in a broader framework. First, she emphasizes that scientific practice is permeated by numerous small-scale decisions that must be made under inductive risk (see e.g., Douglas, 2000). Second, she argues that scientists have ethical responsibilities to avoid causing negligent harm to others as a result of the way they make these decisions (Douglas, 2009). Finally, she insists that while scientists ought to consider the harmful consequences of making erroneous decisions (an “indirect” role for values), they should not slant their reasoning with the goal of bringing about consequences that they find appealing (a “direct” role for values) (Douglas, 2009).

The next section of the paper distills this framework into four major claims. Section 3 then introduces an important problem with Douglas’s account. Namely, her distinction between direct and indirect roles for values, which is an important element of her approach to regulating values in science while rejecting the value-free ideal, is ambiguous between two interpretations. Section 4 argues that both interpretations have significant weaknesses. Fortunately, Section 5 shows that two elements of her account that have previously received much less emphasis (namely, her comments about the goals of science and the ethics of expertise) provide resources for developing a promising new account of values in science.

Section snippets

Douglas’s four major claims

In recent papers (e.g., Douglas, 2000, Douglas, 2003, Douglas, 2008) and a book (2009), Douglas has developed a prominent challenge to the ideal of value-free science, together with a positive account of how values can be incorporated in science while maintaining scientific integrity. This section distills the major elements of her account into four important claims. These claims do not exhaust all the features of her account, but they do capture most of its crucial components. By analyzing

Direct and indirect roles: the problem of ambiguity

While the four claims identified in Section 2 provide a systematic and innovative approach for regulating values in policy-relevant science, they ultimately face a significant difficulty. The problem is that the Direct and Indirect Roles claim, which serves as an important element of Douglas’s approach to regulating values in the assessment of hypotheses while rejecting the value-free ideal (Douglas, 2008, Douglas, 2009), is problematic. This section highlights the fact that the distinction

The consequential interpretation

Not only is Douglas’s distinction between direct and indirect roles ambiguous, but it also faces a dilemma: both the logical and the consequential interpretations have significant weaknesses. Let us first consider the consequential interpretation, because it represents Douglas’s own unique way of interpreting the distinction. Recall that when she discusses the indirect role for values, she frequently emphasizes not only that scientists should weigh uncertainty but that they should focus only on

Reformulating Douglas’s account

If the criticisms of the Direct/Indirect Roles claim in Sections 3 Direct and indirect roles: the problem of ambiguity, 4 Direct and indirect roles: a dilemma are convincing, then Douglas’s account of values in science needs to be reconsidered. Central to her 2009 book was the claim that the value-free ideal for science could be rejected while maintaining the integrity of science as long as scientists allowed themselves to be influenced by values only in the indirect role and not in the direct

Conclusion

This paper has distilled Douglas’s influential account of values in science down to four major claims: Inductive Risk, Value Permeation, Ethical Responsibility, and Direct/Indirect Roles. The first three claims provide an important challenge to the traditional value-free ideal for scientific reasoning. However, the Direct/Indirect Roles claim, which has served as an important part of Douglas’s approach to regulating values in science while she abandons the value-free ideal, turns out to be

Acknowledgments

I thank Heather Douglas, Daniel McKaughan, Daniel Steel, and two anonymous reviewers for very helpful feedback on earlier versions of this paper.

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