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ORIGINAL RESEARCH article

Front. Psychol., 17 March 2022
Sec. Health Psychology
This article is part of the Research Topic Digital Health Interventions for Psychological and Behavioral Changes During the COVID-19 Pandemic View all 9 articles

Building the Positive Emotion-Resilience-Coping Efficacy Model for COVID-19 Pandemic

Guek Nee Ke
Guek Nee Ke1*Dasha GrajfonerDasha Grajfoner2Rachel Mei Ming WongRachel Mei Ming Wong1Stephen CarterStephen Carter3Rozainee KhairudinRozainee Khairudin4Wee Yeap LauWee Yeap Lau5Khalil Anwar KamalKhalil Anwar Kamal6Shen Chieng LeeShen Chieng Lee6
  • 1Department of Psychology, School of Social Sciences, Heriot-Watt University Malaysia, Putrajaya, Malaysia
  • 2Department of Psychology, School of Social Sciences, Heriot-Watt University Edinburgh, Edinburgh, United Kingdom
  • 3Edinburgh Business School, School of Social Sciences, Heriot-Watt University Edinburgh, Edinburgh, United Kingdom
  • 4National University of Malaysia, Bangi, Malaysia
  • 5Faculty of Economics and Administration, Department of Applied Statistics, University Malaya, Kuala Lumpur, Malaysia
  • 6Malaysian Institute of Economic Research (MIER), Kuala Lumpur, Malaysia

The world faces unprecedented challenges because of the Coronavirus Disease 2019 (COVID-19). Existing theories of human flourishing and coping efficacy are too broad and general to address COVID-19 unprecedented mental health challenges. This study examined two main objectives, first the associations between psychological outcomes (i.e., depression, anxiety, and stress) and psychological wellbeing of this phenomenon, and second, moderating and mediating factors emotions, resilience and coping self-efficacy. A nationwide survey was carried out on a Malaysian sample (n = 920). Participants completed an on-line survey that assessed psychological outcomes, psychological wellbeing, positive–negative emotions, resilience, and coping self-efficacy. The relationship between psychological states and psychological wellbeing was successfully mediated by coping self-efficacy (direct effects of −0.31 to −0.46 at p < 0.01) and resilience (direct effects of −0.06 to −0.26 at p < 0.01). Moreover, positive emotion significantly moderated depression (b = −0.02, p < 0.01) and anxiety (b = −0.14, p = 0.05) with psychological wellbeing. Findings highlighted the importance of these factors in developing a dedicated model to be built into the recovery plan to ameliorate the negative impact of COVID-19 on psychological wellbeing. Hence, the Positive Emotion-Resilience-Coping Efficacy Model was developed.

Introduction

Discovery of the Coronavirus 2019 (COVID-19) in 2019, has created an adverse impact on the physical and mental health of people around the world. Research across the globe has been focusing on, and aiming to understand, the current and future adverse impact. As COVID-19 is one key issue, another equally important issue is public intervention such as a lockdown. Countries in the world, including Malaysia, have implemented lockdowns to curb the spread of the virus at the community level (Minhat and Kadir Shahar, 2020). The Malaysian government implementation of the Movement Control Order (MCO), or Lockdown, has been recognized as an effective public health intervention in curbing the country’s COVID-19 outbreak (Shah et al., 2020; Tang, 2020). Although essential, such drastic interventions have contributed to adverse psychological outcomes such as depression, anxiety, and stress (Cao et al., 2020; Zhang et al., 2020). Existing COVID-19 research in Malaysia has been predominantly non-empirical and report the repercussions of the MCO on the corporate sector, medical industry, and the environment (Lip et al., 2020; Naderipour et al., 2020; Waiho et al., 2020). The direction of current research presents an important research gap which this paper intends to fill: the lack of empirical data on the psychological impact of COVID-19 on a significant sample of Malaysians, and potential recovery strategies that incorporate positive psychological interventions. Past research, in various contexts, has hypothesized that the positive psychological constructs such as positive emotion, resilience, and coping self-efficacy would significantly moderate and mediate the relationship between depression, anxiety, and stress with psychological wellbeing. Furthermore, the potential recovery intervention techniques that integrate positive and coaching psychology are also discussed, given their efficacy in improving psychological wellbeing (Palmer et al., 2020; Song et al., 2020). Drawing on non-clinical psychological theories, the Theory of Positive Psychology and the Theory of Coping and Self-Efficacy, this study aims to not only investigate the psychological impacts but also how resilience, self-efficacy, and positive emotions might mitigate these impacts brought by COVID-19. For the afore-mentioned reasons, a wider diversity of the population was drawn in this study.

Numerous methods have been used in various study groups to mitigate COVID-19 related psychological and mental health issues. These methods include animal accompanied (Grajfoner et al., 2021), spiritual and telehealth for palliative care (Palmer et al., 2020), network building intervention (Nooraie et al., 2021), Yoga (Sahni et al., 2021) and others. However, a purposeful model for COVID-19 based on positive psychology core values has not been established.

Literature Review

Firstly, the following literature review is intended to further understand the relationship between psychological domains and psychological wellbeing, with potential intervention, applying positive psychology core values.

Studies, in a global context, report an elevation in the domains of depression, anxiety, and stress as direct psychological consequences of COVID-19 (Asmundson and Taylor, 2020; Li et al., 2020; Salari et al., 2020), reflecting previous findings on other pandemics (e.g., 2003 SARS, 2009 H1N1; see Hawryluck et al., 2004; Wheaton et al., 2012). Moreover, these psychological conditions are exacerbated by the increase in negative emotions because of the severity of not only the outbreak, but the lockdown implemented to contain it (Brooks et al., 2020; Lades et al., 2020; Wang et al., 2020). Experiencing negative emotions not only impedes the maintenance of a healthy psychological wellbeing, but evidence suggests that this prevalence has long-term implications on an individual and community level, including being predictors of serious psychological and physiological conditions (Emdin et al., 2016; Czeisler et al., 2020; Restubog et al., 2020). Research presents the possibility that negative emotions are associated with self-protective behaviors, and that negative and positive emotions are mutually exclusive (Cheung and Tse, 2008; Wang et al., 2020). These opposing perspectives present a unique conundrum, where the alleviation of negative emotions may not be dependent on positive emotions, nor are necessary for the improvement of self-protective behaviors. Nonetheless, it can be established that a reduction in negative emotions through the perception of control or institutional trust during a time of crisis (Cheung and Tse, 2008; Yang and Ma, 2020) may be beneficial for psychological wellbeing. Hence, it is posited that the prevalence of both negative and positive emotions may serve as a moderator when investigating the relationship between psychological outcomes and psychological wellbeing.

Relatedly, positive psychology explains that these psychological domains (i.e., depression, anxiety, and stress) are threats to one’s sense of wellbeing, an important element in the capacity to flourish in everyday life (Seligman, 2011). The current debate illustrates that rather than indulging in a pessimistic outlook on life post-COVID-19, an individual is recommended to focus on eudaimonia, a core value in positive psychology that idealizes a well-lived and fulfilled life (Seligman and Csikszentmihalyi, 2014). Positive psychological interventions prove beneficial in the long-term, as negative events are unavoidable in life and one’s adaptive (or maladaptive) response determines the behavior toward the circumstances. Past research on mitigation and intervention often refer to approaches underpinning psychology models and elements. Among the most referred and applied theories under adverse situation are the Theory of Positive Psychology (PERMA Model-Seligman, 2011), the Theory of Coping (Folkman and Lazarus, 1984) and the Theory of Self-Efficacy (Bandura, 1982). This study focused on three positive psychology elements derived from these models: resilience, self-efficacy, and positive emotions. By promoting positive psychological elements, the individual learns to be content with one’s past, remaining happy in the present, and being hopeful for the future. The relevancy of such suggestion is proven, given that COVID-19 has been far from completely eradicated, and the transition to the vastly different ‘new normal’ is seen as an imperative measure to contain the spread of the virus (Jamaludin et al., 2020).

By focusing on positive psychology in more detail, it is relevant to refer to, and elaborate on, Seligman’s (2018) PERMA model which consist of five core domains namely positive emotion; engagement; relationships; meaning, and accomplishment. This model provides a framework that is not soley contingent on happiness but on the proactive development of each component to not only improve aspects of wellbeing, but decrease one’s psychological distress (Forgeard et al., 2011; Ascenso et al., 2018; Farmer and Cotter, 2021). Contextually, positive emotion encompasses a few core values and top of the list is happiness, followed by gratitude, love, optimism, and contentment (Seligman, 2011). Research on positive emotion links its increment with the ability to improve reactions to negative stimuli, and promote resilience (Tugade et al., 2004). Positivity in the face of a crisis develops resilience, i.e., one’s ability to cope with adversity (Grant and Kinman, 2014). Having established positive emotion, it is possible to consider resilience as another mitigation (see Bolton et al., 2017). The veracity of resilience has been noted in a variety of contexts and social groups (Longstaff and Yang, 2008; Barzilay et al., 2020). Enhancing resilience has been associated with better mental wellbeing, along with bidirectional improvements in psychological outcomes such as self-efficacy, positive emotion, and coping (Lee et al., 2013; Robertson et al., 2015; Liu et al., 2018). In the case of COVID-19, individual and shared resilience is vital when overcoming a global pandemic, especially in one as severe as COVID-19 (Lazzarino et al., 2014; Prime et al., 2020; Vinkers et al., 2020). Elcheroth and Drury (2020) further identify collective resilience as the key to socially effective responses to the pandemic, which substantiates this study’s emphasis on resilience as another mitigating factor to ameliorate the impact of the pandemic on psychological wellbeing.

The complementary role of coping self-efficacy in a few psychological theories, such as the Theory of Coping by Folkman and Lazarus’s (1984) and Bandura’s (1982) Theory of Self-Efficacy, is another important element investigated. Self-efficacy is extended from the traditional definition by Bandura (1982), in that coping self-efficacy specifically addresses one’s confidence in the ability to cope effectively when facing challenges. Here, it serves as a pivotal prerequisite to either maladaptive (i.e., coping that fails to regulate distress or manage the underlying problem) or adaptive coping behavior (e.g., Bidzan et al., 2020). Hence, when taken in conjunction with resilience in this study, coping self-efficacy can be described as a source of improvement for resilience, as one’s belief in one’s own ability to cope (i.e., coping self-efficacy), allows one to return to pre-crisis status quickly through the implementation of coping strategies. The multiple avenues of application of coping self-efficacy also makes it an effective component in prevention and intervention models that would improve psychological wellbeing, especially after a crisis. Emphasis on the development of these skills on an individual level is influenced by the social distancing practices implemented to manage COVID-19.

Hypotheses

So far, evidence highlights that the core values of positive psychology and coping-efficacy mitigate and promote better psychological wellbeing. Hence, this study focuses on three elements; positive emotion, resilience and coping self-efficacy, which are the key components in a flourishing everyday life. The current study extends the scope of these findings into related but distinct contexts of the novel COVID-19 pandemic. Thus, the study proposed a conceptual framework (Figure 1) and the following hypotheses are tested:

FIGURE 1
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Figure 1. The conceptional framework of the mediation-moderation model. Note: independent variable (IV): depression, anxiety, stress; dependent variable (DV): psychological wellbeing; mediator: resilience, coping self-efficacy; moderator: Positive emotion.

H1: Depression, anxiety, and stress associate negatively with psychological wellbeing.

H2: Emotion moderates the relationship between depression, anxiety, and stress with psychological wellbeing.

H3: Resilience mediates the relationship between depression, anxiety, and stress with psychological wellbeing.

H4: Coping self-efficacy mediates the relationship between depression, anxiety, and stress with psychological wellbeing.

Significance of the Study

Given the severity of COVID-19 and its’ long-lasting impact on society, it is important to understand the psychological impact of this health crisis on a community and individual level to address it effectively. The findings of this study will add to existing literature of COVID-19 from the perspective of a Southeast Asian country and reveal the extent to which the psychological variables react with each other. Moreover, the results will provide practical insights into formulating effective public health interventions that are both reactive for the current COVID-19 crisis and proactive for any future health crisis.

Methods

Participants

The sample size was estimated using a single proportion formula (Daniel, 1999) based on Malaysia’s population size 32.7 million (estimated by the Department of Statistics Malaysia) at the time of the study and a 95% confidence level. A total of 1,217 responses were collected, but those that did not provide sufficient data on the measures of interest were considered invalid and excluded from analysis. The method employed to identify invalid responses was SPSS’ Descriptive and Frequency functions, where participants who did not complete the survey were removed entirely. After considering this criterion, 297 responses were excluded from the analysis, leaving a final sample size of 920, which exceeded the recommended size. Participants completed the survey during the implementation of Malaysia’s Movement Control Order (MCO). Participants were between the ages of 18–82 (M = 35.25, SD = 11.86), 54.5% were male (n = 501) and 45.5% were female (n = 419). Table 1 summarizes the participant’s characteristics.

TABLE 1
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Table 1. Demographic characteristics of the participants (n = 920).

Procedure

The cross-sectional sampling frame included adults from all 13 states and three federal territories in Malaysia. The survey was available in two languages (English and Bahasa Malaysia) to encourage participation from non-English speakers. Data collection was conducted nationwide between June to July 2020. In consideration of COVID-19 health and safety measures, participation was done digitally (Qualtrics) to adhere to physical distancing requirements. Access to the survey was through a QR code on posters strategically located in shopping malls in various states. Professional associations, NGOs, industry partners and government agencies were also contacted through email for questionnaire distribution.

Participants were initially introduced to the broad aims of the study in the information sheet at the beginning of the survey. A consent form reminded participants of their rights, which included assurance of anonymity and the right to withdraw at any point. Once consent was provided, they were automatically directed to the start of the survey. In addition to demographic questions, a total of five psychological measures were used to measure wellbeing, emotions, psychological states, resilience, and coping self-efficacy. A debrief sheet was made available at the end of the survey to provide further information about the study and additional resources for the participants.

Materials

The Warwick-Edinburgh Mental wellbeing Scale (WEMWBS; Tennant et al., 2007) was used to measure mental wellbeing. It comprises 14 positively phrased Likert-style items and fulfills the classic criteria for scale development. For our sample, the WEMWBS (M = 44.15, SD = 10.55) had excellent reliability at α = 0.93. This is consistent with the scale’s original reliability (α = 0.91) and Faudzi et al.’s (2019) reported reliability of α = 0.90.

The Depression, Anxiety, and Stress (DASS-21; Henry and Crawford, 2005) is a psychometric scale that assesses symptoms of depression, anxiety, and stress. This study used the shorter, 21-item version that has been validated in multiple studies (Oei et al., 2013). The reliability of the DASS-21 in this sample ranged from good to excellent, αOverall = 0.96, αD = 0.91, αA = 0.88, αS = 0.89. The overall reliability was consistent with the original α = 0.93 and α = 0.95 reported by Ng et al. (2014).

The Positive and Negative Affect Schedule or (PANAS; Watson et al., 1988) is a 20-item scale that measures the participants affective experiences. In this study, the PANAS (MPA = 30.30, SDPA = 7.60; MNA = 25.29, SDNA = 7.70), had good to excellent reliability at αoverall = 0.86, αPA = 0.91, and αNA = 0.90. This is consistent with the scale’s original reliability (αPA = 0.88, and αNA = 0.87) and exceeds (Omar et al., 2020) reported reliability of αPA = 0.77, and αNA = 0.84.

The Brief Resilience Scale (BRS; Smith et al., 2008) uses 6-items to measure an individual’s ability to bounce back, resist illness, adapt to stress or thrive in the face of adversity. The BRS (M = 3.16, SD = 0.55) had adequate reliability at α = 0.57 for the chosen sample, compared to the Cronbach alpha ranging from 0.80–0.91 of the original scale. Previous studies have suggested that this value is acceptable for scales with a small number of items (Streiner, 2003; Morera and Stokes, 2016).

The Coping-Self Efficacy (CSE; Chesney et al., 2006) provides a measure of a person’s perceived ability to cope effectively with life challenges, as well as a way to assess changes in CSE over time in intervention research. It comprises 26 Likert-style items, and the CSE (M = 172.94, SD = 35.64) had a reliability of α = 0.95 in this study, consistent with the original study’s reliability of α = 0.95. All questionnaires used were established questionnaires with a good level of reliability.

Statistical Analysis

The data collected was analyzed using PROCESS MACRO in SPSS. Given that there were no latent variables being measured, any differences were considered inconsequential (Hayes et al., 2017).

Results

Demographic Characteristics

Cross-tabulation analysis was executed using SPSS to identify any possible associations between participant characteristics (i.e., income groups, age, gender, education) and the dependent variables (i.e., depression, anxiety, stress, psychological wellbeing, resilience, coping self-efficacy, positive and negative emotions). A summary of the mean differences is presented in Table 2. The significant main findings indicate that income has the most significant influence on almost all variables, followed by age, gender, and lastly, education.

TABLE 2
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Table 2. Summary of mean differences between demographic and dependent variables.

Income

One-way ANOVA indicated that significant differences were observed between income groups, particularly in depression [f (7, 912) = 2.40, p = 0.020], anxiety [f (7, 912) = 3.88, p < 0.001], psychological wellbeing [f (7, 912) = 9.37, p < 0.001], resilience [f (7, 912) = 9.49, p < 0.001], coping self-efficacy [f (7, 912) = 7.08, p < 0.001], positive [f (7, 912) = 5.02, p < 0.001] and negative emotions [f (7, 912) = 3.57, p < 0.001]. Predictably, these results suggest that participants with higher incomes were able to cope better with the lockdown, due to their improved access to resources, compared to those with lower incomes. This pattern is also reflected in Pieh et al.’s (2020) study in an Austrian sample and can be ascribed to the economic impact of COVID-19 and the resulting lockdown on earning ability.

Age

Subsequent analysis between age groups identified significant differences when comparing depression [f (2, 917) = 22.06, p < 0.001], anxiety [f (2, 917) = 19.20, p < 0.001], stress [f (2, 917) = 14.71, p < 0.001], psychological wellbeing [f (2, 917) = 4.53, p = 0.011], resilience [f (2, 917) = 14.47, p < 0.001], coping self-efficacy [f (2, 917) = 3.01, p = 0.050], and negative emotions [f (2, 917) = 11.99, p < 0.001]. Consistent with Benke et al.’s (2020) findings, younger adults were more mentally vulnerable than older adults during lockdown. This is likely due to the disruption of social life due to lockdown orders (Asselmann and Specht, 2020; Luchetti et al., 2020), and improved resilience in older adults (Chen et al., 2018).

Gender

An independent sample t-test between gender revealed a significant difference with regards to psychological wellbeing [t (918) = 2.17, p = 0.030], resilience [t (918) = 3.73, p < 0.001], and positive emotion, [t (918) = 2.37, p = 0.018]. The gender difference between males scoring higher than females on the stated variables is reflective of both labor and cognitive gaps as suggested by Farré et al. (2020), whereby women are more likely to be burdened with additional household responsibilities (e.g., childcare), which leads to a reduction in work hours and hence income (Czymara et al., 2021; Dang and Nguyen, 2021).

Education

Relatively less important, was the participant characteristic of “education,” with significant differences only observed in psychological wellbeing [f (3, 916) = 8.32, p < 0.001], coping self-efficacy [f (3, 916) = 8.41, p < 0.001], and positive emotion [f (3, 916) = 6.99, p < 0.001]. It is likely that the more educated an individual is, the more receptive they are to the knowledge of protective factors such as coping self-efficacy and positive emotion that promote wellbeing. Nonetheless, as the sample size for each education level was not proportionate, it may have impacted the significance of these differences.

Correlation and Regression Analysis

Preliminary statistical analysis of the correlation between depression, anxiety, and stress with psychological wellbeing, are summarized in Table 3. Correlations were significant and in the expected direction, indicating that any increase in depression, anxiety, and stress would result in a decline in significant psychological wellbeing.

TABLE 3
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Table 3. Descriptive statistics and correlations among the key variables.

Results of the follow-up stepwise regression are summarized in Table 4. The analysis suggested that two predictors (i.e., depression and stress) contributed to psychological wellbeing. Depression explained 8% (F1, 918 = 81.66, p < 0.001), and stress explained an additional 2% (F2, 917 = 52.56, p < 0.001) of the variance in psychological wellbeing, with the regression formula Y = 50.08–0.58 + 0.33. Hence, Hypothesis 1 was supported.

TABLE 4
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Table 4. Stepwise multiple regression of predictors of psychological wellbeing (only significant predictors are shown).

Testing Moderation Effect of Emotions

The PROCESS macro method (Model 1) was used to further analyze the moderation effect of emotions. Before conducting the analysis, all the variables were mean centered to minimize multicollinearity, and the results are summarized in Table 5.

TABLE 5
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Table 5. Testing the moderation effect of positive emotions on the relationship between depression, anxiety, and stress on psychological wellbeing.

The model indicates that positive emotion was positively related to psychological wellbeing (b = 1.07, p < 0.000), while depression was not (b = 0.04, p = 0.621). Nonetheless, the interaction term between positive emotion and depression was negatively related to psychological wellbeing (b = −0.01, p = 0.01). This trend was reflected in the interaction term between anxiety and positive emotion (b = −0.01, p = 0.05), but not between stress and positive emotion (b = −0.01, p = 0.14). The results are summarized in Figure 2.

FIGURE 2
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Figure 2. Positive emotion moderates the effect of the psychological outcomes (depression, anxiety, and stress) on psychological wellbeing. Note: **p < 0.05.

Further analysis indicated that negative emotion did not have any significant moderating effect on the relationship between depression, anxiety, and stress with psychological wellbeing (see Table 6). Thus, Hypothesis 2 was partially supported.

TABLE 6
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Table 6. The moderation effect of negative emotion on the relationship between depression, anxiety, and stress on psychological wellbeing.

Testing Mediation Effect of Resilience

Similarly, the PROCESS macro (Model 4) in SPSS was used to perform the bootstrap method to test the direct and indirect effect (Preacher and Hayes, 2008) of resilience on psychological wellbeing (see Table 7).

TABLE 7
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Table 7. Indirect effect of depression, anxiety, and stress on psychological wellbeing, as mediated by resilience.

The direct path coefficient from depression to psychological wellbeing was significant (b = −0.13, t = −3.69, p < 0.001), as was anxiety (b = −0.09, t = −2.31, p < 0.05). However, this was not the case for stress (b = −0.03, t = −0.80, p = 0.42). When resilience was included in the model, the indirect paths remained significant at a 95% confidence interval for depression [b = −0.18, 95% CI = (−0.22, −0.15)], anxiety [b = −0.19, 95% CI = (−0.23, −0.15)], and stress [b = −0.17, 95% CI = (−0.21, −0.12)]. These results are summarized in Figure 3.

FIGURE 3
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Figure 3. Resilience mediates the effect of the psychological outcomes (depression, anxiety, and stress) on psychological wellbeing. Note: **p < 0.001.

These results reveal that, as expected, higher levels of depression, anxiety, and stress predicted significantly lower levels of resilience, and greater levels of resilience was associated with higher levels of psychological wellbeing. This effect persisted when controlling for resilience. This finding suggests that resilience did, like coping self-efficacy, explain the relationship between psychological outcomes and psychological wellbeing. Hence, Hypothesis 3 was supported.

Testing Mediation Effect of Coping Self-Efficacy

The PROCESS macro (Model 4) in SPSS was used to perform the bootstrap method to test the direct and indirect effect (Preacher and Hayes, 2008) of coping self-efficacy on psychological wellbeing (see Table 8).

TABLE 8
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Table 8. Indirect effect of depression, anxiety, and stress on psychological wellbeing, as mediated by coping self-efficacy.

The direct path coefficient from depression to psychological wellbeing was significant (b = −0.23, t = −7.45, p < 0.000), as was anxiety (b = −0.21, t = −5.96, p < 0.000), and stress (b = −0.15, t = −4.66, p < 0.000). When coping self-efficacy was included in the model, the indirect paths remained significant for depression [b = −0.08, 95% CI = (−0.12, −0.05)], anxiety [b = −0.07, 95% CI = (−0.11, −0.03)], and stress [b = −0.04, 95% CI = (−0.08, −0.00); excluding 0]. These results are summarized in Figure 4.

FIGURE 4
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Figure 4. Coping self-efficacy mediates the effect of the psychological outcomes (depression, anxiety, and stress) on psychological wellbeing. Note: **p < 0.001.

These results indicated that, as expected, higher levels of depression, anxiety, and stress, significantly lowered levels of coping self-efficacy, and greater levels of coping self-efficacy was associated with higher levels of psychological wellbeing. The effect of depression, anxiety, and stress on psychological wellbeing remained significant after coping self-efficacy was added to the model. Hence, hypothesis 4 was supported. Table 9 summarizes the hypotheses tested and the results.

TABLE 9
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Table 9. Summary of hypotheses.

Discussion

The results indicated that the study’s established hypotheses had been fulfilled. The present findings regarding depression, anxiety, and stress were consistent with those conducted in other countries affected by COVID-19 (Cao et al., 2020; Zhang et al., 2020). A meta-analysis by Salari et al. (2020) provided substantial corroboration for a relationship between depression, anxiety, and stress with the psychological wellbeing of the general population during the COVID-19 pandemic. Sources of depression, anxiety, and stress can arise from the economic and social impact of COVID-19, which can, and has, led to the loss of income, isolation from family and friends, and fear of the future.

In line with past research, the moderation of depression, anxiety, and stress with psychological wellbeing by positive emotion is largely corroborated with Yıldırım and Güler’s (2021) study on the impact of positivity on distress related to COVID-19. The results are further substantiated by Seligman’s (2011) emphasis on the importance of positive emotion in the PERMA model as well as Yamaguchi et al.’s (2020) review on the association between positive emotion and the maintenance of mental health during COVID-19. It can be inferred then that contrary to previous literature, increasing positive emotion in this context would be an appropriate aspect to consider when developing interventions to maintain motivation and ensure the completion of tasks (Yih et al., 2020).

Moreover, it can be surmised from the study that the impact of depression, anxiety, and stress on the participant’s psychological wellbeing was ameliorated by their levels of resilience. This promising result reflects that by Wolmer et al. (2011), who discovered that individuals with high levels of resilience were capable of maintaining a state of functionality despite the challenges faced. Likewise, Riehm et al. (2021) further qualified this view with the longitudinal findings that participants with high levels of resilience reported no change in mental distress, while those who reported low to normal levels of resilience experienced a significant increase in mental distress. This pattern is indicative of the prominent role proactive or reactive resilience training may have during a high-stress public crisis (Kimhi, 2016; Song et al., 2020).

Lastly, the potential of coping self-efficacy as an effective protective factor against maladaptive coping behavior complementary to resilience has been established in this study, as supported by Zhou et al.’s (2021) study on self-efficacy and mental health problems. By improving one’s confidence, it bolsters one’s ability to overcome challenges, followed by a reduction in acute negative psychological response toward stressors. Learning these three elements not only benefits in the context of the present COVID-19 crisis, but also in long-term benefits by proactively preparing individuals for any further crisis that may occur in their life.

Implications for Theory and Research

The COVID-19 pandemic has had a significant psychological impact on many professions especially frontlines such as healthcare workers (Gilleen et al., 2021). Existing theories of human flourishing and coping efficacy are too broad and general if used to address COVID-19 unprecedented mental health challenges. For example, Seligmen’s PERMA theory of wellbeing is an attempt to answer fundamental issues with five building blocks that enable flourishing – Positive Emotion, Engagement, Relationships, Meaning, and Accomplishment. In this study, the authors only used one of the five elements (positive emotion) and combined it with resilience and coping self-efficacy. Having established a general positive psychology model, it is possible to consider a dedicated model for the COVID-19 pandemic. Hence, this study results evidenced three key elements, namely positive emotion, resilience and coping self-efficacy, significantly mitigate the mental health challenges under the COVID-19 pandemic (Figure 5).

FIGURE 5
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Figure 5. Positive emotion-resilience-coping efficacy (PERCE) model.

The Positive Emotion-Resilience-Coping Efficacy (PERCE) Model for COVID-19, is an integrated model developed from positive psychology and coping self-efficacy theories. These three key elements not only foster and promote psychological wellbeing but also act as an antecedent to living a happier life under the COVID-19 pandemic. With the growing mental health issues and urgent needs, researchers and practitioners are highly encouraged to develop intervention programs based on the PERCE Model for individuals who underwent adverse situations brought on by the Covid-19 pandemic, such as retrenchment, loss of job or income, working from home and others. Through the learning and development of positive emotion, resilience and coping self-efficacy, it improves not only the confidence of an individual to face adversity but increases the likelihood of an adaptive response toward negative stressors (Horn et al., 2016; Ye et al., 2020).

Implications for Practice

The practical implications of these results are substantial when considering positive psychological interventions. At least three implications can be drawn from this study: First, it extended present COVID-19 research by providing foundational data regarding the psychological wellbeing of Malaysians. This potentially assists other South East Asian countries when they intend to compare the impact of COVID-19 on their population and perhaps strategize long-term recovery plans such as mental health interventions incorporating positive psychology and coping efficacy approaches using the PERCE Model; Second, the findings create public awareness regarding the current psychological wellbeing among Malaysians in the aftermath of COVID-19, emphasizing the importance of psychological support to local decision-makers. For example, ministries and government agencies should take a lead role in creating public awareness. Such initiatives include media, social media and online education advertisements and programs. Lastly, the outcomes presented scientific evidence to encourage the development of resilience, coping self-efficacy and positive emotion-focused interventions by professional mental health practitioners to assist the public. In particular, potentially, a ‘Global COVID-19 Psychology Consortium’ could be created with countries representative of professional mental health practitioners, across the globe. The expertise in this consortium could design intervention programs using the PERCE Model. Subsequently, these intervention programs could then be implemented in participative countries and help validate the model in diverse and large populations, with a hope to establish a ‘PSYCHOLOGY VACCINE’ Immunization Program.

For the practical significance of this study, the Positive Emotion-Resilience-Coping Efficacy (PERCE) model, proposed here, describes a recovery theory that potentially ameliorates the negative impact of COVID-19 on psychological wellbeing. This theory focuses on the enhancement of positive emotion, resilience, and coping self-efficacy to reduce maladaptive coping behavior and alleviate psychological distress. Drawing on existing theories, the proposed model shows how a combination of the described factors could produce adaptive coping behavior and improve wellbeing. Given that the presence of COVID-19 is unlikely to dissipate soon, it would be more pertinent to educate individuals on how to protect and enhance their own psychological wellbeing in the face of imminent challenges. Firstly, this study makes the case that the PERCE model has the potential to be further developed into ‘Psychological Intervention Programs’ that would have long-term benefits and aid individuals who are affected. In addition, for future study, an experimental design is proposed to examine the efficiency and effectiveness of the PERCE model. Secondly, the authors suggest that mental health practitioners such as clinical psychologists, coaching psychologists, counselors and others adopt the PERCE model into their practices to further enhance psychological wellbeing of their patients and clients. Lastly, COVID-19 is a global challenge, hence the authors also suggest that the PERCE model be tested across the globe with cultural and demographically diverse populations.

Limitations and Recommendations for Future Research

When interpreting the findings, a few limitations should be considered. Firstly, the participants were volunteers from the public, with different demographic backgrounds and experience, therefore the findings may not apply to other specific groups of population in Malaysia.

Secondly, the research was conducted in Malaysia only and the findings may not apply to the affected population in another country. Thirdly, a survey with a cross-sectional design was used in this study which limits the in-depth information on participant’s experience.

Four recommendations can be derived from the above for future research. Firstly, with the presented evidence of potentially protective factors, an effective psychological intervention framework that integrates elements of positive and coaching psychology could be developed for testing (Song et al., 2020). Secondly, these results are unique to Malaysians, making it difficult to generalize them to South East Asians as a whole. However, this study does provide an avenue for replicability, to assess the veracity of what has been hypothesized, and how it can be compared to other countries under similar conditions. Thirdly, future research could apply an alternative study design such as interview and psychological intervention to validate the supported hypotheses. Lastly, future research could design intervention programs using the PERCE Model, and subsequently validate this model under the COVID-19 pandemic or another similar situation.

Conclusion

From this, it can be concluded that the findings evidenced positive emotion, resilience and coping self-efficacy are fundamental elements in managing psychological wellbeing affected by COVID-19. Future research recommendations include designing psychological interventions using the PERCE model and further validating those intervention programs. In summary, this study not only builds a new positive psychology model for the COVID-19 pandemic but also contributes to the psychological recovery phase.

Data Availability Statement

The raw data supporting the conclusions of this article will be made available by the authors, without undue reservation.

Ethics Statement

The studies involving human participants were reviewed and approved by Ethics Committee at School of Social Sciences, Heriot-Watt University. The patients/participants provided their written informed consent to participate in this study.

Author Contributions

GK and DG conceptualized the study and were actively and equally involved in all stages of the research, including funding application, ethics application, designing of study, data collection, data analysis, and presentation of results. GK, DG, and RW equally contributed toward manuscript writing, editing, and proof-reading. RW also contributed to the data collection and data analysis stage of the research. SC contributed to editing and proof-reading. RK contributed to the selection of survey questionnaires and variables, as well as proof-reading in the initial stage of the research. WL contributed to the data analysis stage of the research. KK contributed to the data collection stage of the research. All authors contributed to the article and approved the submitted version.

Funding

This research was funded by Global Challenges Research Fund, The Scottish Funding Council, grant number SFC: P20GCRF7.

Conflict of Interest

The authors declare that the research was conducted in the absence of any commercial or financial relationships that could be construed as a potential conflict of interest.

Publisher’s Note

All claims expressed in this article are solely those of the authors and do not necessarily represent those of their affiliated organizations, or those of the publisher, the editors and the reviewers. Any product that may be evaluated in this article, or claim that may be made by its manufacturer, is not guaranteed or endorsed by the publisher.

Acknowledgments

We gratefully acknowledge the funding provided by the Global Challenges Research Fund, The Scottish Funding Council, and the support of data collection from Sunway Group and HEKTAR REIT.

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Keywords: COVID-19, psychological wellbeing, positive emotion, resilience, coping self-efficacy, depression

Citation: Ke GN, Grajfoner D, Wong RMM, Carter S, Khairudin R, Lau WY, Kamal KA and Lee SC (2022) Building the Positive Emotion-Resilience-Coping Efficacy Model for COVID-19 Pandemic. Front. Psychol. 13:764811. doi: 10.3389/fpsyg.2022.764811

Received: 26 August 2021; Accepted: 17 February 2022;
Published: 17 March 2022.

Edited by:

Xiaohui Wang, City University of Hong Kong, Hong Kong SAR, China

Reviewed by:

Zhi Lin, City University of Hong Kong, Hong Kong SAR, China
Chien-liang Lin, Ningbo University, China
Vincent Hooper, Xiamen University, China
Tinggui Chen, Zhejiang Gongshang University, China

Copyright © 2022 Ke, Grajfoner, Wong, Carter, Khairudin, Lau, Kamal and Lee. This is an open-access article distributed under the terms of the Creative Commons Attribution License (CC BY). The use, distribution or reproduction in other forums is permitted, provided the original author(s) and the copyright owner(s) are credited and that the original publication in this journal is cited, in accordance with accepted academic practice. No use, distribution or reproduction is permitted which does not comply with these terms.

*Correspondence: Guek Nee Ke, g.n.ke@hw.ac.uk

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