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The role of basic science in evidence-based medicine

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Abstract

Proponents of Evidence-based medicine (EBM) do not provide a clear role for basic science in therapeutic decision making. Of what they do say about basic science, most of it is negative. Basic science resides on the lower tiers of EBM’s hierarchy of evidence. Therapeutic decisions, according to proponents of EBM, should be informed by evidence from randomised studies (and systematic reviews of randomised studies) rather than basic science. A framework of models explicates the links between the mechanisms of basic science, experimental inquiry, and observed data. Relying on the framework of models I show that basic science often plays a role not only in specifying experiments, but also analysing and interpreting the data that is provided. Further, and contradicting what is implied in EBM’s hierarchy of evidence, appeals to basic science are often required to apply clinical research to therapeutic questions.

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Notes

  1. See, for example, the 1835 paper on the “application of the numerical method” to therapeutic decisions reprinted in Poisson et al. (2001), and Feinstein (1996).

  2. For examples of EBM’s hierarchy of evidence, see Phillips et al. (1998); Guyatt and Rennie (2002).

  3. A different ‘expedience’ argument could be mounted without interpreting the hierarchy of evidence categorically. If, on occasion, evidence from lower down the hierarchy could be more important to a decision about a specific patient (despite the availability of evidence obtained from a method listed higher), it might be argued that the cost of finding this evidence outweighs the benefits, either in terms of the individual patient, or over the course of the many decisions clinicians need to make. This argument, however, is not provided in the key EBM texts or articles.

  4. La Caze (2009) provides further discussion.

  5. Sackett (2006, p. 177) discusses hormone replacement therapy (and the Women’s Health Study indirectly), and Devereaux and Yusuf (2003, p. 108) cite the Cardiac Arrhythmia Suppression Trial.

  6. While the step from basic science to the mechanisms of basic science is rarely stated explicitly in the EBM literature, the move is continuously implied. Mechanism is suggested in the use of the term ‘pathophysiologic rationale’ in the original statement of EBM quoted above. Mechanism is also implied in the notions of ‘biological plausibility’ suggested in the following quote from statistician Douglas Altman:

    My view is that biological plausibility is the weakest reason [for thinking a difference observed in a subgroup of patients is genuine], as doctors seem able to find a biologically plausible explanation for any finding. (Altman 1998, p. 301)

    Quotes such as these can be multiplied.

  7. Conversely, the findings of randomised trials can provide leads for biological research, and possibly help flesh out the mechanism sketch.

  8. Hormone replacement therapy and flecainide, as discussed earlier, provide striking examples of instances in which reasonably well supported putative mechanisms do not necessarily lead to benefits in patients. Note, that examples such as these don’t necessarily mean that the mechanism is not instantiated; there could, for instance, be unexpected harms which swamp the postulated benefits.

  9. Suppes (1962) is central to Mayo’s (1996, pp. 132–144) account.

  10. There is, of course, much debate surrounding different approaches to statistical inference. But the framework of models, and their role in statistical analysis, is orthogonal to debates over preferred methods of statistical inference.

  11. As Mayo (1996, pp. 139–141) observes, should a ceteris paribus condition come under question, a decision can be made to include it in the formal analysis of the trial.

  12. Notably, this use of basic science is not seen as contentious by proponents of EBM; it is the use of basic science in therapeutic decision making that is questioned.

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Acknowledgments

I would like to thank Mark Colyvan, Jason Grossman, Neil Thomason, Jeremy Howick, Lindley Darden and Carl Craver for helpful discussions on previous versions of this paper.

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Correspondence to Adam La Caze.

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La Caze, A. The role of basic science in evidence-based medicine. Biol Philos 26, 81–98 (2011). https://doi.org/10.1007/s10539-010-9231-5

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