Skip to main content
Log in

Unification and Revolution: A Paradigm for Paradigms

  • Article
  • Published:
Journal for General Philosophy of Science Aims and scope Submit manuscript

Abstract

Incommensurability was Kuhn’s worst mistake. If it is to be found anywhere in science, it would be in physics. But revolutions in theoretical physics all embody theoretical unification. Far from obliterating the idea that there is a persisting theoretical idea in physics, revolutions do just the opposite: they all actually exemplify the persisting idea of underlying unity. Furthermore, persistent acceptance of unifying theories in physics when empirically more successful disunified rivals can always be concocted means that physics makes a persistent implicit assumption concerning unity. To put it in Kuhnian terms, underlying unity is a paradigm for paradigms. We need a conception of science which represents problematic assumptions concerning the physical comprehensibility and knowability of the universe in the form of a hierarchy, these assumptions becoming less and less substantial and more and more such that their truth is required for science, or the pursuit of knowledge, to be possible at all, as one goes up the hierarchy. This hierarchical conception of science has important Kuhnian features, but also differs dramatically from the view Kuhn expounds in his The Structure of Scientific Revolutions. In this paper, I compare and contrast these two views in a much more detailed way than has been done hitherto. I show how the hierarchical view can be construed to emerge from Kuhn’s view as it is modified to overcome objections. I argue that the hierarchical conception of science is to be preferred to Kuhn’s view.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Institutional subscriptions

Fig. 1

Similar content being viewed by others

Notes

  1. See Williams (1965, 257–269).

  2. In his work after Structure on incommensurability, Kuhn continued to ignore Faraday’s solution to the problem: see Kuhn (2000). In what follows I concentrate on what Kuhn says in Structure, because this seems to me to be so much more striking, important and influential than his later work on incommensurability.

  3. An assessment may, of course, be objective without being decisive.

  4. Kuhn (1970, 170). We can take it that Kuhn is not concerned, here, with the problem of verisimilitude—the problem of what it means to say of two false theories that one is closer to the truth than the other. His concern, rather, is that we cannot ever know of two paradigms that one is closer to the truth than the other—as the context makes clear.

  5. This is because physics is the fundamental natural science. A revolution in any other science—astronomy, chemistry, or geology—can exploit theoretical knowledge from a more fundamental science that persists throughout the revolution.

  6. Maxwell (1998, 181).

  7. See Maxwell (1998, chs. 3 and 4, 2004a, appendix, section 2, 2007, ch. 14, section 2).

  8. See Feynman et al. (1965, ch. 25, 10–11).

  9. Well known accounts of unification that fail to pass this hurdle are Friedman (1974), Kitcher (1989) and Watkins (1984, 203–213). These and other accounts are decisively refuted by Maxwell (1998, 56–68).

  10. For a very much more detailed account of theoretical unity along these lines, see Maxwell (1998, chs. 3 and 4). See also Maxwell (2004a, appendix, section 2, 2007, ch. 14, section 2, 2011a, section 4).

  11. Strategies for concocting empirically more successful disunified rivals to accepted theories are discussed in Maxwell (1974, 1998, 47–54, 2004a, 10–11, 2013). These empirically more successful theories are disunified in the two or three most drastic of the eight kinds of disunity indicated in the previous section.

  12. For more detailed expositions of this argument see Maxwell (1998, chs. 1 and 2, 2011a, 2013).

  13. Many imprecise disunified theories will be true even in a universe that is perfectly physically comprehensible, in that the true physical “theory of everything”, T, is unified. In such a universe, T implies any number of distinct, imprecise theories applicable to restricted ranges of phenomena. True disunified (but imprecise) theories can be arrived at by conjoining two or more such true distinct theories.

  14. Throughout, by “metaphysical” I mean “empirically untestable”.

  15. AOE was first put forward in Maxwell (1974); see also Maxwell (1984, chs. 5 and 9, 1993a). A detailed exposition and defense is to be found in Maxwell (1998), see also Maxwell (2002, 2004a, 2005, 2006, 2010, ch. 5, 2011a, and especially 2007, ch. 14).

  16. See Maxwell (1998, 17–19, 2004a, chs. 1 and 2).

  17. In terms of the account of theoretical unity of the previous section, we require that the true “theory of everything” is unified in all eight ways, with N = 1 in each case.

  18. This asserts that the universe is such that the true “theory of everything” can be formulated in terms of a unified Lagrangian (or Lagrangian density), with a single physical interpretation, and with a group structure which is such that it is not the product of sub-groups: see Maxwell (1998, 88–89).

  19. Maxwell (1998, 21–23, 2002, section 6). Others have argued that metaphysical presuppositions of science need to be acknowledged in order to solve the problem of induction: see, for example, Russell (1948, part VI) and Burks (1977, ch. 10). But these authors fail to stress, as AOE does, that precisely because these presuppositions are substantial, influential, and purely conjectural, they need to be subjected to sustained criticism and attempted improvement, a new methodology being required to do this.

  20. For details, see works referred to in note 15.

  21. See Maxwell (2004a, ch. 2). See also Maxwell (1993a, 275–305, 1998, ch. 4).

  22. Maxwell (2007, ch. 14, section 6). See also Maxwell (1998, ch. 5, 2004a, appendix, section 6).

  23. See Maxwell (2004a, 34–39 and 191–198). See also Maxwell (1993a, 275–305, 1998, 217–233).

  24. See Maxwell (1998, chs. 3 and 4, 2004a, appendix, section 2, 2007, ch. 14, section 2).

  25. See Maxwell (2004a, 34–51).

  26. Granted standard empiricism, physics advancing from one false theory to another poses a serious threat to the view that physics makes theoretical progress across revolutions. That physics does seem to advance in this way has even been dubbed “the pessimistic induction”: see Newton-Smith (1981, 41). Granted AOE, however, this is precisely the way theoretical physics must advance if it is to make progress, step by step, towards capturing physicalism in a true, unified, testable physical “theory of everything”: see Maxwell (2007, ch. 14, section 5); see also Maxwell (1998, 211–212).

  27. Misunderstood because it was not appreciated that the three of these four rules that concern simplicity or unity make metaphysical presuppositions—as Newton himself made clear: see Newton (1962, 398–400).

  28. For more on this see Maxwell (2007, ch. 14, section 5, 1998, 211–212).

  29. Maxwell (1993a, 275–305).

  30. Maxwell (1976, 1982, 1988, 1994, 1998, ch. 7, 2004b, 2011b).

  31. Maxwell (2004a, 198–205, 2007, 389–393).

  32. For an excellent non-technical account of superstring theory see Greene (1999).

  33. For some reservations concerning the claim that superstring theory puts AOE into practice, see Maxwell (2004a, 36–37 and 197–198).

  34. Many physicists object to superstring theory on the grounds that it has made no successful empirical predictions and thus is not science at all—thereby revealing their allegiance to standard empiricism. For criticisms of superstring theory for its lack of empirical success, and on other grounds, see Greene (1999, ch. 9) and Smolin (2000, 159–162).

References

  • Burks, A. W. (1977). Chance, cause and reason. Chicago: Chicago University Press.

    Google Scholar 

  • Burtt, E. A. (1932). The metaphysical foundations of modern science. London: Routledge and Kegan Paul.

    Google Scholar 

  • Feynman, R. P., Leighton, R., & Sands, M. (1965). The Feynman lectures on physics (Vol. II). Reading, Mass: Addison-Wesley Publishing Co.

    Google Scholar 

  • Friedman, M. (1974). Explanation and scientific understanding. Journal of Philosophy, 71, 5–19.

    Article  Google Scholar 

  • Greene, B. (1999). The elegant universe. New York: W. W. Norton.

    Google Scholar 

  • Kitcher, P. (1989). Explanatory unification and causal structure. In P. Kitcher & W. C. Salmon (Eds.), Scientific explanation of Minnesota studies in the philosophy of science (Vol. XIII, pp. 428–448). Minneapolis: University of Minnesota Press.

    Google Scholar 

  • Koyré, A. (1965). Newtonian studies. London: Chapman and Hall.

    Book  Google Scholar 

  • Kuhn, T. S. (1970). The structure of scientific revolutions. Chicago: Chicago University Press.

    Google Scholar 

  • Kuhn, T. S. (2000). The road since structure. Chicago: University of Chicago Press.

    Google Scholar 

  • Maxwell, N. (1974). The rationality of scientific discovery, part I. Philosophy of Science, 41, 123–153.

    Article  Google Scholar 

  • Maxwell, N. (1976). Towards a micro realistic version of quantum mechanics. Foundations of Physics 6, pp. 275–292 and 661–676.

  • Maxwell, N. (1982). Instead of particles and fields. Foundations of Physics, 12, 607–631.

    Article  Google Scholar 

  • Maxwell, N. (1984). From knowledge to wisdom. Oxford: Blackwell.

    Google Scholar 

  • Maxwell, N. (1988). Quantum propensiton theory: A testable resolution of the wave/particle dilemma. British Journal for the Philosophy of Science, 39, 1–50.

    Article  Google Scholar 

  • Maxwell, N. (1993a). Induction and scientific realism: Einstein versus van Fraassen. British Journal for the Philosophy of Science 44, pp. 61–79, 81–101 and 275–305.

  • Maxwell, N. (1993b). Does orthodox quantum theory undermine, or support, scientific realism? Philosophical Quarterly, 43, 139–157.

    Article  Google Scholar 

  • Maxwell, N. (1994). Particle creation as the quantum condition for probabilistic events to occur. Physics Letters A, 187, 351–355.

    Article  Google Scholar 

  • Maxwell, N. (1998). The comprehensibility of the universe. Oxford: Oxford University Press.

    Google Scholar 

  • Maxwell, N. (2002). The need for a revolution in the philosophy of science. Journal for General Philosophy of Science, 33, 381–408.

    Article  Google Scholar 

  • Maxwell, N. (2004a). Is science neurotic? London: Imperial College Press.

    Book  Google Scholar 

  • Maxwell, N. (2004b). Does probabilism solve the great quantum mystery? Theoria 19/3, no. 51, pp. 321–336.

  • Maxwell, N. (2005). Popper, Kuhn, Lakatos and aim-oriented empiricism. Philosophia, 32(1–4), 181–239.

    Article  Google Scholar 

  • Maxwell, N. (2006). Practical certainty and cosmological conjectures. In M. Rahenfeld (Ed.), Gibt es sicheres Wissen (pp. 44–59). Leibzig: Leipziger Universitätsverlag.

    Google Scholar 

  • Maxwell, N. (2007). From knowledge to wisdom, 2nd ed., revised and extended, London: Pentire Press.

  • Maxwell, N. (2010). Cutting God in half—and putting the pieces together again: A new approach to philosophy. London: Pentire Press.

    Google Scholar 

  • Maxwell, N. (2011a). A priori conjectural knowledge in physics. In M. Shaffer & M. Veber (Eds.), What place for the a priori? (pp. 211–240). La Salle, Illinois: Open Court.

    Google Scholar 

  • Maxwell, N. (2011b). Is the quantum world composed of propensitons? In M. Suárez (Ed.), Probabilities, causes and propensities in physics (pp. 219–241). Dordrecht: Synthese Library, Springer.

    Google Scholar 

  • Maxwell, N. (2013). Has science established that the cosmos is physically comprehensible? In A. Travena, B. Soen (Eds.), Recent advances in cosmology. New York: Nova Science Publishers Inc: see http://discovery.ucl.ac.uk/1369638/.

  • Newton, I. (1962). Principia (Vol. 11). Berkeley: University of California Press.

    Google Scholar 

  • Newton-Smith, W. H. (1981). The rationality of science. London: Routledge and Kegan Paul.

    Book  Google Scholar 

  • Popper, K. R. (1970). Normal science and its dangers. In I. Lakatos & A. Musgrave (Eds.), Criticism and the growth of knowledge (pp. 51–58). London: Cambridge University Press.

    Google Scholar 

  • Russell, B. (1948). Human knowledge: Its scope and limits. London: Allen and Unwin.

    Google Scholar 

  • Smolin, L. (2000). Three roads to quantum gravity. London: Weidenfield and Nicolson.

  • Watkins, J. W. N. (1984). Science and scepticism. Princeton: Princeton University Press.

    Google Scholar 

  • Williams, L. P. (1965). Michael Faraday. London: Chapman and Hall.

    Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Nicholas Maxwell.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Maxwell, N. Unification and Revolution: A Paradigm for Paradigms. J Gen Philos Sci 45, 133–149 (2014). https://doi.org/10.1007/s10838-013-9225-5

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10838-013-9225-5

Keywords

Navigation