1
“If all things were to turn to smoke, it’d be the
nostrils would tell them apart”
or
Heraclitus on the pleasures of smoking
Catherine Osborne, University of East Anglia
Draft 2, May 2007
Introduction
I shall start by asking what Aristotle knew (or thought) about Heraclitus: what were the key
features of Heraclitus's philosophy as far as Aristotle was concerned? In this section of the paper I
suggest that there are some patterns to Aristotle's references to Heraclitus: besides the classic
doctrines (flux, ekpyrosis and the unity of opposites) on the one hand, and the opening of Heraclitus's
book on the other, Aristotle knows and reports a few slightly less obvious sayings, one of which is in
my title.
Once we have assembled a summary of what Aristotle recalls, we can ask some further
questions. Is there any systematic connection between the bits that Aristotle reports? Do they hang
together? Ought we to see here some relic of an Aristotelian understanding of what made Heraclitus
tick? If we juxtapose these themes and Aristotle's comments on them, I suggest, we can generate
some suggestive motifs, in particular a rather curious fascination with smoking, and the pleasures of
inhaling.
Finally, just for fun, it seems worth exploring the idea that smells (and the way the world
would be if smells were the only differences to be discerned) are somehow important in
understanding what Heraclitus was doing.
1. Aristotle's Heraclitus
Aristotle is one of our earliest sources of evidence for Heraclitus's thought.
2
It is common practice in researching an ancient thinker, and in particular one such as
Heraclitus whose thought seems to be composed of a chaotic jumble of small and unconnected
sayings, to collect as much evidence from all the ancient and not so ancient testimonies together, and
try to assemble it into some kind of reconstruction that bears as few traces as possible of the
intervening process of transmission. But there is another scholarly and philosophical project which, to
my mind, ought to be taken more seriously than it is: namely the practice of taking notice of the way
that a thinker was understood by each of his successors, in the light of that person's own
preoccupations. Perhaps it is particularly enlightening to do so in relation to the earliest interpreters,
for in that way we get a sense of how the work was reported in the centuries immediately after the
work had been current. Such investigation of the ancient sources is a philosophical project in its own
right, because, as always, doing the history of philosophy is doing philosophy, and when Aristotle
reads his predecessors he is doing philosophy. So if we do this for Heraclitus, looking at what
Aristotle has to report on him, we find here not just a way of reading Heraclitus in the fourth century
BC, but in particular we can ask about the aspects of Heraclitus which Aristotle in particular took to
heart.
Does this tell us about Aristotle or about Heraclitus?
Perhaps both.
So in what follows I intend to survey under a number of headings the main topics that seem
to have figured in Aristotle's mind as "What Heraclitus was about". It may be interesting to see,
because it may not look exactly like what we ourselves have in mind as "What Heraclitus was about".
And it also throws up one particular theme, to which I will turn in the later part of the paper, which is
about smoke and smelling things. That theme also seems to be worth thinking about, for philosophical
reasons and not just historical ones.
2. Aristotle's Heraclitus (i) Surveys of cosmology and
metaphysics
Heraclitus is, for Aristotle, one among the predecessors whose views should be included in a survey
of the existing opinions on a topic before embarking on his own discussions and solutions of the
problems.
3
One of the classic passages of this sort is in the first book of the Physics. Heraclitus does not
appear by name there, except as someone committed to the identity of opposites (i.e. not as a
predecessor in physics but as a warning against a logical error).1 But in the comparable review in
Metaphysics A Heraclitus does appear by name, as someone who held (along with Hippasus of
Metapontum) that the first principle of things was fire.2 If we read back from this evidence into the
anonymous summaries of earlier views in the Physics it seems safe to suggest that in the Physics too,
where Aristotle classifies thinkers according to how many first principles they named, Aristotle
thought of Heraclitus as one among the collection of thinkers who held that there was one first
principle that was subject to change. 3
At Physics 184b16-18, for instance, the natural philosophers (phusikoi) are said to hold that
there was one changeable first principle. No names are given, and Aristotle proceeds to say "some
saying that the first principle was air, some that it was water", as though he was thinking of Thales and
Anaximenes above all.4 But later, at the start of chapter 4 of book 1, when Aristotle returns to
discussing the early physicists (after a digression on Eleatic monism) he suggests that people who
chose one element as the substratum made it "either one of the three or something else which is
thicker than fire but thinner than air." Here the suggestion that the one substrate might be "one of
the three" extends the earlier list of two candidates, air or water, to include a third, which we should
probably suppose is fire, given what Aristotle says elsewhere.5 And, by extrapolation from the
Metaphysics, we must surely be right to suppose that he envisages Heraclitus and Hippasus as
examples of thinkers who chose fire as their first principle.
1
Aristotle Phys A 2 185b19
2
Metaph. 984a7
3
The scheme in the Physics is to classify the predecessors by the number of first principles
that they invoke in order to explain the world. The aim is to make the Presocratics into monists or
pluralists, and to divide pluralists into those with a finite number of principles and those with infinite
numbers of original elements.
4
Neither Anaximenes nor Diogenes is named in the Physics, but in the Metaphysics they
appear together as the proponents of air as first principle.
5
At Metaph 989a6-9 Aristotle says that none of the early physicists took earth as the one
element, and at 984a5-9, having listed proponents of water, air and fire he says that Empedocles
added a fourth to these three options. This suggests that he thinks of the early thinkers as choosing
from a range of three items, air, fire and water.
4
All of this is a long-winded way of saying what we already knew implicitly, that when
Aristotle is thinking about the physics and ontology of the Presocratics he classifies Heraclitus as a
physicist who posited one non-permanent first principle, and that first principle is fire. This might not
be how we like to think of Heraclitus—as first and foremost a cosmologist with fire as a material first
principle. But there is no particular reason to think that this was how Aristotle thought of Heraclitus
either. Aristotle does, once or twice, put Heraclitus into the list of thinkers with something to say on
the physical origins of things, but we needn't suppose that he thought that he was summarising what
was most important about Heraclitus's thought when he did that. Aristotle was just doing what was
necessary in the context, to provide the pre-history of his own immediate project— the development
of an account of causation in the Physics, or the development of the enquiry into what is real in the
Metaphysics. Of course, if we insist on reading Aristotle only for his summaries of early physics and
metaphysics in these two respective surveys, then we shall come out thinking that Aristotle thought
that Heraclitus was a physicist.
In fact, even within those two texts there is ample evidence that Aristotle did not think of
Heraclitus only in relation to his fire doctrine. Few of Aristotle's comments on Heraclitus actually
occur in these systematic reviews of the existing literature. In a whole range of other contexts, in
these and other texts, Aristotle draws on Heraclitus for illustrations of possible positions or as a
stimulating dialectical interlocutor. Let us turn now to look at the more isolated reminiscences that
come to Aristotle's mind in other contexts.
3. Aristotle's Heraclitus (ii): the isolated
reminiscences
Because these occasions for mentioning Heraclitus do not belong to any systematic review of
Presocratic Philosophy we can assume that on these occasions, where Aristotle quotes Heraclitus out
of the blue, Heraclitus came to Aristotle's mind "from memory" so to speak. That is, Aristotle did not
go to Heraclitus's book to look up what Heraclitus said on the subject. Rather, when discussing some
theme, it occurred to Aristotle to mention some feature of Heraclitus's thought, or to quote from his
text, because Heraclitus meant something to him —because that feature of Heraclitus's thought sprang
to mind, as something relevant to the issue under discussion. It seems to me, therefore, that if we
look at what Aristotle says about Heraclitus on those other occasions we can arguably get a sense of
5
what Aristotle thought were the striking or original themes in Heraclitus. We can see what Heraclitus
meant to Aristotle, what he took him to stand for, or what he found memorable in his work.
Fire
It is true that fire does figure in one other context, besides the reviews of early cosmological
principles. In book 3 of the Physics, 205a1-5, Aristotle mentions the idea that periodically everything
becomes fire and he attributes this idea to Heraclitus. From the context, it is clear that he means that
the entirety of things becomes fire simultaneously, not that each thing severally derives from and
returns to fire intermittently or on occasion. This is confirmed by another allusion to periodicity at
De caelo 279b14, where Aristotle couples Empedocles and Heraclitus together as thinkers who held
that the universe oscillates eternally between two states. It is not explicitly said that for Heraclitus the
state into which the cosmos is destroyed is fire, but that is the natural conclusion if we juxtapose the
De caelo allusion with the more explicit wording of the Physics.
So we have one, or at most two, references to the idea of a periodic destruction into fire.
But it still remains true that the physical and cosmological themes are not the ones that figure most
prominently in Aristotle's intermittent allusions to Heraclitus.
Let us turn to look, then, at what are the principal themes for Aristotle.
Everything flows
Most obvious here is Aristotle's frequent mention of the twin ideas of flux (pavnta rJei'), and the river
fragment, particularly in the version "you can't step twice into the same river". This theme comes up
for mention at least four times in the Metaphysics6, at least three times in the Physics,7 once in the De
anima,8 once in the De caelo,9 and once in the Topics.10
In the Metaphysics A passage what Aristotle remembers is not so much Heraclitus as
Cratylus. He records Cratylus objecting to Heraclitus on the grounds that he should not have said
6
Metaph. A6 987a32; G5 1010a7-15; G8 1012b26; M4 1078b13.
7
Phys. E4 228a8; Q3 253b9; Q8 265a2.
8
De anima A2 405a28.
9
De caelo G1 298b29.
10
Topics A11 104b21.
6
you can't step twice, because in fact you can't step once. The quotation of Heraclitus's supposed
words are therefore embedded in what is effectively a quotation or paraphrase of Cratylus.11 Arguably
some of Aristotle's other allusions to this theme are likely to be allusions to the Cratylus version too,
particularly the ones that mention Plato's supposed debt to the Heraclitean legacy of flux.12 So we
may conclude that Aristotle does indeed think of Heraclitus as a flux person, and he does think of him
as the author of the river fragment, but clearly he associates that particular take on Heraclitus with
Cratylus in particular (and also with the dialectical response to it that is represented by the Platonic
world of the Forms). For him this is part of a history that belongs not just to metaphysics, but also to
the quest for reliable objects for language to talk about.
Contradicting oneself
A second recurrent theme in Aristotle's allusions to Heraclitus is to the idea of contradiction, and what
we would call the "unity of opposites" material. Notwithstanding the mention of fire as a material
principle in Book A of the Metaphysics, it is actually the contradiction theme that is most prominent in
later books of that work. Heraclitus's reputation for having tried to assert contradictory theses at the
same time is discussed twice in Book G of the Metaphysics and twice in book K.
In the first of these, probably the most famous, we are told that "It is impossible for anyone
to believe the same thing to be and not to be, in the way that some people think that Heraclitus
said."13 Again, as with the River fragment and its transmission via Cratylus, we might detect here in
the phrase "in the way that some people think that Heraclitus said", an allusion to a history of
interpretation and debate on this matter, in which some earlier interpreters before Aristotle had
taken Heraclitus to assert (and believe) contradictory propositions.
So we might suppose that Aristotle was reading Heraclitus through the eyes of a previous
commentator, as he was with Cratylus and the river fragment. On the other hand, the phrase "in the
way that some people think…" might simply be explained by the fact that Aristotle wishes to
dissociate himself from this straightforward reading of Heraclitus's propositions. He goes on to say
that people don't necessarily believe everything that they say, which implies that he thinks that
11
Metaph. 1010a7-15
12
Particularly Metaphysics M 1078b13.
13
Metaph 1005b23-5
7
Heraclitus did utter (or write) some contradictory propositions, but that he, Aristotle, is sceptical of
whether Heraclitus actually sincerely held the views that would be expressed by those propositions—
since he, Aristotle, actually thinks that it is not just psychologically impossible, but logically impossible,
to believe a contradiction.14 This would allow us to read the tinev" (some people) to refer to any
standard reading of Heraclitus that tries to take him at his word.
The propositions that Heraclitus is said to have uttered that are supposed to be
contradictory seem to be captured by the phrase ei\nai kai; mh; ei\nai (be and not be) in Aristotle's
account.15 Later this is modified to the idea that contradictions (ajntikeivmenai favsei")16 cannot be true
together, but this is only after Aristotle has shifted the terminology to show that we should be talking
about the truth and falsity of assertions and denials, rather than the idea of some thing "being" and "not
being". But it looks as though the primitive, pre-Aristotelian, motif is conceived in de re form, as the
idea that x is and is not, or perhaps that x is F and not-F,17 both at the same time. Transformed into de
dictu form, this means that the assertion "x is F" and its contradictory denial "x is not F" will both be
true. The idea that every statement is true (because nothing is made false by the truth of its
contradictory statement) is the position on which Aristotle hangs Heraclitus's name in Metaphysics
K.18
One might speculate (and people have speculated) about what Heraclitean material Aristotle
has in mind in these discussions of Heraclitus as a purveyor of the truth of contradictions. If we are
right that the unanalysed version, before Aristotle reworked it as a de dictu claim about the truth of
propositions, included the phrase ei\nai kai; mh; ei\nai (be and not be) then one option is that it
alludes to the phrase "we are and we are not" which attaches to the river fragment in the version
relayed by Heraclitus Homericus ("We step and do not step into the same rivers, we are and we are
14
The argument is not just that one would be unable to be sincere for psychological reasons,
but rather that holding opposite beliefs is being qualified in contradictory ways, and by the law of noncontradiction it is impossible for one and the same (mind) to be qualified in two contradictory ways.
Cf. also Physics 185a7.
15
Metaph 1005b24; 1012a25; cf 1012b6; 1062b2.
16
1062a22, 33; 1063b16.
17
Saying the man is a man is no more true than saying he is not a man or is a horse, 1062a
23-5; The thing turns out to be white and not white, 1063b22.
18
The converse position, that all statements are false, is attributed to Anaxagoras. The pair
of these positions are discussed together at Metaphysics G 1012a25 and Metaphysics K 1063b24-5.
8
not").19 If this is right, then we can link the passages in which Aristotle discusses the flux doctrine and
those in which he discusses contradiction; that is we can trace them back to similar material in
Heraclitus, and particularly the River Fragments. So far, then, we have one thread of material
appearing in Aristotle, namely the material that supports the idea that everything changes and that
every statement is true. The connection between these two doctrines was, of course, already implicit
in Plato.20
It is plausible to think that the notion that Heraclitus indulges in contradiction harks back not
just to the river fragments but to other material that we associate with what we call the "unity of
opposites". Two passages suggest that Aristotle was also familiar with this material and linked it to the
contradiction theme just investigated.
One is in Book 8 of the Topics chapter 5 where Aristotle says that some interlocutors whom
one engages in dialectical discussion may try to claim, for instance, that good and bad are one and the
same. 21 These people, Aristotle says, will deny that it is impossible for opposites to apply to the same
thing. However, he goes on, it is not that they actually hold these views but they are just saying what
they think Heraclitus said. Here it is clear that we are to imagine encountering someone who makes
"unity of opposites" kind of statements, "good and bad are one and the same", and this implicitly leads
them to deny the law of non-contradiction. Aristotle's view is that, as with Heraclitus himself, they
19
potamoi'" toi'" aujtoi'" ejmbaivnomevn te kai; oujk ejmbaivnomen, ei\mevn te kai; oujk ei\men.
Heraclitus Quaestiones Homericae 24. This fragment (or this version, if there was just one river
fragment) is often considered not to be genuine (e.g. Miroslav Marcovich Heraclitus, editio maior
(Merida: Los Andes University Press, 1967) 206, 11), and it is not even discussed in Charles Kahn The
Art and Thought of Heraclitus (Cambridge: Cambridge University Press, 1979). But the fact that
Aristotle seems to allude several times to a claim expressible as ei\nai kai; mh; ei\nai suggests that
there is some grounds for reinstating this phrase as plausibly Heraclitean and antedating Aenesidemus
and other possible late sources of this wording..
20
The discussion in Plato's Theaetetus attributes flux to Heraclitus in order to provide a
metaphysics that supports the idea that every judgement is true and incorrigible. The epistemological
side of the bargain is there provided by Protagoras. Protagoras also appears in Aristotle's discussion
at Metaphysics K 6.
21
Topics 159b30-35.
9
are not seriously committed to the truth of this position, but that it is a borrowed position which, in
any case, cannot be seriously held.22
The other passage is in Book 1 of the Physics. Aristotle is discussing the Eleatics' monism, and
wonders whether they mean that everything is one in the sense that something that has two names is
one and the same, as lwvpion and iJmavtion refer to one and the same garment. If that is what
Parmenides meant, says Aristotle, then we shall be saddled with a situation like what we find in
Heraclitus, where what it is to be good is the same as what it is to be bad, or what it is to be not
good, and then the same thing is good and bad, man and horse and so on.23 Whether or not we take
Aristotle to be a subtle and intelligent interpreter of the unity of opposites theme, we have to
recognise an allusion to Heraclitean material we know from other sources, particularly in the
repeated reference to taujtovn, "the same". It is also worth observing that in both these passages
Aristotle has chosen "good" and "bad" as his example of the things that Heraclitus identifies as one
and the same. Clearly that is, as it were, Aristotle's residual memory of what Heraclitus's unity of
opposites material was about. The implication is that he was thinking of material with a predominantly
ethical, or at least evaluative, feel.
Harmony of opposites
Another set of material relating to the harmony of opposites is also relevant here. In the Nicomachean
Ethics 1155b4 Aristotle is exploring suggestions from Euripides and Heraclitus about the role of
opposition in harmony. He attributes a number of thoughts to Heraclitus, some of which may be
roughly verbatim: 24
…and Heraclitus [used] the expressions 'to; ajntvixoun sumfevron' and 'ejk tw'n
diaferovntwn kallivsthn aJrmonivan' and 'pavnta kat∆ e[rin givnesqai'.
Aristotle Nicomachean Ethics 1155b4-6
Here the theme is clearly harmony, and in particular the idea that the ideal harmony is composed of
things at war with each other. This theme is distinct from the unity of opposites, because it denies
that the opposed items are identical. On the contrary it maintains that they are different, and that
their difference is crucial to their harmonious co-existence. Aristotle cites the expressions in an
22
Cf Aristotle's diagnosis of Heraclitus's insincerity, Metaphysics 1005 b23-5, discussed
23
Aristotle Physics 185b19-25.
24
Marcovich presents them only as a reminiscence of B80; DK identifies B8 here.
above.
10
ethical context, and there is confirmation that he thought of them as having some ethical or political
import in the fact that a similar theme occurs in the Eudemian Ethics 1235a25 where again Aristotle is
discussing the idea that opposites attract, and cites Heraclitus as follows:
And Heraclitus condemns the poet who says "Would that strife were eliminated
from among both gods and men" (Iliad 18.107); for there would be no harmony if
there were not high pitch and low pitch, nor would there be animals without female
and male being opposites.
Eudemian Ethics 1235a25-29
It is unclear, as usual, how much of this extract purports to report Heraclitus's own
thoughts, but it appears that Aristotle means to suggest that Heraclitus directly and explicitly attacked
Homer for expressing the desire that strife should be eliminated. The "for … " clause appears to
supply what Aristotle understands to be Heraclitus's reasoning or something like it. The reasoning
offered is not ethical or psychological—the examples are musical and biological—but Aristotle is using
the idea in an ethical context and he evidently treats it as a thesis that has bearing on ethical and
political strife.
The opening words of Heraclitus's book
Aristotle records the opening sentence of Heraclitus's book, part of fragment 1 at Rhetoric
1407b14:
For it is an effort to construe Heraclitus's writings because it is unclear whether a
word goes with what comes after or with what comes before, e.g at the beginning
of his book. He says "Of this logos which is always people are ignorant". It's unclear
which word to construe "always" with.
As with the other texts, it is likely that Aristotle is here quoting the line from memory.
Perhaps he recalls Heraclitus's words because his own grammar teacher used them as an illustration
of the importance of good sentence construction. Perhaps it comes to mind because Aristotle had
read Heraclitus's book and memorised its opening words.
In modern discussion of Heraclitus, Fragment 1, which is cited at much greater length by
Sextus Empiricus, is a key source for what we call the "Logos doctrine" in Heraclitus. That is, modern
scholarship makes much of the idea that there is a "logos", a formula or account which structures the
way the world works and which is implicitly presented in the words that Heraclitus writes. Aristotle,
however, passes over this aspect entirely in silence: nothing in any of his discussions of Heraclitus
suggests that he knows of such a thing. Of course the silence does not itself prove that he did not
have any interest in such a theme, but it might seem surprising (if he knew of it) that he does not
11
mention it either in connection with the unity of opposites or in connection with the physics of fire
and change. At any rate, when he recites the opening sentence of fragment 1 in the Rhetoric,
Aristotle's interest is only in the grammatical construction of the sentence, and he declines to
comment on the content.
4. Smoke
So far, then we have seen evidence that Aristotle identifies Heraclitus with conflagration, flux,
contradiction, ambiguous expressions, the prevalence of opposition and the unity of opposites. This is
hardly very exciting. It's rather just what we might expect. But it's the rest of the material, scattered
elsewhere in Aristotle's work, that seems to me to be interesting: that is, the strange and random bits
of Heraclitus that Aristotle sometimes remembers that do not have any obvious connection with any
of these five great Heraclitean themes. Here is what he recalls: (i) It's hard to fight against the temper,
for it puts the soul at stake;25 (ii) Heraclitus said that soul, which is a vapour, is the source from which
everything else is put together;26 (iii) Some people, including Heraclitus, think that the sun is some
kind of fire sustained by vapours and is new every day;27 (v) some people, including Heraclitus, think
that smell is a smoky inhalation whence Heraclitus said that if everything were to become smoke, it
would be the nostrils that would tell them apart;28 (iv) The pleasure of a horse and a dog and a man
are all different, and donkeys would choose sweepings rather than gold;29
When we juxtapose these ideas in this way there seem to be some common threads: there
are several things about souls, and several things about vapours and inhaling the vapours. And this
seems to be not unrelated to fire and burning, in the case of the sun, and there's clearly a connection
between burning and the smoky outputs that we'd have to discriminate if everything became smoke.
Add to that the thought that the pleasure of each thing might have something to do with what
nourishes it, and what smells it likes, and we have quite a smelly theme going for us here. So that is
25
Eudemian Ethics 1223b22; Nicomachean Ethics 1105a7; Politics 1315a29; quoting Heraclitus
fragment 85.
26
De anima 405a26
27
Meteor. 354b33, quoting Heraclitus fragment 6.
28
De sensu 443a23-4, quoting Heraclitus fragment 7.
29
Nicomachean Ethics 1176a6-8 quoting Heraclitus fragment 9.
12
what I wanted to explore, taking a cue from Aristotle. What is all this about the pleasures of inhaling
smoke?
The first thing to do, perhaps, is to explore the quotation that is the title of this paper,
fragment 7. "If all things were to turn to smoke, it'd be the nostrils that would tell them apart."30
What is going on here? Aristotle is interested only in the idea that a lot of earlier thinkers took smell
to be a smoky vapour. In fact it looks as though the quotation from Heraclitus has got slightly
misplaced, indeed as though it ought to have been a mere footnote in his lectures, since the sequence
of the text runs much better without it.31 But aside from the questions of how to reconstruct
Aristotle's lecture notes at this point, there is not much to be gained from exploring his analysis of
Heraclitus here, since it is geared simply to illustrating the idea that smell is the smoky type of
exhalation (a dry one) as opposed to steamy kinds of exhalation, which are the moist ones.32 But we
can still ask what Heraclitus's point was when he originally produced this saying.
How we take this fragment will depend upon whether we read the conditional as
counterfactual or not. When Heraclitus envisages that everything might turn to smoke, is he referring
to a situation that does occur periodically, or something that might occur sometime, or is he
entertaining a thought experiment?
Let's take the first alternative first, since it has something going for it (but, philosophically,
rather less than the second alternative I think). Suppose Heraclitus is referring to a time when (or
place where) all things turn to smoke, and this is a perfectly routine event. There are two occasions
to which this might refer: one is the idea of a periodic conflagration, in which everything is consumed
30
eij pavnta ta; o[nta kapno;" gevnoito, rJi'ne" a]n diagnoi'en. (De sensu 443a23-4).
31
The phrases immediately before and after the quotation in the manuscript are almost
identical, and clearly one is a doublet of the other. The editors have proposed transferring the one
from before the quotation to after it, and amalgamating it with the second. But surely the most
plausible explanation is that the quotation from Heraclitus interrupts the flow of the sentence, and is,
as it were, a footnote, not integrated into the text.
32
This is not to say that the context is misleading or faulty (contra Harold Cherniss Aristotle's
Criticism of Presocratic Philosophy (Baltimore: Johns Hopkins Press, 1935) 322, G S Kirk Heraclitus: the
cosmic fragments (Cambridge: Cambridge University Press, 1954) 233, Marcovich Heraclitus, editio
maior 419).
13
by fire— a doctrine which, as we have already seen, Aristotle attributed to Heraclitus.33 The other is
what we experience after death, in Hades.
One prima facie problem with supposing that the saying refers to the period when everything
is consumed by fire, since at that time presumably there would be no animals with nostrils to serve as
the perceiving subjects. We shall consider later whether this worry also applies to the alternative
counterfactual reading, but for now let us note that it is at least paradoxical to speak of a time when
everything has become smoke and when, in consequence, the discernment is done by nostrils.34 More
disturbingly, the idea that things turn to smoke seems to be distinct from the idea that everything is
consumed by fire, for smoke seems to be the after-effect of a fire. So are we referring to a distinct
period, not the period of total fire, but a subsequent period of universal smoke? A third worry might
be the thought that when everything turns to fire, that eliminates all differences,35 so it seems that
once the conflagration has occurred, there are no differences to be discerned; so surely the nostrils
would not do any distinguishing of things, since there are no different things to be identified. These
are problems that seem to count against taking the conditional to refer to an actual occasion when
things turn to smoke, at the conflagration.
The second option, then, is to take the thought to refer to another actual occasion, namely
how things are for souls in Hades. Is it the case that our experience of things is very different after
death? Do we, perhaps, live by our noses there? Well, there is some evidence to support that idea
(besides the fact that we are told in another of Heraclitus's sayings that what awaits us when we die is
33
Physics 205a1-5.
34
How paradoxical is this thought? I suspect it depends rather on what the "nostrils" (rJi'ne")
are. This might mean the fleshy part that we think of as the nose, but I suspect it is rather trying to
refer to the specific sense organ that detects smell (perhaps even to a passage or channel through
which vapours can pass). Could one have the nasal passage without there being the nose round it? Or
suppose we imagine that the sensory mechanism is itself composed of vapour or of some stuff capable
of carrying smell (typical of a like-by-like theory of sensation such as was common in the early Greek
period) then again it might seem not obvious that there is no smelling to be done in a world where all
there is is smoke (for some smokey bits might be reacting to others).
35
All things are an exchange for fire, and fire for all things, like goods for gold and gold for
goods, fragment 90.
14
far different from what we suppose).36 Plutarch in De facie in orbe lunae 943E links the idea that souls
are nourished by exhalations with the idea that souls operate by the sense of smell in Hades..37 As in
Aristotle, then, we have here a link between exhalations and the sense of smell, but this time we also
have Plutarch's specification that the place (or time) where smell is the operative sense for functioning
is "in Hades".
Where is Hades and what are the conditions like there? As Kahn points out, a standard
etymology for Hades is "sightless" (aji>dhv"),38 so the idea that we might not be using the sense of sight
there is a familiar one. But we also need to take note of the myth within which Plutarch himself cites
this Heraclitean view, which (as Kahn again observes)39 locates Hades as an airy region between the
earth and the moon, from which the purest souls beam upwards towards the sun in the form of a ray
of light. Kahn speculates that Plutarch's version retains more than a little of Heraclitus's model, and
that we should understand that these souls that have to use the sense of smell in Hades are the
ordinary, less than fully dry souls, which inhabit the intermediate region that is called Hades. They are
"nourished by exhalations", on this view, in the sense that, being insubstantial, they require nothing
more solid than some kind of vapours to keep them going.
Arguably, we need not ascribe the Platonic/Plutarchian idea that Hades is in the upper sky, to
Heraclitus, as Kahn does, or to Aristotle. Two other options strike me as compatible with the
material we have here. One is that Hades was an underworld for Heraclitus, as traditionally: that it
was a place beneath the earth which is dark and murky, perhaps even foggy, and occupied by
intangible and soundless shades which are themselves composed of vapours.40 In those conditions, the
only sense that could pick up any detail in Hades would be the sense of smell (there being nothing to
see, feel or hear down there). Another option is that the souls of the dead occupy the same region as
the living, only that things seem different to them, because they use only the sense of smell and are
nourished only by vapours. This would mean that they and we live in different worlds, just insofar as we
36
37
Clement Stromateis 4.144.3, quoting fragment 27.
o{ti ai{ yucai; ojsmw'ntai kaq∆ ”Aidhn, Plutarch De facie in orbe lunae 943E citing
Heraclitus fragment 98.
38
Kahn The Art and Thought of Heraclitus 257 citing Plato Cratylus 403a6.
39
On this material see particularly Kahn The Art and Thought of Heraclitus 258.
40
See Aristotle de anima 405a28.
15
pick up different distinctions in what is otherwise a common world, just as the sleepers enter a different
world when they fall asleep.
These, then, are two options for taking the conditional "if all things were to turn to smoke"
to refer to a situation which does sometimes obtain, namely either at the conflagration or in Hades.
Of the two I think the second is preferable and enjoys more support from the other Heraclitean
material that we know.
However, the other alternative remains to be investigated, whereby the conditional is read
as counterfactual, as a thought experiment to test our intuitions or to bring us to see some truth
about our grasp of the world. This reading was preferred by Reinhardt.41 On this reading we are to
imagine all things turning to smoke (though of course this is never a situation that would obtain, or at
least not one we expect is likely to obtain) and if that were the case then the sense we would need to
employ would be the sense of smell.
As above, we might worry whether this thought experiment makes sense, for how could
there be a perceiving subject if all that exists are the smokey objects? Yet the worry seems less
severe for this reading, for we do not need to imagine that this situation is really one which could
occur (I mean we need not imagine that there really is such a situation and in that situation some
hypothetical nostrils exist and do make discriminations between things). For even if it were logically
impossible that both (i) everything was turned to smoke and (ii) there were some non-smokey
perceiving nostrils, it might still be true that were it to be the case (per impossibile) that all perceptible
objects were smoke, then the distinctions between then would be picked up (if picked up at all) by
nostrils. Or, less counterfactually, in case all things did turn to smoke, then it would be nostrils that
would be needed. And, of course, the other provisos mentioned above about what "nostrils" might be
also apply here.
Kahn tries to discredit Reinhardt's counterfactual reading on the basis of two things. First he
implies that Reinhardt was motivated by the desire to eliminate the conflagration from genuine
Heraclitean teaching. For that reason, Kahn suggests, Reinhardt played down the relation of fragment
7 with fragment 66 in which Heraclitus says "Fire will come upon all things, discriminate them and
41
Karl Reinhardt Parmenides und die Geschichte der griechischen Philosophie, 2nd ed. (Frankfurt
am Main: Vittorio Klostermann, 1916/1959) 180 n.2;
16
catch them" (pavnta to; pu'r ejpelqo;n krinei' kai; katalhvyetai).42 Secondly Kahn suggests that the
grammar does not permit the counterfactual reading.43
Aristotle's report of fragment 7 is in reported speech in historic sequence. If this were
reported speech in English, the historic sequence would make the verbs more remote: "If all thing
turn to smoke, we shall need nostrils" would become, in oratio oblique, "he said that if all things were
to turn to smoke we should need nostrils." But in Greek this rule does not apply: typically the
reported speech retains the tense and mood of the direct speech. So unless I'm much mistaken
Heraclitus would have used the aorist optative in his original conditional, and he'd have said exactly
what Aristotle says he said, and what he says leaves it at best an open question as to whether things
will at some point become smoke, and perfectly compatible with the idea that the conditional will
never, and could never, be fulfilled.44
Suppose, then, with Reinhardt, that this is a counterfactual thought experiment. Why might
Heraclitus engage in that thought? Because, I suggest, he wanted to point out something about the
way we experience the world. Perhaps he wants to say that what we experience, and how we experience
it, depends upon the faculties that we have; or rather, to be more precise, even if we have all the
same faculties, what features we pick out as distinctive depends upon what kind of features serve a
useful role in enabling us to get around successfully. The thought expressed in fragment 7 is that all the
features that we take to be key features, when we are operating in a world where there are
important differences of colour, tactile qualities and sounds, all these cease to be distinctive or useful
at all in a world where there are only various kinds of smoky smells. Then all that we'd need would be
42
This quotation comes from Hippolytus, Refutatio 9.10, who takes it to be about ekpyrosis,
although if the verbs are taken in their epistemological sense it permits of other interpretations. In
any case the verbs are not the same as in fragment 7. See Catherine Osborne Rethinking Early Greek
Philosophy (London: Duckworth, 1987) 171-3.
43
"But the conditional of CXII is potential, not counterfactual. Things do become smoke; and
the possibility of everything going up in smoke is paralleled by the thought of fire 'catching up' with all
things in CXXI (D66)." Kahn The Art and Thought of Heraclitus 257.
44
I am grateful to James Diggle for an expert opinion that confirmed my intuition on this. For
similar counterfactual constructions in Heraclitus see also fr. 99: "if there were no sun it would be
night because of the other stars" (eij mh; hJlio" h\n, e{neka tw'n a[llwn a[strwn eujfrovnh a]n h\n) ; and
fr 15 "if it were not for Dionysus that they were making the procession… it would be shameless" (eij
mh; ga;r Dionuvswi pomph;n ejpoiou'nto ... ajnaidevstata ei[rgast∆ a[n.)
17
a nose, and we'd name things by their smells, not by their visual appearance (because, in this
hypothetical smoky world, their visual appearance would be a uniform fog).
We can now link this thought with two other fragments that we know well, though not from
Aristotle. One is fragment 67, about incense.45 The other is fragment 55, about how Heraclitus has a
preference for things revealed by sight and hearing. What should we do with these?
Let us take the second one first:
o{swn o[yi" ajkoh; mavqhsi", tau'ta ejgw; protimevw.
Fragment 5546
In the present tense, Heraclitus confesses that he gives priority, or ascribes higher value to, things of
which sight and hearing provide his understanding.47 At least with respect to sight, this thought rings
true, as contemporary philosophers and psychologists have sometimes observed. Out of all our five
senses, sight does seem to have a kind of epistemological priority—not that we necessarily do rely
more on sight but that we tend to think that sight is the main way of "seeing things" and we tend to
conceptualise all understanding in terms of vision. In fragment 55 Heraclitus mentions not just seeing
but hearing as well, though in another saying, fragment 101a, he seems to say that eyes are more
accurate witnesses than ears.48 Arguably Heraclitus means that things do indeed tend to carry more
weight for him if he has seen them or heard an eye witness account, but he may be acknowledging—
45
A link between 7 and 67 is seen by Marcovich Heraclitus, editio maior 419 and others, but I
disagree with them on what the point of it is.
46
From Hippolytus Refutatio 9.9.5 and 9.10.1
47
The fragment is ambiguous and there are several ways of understanding it. If the three
nouns are co-ordinate there is a list of three sources of evidence whose objects Heraclitus prefers
(sight, hearing, learning); mavqhsi" is often associated with learning from spoken words, i.e. by
teaching, so it would specify an additional kind of aural input. But alternatively "learning" may be the
predicate, to yield "things of which sight or hearing is the learning". A third option, suggested to me in
discussion by Ken Gemes, is that we should take the claim to mean "The things of which there is sight
and hearing, these I value most as a source of learning" (where learning is implicitly contrasted with
some other kind of discrimination, e.g. evaluative judgements, for which other resources are more
valuable). However, given the word order and the nominative cases, it is hard to extract this meaning
from the fragment.
48
The fragment is from Polybius 12.27, who quotes it in relation to the thought that there
are two senses, sight and hearing, that are the main source of our understanding and engagement with
the world, but that sight is rated higher by Heraclitus.
18
even regretting— the fact that he, like the rest of us, is tempted, not always rightly, to put a higher
value on what he has himself seen or heard.
In the world as we know it, we tend to place a great emphasis on things we see and hear.
But, if we return to fragment 7, Heraclitus reminds us that this would not be so if the distinctions that
those senses currently deliver were of no use or of no interest. For instance, if all things turned to
smoke, sight and hearing would be useless, for it would be a foggy and silent world. In those
circumstances, we'd get around by discerning differences in the smells. That would be the only thing
that mattered. So our current privileging of the information delivered by sight and hearing has
something to do with the way the world we live in appears to us, or which distinctions seem to
matter. But it might not be so in circumstances in which all the important differences were differences
of smell alone.
And now we might ask, is it really that the smells are less important to our lives? Or is it just
that with the senses we have got, we allow visual and audible information to take precedence, in such
a way that we miss out on the things that the nostrils would discern, were they given a chance to take
control? Is fragment 55 supposed to be an observation about the real nature of our existing world, and
the objective importance of visual and audible stimuli? Or is it an observation about how the world one
lives in is constructed by the perceiver, and depends upon the senses that one uses to discern things?
A smell-oriented perceiver, for instance, would inhabit a rather different world, even while
encountering the same underlying things. Perhaps, indeed, there might be other perceivers who go
through this world and put a priority on things of which smell is the source of information. Such a
perceiver might pay very little regard to the things that seem to matter to us, unless those are things
that we distinguished by their scent.
Now we have a sense that Fragment 7 might be saying something about how different the
world would be if the only distinctions that mattered were distinctions of smell. We got here by
reading the conditional counterfactually: if (as is not the case for us) all things were to become smoke,
then smell would be the faculty that took priority. Perhaps that thought is not so counterfactual after
all, however. For there might perhaps be subjects—not ourselves, but some other perceivers— for
whom this world is just a world of scents, if none of the other differences figure in their lives. Such
subjects, for instance, might include the dead, the dead who occupy Hades and who live by their sense
19
of smell alone. Perhaps then, this world might itself be Hades, only the dead perceive it with their noses
alone, and for them it is a world in which there is nothing but foggy vapours.
But let us go back to the incense fragment, fragment 67. Here it is, as reported by
Hippolytus, and supplemented and translated in the way that has become conventional:
oJ qeo;" hJmevrh eujfrovnh, ceimw;n qevro", povlemo" eijrhvnh, kovro" limov"
(tajnantiva a{panta, ou|to" oJ nou'"). ajlloiou'tai de; o{kwsper <pu'r> oJkovtan
summigh/' quwvmasin, ojnomavzetai kaq∆ hJdonh;n eJkavstou.
God is day night, winter summer, war peace, hunger satiety (all the opposites, that's
the idea). But it changes in the way that <fire>, when it's mixed with spices, is
named according to the savour of each.
Hippolytus Refutatio 9.10.8
The idea seems to be that fire (if "fire" is the correct supplement here) is named differently according
to the spices that are applied to it. But is it really talking about fire, or is it not rather about smoke? In
the burning of incense, the smells that we discern will be smoky exhalations; so it's with the smoke,
surely, that the spices get mixed, even though they are thrown onto the fire. And, of course, in the
case of such smoke, the organs to do the job of discerning which incense is which will be the nostrils.
So just as in the hypothetical case suggested by fragment 7, where everything turned to smoke, so
here too in the incense example, discrimination is a matter of picking out differences of smell, and
giving them names. Here in fragment 67, the smoke is an analogy, in the olfactory field, for other
differences which we pick up by various other senses. The differences listed at the beginning of
fragment 67, between day and night, winter and summer and so on, are distinctions to which we give
names—because they matter to us, no doubt—, but they are (says Heraclitus) only the same sort of
differences as the differences in smells yielded by throwing different kinds of incense on the fire.
Perhaps we have a tendency to think that the differences picked out by sight and the other senses
carry more weight?
"It is named according to the savour of each" says Heraclitus, in the translation given above.
But what are the names that we give to these olfactory experiences? One option is that we name
them according to what fragrance they give ("pine", "frankincense", "friar's balsam"…). Another option
is that we name them according to whether they are to our taste or not ("nice", "nasty", "putrid",
"fragrant", "pungent", "mild"…). It has become traditional (from Kirk at least)49 to take hJdonhv to mean
fragrance or savour, referring to the objective smell of the smoke, where eJkavstou means "of each
spice". According to this interpretation we understand that (independently of our judgement) there is
49
Kirk Heraclitus: the cosmic fragments 197.
20
such a savour, a different one for each spice. On the basis of those objective differences, which we
discern by the nose, we name what is really the same "fire" differently according to the different
smells it has when combined with one or other spice. On this reading it's not entirely clear in what
sense it is "really" the same fire, given that it has these objective differences, which are correctly
discerned by our senses, and described by the names we assign to each spice. Presumably the thought
is that there is a continuity under one description (it is all fire, or it is all smoke) and a discontinuity
under the other description (some is pine-scented, some is scented with frankincense and so on). But,
it might seem, variations in what it smells like are not substantial differences, and so also the
variations between night and day, or winter and summer, though they are objective differences are
not substantial differences either.
However, I think we should re-examine and perhaps reject that traditional rendering of the
fragment. It will be helpful to glance at another of Aristotle's memorable quotes from Heraclitus from
the list I gave above: fragment 9, about the donkeys and their preference for the sweepings from the
threshing floor. Here is what Aristotle says:
dokei' d'∆ei\nai eJkavstw/ zw/vw/ kai; hJdonh; oijkeiva, w{sper kai; e[rgon: hJ ga;r kata;
th;n ejnevrgeian. kai; ejf∆ eJkavstw/ de; qewrou'nti tou't∆ a]n faneivh: eJtevra ga;r
i{ppou hJdonh; kai; kuno;" kai; ajnqrwvpou, kaqavper ÔHravkleitov" fhsin o[nou"
suvrmat∆ a]n eJlevsqai ma'llon h] crusovn: h{dion ga;r crusou' trofh; o[noi".
For it seems that for each animal there is a pleasure of its own, as also a function
<for each>. Namely the one in accordance with its activity. And this would be
apparent to each one who reflects. For there is a different pleasure of a horse and a
dog and a man, as Heraclitus says "donkeys would choose sweepings rather than
gold"; for food is more pleasant than gold for donkeys.
Aristotle Nicomachean Ethics 1176a 3-8.
For Aristotle, Heraclitus's saying illustrates the thought "there is a different pleasure for each of the
animals," and his term for pleasure is, of course, hJdonhv. We might express his thought as follows: for
donkeys sweepings are lovely, but for humans they are worthless. 50 They are named according to the
pleasure of each (where "according to the pleasure of each" here means the preference of each
species, not the savour of the object).
50
There is some difficulty with the interpretation of the fragment because we don't quite
know what the word suvrmata, here translated as "sweepings" means. Understanding it to refer to
the sweepings from the threshing floor makes a lot of sense: these include a lot of chaff and other
debris from the corn, providing a little nourishment for donkeys, but they are worthless (despite their
golden colour) to humans. Aristotle goes on to explain the phrase by saying that donkeys prefer food,
but I think that Michael of Ephesus, who thinks the term surmata means green fodder has probably
missed the point that the golden sweepings are at issue.
21
It seems to me that Aristotle's thought here, about the preference of each species, is
arguably the same thought as the one expressed by Heraclitus in the incense fragment, or, at least, it
may be that Heraclitus was making a similar point about the preferences that observers bring to their
classification of the world, whether they are preferences that are common to the species or particular
to the individual. In Heraclitus's incense fragment too, we might take the motif of "hJdonh; eJkavstou"
to mean the preference of each observer, rather than the savour of each spice Taken that way the
incense fragment would be saying that the various smells are labelled with names that reflect the
perceiver's perspective on it, that is, according to the pleasure of each observer, hJdonh; eJkavstou. Of
course, if you are a smoker, then tobacco smoke smells good. If you have quit smoking, it is rancid
and disgusting. So we label the smells of this world as fragrant or putrid, according to our individual
preferences. So our classification of things is not just a matter of picking out in a descriptive way what
their objective nature is, but also reflects what we bring in the way of evaluative preferences. The
latter preferences make us classify things in terms of our interests, and so we inhabit a world that is
both common to all and particular to us.
It is tempting to understand this to mean that there is one objective world which has no real
distinctions, but that the variations detected are subjective ones, not real ones given in nature. But
that is not sufficiently subtle. Rather, we should say, there are indeed differences out there to discern,
represented by the idea of "different spices" being added to the fire. And our senses are sensitive to
those differences. But the idea of "the pleasure of each" adds to this model the idea that we perceive
with an interested gaze: that the world is not the same for all because we come with distinct
preferences and interests, which cause us to identify and dwell upon distinctions that matter to us.
Classifying the things of the world is not a merely descriptive activity. It incorporates an implicitly
evaluative outlook, that makes some of the objective distinctions strike us as more significant than
others, and our naming practices reflect this fact. "It is named according to the pleasure of each".
To return to fragment 7, then, if everything were to become smoke, all the visual and audible
differences would disappear. We'd just go around sniffing, and we'd find what we liked and what we
didn't like. That's how we would think of the world, and we would name the things in the world in
ways that reflected our interests and our preferences. Those labels would be how we would think of
the world, and, of course, the evaluative ones would come in opposites. But the distinctions would
acquire significance for us, because of what we brought to them, namely a sense of smell and a
22
preference for some smells over others. So too, we might suggest, in the world revealed to us by the
eyes and ears, there are distinctions that acquire significance for us and mark out differences that are
important in our world: day and night for instance. But surely these differences are meaningful to us
just because of what we bring to them, namely a sensitivity to light and darkness, and a preference for
one over the other. If that were not so, there would be no reason to divide the times in terms of day
and night. Perhaps that is what Heraclitus is trying to say when he says, in fragment 67, that God (if
"God" is correct there) is just called by different names on the basis of what we bring to our
understanding of the world.
5. Summary and conclusion
It seems to me, then, that Aristotle has a sequence of reminiscences of Heraclitus that cluster round a
theme. Smoke and vapours figure here, and are used in fragment 7 to conjure up the idea of a world
where all the distinctions that matter are identifiable only by the sense of smell, a world where there
are no visual or audible criteria for distinguishing one thing from another, or preferring one to
another. This leads to two rather separate motifs. One is the idea that the world may appear radically
different depending on the physical make-up of the creature who is observing it, such that one might
give a quite different list of what things there are in the world, if one saw the world in terms of its
smells rather than in terms of textures, or colours, or heat or light and darkness. There would be no
day or night, or winter or summer, unless, perhaps, they differed in smell. This is one part of the idea
that our account of the world depends upon what we bring to the experience, in this case what we
bring in the way of sense modalities capable of discerning differences. A similar story applies to our
preferences, which may not be merely a result of which sense modalities you operate by, since the
donkey's preference for the golden sweepings rather than gold coins is not, presumably, due to seeing
or tasting anything different, or lacking any sense that could pick out the visual or tactile properties of
gold. Rather it has to do with the way of life that is characteristic of donkeys, in which the practices
that make gold important to us simply do not and cannot figure. One is reminded here of
Wittgenstein's remark that if a lion could talk we could not understand him.51 For the divergence in
51
Wittgenstein Philosophical Investigations Part II xi, 223.
23
practices and values mean that there is, in effect, no common description available, of what appears to
be, in essence, a common world of physical objects.
However, we should not stop with the idea that what we bring in the way of interests and
preferences is all that matters; that is only part of the story, for what the world brings to us is clearly
important too. The reason why the differences of smell in the smokey world are so important is not
because we (in that hypothetical scenario) have just a sense of smell and no other senses. On the
contrary we are to imagine that we might have all the senses we now have, but the world has
changed so radically that the distinctions picked up by the other senses are not relevant, not worth
observing. It has become smoke. In such circumstances, even if we have all our senses, some of them
will cease to be of any use. This is not a change in our preferences but a change in which things
matter, a change brought about by the fact that things which might have mattered now no longer
matter, because they are not available to be appreciated.
If I am right, these two motifs belong with a familiar Heraclitean theme, namely that what is
objectively one common world may be quite different worlds for different inhabitants. It is worth
imagining that this dislocation might be so radical that even the dead and the living may inhabit the
same world but live past each other like ships in the night. So the smokey theme has a role in assisting
our grasp of what death would be like, since the foggy underworld where souls are merely vapours
and sight is a useless sense, may in fact just be this same world, perceived by those who are not in
touch with the distinctions we currently take to be significant.52
52
It is not clear whether we should take the hypothetical scenario in which smell is the only
useful sense to be contingently helpful in illustrating a general truth, or significantly different in some
important way from a hypothetical scenario that did not have to do with smell but, say, taste. Is it
essential that it mentions smell? In support of the idea that it is merely contingent, one might suggest
that it serves an alienating role, precisely to rid us of our assumption that sight and hearing are the
most important guides to what matters. In support of the idea that it is essential to Heraclitus's point,
one might cite the evidence in favour of souls being made of vapour, especially after death, and being
associated in some way with intelligence and also with operating by their sense of smell, as though the
sense of smell was actually the one that goes straight to the intelligence that is the soul in its pure and
dry state.
24
Appendix: The difficulty of controlling the temper.
There is one further theme that should be explored before we sign off this exploration of
Aristotle's Heraclitus. Several times Aristotle recalls Heraclitus fragment B85 when he is talking about
anger and the difficulty of controlling the temper. Here is one such passage from the Eudemian Ethics:
And it seems plausible that Heraclitus was thinking of the force of the temper when
he said that controlling it is painful: for "it is hard to fight against the temper," he
says, "for it stakes the soul…"
Eudemian Ethics 1223b22-4
The same saying, or parts of it are recalled twice more in the ethical treatises, once in the Politics
(1315a29) and once in the Nicomachean Ethics (1105a7). In the Politics passage, Aristotle is not
interested in the first part of the saying, about the difficulty of controlling the temper, as he was in the
Eudemian Ethics, but in the second half, about the price that one pays, the idea that one is profligate
with one's life when overcome by the temper. In the Nicomachean Ethics Aristotle is not interested in
the temper at all, but rather he invokes the saying in connection with some reflections on pleasure.
He gives a kind of adaptation or reworking of Heraclitus's thought about temper. What Aristotle
wants to say, in his own voice, is that fighting against pleasure is even harder than fighting against the
temper (whereupon he cites Heraclitus for the idea that fighting against the temper is hard).53
Fragment 85 is also known from Plutarch, who quotes it three times, but in a slightly longer
version.54 To Aristotle's "it stakes the soul",55 Plutarch's version adds "whatever it wants it stakes the
soul for".56 Still, the meaning of Aristotle's more condensed form seems to be exactly the same, given
how Aristotle explains it in the Politics passage.
I think that our first impulse is to read yuchv in fragment 85 as somewhat metaphorical, as
though Heraclitus meant that an angry man stakes everything, including his life, to get vengeance against
someone who has insulted him. However, it is worth noticing that this motif of buying or bartering
for a price has a role elsewhere in Heraclitus's thought, when in fragment 90 he says that "all things
are an exchange for fire, and fire for all things, like goods for gold and gold for goods." Here, buying
and selling goods for gold is a motif indicating a form of exchange in which value is preserved despite
the fact that the commodities are exchanged: one kind of stuff (the goods) is obtained in return for
53
Nicomachean Ethics 1105a7.
54
Plutarch Coriolanus 22; De cohibenda ira 457 D; Amatorius 755D.
55
yuch'" ga;r wjnei'tai.
56
o{ ti ga;r a]n qevlhi, yuch'" wjnei'tai.
25
another kind of stuff (the gold). And while the price is measured in one of these materials, in this case
the gold, still the value is the same in both. In fragment 90 the term for this exchange is ajmoibhv or
ajntamoibhv: that is it refers to an exchange; the deal actually takes place. In fragment 85, by contrast,
there is just the proposal to sell but no actual sale is enacted: anger offers the soul as the price it is
willing to pay to get what it wants in return. If the bargain were concluded, then the exchange would
presumably occur in accordance with whatever principles of exchange Heraclitus envisages: soul
would be exchanged for something else, for whatever is supposed to be the other side of the bargain.
So presumably we should understand that we are talking about laying down one's life for some cause.
I suppose that is what it is to pay with one's soul for something that anger wants — though it's not
clear who will actually obtain whatever it is that anger desires, if one pays with one's soul for it.
Perhaps this is part of the paradox, for it won't be me that gets the revenge I desire, for instance.
In this paradox, then, soul looks as if it is serving as some kind of marketable commodity. It is
at the same time both one's life and also a certain kind of stuff that comes and goes in the exchanges
of the cosmos. What kind of stuff? As we have seen, Aristotle refers in the De anima to the idea that
soul is an exhalation or vapour.57 I suppose that it may be either a moist vapour or a dry exhalation
depending on the condition it is in. This provides a physical analysis of the soul that is compatible with
the idea that it is one of the stuffs in the cosmos that can be a involved in processes of chemical
exchange, so that the picturesque metaphor of staking your soul as the price you will forfeit to get
what you want when angry is similar to the thought that things are exchanged for fire in a manner
analogous to purchasing goods at the market.
But perhaps the metaphor should not be pressed unduly. Heraclitus is not the kind of
philosopher who provides a strict non-metaphorical analysis of the physics of the world. His sayings
generally function at more than one level. Nevertheless, regardless of whether soul might be a kind of
vapour involved in physical or chemical processes of exchange and substitution, I do think that it is
worth juxtaposing fragment 85 with the other ones about smells and vapours that we have collected
from elsewhere in Aristotle's work. For is it not striking that the range of material from Heraclitus
that comes readily to mind for Aristotle includes so many partially connected thoughts about soul,
about smoke, about vapours and smells, and about pleasures? It is not just that Aristotle's intuitive
picture of Heraclitus extends well beyond the cosmology and logic that we tend to remember finding
57
De anima 405a26; see also Eusebius Pr. Ev. 15.20, and Heraclitus fragment 36, 76, 118.
26
there. It is that there is something like a theme here, and that it is tempting to think that the theme is
not just a result of accidental selection but was perhaps more central to Heraclitus's book, and to
Aristotle's memory of that book, than we would normally suppose.58
Bibliography
Cherniss, Harold Aristotle's Criticism of Presocratic Philosophy. Baltimore: Johns Hopkins Press, 1935
Kahn, Charles The Art and Thought of Heraclitus. Cambridge: Cambridge University Press, 1979
Kirk, G S Heraclitus: the cosmic fragments. Cambridge: Cambridge University Press, 1954
Marcovich, Miroslav Heraclitus, editio maior. Merida: Los Andes University Press, 1967
Osborne, Catherine Rethinking Early Greek Philosophy. London: Duckworth, 1987
Reinhardt, Karl Parmenides und die Geschichte der griechischen Philosophie. 2nd ed. Frankfurt am Main:
Vittorio Klostermann, 1916/1959
58
I am grateful to Enrique Hülsz for inviting me to write this paper and organising the
conference in Mexico, and I should like to acknowledge a debt to many of the participants in that
conference, and also to friends at the Welsh Philosophical Society 2007 for plentiful comments and
advice which have enabled me to improve the argument and the focus of the paper.