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Supervenience arguments under relaxed assumptions

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Abstract

When it comes to evaluating reductive hypotheses in metaphysics, supervenience arguments are the tools of the trade. Jaegwon Kim and Frank Jackson have argued, respectively, that strong and global supervenience are sufficient for reduction, and others have argued that supervenience theses stand in need of the kind of explanation that reductive hypotheses are particularly suited to provide. Simon Blackburn’s arguments about what he claims are the specifically problematic features of the supervenience of the moral on the natural have also been influential. But most discussions of these arguments have proceeded under the strong and restrictive assumptions of the S5 modal logic. In this paper we aim to remedy that defect, by illustrating in an accessible way what happens to these arguments under relaxed assumptions and why. The occasion is recent work by Ralph Wedgwood, who seeks to defend non-reductive accounts of moral and mental properties together with strong supervenience, but to evade both the arguments of Kim and Jackson and the explanatory challenge by accepting only the weaker, B, modal logic. In addition to drawing general lessons about what happens to supervenience arguments under relaxed assumptions, our goal is therefore to shed some light on both the virtues and costs of Wedgwood’s proposal.

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Notes

  1. For example, in Hughes and Cresswell (1996).

  2. Point of clarification: in our diagrams, we will follow the convention that the absence of an arrow is the absence of information about accessibility, rather than positive information about non-accessibility—so Fig. 1 is neutral about whether w2 is accessible from w1 and conversely, as well as about whether w is accessible from each of w1 and w2, and about whether any world is accessible from itself. To indicate non-accessibility, we will use crossed arrows (as in Fig. 6).

  3. The issues surrounding quantifying over merely possibly possible worlds, under the assumption that axiom (4) is false, are complex; we propose to finesse those issues here by ignoring them.

  4. SSC(w1,w2) ≡ ∀x ∈ D(w1) ∀y ∈ D(w2)(B-indiscern(x,y) → A-indiscern(x,y)), where ‘D(w1)’ picks out the domain of world w1—the class of objects existing at that world, and ‘B-indiscern(x,y)’ is an abbreviated way of saying that x and y share all of their B-properties—i.e., that for each property in B, x has it if and only if y does (∀G∈B(Gx ≡ Gy))—and similarly for ‘A-indiscern(x,y)’. Wedgwood formulates strong supervenience somewhat differently, the main difference being that his formulation requires the assumption that set of the B-properties is closed under Boolean operations; the formulation used in this note does not require this assumption. In the main text we’ll ignore the precise characterization of the Strong Supervenience Condition, the better to make clear how the (E) and (4) assumptions affect the relationship among different kinds of supervenience.

  5. GSC(w1,w2) ≡ (B-indiscern(w1,w2) → A-indiscern(w1,w2)), where ‘B-indiscern(w1,w2)’ is an abbreviated way of saying that w1 and w2 have the same distribution of B-properties. There are different ways of precisifying what it takes for two worlds to have the ‘same distribution’ of B-properties; the same point goes for each of these, and we won’t worry about such details, here.

  6. Kim (1984) originally argued that strong supervenience did follow from global supervenience in every model; countermodels were subsequently given by Hellman (1985) and others, as discussed in Kim (1987). In an enlightening paper, Paull and Sider (1992) argue that in interesting cases, these countermodels violate combinatorial constraints on the space of possible worlds, and hence strong supervenience may indeed follow from global supervenience in intended models. We won’t wade into these questions, here.

  7. One possible complication with the argument may arise if A includes relations as well as one-place properties. At a minimum, this makes a more careful formulation of the argument necessary.

  8. ‘The same line of argument can be applied mutatis mutandis to ethical and descriptive predicates and open sentences: for any ethical predicate there is a purely descriptive one that is necessarily co-extensive with it’ (Jackson 1998, p. 123).

  9. The reasoning here will not rely on the members of B* being mutually exclusive, but this will come into play in one of the proofs in the Appendix.

  10. See, for example, Schroeder (2005).

  11. To be more precise, relaxing assumption (E) is necessary but not sufficient for evading the first, constructability, step of the Kim-Jackson style arguments. It is not necessary for evading those arguments tout court, because it is possible to evade them at the second, philosophical step, at which they assume that necessary coextensive (equivalent) properties (propositions) are identical.

    Billy Dunaway has pointed out to us (in discussion) that the claims (i) through (iv) are jointly unsatisfiable

    1. (i)

      ~(E)

    2. (ii)

      (B)

    3. (iii)

      necessary coextensiveness is necessary and sufficient for property identity

    4. (iv)

      if properties P and Q are identical (at a world), they are necessarily identical at that world.

    The proof (by reduction) is very straightforward: We start by constructing a model in which (E) fails (the square brackets indicate which propositions are true at the worlds and the arrows the indicate accessibility-relation):

    w 1 [p] ← w 2 [◊p, ~ p] → w 3 [~ ◊p]

    Here, ◊p is true at w2 because w2 ‘sees’ w1, but □◊p is not, because w2 also sees w3; hence we have the antecedent of (E) but not its consequent. Assumption (ii) tells us that accessibility-relations must hold symmetrically across the model:

    w 1 [p] ⇄ w 2 [◊p, ~p] ⇄ w 3 [~◊p]

    Assuming the sufficiency direction of (iii) at w3, the property λx. p is identical with the property λx. x ≠ x at w3. Moreover, this identity is necessary (by (iv)). Since w2 is accessible from w3, the identity must hold in w2, too. So λx. p and λx. x ≠ x are identical at w2. By (iv) they are necessarily identical. Now, w1 is accessible from w2, so the identity must hold in w1, too. But since p is true at w1, the extension of p at w1 is non-empty, assuming that w1 has a non-empty domain (which we now assume by stipulation). Hence by (iii) again, the two properties cannot be identical at w1. Contradiction!

    We think that this proof is prima facie good evidence that one cannot reject S5 (while accepting B) without giving up one of (iii) and (iv). There are some possible complications with the proof (it assumes unrestricted comprehension for properties within a second-order framework) but we think they may not be decisive. It seems to us that denying (iv) is mind-boggling, so we conclude that (iii) has to go (notice that in Dunaway’s proof both directions of (iii)—the sufficiency and the necessity—are appealed to).

    This basic consequence should really be no surprise; in any ~(4)-model, properties can be necessarily coextensive without being necessarily necessarily coextensive, and necessarily necessarily coextensive without being necessarily necessarily necessarily coextensive, and so on. So intuitively, it is not plausible that necessary coextensiveness is sufficient for property identity after all; a better candidate is hypernecessary coextensiveness, where ‘hypernecessarily p’ is defined as the limit of ‘~p’, ‘~~p’, ‘~~~p’…. But then the constructability argument would need to establish properties that are hypernecessarily equivalent, not just necessarily equivalent.

  12. Any reason other than the reason that your theory requires you to hold one version while denying the other.

  13. We choose this more complicated way of expressing alethic modality because we think that ‘it is possible that p’ mostly expresses epistemic possibility.

  14. See, for example, Kim (1984, p. 65), where Kim formulates world-relative strong supervenience in this way. He does not call it ‘world-relative’, of course, because he does not distinguish it from absolute strong supervenience.

  15. Note that in (ii) the property-quantifiers have to take scope over the whole conditional—which means that they don’t occur within the scope of any modal operator. While (i) requires the assumption that all A-and B-maximal properties exist in all possible worlds (regardless of whether they are instantiated in those worlds), (ii) requires only the (weaker) assumption that all A- and B-maximal properties exist at the actual world. This creates a complication we’ll need to gloss over, here.

  16. For example, see Paull and Sider (1992, p. 834) and McLaughlin (1997, p. 210).

  17. The difficulty in being sure that we understand (I) properly when we consider it in ordinary language, lies in being sure that the second ‘necessarily’ is clearly understood as having scope inside the first. Any reading on which this is not clear may simply be confusing world-relative strong supervenience with absolute strong supervenience.

  18. Thanks to an anonymous referee for reminding us how the assumption of (E) may be thought to mediate such confusion.

  19. Thanks to Tristram McPherson for pushing us on the relative implausibility of Wrong and Wrong* along these lines.

  20. For this reasoning to go through we have to assume that intentional properties are not reducible to or constructible out of phenomenal properties.

  21. Special thanks to Billy Dunaway, Ralph Wedgwood, Karen Bennett, Tristram McPherson, and a blind referee for Philosophical Studies.

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Appendices

Appendix A.1: proof that ii and SSAbs are equivalent

We begin by noting that SSAbs can be broken up into the following two parts (i.e., that it is equivalent to their conjunction):

$$ {\text{SS}}_{{_{ 1} }}^{\text{Abs}} \quad \forall {\text{w}}_{{:{\text{R}}(@,{\text{w}})}} \forall {\text{v}}_{{:{\text{R}}(@,{\text{v}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fx}} \supset {\text{Fy}})] $$
$$ {\text{SS}}_{ 2}^{\text{Abs}} \quad \forall {\text{w}}_{{:{\text{R}}(@,{\text{w}})}} \forall {\text{v}}_{{:{\text{R}}(@,{\text{v}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fy}} \supset {\text{Fx}})] $$

Observe that SS Abs1 and SS Abs2 are notational variants of one another (swapping x for y and w for v, and switching the order of the universal quantifiers and the biconditional). Hence, since SSAbs is equivalent to their conjunction, it is equivalent to each. So this reduces our problem to that of showing that ii is equivalent to SS Abs1 .

  1. ii.

    ∀F∈A∀G∈B*[◊∃x(Fx&Gx) ⊃ □∀y(Gy ⊃ Fy)]

⇔ (by possible-world equivalences for ‘□’ and ‘◊’)

  1. 1

    ∀F∈A∀G∈B*[∃w:R(@,w)∃x∈D(w)(Fx&Gx) ⊃ ∀v:R(@,v)∀y∈D(v)(Gy ⊃ Fy)]

⇔ (by quantifier movement rule from predicate logic)

  1. 2

    ∀w:R(@,w)∀v:R(@,v)∀F∈A∀G∈B*[∃x∈D(w)(Fx&Gx) ⊃ ∀y∈D(v)(Gy ⊃ Fy)]

⇔ (by second application of quantifier movement rule from predicate logic)

  1. 3

    ∀w:R(@,w)∀v:R(@,v)∀x∈D(w)∀y∈D(v)∀F∈A∀G∈B*[(Fx&Gx) ⊃ (Gy ⊃ Fy)]

⇔ (by exportation and importation)

  1. 4

    ∀w:R(@,w)∀v:R(@,v)∀x∈D(w)∀y∈D(v)∀F∈A∀G∈B*[(Gx&Gy) ⊃ (Fx ⊃ Fy)]

⇔ (reversing quantifier movement rule from predicate logic)

  1. 5

    ∀w:R(@,w)∀v:R(@,v)∀x∈D(w)∀y∈D(v)[∃G∈B*(Gx&Gy) ⊃ ∀F∈A(Fx ⊃ Fy)]

⇔ (by definition of B* (the set of B-maximal properties))

  1. 6

    ∀w:R(@,w)∀v:R(@,v)∀x∈D(w)∀y∈D(v)[∀G∈B(Gx ≡ Gy) ⊃ ∀F∈A(Fx ⊃ Fy)].\( \quad \square \)

It is a trivial corollary of the equivalence of ii and SSAbs that for any B model M, M⊨SSAbs just in case M⊨ii.

Appendix A.2: proof that for all B models M, MSSWR just in case Mi

As with SSAbs, we begin by noting that SSWR can be broken up into the following two parts (i.e., that it is equivalent to their conjunction):

$$ {\text{SS}}_{1}^{\text{WR}} \quad \forall {\text{w}}_{{:{\text{R}}(@,{\text{w}})}} \forall {\text{v}}_{{:{\text{R}}({\text{w}},{\text{v}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fx}} \supset {\text{Fy}})] $$
$$ {\text{SS}}_{ 2}^{\text{WR}} \quad \forall {\text{w}}_{{:{\text{R}}(@,{\text{w}})}} \forall {\text{v}}_{{:{\text{R}}({\text{w}},{\text{v}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fy}} \supset {\text{Fx}})] $$

Unlike SSAbs, however, SS WR1 and SS WR2 are not equivalent. (This is why we show only that in B models, M⊨i just in case M⊨SSWR.) So we’ll proceed by first showing that for any world @, SS WR1 holds at @ just in case i. does. So if M⊨SSWR, then M⊨i, giving us one direction, and if M⊨i, then M⊨SS WR1 , giving us one half of the other.

$$ {\text{SS}}_{1}^{\text{WR}} \quad \forall {\text{w}}_{{:{\text{R}}(@,{\text{w}})}} \forall {\text{v}}_{{:{\text{R}}({\text{w}},{\text{v}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fx}} \supset {\text{Fy}})] $$

⇔ (by the definition of B* (the set of B-maximal properties))

  1. 1

    ∀w:R(@,w)∀v:R(w,v)∀x∈D(w)∀y∈D(v)[∃G∈B*(Gx&Gy) ⊃ ∀F∈A(Fx ⊃ Fy)]

⇔ (by quantifier movement rule from predicate logic)

  1. 2

    ∀w:R(@,w)∀v:R(w,v)∀x∈D(w)∀y∈D(v)∀F∈A∀G∈B*[(Gx&Gy) ⊃ (Fx ⊃ Fy)]

⇔ (by exportation and importation)

  1. 3

    ∀w:R(@,w)∀v:R(w,v)∀x∈D(w)∀y∈D(v)∀F∈A∀G∈B*[Fx ⊃ (Gx ⊃ (Gy ⊃ Fy))]

⇔ (reversing quantifier movement rule from predicate logic)

  1. 4

    ∀w:R(@,w)∀x∈D(w)∀F∈A[Fx ⊃ ∀G∈B*∀v:R(w,v)∀y∈D(v)(Gx ⊃ (Gy ⊃ Fy))]

⇔ (second application of quantifier movement rule from predicate logic)

  1. 5

    ∀w:R(@,w)∀x∈D(w)∀F∈A[Fx ⊃ ∀G∈B*(Gx ⊃ ∀v:R(w,v)∀y∈D(v)(Gy ⊃ Fy))]

⇔ (by possible-world equivalence for ‘□’)

  1. 6

    □∀x∀F∈A[Fx ⊃ ∀G∈B*(Gx ⊃ □∀y(Gy ⊃ Fy))]

⇔ (by assumption that ∀x∃!G∈B*(Gx)))

  1. i

    □∀x∀F∈A[Fx ⊃ ∃G∈B*(Gx&□∀y(Gy ⊃ Fy))]

What remains, then, is to show that if M⊨i, then M⊨SS WR2 . We’ll show this by showing that if M⊨SS WR1 , then M⊨SS WR2 .

So let @ be any world in M, w be any world such that R(@,w), and v be any world such that R(w,v). To establish M⊨SS WR2 , we seek to show that

$$ \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fy}} \supset {\text{Fx}})]. $$

Since M⊨SS WR1 , we know that SS WR1 holds at v—i.e., that (using a and b as bound variables over worlds)

$$ \forall {\text{a}}_{{:{\text{R}}({\text{v}},{\text{a}})}} \forall {\text{b}}_{{:{\text{R}}({\text{w}},{\text{b}})}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{a}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{b}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fx}} \supset {\text{Fy}})]. $$

Moreover, since we are assuming that M is a B model, we know that R(v,v) and R(v,w). Hence (substituting v for a and w for b and applying universal instantiation):

$$ \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gx}} \equiv {\text{Gy}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fx}} \supset {\text{Fy}})]. $$

But this is a notational variant on what we want to show: switching x and y:

$$ \forall {\text{y}}_{{ \in {\text{D}}\left( {\text{v}} \right)}} \forall {\text{x}}_{{ \in {\text{D}}\left( {\text{w}} \right)}} [\forall {\text{G}}_{{ \in {\text{B}}}} ({\text{Gy}} \equiv {\text{Gx}}) \supset \forall {\text{F}}_{{ \in {\text{A}}}} ({\text{Fy}} \supset {\text{Fx}})] \quad \square. $$

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Schmitt, J., Schroeder, M. Supervenience arguments under relaxed assumptions. Philos Stud 155, 133–160 (2011). https://doi.org/10.1007/s11098-010-9569-1

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