Abstract
Mayr’s distinction between proximate and ultimate explanation is justly famous, marking out a division of explanatory labor in biology. But while it is a useful heuristic in many cases, there are others in which proximate factors play an important role in shaping evolutionary trajectories, and in such cases, each project is sensitive to, and relevant to, the other. This general methodological claim is developed in the context of a discussion of human cooperation, and in particular, in a discussion on the puzzling stability of the social contract over the Pleistocene–Holocene transition. For I argue that while we have a plausible account of the stability of Pleistocene cooperation, the stabilizing factors of the Pleistocene disappear in the Holocene, but cooperation does not. Holocene humans solved many collective action problems; cooperation did not collapse despite the apparent growth of free-riding elites. So the article combines a methodological claim about the interaction of proximate and evolutionary biology with a substantive one about the ecology of human cooperation.
Similar content being viewed by others
Notes
“The Orma, for example, immediately recognized that the PGG was similar to the harambee, a locally initiated contribution that Orma house-holds make when their community decides to pursue a public good, such as constructing a road or school. They dubbed the experiment ‘the harambee game’ and contributed generously (mean 58 % with 25 % full contributors)” (p. 811).
They are also somewhat skeptical of the empirical foundations of work on strong reciprocity and cultural group selection.
Restructuring juvenile learning environments as a by-product of a change in adult life ways might well be sufficient to stabilize a new skill. But young hominins certainly had some capacity to supplement trial-and-error learning with social learning as well: great ape capacity to learn by accurate imitation is at best limited, but they certainly can and do learn something by observing others; they can learn that stone is a resource that can be used to break into (say) a large bone, even if they cannot learn by observation just how the trick is done. Sterelny (2012) shows how this model of social learning is supported by the human archaeological record.
These peoples have often serious obesity-related health problems.
Most obviously, because resources are tapped into lower in the food web, but also because farmers suppress grain-bearing plants’ competitors, so a larger fraction of the total productivity of that trophic level is made available to human consumption.
And perhaps transitions in the opposite direction too: there is a preliminary analysis of Pacific and South East Asian cultures that suggests that the increase in social complexity is incremental, but complexity can be lost too, and when it is, the decline need not be incremental (Currie et al. 2010).
References
Ambrose S (2001) Paleolithic technology and human evolution. Science 291:1748–1753
Ambrose S (2010) Coevolution of composite-tool technology, constructive memory, and language. Curr Anthropol 51(Suppl 1):S135–S147
Avital E, Jablonka E (2000) Animal traditions: behavioural inheritance in evolution. Cambridge University Press, Cambridge
Bellwood P (2004) The first farmers: the origins of agricultural societies. Wiley-Blackwell, Oxford
Binmore K (1994) Game theory and the social contract. vol 1: Playing fair. MIT Press, Cambridge
Bird RB, Smith EA (2005) Signaling theory, strategic interaction, and symbolic capital. Curr Anthropol 46:221–248
Boehm C (1999) Hierarchy in the forest. Harvard University Press, Cambridge
Bogucki P (1999) The origins of human society. Blackwell, Oxford
Bowles S, Gintis H (2011) A cooperative species: human reciprocity and its evolution. Princeton University Press, Princeton
Boyd R, Gintis G et al (2005) The evolution of altruistic punishment. In: Gintis H, Bowles S, Boyd R, Fehr E (eds) Moral sentiments and material interests: the foundations of cooperation in economic life. MIT Press, Cambridge, pp 215–227
Choi J-K, Bowles S (2007) The coevolution of parochial altruism and war. Science 318:636–639
Cohen MN (2009) Introduction: rethinking the origins of agriculture. Curr Anthropol 50:591–595
Currie T, Greenhill S, Gray RD, Hasegawa T, Mace R (2010) Rise and fall of political complexity in island South-East Asia and the Pacific. Nature 467:801–804
Edgerton RB (1992) Sick societies: challenging the myth of primitive harmony. Free Press, New York
Fehr E, Fischbacher U (2003) The nature of human altruism. Nature 425:785–791
Foley R, Gamble C (2009) The ecology of social transitions in human evolution. Philos Trans R Soc Lond B 364:3267–3279
Gardner A (2009) Adaptation as organism design. Biol Lett 5:861–864
Gintis H, Henrich J, Bowles S, Boyd R, Fehr E (2008) Strong reciprocity and the roots of human morality. Soc Justice Res 21:241–253
Godfrey-Smith P (2000) Explanatory symmetries, preformation, and developmental systems theory. Philos Sci 67:322–331
Godfrey-Smith P (2009) Darwinian populations and natural selection. Oxford University Press, Oxford
Grafen A (2007) The formal Darwinism project: a mid-term report. J Evol Biol 20:1243–1254
Hare B, Melis A, Woods V, Hastings S, Wrangham R (2007) Tolerance allows bonobos to outperform chimpanzees on a cooperative task. Curr Biol 17:619–623
Hawkes K (2003) Grandmothers and the evolution of human longevity. Am J Hum Biol 15:380–400
Henrich J, Boyd R (1998) The evolution of conformist transmission and the emergence of between-group differences. Evol Hum Behav 19:215–242
Henrich J, Boyd R, Bowles S, Camerer C, Fehr E, Gintis H, McElreath R, Alvard M, Barr A, Ensminger J, Smith Henrich N, Hill K, Gil-White F, Gurven M, Marlowe FW, Patton JQ, Tracer D (2005) “Economic man” in cross-cultural perspective: behavioral experiments in 15 small-scale societies. Behav Brain Sci 28:795–855
Hrdy SB (2009) Mothers and others: the evolutionary origins of mutual understanding. Harvard University Press, Cambridge
Jablonka E, Lamb M (2005) Evolution in four dimensions. MIT Press, Cambridge
Kaplan H, Hooper P, Gurven M (2009) The evolutionary and ecological roots of human social organization. Philos Trans R Soc Lond B 364:3289–3299
Laland KN, Sterelny K, Odling-Smee J, Hoppitt W, Uller T (2011) Cause and effect in biology revisited: is Mayr’s proximate-ultimate dichotomy still useful? Science 334:1512–1516
Laland KN, Odling-Smee J, Hoppitt W, Uller T (2012) More on how and why: cause and effect in biology revisited. Biol Philos (in press)
Lewontin RC (1970) The units of selection. Ann Rev Ecol Syst 1:1–14
Lombard M, Phillipson L (2010) Indications of bow and stone-tipped arrow use 64,000 years ago in KwaZulu-Natal, South Africa. Antiquity 84:635–648
Mayr E (1961) Cause and effect in biology. Science 134:1501–1506
O’Connell JF, Hawkes K, Blurton Jones NGB (1999) Grandmothering and the evolution of Homo erectus. J Hum Evol 36:461–485
Odling-Smee J, Laland KN, Feldman MW (2003) Niche construction: the neglected process in evolution. Princeton University Press, Princeton
Okasha S (2006) Evolution and the units of selection. Oxford University Press, Oxford
Richerson P, Boyd R (1999) Complex societies: the evolutionary origins of a crude superorganism. Hum Nat 10:253–289
Sapolsky R (2006) Social cultures among nonhuman primates. Curr Anthropol 47:641–656
Sapolsky R, Share L (2004) A Pacific culture among wild baboons: its emergence and transmission. Public Libr Sci (Biology) 2:534–542
Scott-Phillips T, Dickins TE, West SA (2011) Evolutionary theory and the ultimate-proximate distinction in the human behavioral sciences. Perspect Psychol Sci 6:38–47
Seabright P (2010) The company of strangers: a natural history of economic life. Princeton University Press, Princeton
Seabright P (forthcoming) The birth of hierarchy. In: Calcott B, Fraser B, Joyce R, Sterelny K (eds) Cooperation and its evolution. MIT Press, Cambridge
Shenk MK, Borgerhoff Mulder M, Beise J, Clark G, Irons W, Leonetti D, Low BS, Bowles S, Hertz T, Bell A, Piraino P (2010) Intergenerational wealth transmission among agriculturalists: foundations of agrarian inequality. Curr Anthropol 51:65–83
Shennan S (2002) Genes, memes and human history: Darwinian archaeology and cultural evolution. Thames and Hudson, London
Shennan S (2008) Canoes and cultural evolution. Proc Natl Acad Sci USA 105:3175–3176
Shultziner D, Stevens T, Stevens M, Stewart BA, Hannagan RJ, Saltini-Semerari G (2010) The causes and scope of political egalitarianism during the last glacial: a multi-disciplinary perspective. Biol Philos 25:319–346
Smith EA, Hill K, Marlowe F, Nolin D, Wiessner P, Gurven M, Hertz T, Bell A (2010) Wealth transmission and inequality among hunter-gatherers. Curr Anthropol 51:19–34
Sperber D, Clément F, Heintz C, Mascaro O, Mercier H, Origgi G, Wilson D (2010) Epistemic vigilance. Mind Lang 25:359–393
Sterelny K (2003) Thought in a hostile world. Blackwell, New York
Sterelny K (2007a) SNAFUS: an evolutionary perspective. Biol Theory 2:317–328
Sterelny K (2007b) Social intelligence, human intelligence and niche construction. Philos Trans R Soc Lond B 362:719–730
Sterelny K (2012a) The evolved apprentice. MIT Press, Cambridge
Sterelny K (2012b) Morality’s dark past. Analyse Kritik 34(1):95–115
Sterelny K (2012c) From fitness to utility. In: Binmore K, Okasha S (eds) Evolution, co-operation and rationality. Cambridge University Press, Cambridge
Stiner MC (2001) Thirty years on: the “broad spectrum revolution” and Paleolithic demography. Proc Natl Acad Sci USA 98:6993–6996
Stiner MC (2002) Carnivory, coevolution, and the geographic spread of the genus Homo. J Archaeol Res 10:1–63
Stout D (2011) Stone toolmaking and the evolution of human culture and cognition. Philos Trans R Soc Lond B 366:1050–1059
Stout D, Chaminade T (2009) Making tools and making sense: complex, intentional behaviour in human evolution. Camb Archaeol J 19:85–96
Tomasello M, Melis A, Tennie C, Wyman E, Herrmann E (2012) Two key steps in the evolution of human cooperation: the interdependence hypothesis. Curr Anthropol (in press)
West SA, Griffin AS, Gardner A (2007) Social semantics: altruism, cooperation, mutualism, strong reciprocity and group selection. J Evol Biol 20:415–432
West SA, Mouden CE, Gardner A (2011) Sixteen common misconceptions about the evolution of cooperation in humans. Evol Hum Behav 32:231–262
West-Eberhard MJ (2003) Developmental plasticity and evolution. Oxford University Press, Oxford
Author information
Authors and Affiliations
Corresponding author
Rights and permissions
About this article
Cite this article
Sterelny, K. Cooperation in a Complex World: The Role of Proximate Factors in Ultimate Explanations. Biol Theory 7, 358–367 (2013). https://doi.org/10.1007/s13752-012-0069-8
Received:
Accepted:
Published:
Issue Date:
DOI: https://doi.org/10.1007/s13752-012-0069-8