Journal of Business Ethics 57 (3):303 - 305 (2005)

Abstract
. Whether to use privileged information as a basis for a decision to sell stock is the central issue in thiscase. A conflict between a stockbrokers perceived obligations to maximize clients stock values and protect their investments (fiduciary responsibility) and violating Security and Exchange Commission insider trading regulations must be resolved.
Keywords boards of directors  conflict of interest  fiduciary responsibility to investors  insider trading  integrity of financial markets  nepotism
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DOI 10.1007/s10551-004-3230-x
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