Journal of Business Ethics 57 (3):303 - 305 (2005)
Abstract |
. Whether to use privileged information as a basis for a decision to sell stock is the central issue in thiscase. A conflict between a stockbrokers perceived obligations to maximize clients stock values and protect their investments (fiduciary responsibility) and violating Security and Exchange Commission insider trading regulations must be resolved.
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Keywords | boards of directors conflict of interest fiduciary responsibility to investors insider trading integrity of financial markets nepotism |
Categories | (categorize this paper) |
DOI | 10.1007/s10551-004-3230-x |
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