Two factor-based models of precedential constraint: a comparison and proposal

Artificial Intelligence and Law 31 (4):703-738 (2023)
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Abstract

The article considers two different interpretations of the reason model of precedent pioneered by John Horty. On a plausible interpretation of the reason model, past cases provide reasons to prioritize reasons favouring the same outcome as a past case over reasons favouring the opposing outcome. Here I consider the merits of this approach to the role of precedent in legal reasoning in comparison with a closely related view favoured by some legal theorists, according to which past cases provide reasons for undercutting (or ‘excluding’) reasons favouring the opposing outcome. After embedding both accounts within a general default logic, I note some important differences between the two approaches that emerge as a result of plausible distinctions between rebutting and undercutting defeat in formal models of legal reasoning. These differences stem from the ‘preference independence’ of undercutting defeat. Undercutting reasons succeed in defeating opposing reasons irrespective of their relative strength. As a result, the two accounts differ in their account of the way in which precedents constrain judicial reasoning. I conclude by suggesting that the two approaches can be integrated within a single model, in which the distinction between undercutting and rebutting defeat is used to account for the distinction between strict and persuasive forms of precedential constraint.

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Robert Mullins
University of Queensland

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References found in this work

Ethics without principles.Jonathan Dancy - 2004 - New York: Oxford University Press.
A logic for default reasoning.Ray Reiter - 1980 - Artificial Intelligence 13 (1-2):81-137.
Practical Reason and Norms.Joseph Raz - 1975 - Law and Philosophy 12 (3):329-343.
Holism, Weight, and Undercutting.Mark Schroeder - 2010 - Noûs 45 (2):328 - 344.
Reasons as Defaults.John Horty - 2007 - Philosophers' Imprint 7:1-28.

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