Kleene [5] mentions two ways of extending the constructive ordinals. The first is by relativizing the setOof notations for the constructive ordinals, using fundamental sequences which are partial recursive inO. In this way we obtain the setOOwhich provides notations for the ordinals less than ω1O. Continuing the process, the sequenceO,OO,, … and the corresponding ordinalsare obtained. A second possibility is to define higher number classes in which partial recursive functions are used at limit ordinals to provide (...) an “accessibility” mapping from a previously defined number class. The relationship between the ordinals obtained by the two methods of extension has been an open problem. Methods developed in this article are used to show that the two ways of extending the constructive ordinals are equivalent, provided the sets of notations for the higher number classes satisfy certain natural conditions. Equivalence is obtained, not only with respect to ordinals, but also with respect to the forms of the sets of notations for the higher number classes. Specifically, the fundamental fact that the sets of notations for the constructive ordinals are complete Π11sets generalizes to suitably defined higher number classes. As an application we prove that the ordinals of the Addison and Kleene [1] constructive third number class are exactly the ordinals less than ω1Oand the setof notations for their third number class is recursively isomorphic toOO. (shrink)

We show the following results on Wainer's notation for a minimal subrecursive inaccessible ordinal τ: First, we give a constructive proof of the collapsing theorem. Secondly, we prove that the slow-growing hierarchy and the fast-growing hierarchy up to τ have elementary properties on increase and domination, which completes Wainer's proof that τ is a minimal subrecursive inaccessible. Our results are obtained by showing a strong normalization theorem for the term structure of the notation. MSC: 03D20, 03F15.

It is well-known that natural axiomatic theories are well-ordered by consistency strength. However, it is possible to construct descending chains of artificial theories with respect to consistency strength. We provide an explanation of this well-orderedness phenomenon by studying a coarsening of the consistency strength order, namely, the$\Pi ^1_1$reflection strength order. We prove that there are no descending sequences of$\Pi ^1_1$sound extensions of$\mathsf {ACA}_0$in this ordering. Accordingly, we can attach a rank in this order, which we call reflection rank, to any$\Pi (...) ^1_1$sound extension of$\mathsf {ACA}_0$. We prove that for any$\Pi ^1_1$sound theoryTextending$\mathsf {ACA}_0^+$, the reflection rank ofTequals the$\Pi ^1_1$proof-theoretic ordinal ofT. We also prove that the$\Pi ^1_1$proof-theoretic ordinal of$\alpha $iterated$\Pi ^1_1$reflection is$\varepsilon _\alpha $. Finally, we use our results to provide straightforward well-foundedness proofs of ordinal notation systems based on reflection principles. (shrink)

Buchholz presented a method to build notation systems for infinite sequent-style derivations, analogous to well-known systems of notation for ordinals. The essential feature is that from a notation one can read off by a primitive recursive function its n th predecessor and, e.g. the last rule applied. Here we extend the method to the more general setting of infinite terms, in order to make it applicable in other proof-theoretic contexts as well as in recursion theory. As examples, we use the (...) method to 1. give a new proof of a well-known trade-off theorem , which says that detours through higher types can be eliminated by the use of transfinite recursion along higher ordinals, and 2. construct a continuous normalization operator with an explicit modulus of continuity. (shrink)

We give a simple and elementary proof of the following result of Girard and Vauzeilles which is proved in [5]: “The binary Veblen function ψ: On × On — On is a dilator.” Our proof indicates the intimate connection between the traditional theory of ordinal notation systems and Girard's theory of denotation systems. MSC: 03F15.

In this article we investigate whether the following conjecture is true or not: does the addition-free theta functions form a canonical notation system for the linear versions of Friedman’s well-partial-orders with the so-called gap-condition over a finite set of n labels. Rather surprisingly, we can show this is the case for two labels, but not for more than two labels. To this end, we determine the order type of the notation systems for addition-free theta functions in terms of ordinals less (...) than ε0\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\varepsilon _0$$\end{document}. We further show that the maximal order type of the Friedman ordering can be obtained by a certain ordinal notation system which is based on specific binary theta functions. (shrink)

Freivalds defined an acceptable programming system independent criterion for learning programs for functions in which the final programs were required to be both correct and "nearly" minimal size, i.e., within a computable function of being purely minimal size. Kinber showed that this parsimony requirement on final programs limits learning power. However, in scientific inference, parsimony is considered highly desirable. A lim-computablefunction is (by definition) one calculable by a total procedure allowed to change its mind finitely many times about its output. (...) Investigated is the possibility of assuaging somewhat the limitation on learning power resulting from requiring parsimonious final programs by use of criteria which require the final, correct programs to be "not-so-nearly" minimal size, e.g., to be within a lim-computable function of actual minimal size. It is shown that some parsimony in the final program is thereby retained, yet learning power strictly increases. Considered, then, are lim-computable functions as above but for which notations for constructive ordinals are used to bound the number of mind changes allowed regarding the output. This is a variant of an idea introduced by Freivalds and Smith. For this ordinal notation complexity bounded version of lim-computability, the power of the resultant learning criteria form finely graded, infinitely ramifying, infinite hierarchies intermediate between the computable and the lim-computable cases. Some of these hierarchies, for the natural notations determining them, are shown to be optimally tight. (shrink)

This paper investigates provability and non-provability of well-foundedness of ordinal notations in weak theories of bounded arithmetic. We define a notion of well-foundedness on bounded domains. We show that T21 and S22 can prove the well-foundedness on bounded domains of the ordinal notations below 0 and Γ0. As a corollary, the class of polynomial local search problems, PLS, can be augmented with cost functions that take ordinal values below 0 and Γ0 without increasing the class (...) PLS. (shrink)

This paper investigates provability and non-provability of well-foundedness of ordinal notations in weak theories of bounded arithmetic. We define a notion of well-foundedness on bounded domains. We show that T21 and S22 can prove the well-foundedness on bounded domains of the ordinal notations below 0 and Γ0. As a corollary, the class of polynomial local search problems, PLS, can be augmented with cost functions that take ordinal values below 0 and Γ0 without increasing the class (...) PLS. (shrink)

We show how to construct ordinals up to the small Veblen ordinal in a constructive way and discuss some of the problems trying to go beyond them.

We show how to construct ordinals up to the small Veblen ordinal in a constructive way and discuss some of the problems trying to go beyond them.

We introduce the appropriate iterated version of the system of ordinal notations from [G1] whose order type is the familiar Howard ordinal. As in [G1], our ordinal notations are partly inspired by the ideas from [P] where certain crucial properties of the traditional Munich' ordinal notations are isolated and used in the cut-elimination proofs. As compared to the corresponding “impredicative” Munich' ordinal notations (see e.g. [B1, B2, J, Sch1, Sch2, BSch]), our (...) ordinal notations arearbitrary terms in the appropriate simple term algebra based on the notion of collapsing functions (which we would rather identify as projective functions). In Sect. 1 below we define the systems of ordinal notationsPRJ( ), for any primitive recursive limit wellordering . In Sect. 2 we prove the crucial well-foundness property by using the appropriate well-quasi-ordering property of the corresponding binary labeled trees [G3]. In Sect. 3 we interprete inPRJ( ) the familiar Veblen-Bachmann hierarchy of ordinal functions, and in Sect. 4 we show that the corresponding Buchholz's system of ordinal notationsOT( ) is a proper subsystem ofPRJ( ), although it has the same order type according to [G3] together with the interpretation from Sect. 2 in the terms of labeled trees. In Sect. 5 we use Friedman's approach in order to obtain an appropriate purely combinatorial statement which is not provable in the theory of iterated inductive definitions ID< λ, for arbitrarily large limit ordinalλ. Formal theories, axioms, etc. used below are familiar in the proof theory of subsystems of analysis (see [BFPS, T, BSch]). (shrink)

We consider five ordinal notation systems of ε0 which are all well-known and of interest in proof-theoretic analysis of Peano arithmetic: Cantor’s system, systems based on binary trees and on countable tree-ordinals, and the systems due to Schütte and Simpson, and to Beklemishev. The main point of this paper is to demonstrate that the systems except the system based on binary trees are equivalent as structured systems, in spite of the fact that they have their origins in different views (...) and trials in proof theory. This is true while Weiermann’s results based on Friedman-style miniaturization indicate that the system based on binary trees is of different character than the others. (shrink)

The notion of a function from ℕ to ℕ defined by recursion on ordinal notations is fundamental in proof theory. Here this notion is generalized to functions on the universe of sets, using notations for well orderings longer than the class of ordinals. The generalization is used to bound the rate of growth of any function on the universe of sets that is Σ1-definable in Kripke–Platek admissible set theory with an axiom of infinity. Formalizing the argument provides (...) an ordinal analysis. (shrink)

The standard method of generating countable ordinals from uncountable ordinals can be replaced by a use of fixed point extractors available in the term calculus of Howard’s system. This gives a notion of the intrinsic complexity of an ordinal analogous to the intrinsic complexity of a function described in Gödel’s T.

G. Jäger gave in Arch. Math. Logik Grundlagenforsch. 24 , 49-62, a recursive notation system on a basis of a hierarchy Iαß of α-inaccessible regular ordinals using collapsing functions following W. Buchholz in Ann. Pure Appl. Logic 32 , 195-207. Jäger's system stops, when ordinals α with Iα0 = α enter. This border is now overcome by introducing additional a hierarchy Jαß of weakly inaccessible Mahlo numbers, which is defined similarly to the Jäger hierarchy. An ordinal μ is called (...) Mahlo, if every normal-function f : μ → μ has regular fixpoints. Collapsing is defined for both Mahlo and simply regular ordinals such that for every Mahlo ordinal μ out of the J-hierarchy Ψμα is a regular σ such that Iσ0 = σ. For these regular σ again collapsing functions Ψσ are defined. To get a proper systematical order into the collapsing procedure, a pair of ordinals is associated to σ and α, and the definition of Ψσα is given by recursion on a suitable well-ordering of these pairs. Thus a fairly large system of ordinal notations can be established. It seems rather straightforward, how to extend this setting further. (shrink)

We introduce a new hierarchy of computably enumerable degrees. This hierarchy is based on computable ordinal notations measuring complexity of approximation of${\rm{\Delta }}_2^0$functions. The hierarchy unifies and classifies the combinatorics of a number of diverse constructions in computability theory. It does so along the lines of the high degrees (Martin) and the array noncomputable degrees (Downey, Jockusch, and Stob). The hierarchy also gives a number of natural definability results in the c.e. degrees, including a definable antichain.

The notion of strictly primitive recursive realizability is further investigated, and the realizable prenex sentences, which coincide with primitive recursive truths of classical arithmetic, are characterized as precisely those provable in transfinite progressions over a fragment of intuitionistic arithmetic. The progressions are based on uniform reflection principles of bounded complexity iterated along initial segments of a primitive recursively formulated system of notations for constructive ordinals. A semiformal system closed under a primitive recursively restricted -rule is described and proved (...) equivalent to the transfinite progressions with respect to the prenex sentences. (shrink)

We investigate the bimodal logics sound and complete under the interpretation of modal operators as the provability predicates in certain natural pairs of arithmetical theories . Carlson characterized the provability logic for essentially reflexive extensions of theories, i.e. for pairs similar to . Here we study pairs of theories such that the gap between and is not so wide. In view of some general results concerning the problem of classification of the bimodal provability logics we are particularly interested in such (...) pairs that is axiomatized over by ∏1-sentences only, and, for each n 1, proves the n-times iterated consistency of . A complete axiomatization, along with the appropriate Kripke semantics and decision procedures, is found for the two principal cases: finitely axiomatizable extensions of this sort, like e.g. ), ), etc., and reflexive extensions, like ¦n 1\s}), etc. We show that the first logic, ICP, is the minimal and the second one, RP, is the maximal within the class of the provability logics for such pairs of theories. We also show that there are some provability logics lying strictly between these two. As an application of the results of this paper, in the last section the polymodal provability logics for natural recursive progressions of theories based on iteration of consistency are characterized. We construct a system of ordinal notation , which gives exactly one notation to each constructive ordinal, such that the logic corresponding to any progression along coincides with that along natural Kalmar elementary well-orderings. (shrink)

“Small” large cardinal notions in the language of ZFC are those large cardinal notions that are consistent with V = L. Besides their original formulation in classical set theory, we have a variety of analogue notions in systems of admissible set theory, admissible recursion theory, constructive set theory, constructive type theory, explicit mathematics and recursive ordinal notations (as used in proof theory). On the face of it, it is surprising that such distinctively set-theoretical notions have analogues (...) in such disaparate and relatively constructive contexts. There must be an underlying reason why that is possible (and, incidentally, why “large” large cardinal notions have not led to comparable analogues). My long term aim is to develop a common language in which such notions can be expressed and can be interpreted both in their original classical form and in their analogue form in each of these special constructive and semi-constructive cases. This is a program in progress. What is done here, to begin with, is to show how that can be done to a considerable extent in the settings of classical and admissible set theory (and thence, admissible recursion theory). The approach taken here is to expand the language of set theory to allow us to talk about (possibly partial) operations applicable both to sets and to operations and to formulate the large cardinal notions in question in terms of operational closure conditions; at the same time only minimal existence axioms are posited for sets. The resulting system, called Operational Set Theory, is a partial adaptation to the set-theoretical framework of the explicit mathematics framework Feferman (1975). The.. (shrink)

In this article we define a new and transparent concept of total collapsing functions for an ordinal notation system which is characteristic for the theory (Δ 2 1 -CA)+(BI). We show that our construction allows the application of Pohler's method of local predicativity as presented in [2] which yields a perspicious proof-theoretic analysis of (Δ 2 1 -CA)+(BI) being not much more complicated than for ID1.

In a recent paper, Kit Fine offers a reconstruction of Cantor's theory of ordinals. It avoids certain mentalistic overtones in it through both a non-standard ontology and a non-standard notion of abstraction. I argue that this reconstruction misses an essential constructive and computational content of Cantor's theory, which I in turn reconstruct using Martin-Löf's theory of types. Throughout, I emphasize Kantian themes in Cantor's epistemology, and I also argue, as against Michael Hallett's interpretation, for the need for a (...) class='Hi'>constructive understanding of Cantorian ?existence principles? (shrink)