This paper develops the foundations of the descriptive set theory of countable Borel equivalence relations on Polish spaces with particular emphasis on the study of hyperfinite, amenable, treeable and universal equivalence relations.

Using the theory of Borel equivalence relations we analyze the isomorphism relation on the countable models of a theory and develop a framework for measuring the complexity of possible complete invariants for isomorphism.

We consider Borel equivalence relations E induced by actions of the infinite symmetric group, or equivalently the isomorphism relation on classes of countable models of bounded Scott rank. We relate the descriptive complexity of the equivalence relation to the nature of its complete invariants. A typical theorem is that E is potentially Π03 iff the invariants are countable sets of reals, it is potentially Π04 iff the invariants are countable sets of countable sets of reals, and (...) so on. The proofs use various techniques, including Vaught transforms, changing topologies, and the Scott analysis of countable models. (shrink)

There is an ergodic, measure preserving, countable Borel equivalence relation E on a standard Borel probability space (X, µ) such that E\c is not essentially free on any conull C ⊂ X.

We construct two Borel equivalence relations on the generalized Baire space κκ, κ ω, with the property that neither of them is Borel reducible to the other. A small modification of the construction shows that the straightforward generalization of the Glimm-Effros dichotomy fails.

The "space" of Lascar strong types, on some sort and relative to a given complete theory T, is in general not a compact Hausdorff topological space. We have at least three aims in this paper. The first is to show that spaces of Lascar strong types, as well as other related spaces and objects such as the Lascar group Gal L of T, have well-defined Borel cardinalities. The second is to compute the Borel cardinalities of the known examples (...) as well as of some new examples that we give. The third is to explore notions of definable map, embedding, and isomorphism, between these and related quotient objects. We also make some conjectures, the main one being roughly "smooth if and only if trivial". The possibility of a descriptive set-theoretic account of the complexity of spaces of Lascar strong types was touched on in the paper [E. Casanovas, D. Lascar, A. Pillay and M. Ziegler, Galois groups of first order theories, J. Math. Logic1 305–319], where the first example of a "non-G-compact theory" was given. The motivation for writing this paper is partly the discovery of new examples via definable groups, in [A. Conversano and A. Pillay, Connected components of definable groups and o-minimality I, Adv. Math.231 605–623; Connected components of definable groups and o-minimality II, to appear in Ann. Pure Appl. Logic] and the generalizations in [J. Gismatullin and K. Krupiński, On model-theoretic connected components in some group extensions, preprint, arXiv:1201.5221v1]. (shrink)

We study the complexity of isomorphism of classes of metric structures using methods from infinitary continuous logic. For Borel classes of locally compact structures, we prove that if the equivalence relation of isomorphism is potentially $\mathbf {\Sigma }^0_2$, then it is essentially countable. We also provide an equivalent model-theoretic condition that is easy to check in practice. This theorem is a common generalization of a result of Hjorth about pseudo-connected metric spaces and a result of Hjorth–Kechris about discrete (...) structures. As a different application, we also give a new proof of Kechris’s theorem that orbit equivalence relations of actions of Polish locally compact groups are essentially countable. (shrink)

The study of Borel equivalence relations under Borel reducibility has developed into an important area of descriptive set theory. The dichotomies of Silver [20] and Harrington, Kechris and Louveau [6] show that with respect to Borel reducibility, any Borel equivalence relation strictly above equality on ω is above equality on , the power set of ω, and any Borel equivalence relation strictly above equality on the reals is above equality modulo finite (...) on . In this article we examine the effective content of these and related results by studying effectively Borel equivalence relations under effectively Borel reducibility. The resulting structure is complex, even for equivalence relations with finitely many equivalence classes. However use of Kleene’s O as a parameter is sufficient to restore the picture from the noneffective setting. A key lemma is that of the existence of two effectively Borel sets of reals, neither of which contains the range of the other under any effectively Borel function; the proof of this result applies Barwise compactness to a deep theorem of Harrington establishing for any recursive ordinal α the existence of singletons whose α-jumps are Turing incomparable. (shrink)

We formulate a Borel version of a corollary of Furman's superrigidity theorem for orbit equivalence and present a number of applications to the theory of countable Borel equivalence relations. In particular, we prove that the orbit equivalence relations arising from the natural actions of on the projective planes over the various p-adic fields are pairwise incomparable with respect to Borel reducibility.

We present some applications of Popa’s Superrigidity Theorem to the theory of countable Borel equivalence relations. In particular, we show that the universal countable Borel equivalence relation E∞ is not essentially free.

We announce two new dichotomy theorems for Borel equivalence relations, and present the results in context by giving an overview of related recent developments.§1. Introduction. For X a Polish space and E a Borel equivalence relation on X, a classification of X up to E-equivalence consists of finding a set of invariants I and a map c : X → I such that xEy ⇔ c = c. To be of any value we would (...) expect I and c to be “explicit” or “definable”. The theory of Borel equivalence relations investigates the nature of possible invariants and provides a hierarchy of notions of classification.The following partial ordering is fundamental in organizing this study. Given equivalence relations E and F on X and Y, resp., we say that E can be Borel reduced to F, in symbolsif there is a Borel map f : X → Y with xEy ⇔ fFf. Then if is an embedding of X/E into Y/F, which is “Borel”.Intuitively, E ≤BF might be interpreted in any one of the following ways: The classi.cation problem for E is simpler than that of F: any invariants for F work as well for E. One can classify E by using as invariants F-equivalence classes. The quotient space X/E has “Borel cardinality” less than or equal to that of Y/F, in the sense that there is a “Borel” embedding of X/E into Y/F. (shrink)

Families of Borel equivalence relations and quasiorders that are cofinal with respect to the Borel reducibility ordering, ≤B, are constructed. There is an analytic ideal on ω generating a complete analytic equivalence relation and any Borel equivalence relation reduces to one generated by a Borel ideal. Several Borel equivalence relations, among them Lipschitz isomorphism of compact metric spaces, are shown to be Kσ complete.

We prove a number of results about countable Borel equivalence relations with forcing constructions and arguments. These results reveal hidden regularity properties of Borel complete sections on certain orbits. As consequences they imply the nonexistence of Borel complete sections with certain features.

We consider sparseness, smoothness and the Glimm-Effros Dichotomy for the restriction of a Borel equivalence relation on a Polish space to definable subsets of that space.

We prove Borel superrigidity results for suitably chosen actions of groups of the form SL2, where {p1, …, pt} is a finite nonempty set of primes, and present a number of applications to the theory of countable Borel equivalence relations. In particular, for each prime q, we prove that the orbit equivalence relations arising from the natural actions of SL2 on the projective lines ℚp ∪ {∞}, p ≠ q, over the various p-adic fields (...) are pairwise incomparable with respect to Borel reducibility. (shrink)

LetXbe a standard Borel space, and letEbe acountableBorel equivalence relation onX, i.e., a Borel equivalence relationEfor which every equivalence class [x]Eis countable. By a result of Feldman-Moore [FM],Eis induced by the orbits of a Borel action of a countable groupGonX.The structure of general countable Borel equivalence relations is very little understood. However, a lot is known for the particularly important subclass consisting of hyperfinite relations. A countable Borel equivalence (...) relation is calledhyperfiniteif it is induced by a Borel ℤ-action, i.e., by the orbits of a single Borel automorphism. Such relations are studied and classified in [DJK]. It is shown in Ornstein-Weiss [OW] and Connes-Feldman-Weiss [CFW] that for every Borel equivalence relationEinduced by a Borel action of a countable amenable groupGonXand for every probability measure μ onX, there is a Borel invariant setY⊆Xwith μ = 1 such thatE↾Y is hyperfinite. Motivated by this result, Weiss [W2] raised the question of whether everyEinduced by a Borel action of a countable amenable group is hyperfinite. Later on Weiss showed that this is true forG= ℤn. However, the problem is still open even for abelianG. Our main purpose here is to provide a weaker affirmative answer for general amenableG. We need a definition first. Given two standard Borel spacesX, Y, auniversally measurableisomorphism betweenXandYis a bijection ƒ:X→Ysuch that both ƒ, ƒ-1are universally measurable. Notice now that to assert that a countable Borel equivalence relation onXis hyperfinite is trivially equivalent to saying that there is a standard Borel spaceYand a hyperfinite Borel equivalence relationFonY, which isBorelisomorphic toE, i.e., there is a Borel bijection ƒ:X→YwithxEy⇔ ƒFƒ. We have the following theorem. (shrink)

Boykin and Jackson recently introduced a property of countable Borel equivalence relations called Borel boundedness, which they showed is closely related to the union problem for hyperfinite equivalence relations. In this paper, we introduce a family of properties of countable Borel equivalence relations which correspond to combinatorial cardinal characteristics of the continuum in the same way that Borel boundedness corresponds to the bounding number. We analyze some of the basic behavior (...) of these properties, showing, e.g., that the property corresponding to the splitting number coincides with smoothness. We then settle many of the implication relationships between the properties; these relationships turn out to be closely related to (but not the same as) the Borel Tukey ordering on cardinal characteristics. (shrink)

We investigate diagonal actions of Polish groups and the related intersection operator on closed subgroups of the acting group. The Borelness of the diagonal orbit equivalence relation is characterized and is shown to be connected with the Borelness of the intersection operator. We also consider relatively tame Polish groups and give a characterization of them in the class of countable products of countable abelian groups. Finally an example of a logic action is considered and its complexity in the (...) class='Hi'>Borel reducbility hierarchy determined. (shrink)

The following will be shown: Let I be a σ-ideal on a Polish space X so that the associated forcing of I+${\bf{\Delta }}_1^1$ sets ordered by ⊆ is a proper forcing. Let E be a ${\bf{\Sigma }}_1^1$ or a ${\bf{\Pi }}_1^1$ equivalence relation on X with all equivalence classes ${\bf{\Delta }}_1^1$. If for all $z \in {H_{{{\left}^ + }}}$, z♯ exists, then there exists an I+${\bf{\Delta }}_1^1$ set C ⊆ X such that E ↾ C is a ${\bf{\Delta (...) }}_1^1$ equivalence relation. (shrink)

We announce two new dichotomy theorems for Borel equivalence relations, and present the results in context by giving an overview of related recent developments.§1. Introduction. For X a Polish space and E a Borel equivalence relation on X, a classification of X up to E-equivalence consists of finding a set of invariants I and a map c : X → I such that xEy ⇔ c = c. To be of any value we would (...) expect I and c to be “explicit” or “definable”. The theory of Borel equivalence relations investigates the nature of possible invariants and provides a hierarchy of notions of classification.The following partial ordering is fundamental in organizing this study. Given equivalence relations E and F on X and Y, resp., we say that E can be Borel reduced to F, in symbolsif there is a Borel map f : X → Y with xEy ⇔ fFf. Then if is an embedding of X/E into Y/F, which is “Borel”.Intuitively, E ≤BF might be interpreted in any one of the following ways: The classi.cation problem for E is simpler than that of F: any invariants for F work as well for E. One can classify E by using as invariants F-equivalence classes. The quotient space X/E has “Borel cardinality” less than or equal to that of Y/F, in the sense that there is a “Borel” embedding of X/E into Y/F. (shrink)

In Baire space N = ω ω we define a sequence of equivalence relations $\langle E_\nu| \nu , each E v being Σ 1 1 with classes in Π 0 1 + ν + 1 and such that (i) E ν does not have perfectly many classes, and (ii) N/E ν is countable iff $\omega^L_\nu . This construction can be extended cofinally in (δ 1 3 ) L . A new proof is given of a theorem of Hausdorff (...) on partitions of R into ω 1 many Π 0 3 sets. (shrink)

Given a Polish groupG, let$E(G)$be the right coset equivalence relation$G^{\omega }/c(G)$, where$c(G)$is the group of all convergent sequences inG. The connected component of the identity of a Polish groupGis denoted by$G_0$.Let$G,H$be locally compact abelian Polish groups. If$E(G)\leq _B E(H)$, then there is a continuous homomorphism$S:G_0\rightarrow H_0$such that$\ker (S)$is non-archimedean. The converse is also true whenGis connected and compact.For$n\in {\mathbb {N}}^+$, the partially ordered set$P(\omega )/\mbox {Fin}$can be embedded into Borel equivalence relations between$E({\mathbb {R}}^n)$and$E({\mathbb {T}}^n)$.

Louveau and Rosendal [5] have shown that the relation of bi-embeddability for countable graphs as well as for many other natural classes of countable structures is complete under Borel reducibility for analytic equivalence relations. This is in strong contrast to the case of the isomorphism relation, which as an equivalence relation on graphs (or on any class of countable structures consisting of the models of a sentence of L ω ₁ ω ) is far from complete (...) (see [5, 2]). In this article we strengthen the results of [5] by showing that not only does bi-embeddability give rise to analytic equivalence relations which are complete under Borel reducibility, but in fact any analytic equivalence relation is Borel equivalent to such a relation. This result and the techniques introduced answer questions raised in [5] about the comparison between isomorphism and bi-embeddability. Finally, as in [5] our results apply not only to classes of countable structures defined by sentences of ω ₁ ω , but also to discrete metric or ultrametric Polish spaces, compact metrizable topological spaces and separable Banach spaces, with various notions of embeddability appropriate for these classes, as well as to actions of Polish monoids. (shrink)

We introduce a new family of jump operators on Borel equivalence relations; specifically, for each countable group [Formula: see text] we introduce the [Formula: see text]-jump. We study the elementary properties of the [Formula: see text]-jumps and compare them with other previously studied jump operators. One of our main results is to establish that for many groups [Formula: see text], the [Formula: see text]-jump is proper in the sense that for any Borel equivalence relation [Formula: (...) see text] the [Formula: see text]-jump of [Formula: see text] is strictly higher than [Formula: see text] in the Borel reducibility hierarchy. On the other hand, there are examples of groups [Formula: see text] for which the [Formula: see text]-jump is not proper. To establish properness, we produce an analysis of Borel equivalence relations induced by continuous actions of the automorphism group of what we denote the full [Formula: see text]-tree, and relate these to iterates of the [Formula: see text]-jump. We also produce several new examples of equivalence relations that arise from applying the [Formula: see text]-jump to classically studied equivalence relations and derive generic ergodicity results related to these. We apply our results to show that the complexity of the isomorphism problem for countable scattered linear orders properly increases with the rank. (shrink)

I describe several ways in which forcing arguments can be used to yield clean and conceptual proofs of nonreducibility, ergodicity and other results in the theory of analytic equivalence relations. In particular, I present simple Borel equivalence relations $E, F$ such that a natural proof of nonreducibility of $E$ to $F$ uses the independence of the Singular Cardinal Hypothesis at $\aleph_\omega$.

Louveau and Rosendal [5] have shown that the relation of bi-embeddability for countable graphs as well as for many other natural classes of countable structures is complete under Borel reducibility for analytic equivalence relations. This is in strong contrast to the case of the isomorphism relation, which as an equivalence relation on graphs is far from complete.In this article we strengthen the results of [5] by showing that not only does bi-embeddability give rise to analytic (...) class='Hi'>equivalence relations which are complete under Borel reducibility, but in fact any analytic equivalence relation is Borel equivalent to such a relation. This result and the techniques introduced answer questions raised in [5] about the comparison between isomorphism and bi-embeddability. Finally, as in [5] our results apply not only to classes of countable structures defined by sentences of ℒω1ω, but also to discrete metric or ultrametric Polish spaces, compact metrizable topological spaces and separable Banach spaces, with various notions of embeddability appropriate for these classes, as well as to actions of Polish monoids. (shrink)

There are continuum many ≤B-incomparable equivalence relations induced by a free, Borel action of a countable non-abelian free group — and hence, there are 2α0 many treeable countable Borel equivalence relations which are incomparable in the ordering of Borel reducibility.

I describe several ways in which forcing arguments can be used to yield clean and conceptual proofs of nonreducibility, ergodicity and other results in the theory of analytic equivalence relations. In particular, I present simple Borel equivalence relationsE, Fsuch that a natural proof of nonreducibility ofEtoFuses the independence of the Singular Cardinal Hypothesis at ℵω.

We introduce an analogue of the theory of Borel equivalence relations in which we study equivalence relations that are decidable by an infinite time Turing machine. The Borel reductions are replaced by the more general class of infinite time computable functions. Many basic aspects of the classical theory remain intact, with the added bonus that it becomes sensible to study some special equivalence relations whose complexity is beyond Borel or even analytic. (...) We also introduce an infinite time generalization of the countable Borel equivalence relations, a key subclass of the Borel equivalence relations, and again show that several key properties carry over to the larger class. Lastly, we collect together several results from the literature regarding Borel reducibility which apply also to absolutely $\Delta^1_2$ reductions, and hence to the infinite time computable reductions. (shrink)

Working under large cardinal assumptions such as supercompactness, we study the Borel reducibility between equivalence relations modulo restrictions of the nonstationary ideal on some fixed cardinal κ. We show the consistency of Eλ-clubλ++,λ++, the relation of equivalence modulo the nonstationary ideal restricted to Sλλ++ in the space λ++, being continuously reducible to Eλ+-club2,λ++, the relation of equivalence modulo the nonstationary ideal restricted to Sλ+λ++ in the space 2λ++. Then we show that for κ ineffable Ereg2,κ, (...) the relation of equivalence modulo the nonstationary ideal restricted to regular cardinals in the space 2κ is Σ11-complete. We finish by showing that, for Π21-indescribable κ, the isomorphism relation between dense linear orders of cardinality κ is Σ11-complete. (shrink)

We study Schauder equivalence relations, which are Borel equivalence relations induced by actions of Banach spaces with Schauder bases. Firstly, we show that and are minimal Schauder equivalence relations. Then, we prove that neither of them is Borel reducible to the quotient where T is the Tsirelson space. This implies that they cannot form a basis for the Schauder equivalence relations. In addition, we apply an argument of Farah to show (...) that every basis for the Schauder equivalence relations, if such exist, has to be of cardinality. (shrink)

We consider the equivalence relations on induced by the Banach subspaces. We show that if, then there is no Borel reduction from the equivalence relation, where X is a Banach space, to.

We generalize the notion of analytic/Borel equivalence relations, orbit equivalence relations, and Borel reductions between them to their continuous and quantitative counterparts: analytic/Borel pseudometrics, orbit pseudometrics, and Borel reductions between them. We motivate these concepts on examples and we set some basic general theory. We illustrate the new notion of reduction by showing that the Gromov–Hausdorff distance maintains the same complexity if it is defined on the class of all Polish metric spaces, (...) spaces bounded from below, from above, and from both below and above. Then we show that [Formula: see text] is not reducible to equivalences induced by orbit pseudometrics, generalizing the seminal result of Kechris and Louveau. We answer in negative a question of Ben Yaacov, Doucha, Nies, and Tsankov on whether balls in the Gromov–Hausdorff and Kadets distances are Borel. In appendix, we provide new methods using games showing that the distance-zero classes in certain pseudometrics are Borel, extending the results of Ben Yaacov, Doucha, Nies, and Tsankov. There is a complementary paper of the authors where reductions between the most common pseudometrics from functional analysis and metric geometry are provided. (shrink)

We propose a canonization scheme for smooth equivalence relations on Rω modulo restriction to E0-large infinite products. It shows that, given a pair of Borel smooth equivalence relations E, F on Rω, there is an infinite E0-large perfect product P⊆Rω such that either F⊆E on P, or, for some ℓ<ω, the following is true for all x,y∈P: xEy implies x(ℓ)=y(ℓ), and x↾(ω∖{ℓ})=y↾(ω∖{ℓ}) implies xFy.

Assuming every real has a sharp, we prove that for any $\mathop \prod \limits_\~ _1^1 $ equivalence relation either Borel reduces E₀ or in a $\mathop \Delta \limits_\~ _3^1 $ manner allows the assignment of bounded subsets of ω₁ as complete invariants.

We study the bi-embeddability and elementary bi-embeddability relation on graphs under Borel reducibility and investigate the degree spectra realized by these relations. We first give a Borel reduction from embeddability on graphs to elementary embeddability on graphs. As a consequence we obtain that elementary bi-embeddability on graphs is a $\boldsymbol {\Sigma }^1_1$ complete equivalence relation. We then investigate the algorithmic properties of this reduction. We obtain that elementary bi-embeddability on the class of computable graphs is $\Sigma (...) ^1_1$ complete with respect to computable reducibility and show that the elementary bi-embeddability and bi-embeddability spectra realized by graphs are related. (shrink)

It is known that every Borel hypersmooth but non-smooth equivalence relation is Borel bi-reducible to E1. We prove a ROD version of this result in the Solovay model.

During the Notre Dame workshop on Vaught's Conjecture, Hjorth and Kechris asked which Borel equivalence relations can arise as the isomorphism relation for countable models of a first-order theory. In particular, they asked if the isomorphism relation can be essentially countable but not tame. We show this is not possible if the theory has uncountably many types.

In this paper, notions of ‐like and c0‐like equivalence relations are introduced. We characterize the positions of ‐like and c0‐like equivalence relations in the Borel reducibility hierarchy by comparing them with equivalence relations and.

We present some natural examples of countable Borel equivalence relations E, F with E ≤ B F such that there does not exist a continuous reduction from E to F.