One objective of this paper is the determination of the proof-theoretic strength of Martin-Löf's type theory with a universe and the type of well-founded trees. It is shown that this type system comprehends the consistency of a rather strong classical subsystem of second order arithmetic, namely the one with Δ 2 1 comprehension and bar induction. As Martin-Löf intended to formulate a system of constructive (intuitionistic) mathematics that has a sound philosophical basis, this yields a constructive consistency proof of a (...) strong classical theory. Also the proof-theoretic strength of other inductive types like Aczel's type of iterative sets is investigated in various contexts.Further, we study metamathematical relations between type theories and other frameworks for formalizing constructive mathematics, e.g. Aczel's set theories and theories of operations and classes as developed by Feferman. (shrink)

KPM is a subsystem of set theory designed to formalize a recursively Mahlo universe of sets. In this paper we show that a certain ordinal notation system is sufficient to measure the proof-theoretic strength ofKPM. This involves a detour through an infinitary calculus RS(M), for which we prove several cutelimination theorems. Full cut-elimination is available for derivations of $\Sigma (L_{\omega _1^c } )$ sentences, whereω 1 c denotes the least nonrecursive ordinal. This paper is self-contained, at least from a technical (...) point of view. (shrink)

The paper contains proof-theoretic investigation on extensions of Kripke-Platek set theory, KP, which accommodate first-order reflection. Ordinal analyses for such theories are obtained by devising cut elimination procedures for infinitary calculi of ramified set theory with Пn reflection rules. This leads to consistency proofs for the theories KP+Пn reflection using a small amount of arithmetic and the well-foundedness of a certain ordinal system with respect to primitive decending sequences. Regarding future work, we intend to avail ourselves of these new cut (...) elimination techniques to attain an ordinal analysis of П12 comprehension by approaching П12 comprehension through transfinite levels of reflection. (shrink)

.This paper is the second in a series of three culminating in an ordinal analysis of Π12-comprehension. Its objective is to present an ordinal analysis for the subsystem of second order arithmetic with Δ12-comprehension, bar induction and Π12-comprehension for formulae without set parameters. Couched in terms of Kripke-Platek set theory, KP, the latter system corresponds to KPi augmented by the assertion that there exists a stable ordinal, where KPi is KP with an additional axiom stating that every set is contained (...) in an admissible set. (shrink)

In this paper we calibrate the exact proof-theoretic strength of Kruskal's theorem, thereby giving, in some sense, the most elementary proof of Kruskal's theorem. Furthermore, these investigations give rise to ordinal analyses of restricted bar induction.

The fact that “natural” theories, i.e. theories which have something like an “idea” to them, are almost always linearly ordered with regard to logical strength has been called one of the great mysteries of the foundation of mathematics. However, one easily establishes the existence of theories with incomparable logical strengths using self-reference . As a result, PA+Con is not the least theory whose strength is greater than that of PA. But still we can ask: is there a sense in which (...) PA+Con is the least “natural” theory whose strength is greater than that of PA? In this paper we exhibit natural theories in strength strictly between PA and PA+Con by introducing a notion of slow consistency. (shrink)

The first attempt at a systematic approach to axiomatic theories of truth was undertaken by Friedman and Sheard (Ann Pure Appl Log 33:1–21, 1987). There twelve principles consisting of axioms, axiom schemata and rules of inference, each embodying a reasonable property of truth were isolated for study. Working with a base theory of truth conservative over PA, Friedman and Sheard raised the following questions. Which subsets of the Optional Axioms are consistent over the base theory? What are the proof-theoretic strengths (...) of the consistent theories? The first question was answered completely by Friedman and Sheard; all subsets of the Optional Axioms were classified as either consistent or inconsistent giving rise to nine maximal consistent theories of truth.They also determined the proof-theoretic strength of two subsets of the Optional Axioms. The aim of this paper is to continue the work begun by Friedman and Sheard. We will establish the proof-theoretic strength of all the remaining seven theories and relate their arithmetic part to well-known theories ranging from PA to the theory of ${\Sigma^1_1}$ dependent choice. (shrink)

.This paper is the first in a series of three which culminates in an ordinal analysis of Π12-comprehension. On the set-theoretic side Π12-comprehension corresponds to Kripke-Platek set theory, KP, plus Σ1-separation. The strength of the latter theory is encapsulated in the fact that it proves the existence of ordinals π such that, for all β>π, π is β-stable, i.e. Lπ is a Σ1-elementary substructure of Lβ. The objective of this paper is to give an ordinal analysis of a scenario of (...) not too complicated stability relations as experience has shown that the understanding of the ordinal analysis of Π12-comprehension is greatly facilitated by explicating certain simpler cases first.This paper introduces an ordinal representation system based on ν-indescribable cardinals which is then employed for determining an upper bound for the proof–theoretic strength of the theory KPi+ ∀ρ ∃ππ is π+ρ-stable, where KPi is KP augmented by the axiom saying that every set is contained in an admissible set. (shrink)

It is shown how the strong ordinal notation systems that figure in proof theory and have been previously defined by employing large cardinals, can be developed directly on the basis of their recursively large counterparts. Thereby we provide a completely new approach to well-ordering proofs as will be exemplified by determining the proof-theoretic ordinal of the systemKPM of [R91].

In order to build the collection of Cauchy reals as a set in constructive set theory, the only power set-like principle needed is exponentiation. In contrast, the proof that the Dedekind reals form a set has seemed to require more than that. The main purpose here is to show that exponentiation alone does not suffice for the latter, by furnishing a Kripke model of constructive set theory, Constructive Zermelo–Fraenkel set theory with subset collection replaced by exponentiation, in which the Cauchy (...) reals form a set while the Dedekind reals constitute a proper class. (shrink)

In this article we provide an intrinsic characterization of the famous Howard–Bachmann ordinal in terms of a natural well-partial-ordering by showing that this ordinal can be realized as a maximal order type of a class of generalized trees with respect to a homeomorphic embeddability relation. We use our calculations to draw some conclusions about some corresponding subsystems of second order arithmetic. All these subsystems deal with versions of light-face Π11\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$$\varPi ^1_1$$\end{document}-comprehension.

The article shows a simple way of calibrating the strength of the theory of positive induction, ${{\rm ID}^{*}_{1}}$ . Crucially the proof exploits the equivalence of ${\Sigma^{1}_{1}}$ dependent choice and ω-model reflection for ${\Pi^{1}_{2}}$ formulae over ACA 0. Unbeknown to the authors, D. Probst had already determined the proof-theoretic strength of ${{\rm ID}^{*}_{1}}$ in Probst, J Symb Log, 71, 721–746, 2006.

The larger project broached here is to look at the generally sentence “if X is well-ordered then f is well-ordered”, where f is a standard proof-theoretic function from ordinals to ordinals. It has turned out that a statement of this form is often equivalent to the existence of countable coded ω-models for a particular theory Tf whose consistency can be proved by means of a cut elimination theorem in infinitary logic which crucially involves the function f. To illustrate this theme, (...) we prove in this paper that the statement “if X is well-ordered then εX is well-ordered” is equivalent to . This was first proved by Marcone and Montalban [Alberto Marcone, Antonio Montalbán, The epsilon function for computability theorists, draft, 2007] using recursion-theoretic and combinatorial methods. The proof given here is principally proof-theoretic, the main techniques being Schütte’s method of proof search [Kurt Schütte, Proof Theory, Springer-Verlag, Berlin, Heidelberg, 1977] and cut elimination for a fragment of. (shrink)

This paper proves that the disjunction property, the numerical existence property, Church’s rule, and several other metamathematical properties hold true for Constructive Zermelo-Fraenkel Set Theory, CZF, and also for the theory CZF augmented by the Regular Extension Axiom.As regards the proof technique, it features a self-validating semantics for CZF that combines realizability for extensional set theory and truth.

Let KP- be the theory resulting from Kripke-Platek set theory by restricting Foundation to Set Foundation. Let G: V → V (V:= universe of sets) be a ▵0-definable set function, i.e. there is a ▵0-formula φ(x, y) such that φ(x, G(x)) is true for all sets x, and $V \models \forall x \exists!y\varphi (x, y)$ . In this paper we shall verify (by elementary proof-theoretic methods) that the collection of set functions primitive recursive in G coincides with the collection of (...) those functions which are Σ1-definable in KP- + Σ1-Foundation + ∀ x ∃!yφ (x, y). Moreover, we show that this is still true if one adds Π1-Foundation or a weak version of ▵0-Dependent Choices to the latter theory. (shrink)

This paper continues investigations of the monotone fixed point principle in the context of Feferman's explicit mathematics begun in [14]. Explicit mathematics is a versatile formal framework for representing Bishop-style constructive mathematics and generalized recursion theory. The object of investigation here is the theory of explicit mathematics augmented by the monotone fixed point principle, which asserts that any monotone operation on classifications (Feferman's notion of set) possesses a least fixed point. To be more precise, the new axiom not merely postulates (...) the existence of a least solution, but, by adjoining a new constant to the language, it is ensured that a fixed point is uniformly presentable as a function of the monotone operation. Let T 0 + UMID denote this extension of explicit mathematics. [14] gave lower bounds for the strength of two subtheories of T 0 + UMID in relating them to fragments of second order arithmetic based on Π 1 2 comprehension. [14] showed that T $_0 \upharpoonright$ + UMID and T $_0 \upharpoonright$ + IND N + UMID have at least the strength of (Π 1 2 - CA) $\upharpoonright$ and (Π 1 2 - CA), respectively. Here we are concerned with the exact reversals. Let UMID N be the monotone fixed-point principle for subclassifications of the natural numbers. Among other results, it is shown that T $_0 \upharpoonright$ + UMID N and T $_0 \upharpoonright$ + IND N + UMID N have the same strength as (Π 1 2 - CA) $\upharpoonright$ and (Π 1 2 - CA), respectively. The results are achieved by constructing set-theoretic models for the aforementioned systems of explicit mathematics in certain extensions of Kripke-Platek set theory and subsequently relating these set theories to subsystems of second arithmetic. (shrink)

Universes of types were introduced into constructive type theory by Martin-Löf [12]. The idea of forming universes in type theory is to introduce a universe as a set closed under a certain specified ensemble of set constructors, say $\mathcal{C}$ . The universe then “reflects” $\mathcal{C}$ .This is the first part of a paper which addresses the exact logical strength of a particular such universe construction, the so-called superuniverse due to Palmgren (cf. [16, 18, 19]).It is proved that Martin-Löf type theory (...) with a superuniverse, termed MLS, is a system whose proof-theoretic ordinal resides strictly above the Feferman-Schütte ordinal $\Gamma_0$ but well below the Bachmann-Howard ordinal. Not many theories of strength between $\Gamma_0$ and the Bachmann-Howard ordinal have arisen. MLS provides a natural example for such a theory. (shrink)

A variant of realizability for Heyting arithmetic which validates Church’s thesis with uniqueness condition, but not the general form of Church’s thesis, was introduced by Lifschitz (Proc Am Math Soc 73:101–106, 1979). A Lifschitz counterpart to Kleene’s realizability for functions (in Baire space) was developed by van Oosten (J Symb Log 55:805–821, 1990). In that paper he also extended Lifschitz’ realizability to second order arithmetic. The objective here is to extend it to full intuitionistic Zermelo–Fraenkel set theory, IZF. The machinery (...) would also work for extensions of IZF with large set axioms. In addition to separating Church’s thesis with uniqueness condition from its general form in intuitionistic set theory, we also obtain several interesting corollaries. The interpretation repudiates a weak form of countable choice, AC ω,ω , asserting that a countable family of inhabited sets of natural numbers has a choice function. AC ω,ω is validated by ordinary Kleene realizability and is of course provable in ZF. On the other hand, a pivotal consequence of AC ω,ω , namely that the sets of Cauchy reals and Dedekind reals are isomorphic, remains valid in this interpretation. Another interesting aspect of this realizability is that it validates the lesser limited principle of omniscience. (shrink)

Constructive Zermelo–Fraenkel set theory, CZF, can be interpreted in Martin-Löf type theory via the so-called propositions-as-types interpretation. However, this interpretation validates more than what is provable in CZF. We now ask ourselves: is there a reasonably simple axiomatization of the set-theoretic formulae validated in Martin-Löf type theory? The answer is yes for a large collection of statements called the mathematical formulae. The validated mathematical formulae can be axiomatized by suitable forms of the axiom of choice.The paper builds on a self-interpretation (...) of CZF IOS Press, Amsterdam, 2004 ]) that provides an “inner” model of CZF which also validates the so-called -axiom of choice, . The crucial technical step taken in the present paper is to investigate the absoluteness properties of this model under the hypothesis .It is also shown that CZF plus the -axiom of choice possesses the disjunction property, the numerical existence property and the existence property for an important group of formulae. (shrink)

This paper is the first in a series whose objective is to study notions of large sets in the context of formal theories of constructivity. The two theories considered are Aczel's constructive set theory and Martin-Löf's intuitionistic theory of types. This paper treats Mahlo's π-numbers which give rise classically to the enumerations of inaccessibles of all transfinite orders. We extend the axioms of CZF and show that the resulting theory, when augmented by the tertium non-datur, is equivalent to ZF plus (...) the assertion that there are inaccessibles of all transfinite orders. Finally, the theorems of that extension of CZF are interpreted in an extension of Martin-Löf's intuitionistic theory of types by a universe. (shrink)

The context for this paper is Feferman's theory of explicit mathematics, a formal framework serving many purposes. It is suitable for representing Bishop-style constructive mathematics as well as generalized recursion, including direct expression of structural concepts which admit self-application. The object of investigation here is the theory of explicit mathematics augmented by the monotone fixed point principle, which asserts that any monotone operation on classifications (Feferman's notion of set) possesses a least fixed point. To be more precise, the new axiom (...) not merely postulates the existence of a least solution, but, by adjoining a new functional constant to the language, it is ensured that a fixed point is uniformly presentable as a function of the monotone operation. The upshot of the paper is that the latter extension of explicit mathematics (when based on classical logic) embodies considerable proof-theoretic strength. It is shown that it has at least the strength of the subsystem of second order arithmetic based on Π 1 2 comprehension. (shrink)

In recent years the question of whether adding the limited principle of omniscience, LPO, to constructive Zermelo–Fraenkel set theory, CZF, increases its strength has arisen several times. As the addition of excluded middle for atomic formulae to CZF results in a rather strong theory, i.e. much stronger than classical Zermelo set theory, it is not obvious that its augmentation by LPO would be proof-theoretically benign. The purpose of this paper is to show that CZF+RDC+LPO has indeed the same strength as (...) CZF, where RDC stands for relativized dependent choice. In particular, these theories prove the same Π02 theorems of arithmetic. (shrink)

The paper investigates the strength of the Anti-Foundation Axiom, AFA, on the basis of Kripke-Platek set theory without Foundation. It is shown that the addition of AFA considerably increases the proof theoretic strength.

In ordinal analysis of impredicative theories so-called collapsing functions are of central importance. Unfortunately, the definition procedure of these functions makes essential use of uncountable cardinals whereas the notation system that they call into being corresponds to a recursive ordinal. It has long been claimed that, instead, one should manage to develop such functions directly on the basis of admissible ordinals. This paper is meant to show how this can be done. Interpreting the collapsing functions as operating directly on admissible (...) sets also renders a new and perspicuous approach to well-ordering proofs possible. MSC: 03F15, 03F35. (shrink)

How do ordinals measure the strength and computational power of formal theories? This paper is concerned with the connection between ordinal representation systems and theories established in ordinal analyses. It focusses on results which explain the nature of this connection in terms of semantical and computational notions from model theory, set theory, and generalized recursion theory.

The regular extension axiom, REA, was first considered by Peter Aczel in the context of Constructive Zermelo-Fraenkel Set Theory as an axiom that ensures the existence of many inductively defined sets. REA has several natural variants. In this note we gather together metamathematical results about these variants from the point of view of both classical and constructive set theory.

While it is known that intuitionistic ZF set theory formulated with Replacement, IZFR, does not prove Collection, it is a longstanding open problem whether IZFR and intuitionistic set theory ZF formulated with Collection, IZF, have the same proof-theoretic strength. It has been conjectured that IZF proves the consistency of IZFR. This paper addresses similar questions but in respect of constructive Zermelo–Fraenkel set theory, CZF. It is shown that in the latter context the proof-theoretic strength of Replacement is the same as (...) that of Strong Collection and also that the functional version of the Regular Extension Axiom is as strong as its relational version.Moreover, it is proved that, contrary to IZF, the strength of CZF increases if one adds an axiom asserting that the trichotomous ordinals form a set.Unlike IZF, constructive Zermelo–Fraenkel set theory is amenable to ordinal analysis and the proofs in this paper make pivotal use thereof in the guise of well-ordering proofs for ordinal representation systems. (shrink)

For several subsystems of second order arithmetic T we show that the proof-theoretic strength of T + (bar rule) can be characterized in terms of T + (bar induction) □ , where the latter scheme arises from the scheme of bar induction by restricting it to well-orderings with no parameters. In addition, we demonstrate that ACA + 0 , ACA 0 + (bar rule) and ACA 0 + (bar induction) □ prove the same Π 1 1 -sentences.

We characterize the proof-theoretic strength of systems of explicit mathematics with a general principle asserting the existence of least fixed points for monotone inductive definitions, in terms of certain systems of analysis and set theory. In the case of analysis, these are systems which contain the Σ12-axiom of choice and Π12-comprehension for formulas without set parameters. In the case of set theory, these are systems containing the Kripke-Platek axioms for a recursively inaccessible universe together with the existence of a stable (...) ordinal. In all cases, the exact strength depends on what forms of induction are admitted in the respective systems. (shrink)

In this article we characterize a countable ordinal known as the big Veblen number in terms of natural well-partially ordered tree-like structures. To this end, we consider generalized trees where the immediate subtrees are grouped in pairs with address-like objects. Motivated by natural ordering properties, extracted from the standard notations for the big Veblen number, we investigate different choices for embeddability relations on the generalized trees. We observe that for addresses using one finite sequence only, the embeddability coincides with the (...) classical tree-embeddability, but in this article we are interested in more general situations. We prove that the maximal order type of some of these new embeddability relations hit precisely the big Veblen ordinal ϑΩΩ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\vartheta \Omega^{\Omega}}$$\end{document}. Somewhat surprisingly, changing a little bit the well-partially ordered addresses, the maximal order type hits an ordinal which exceeds the big Veblen number by far, namely ϑΩΩΩ\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\vartheta \Omega^{\Omega^\Omega}}$$\end{document}. Our results contribute to the research program on classifying properties of natural well-orderings in terms of order-theoretic properties of the functions generating the orderings. (shrink)

Universes of types were introduced into constructive type theory by Martin-Löf [3]. The idea of forming universes in type theory is to introduce a universe as a set closed under a certain specified ensemble of set constructors, say ?. The universe then “reflects”?.This is the second part of a paper which addresses the exact logical strength of a particular such universe construction, the so-called superuniverse due to Palmgren (cf.[4–6]).It is proved that Martin-Löf type theory with a superuniverse, termed MLS, is (...) a system whose proof-theoretic ordinal resides strictly above the Feferman-Schütte ordinal Γ0 but well below the Bachmann-Howard ordinal. Not many theories of strength between Γ0 and the Bachmann-Howard ordinal have arisen. MLS provides a natural example for such a theory. In this second part of the paper the concern is with the with upper bounds. (shrink)

This paper compares the roles classical and intuitionistic logic play in restricting the free use of truth principles in arithmetic. We consider fifteen of the most commonly used axiomatic principles of truth and classify every subset of them as either consistent or inconsistent over a weak purely intuitionistic theory of truth.

Constructive set theory started with Myhill's seminal 1975 article [8]. This paper will be concerned with axiomatizations of the natural numbers in constructive set theory discerned in [3], clarifying the deductive relationships between these axiomatizations and the strength of various weak constructive set theories.

After introducing the large set notion of Mahloness, this paper shows that constructive set theory with an axiom asserting the existence of a Mahlo set has a realizability interpretation in an extension of Martin-Löf type theory developed by A. Setzer.

The paper relativizes the method of ordinal analysis developed for Kripke–Platek set theory to theories which have the power set axiom. We show that it is possible to use this technique to extract information about Power Kripke–Platek set theory, KP.As an application it is shown that whenever KP+AC proves a ΠP2 statement then it holds true in the segment Vτ of the von Neumann hierarchy, where τ stands for the Bachmann–Howard ordinal.

The paper characterizes the second order arithmetic theorems of a set theory that features a recursively Mahlo universe; thereby complementing prior proof-theoretic investigations on this notion. It is shown that the property of being recursively Mahlo corresponds to a certain kind of β-model reflection in second order arithmetic. Further, this leads to a characterization of the reals recursively computable in the superjump functional.

Bar Induction occupies a central place in Brouwerian mathematics. This note is concerned with the strength of Bar Induction on the basis of Constructive Zermelo-Fraenkel Set Theory, CZF. It is shown that CZF augmented by decidable Bar Induction proves the 1-consistency of CZF. This answers a question of P. Aczel who used Bar Induction to give a proof of the Lusin Separation Theorem in the constructive set theory CZF.

Especially nice models of intuitionistic set theories are realizability models $V$, where $\mathcal A$ is an applicative structure or partial combinatory algebra. This paper is concerned with the preservation of various choice principles in $V$ if assumed in the underlying universe $V$, adopting Constructive Zermelo–Fraenkel as background theory for all of these investigations. Examples of choice principles are the axiom schemes of countable choice, dependent choice, relativized dependent choice and the presentation axiom. It is shown that any of these axioms (...) holds in $V$ for every applicative structure $\mathcal A$ if it holds in the background universe.1 It is also shown that a weak form of the countable axiom of choice, $\textbf{AC}^{\boldsymbol{\omega, \omega }}$, is rendered true in any $V$ regardless of whether it holds in the background universe. The paper extends work by McCarty and Rathjen. (shrink)

The context for this paper is Feferman's theory of explicit mathematics, T 0 . We address a problem that was posed in [6]. Let MID be the principle stating that any monotone operation on classifications has a least fixed point. The main objective of this paper is to show that T 0 + MID, when based on classical logic, also proves the existence of non-monotone inductive definitions that arise from arbitrary extensional operations on classifications. From the latter we deduce that (...) MID, when adjoined to classical T 0 , leads to a much stronger theory than T 0. (shrink)