We examine some of Connes’ criticisms of Robinson’s infinitesimals starting in 1995. Connes sought to exploit the Solovay model S as ammunition against non-standard analysis, but the model tends to boomerang, undercutting Connes’ own earlier work in functional analysis. Connes described the hyperreals as both a “virtual theory” and a “chimera”, yet acknowledged that his argument relies on the transfer principle. We analyze Connes’ “dart-throwing” thought experiment, but reach an opposite conclusion. In S , all definable sets of reals are (...) Lebesgue measurable, suggesting that Connes views a theory as being “virtual” if it is not definable in a suitable model of ZFC. If so, Connes’ claim that a theory of the hyperreals is “virtual” is refuted by the existence of a definable model of the hyperreal field due to Kanovei and Shelah. Free ultrafilters aren’t definable, yet Connes exploited such ultrafilters both in his own earlier work on the classification of factors in the 1970s and 80s, and in Noncommutative Geometry, raising the question whether the latter may not be vulnerable to Connes’ criticism of virtuality. We analyze the philosophical underpinnings of Connes’ argument based on Gödel’s incompleteness theorem, and detect an apparent circularity in Connes’ logic. We document the reliance on non-constructive foundational material, and specifically on the Dixmier trace −∫ (featured on the front cover of Connes’ magnum opus) and the Hahn–Banach theorem, in Connes’ own framework. We also note an inaccuracy in Machover’s critique of infinitesimal-based pedagogy. (shrink)
We apply Benacerraf’s distinction between mathematical ontology and mathematical practice to examine contrasting interpretations of infinitesimal mathematics of the seventeenth and eighteenth century, in the work of Bos, Ferraro, Laugwitz, and others. We detect Weierstrass’s ghost behind some of the received historiography on Euler’s infinitesimal mathematics, as when Ferraro proposes to understand Euler in terms of a Weierstrassian notion of limit and Fraser declares classical analysis to be a “primary point of reference for understanding the eighteenth-century theories.” Meanwhile, scholars like (...) Bos and Laugwitz seek to explore Eulerian methodology, practice, and procedures in a way more faithful to Euler’s own. Euler’s use of infinite integers and the associated infinite products are analyzed in the context of his infinite product decomposition for the sine function. Euler’s principle of cancellation is compared to the Leibnizian transcendental law of homogeneity. The Leibnizian law of continuity similarly finds echoes in Euler. We argue that Ferraro’s assumption that Euler worked with a classical notion of quantity is symptomatic of a post-Weierstrassian placement of Euler in the Archimedean track for the development of analysis, as well as a blurring of the distinction between the dual tracks noted by Bos. Interpreting Euler in an Archimedean conceptual framework obscures important aspects of Euler’s work. Such a framework is profitably replaced by a syntactically more versatile modern infinitesimal framework that provides better proxies for his inferential moves. (shrink)
Did Leibniz exploit infinitesimals and infinities à la rigueur or only as shorthand for quantified propositions that refer to ordinary Archimedean magnitudes? Hidé Ishiguro defends the latter position, which she reformulates in terms of Russellian logical fictions. Ishiguro does not explain how to reconcile this interpretation with Leibniz’s repeated assertions that infinitesimals violate the Archimedean property (i.e., Euclid’s Elements, V.4). We present textual evidence from Leibniz, as well as historical evidence from the early decades of the calculus, to undermine Ishiguro’s (...) interpretation. Leibniz frequently writes that his infinitesimals are useful fictions, and we agree, but we show that it is best not to understand them as logical fictions; instead, they are better understood as pure fictions. (shrink)
Felix Klein and Abraham Fraenkel each formulated a criterion for a theory of infinitesimals to be successful, in terms of the feasibility of implementation of the Mean Value Theorem. We explore the evolution of the idea over the past century, and the role of Abraham Robinson's framework therein.
In relation to a thesis put forward by Marx Wartofsky, we seek to show that a historiography of mathematics requires an analysis of the ontology of the part of mathematics under scrutiny. Following Ian Hacking, we point out that in the history of mathematics the amount of contingency is larger than is usually thought. As a case study, we analyze the historians’ approach to interpreting James Gregory’s expression ultimate terms in his paper attempting to prove the irrationality of \. Here (...) Gregory referred to the last or ultimate terms of a series. More broadly, we analyze the following questions: which modern framework is more appropriate for interpreting the procedures at work in texts from the early history of infinitesimal analysis? As well as the related question: what is a logical theory that is close to something early modern mathematicians could have used when studying infinite series and quadrature problems? We argue that what has been routinely viewed from the viewpoint of classical analysis as an example of an “unrigorous” practice, in fact finds close procedural proxies in modern infinitesimal theories. We analyze a mix of social and religious reasons that had led to the suppression of both the religious order of Gregory’s teacher degli Angeli, and Gregory’s books at Venice, in the late 1660s. (shrink)
We show that there is a [Formula: see text]-model of second-order arithmetic in which the choice scheme holds, but the dependent choice scheme fails for a [Formula: see text]-assertion, confirming a conjecture of Stephen Simpson. We obtain as a corollary that the Reflection Principle, stating that every formula reflects to a transitive set, can fail in models of [Formula: see text]. This work is a rediscovery by the first two authors of a result obtained by the third author in [V. (...) G. Kanovei, On descriptive forms of the countable axiom of choice, Investigations on nonclassical logics and set theory, Work Collect., Moscow, 3-136 ]. (shrink)
Foundations of Science recently published a rebuttal to a portion of our essay it published 2 years ago. The author, G. Schubring, argues that our 2013 text treated unfairly his 2005 book, Conflicts between generalization, rigor, and intuition. He further argues that our attempt to show that Cauchy is part of a long infinitesimalist tradition confuses text with context and thereby misunderstands the significance of Cauchy’s use of infinitesimals. Here we defend our original analysis of various misconceptions and misinterpretations concerning (...) the history of infinitesimals and, in particular, the role of infinitesimals in Cauchy’s mathematics. We show that Schubring misinterprets Proclus, Leibniz, and Klein on non-Archimedean issues, ignores the Jesuit context of Moigno’s flawed critique of infinitesimals, and misrepresents, to the point of caricature, the pioneering Cauchy scholarship of D. Laugwitz. (shrink)
A generic extension L[x]\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathbf{L}[x]}$$\end{document} by a real x is defined, in which the E0\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${\mathsf{E}_0}$$\end{document}-class of x is a lightface Π21\documentclass[12pt]{minimal} \usepackage{amsmath} \usepackage{wasysym} \usepackage{amsfonts} \usepackage{amssymb} \usepackage{amsbsy} \usepackage{mathrsfs} \usepackage{upgreek} \setlength{\oddsidemargin}{-69pt} \begin{document}$${{\it \Pi}^1_2}$$\end{document} set containing no ordinal-definable reals.
Abraham Robinson’s framework for modern infinitesimals was developed half a century ago. It enables a re-evaluation of the procedures of the pioneers of mathematical analysis. Their procedures have been often viewed through the lens of the success of the Weierstrassian foundations. We propose a view without passing through the lens, by means of proxies for such procedures in the modern theory of infinitesimals. The real accomplishments of calculus and analysis had been based primarily on the elaboration of novel techniques for (...) solving problems rather than a quest for ultimate foundations. It may be hopeless to interpret historical foundations in terms of a punctiform continuum, but arguably it is possible to interpret historical techniques and procedures in terms of modern ones. Our proposed formalisations do not mean that Fermat, Gregory, Leibniz, Euler, and Cauchy were pre-Robinsonians, but rather indicate that Robinson’s framework is more helpful in understanding their procedures than a Weierstrassian framework. (shrink)
The small, the tiny, and the infinitesimal have been the object of both fascination and vilification for millenia. One of the most vitriolic reviews in mathematics was that written by Errett Bishop about Keisler’s book Elementary Calculus: an Infinitesimal Approach. In this skit we investigate both the argument itself, and some of its roots in Bishop George Berkeley’s criticism of Leibnizian and Newtonian Calculus. We also explore some of the consequences to students for whom the infinitesimal approach is congenial. The (...) casual mathematical reader may be satisfied to read the text of the five act play, whereas the others may wish to delve into the 130 footnotes, some of which contain elucidation of the mathematics or comments on the history. (shrink)
It is true in the Cohen, Solovay-random, dominaning, and Sacks generic extension, that every countable ordinal-definable set of reals belongs to the ground universe. It is true in the Solovay collapse model that every non-empty OD countable set of sets of reals consists of \ elements.
We examine Paul Halmos’ comments on category theory, Dedekind cuts, devil worship, logic, and Robinson’s infinitesimals. Halmos’ scepticism about category theory derives from his philosophical position of naive set-theoretic realism. In the words of an MAA biography, Halmos thought that mathematics is “certainty” and “architecture” yet 20th century logic teaches us is that mathematics is full of uncertainty or more precisely incompleteness. If the term architecture meant to imply that mathematics is one great solid castle, then modern logic tends to (...) teach us the opposite lesson, namely that the castle is floating in midair. Halmos’ realism tends to color his judgment of purely scientific aspects of logic and the way it is practiced and applied. He often expressed distaste for nonstandard models, and made a sustained effort to eliminate first-order logic, the logicians’ concept of interpretation, and the syntactic vs semantic distinction. He felt that these were vague, and sought to replace them all by his polyadic algebra. Halmos claimed that Robinson’s framework is “unnecessary” but Henson and Keisler argue that Robinson’s framework allows one to dig deeper into set-theoretic resources than is common in Archimedean mathematics. This can potentially prove theorems not accessible by standard methods, undermining Halmos’ criticisms. (shrink)
In this article we show how the universe of BST, bounded set theory can be enlarged by definable subclasses of sets so that Separation and Replacement are true in the enlargement for all formulas, including those in which the standardness predicate may occur. Thus BST is strong enough to incorporate external sets in the internal universe in a way sufficient to develop topics in nonstandard analysis inaccessible in the framework of a purely internal approach, such as Loeb measures.
To explore the extent of embeddability of Leibnizian infinitesimal calculus in first-order logic (FOL) and modern frameworks, we propose to set aside ontological issues and focus on pro- cedural questions. This would enable an account of Leibnizian procedures in a framework limited to FOL with a small number of additional ingredients such as the relation of infinite proximity. If, as we argue here, first order logic is indeed suitable for developing modern proxies for the inferential moves found in Leibnizian infinitesimal (...) calculus, then modern infinitesimal frameworks are more appropriate to interpreting Leibnizian infinitesimal calculus than modern Weierstrassian ones. (shrink)
We prove that if I is a partially ordered set in a countable transitive model M of ZFC then M can be extended by a generic sequence of reals a i , i ∈ I, such that ℵ M 1 is preserved and every a i is Sacks generic over $\mathfrak{M}[\langle \mathbf{a}_j: j . The structure of the degrees of M-constructibility of reals in the extension is investigated. As applications of the methods involved, we define a cardinal invariant to distinguish (...) product and iterated Sacks extensions, and give a short proof of a theorem (by Budinas) that in ω 2 -iterated Sacks extension of L the Burgess selection principle for analytic equivalence relations holds. (shrink)
Cauchy's sum theorem is a prototype of what is today a basic result on the convergence of a series of functions in undergraduate analysis. We seek to interpret Cauchy’s proof, and discuss the related epistemological questions involved in comparing distinct interpretive paradigms. Cauchy’s proof is often interpreted in the modern framework of a Weierstrassian paradigm. We analyze Cauchy’s proof closely and show that it finds closer proxies in a different modern framework.
We prove that in the Solovay model, every OD equivalence relation, E, over the reals, either admits an OD reduction to the equality relation on the set of all countable (of length $ ) binary sequences, or continuously embeds E 0 , the Vitali equivalence. If E is a Σ 1 1 (resp. Σ 1 2 ) relation then the reduction above can be chosen in the class of all ▵ 1 (resp. ▵ 2 ) functions. The proofs are based (...) on a topology generated by OD sets. (shrink)
In this article ‡ we show how the universe of HST, Hrbaček set theory admits a system of subuniverses which keep the Replacement, model Power set and Choice, and also keep as much of Saturation as it is necessary. This gives sufficient tools to develop the most complicated topics in nonstandard analysis, such as Loeb measures.
. We demonstrate that a comprehensive nonstandard set theory can be developed in the standard $\displaystyle{\in}$ -language. As an illustration, a nonstandard ${\sf Law of Large Numbers}$ is obtained.
If A ⊆ ω1, then there exists a cardinal preserving generic extension [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][A ][x ] of [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][A ] by a real x such that1) A ∈ [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][x ] and A is Δ1HC in [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][x ];2) x is minimal over [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][A ], that is, if a set Y belongs to [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][x ], then either x ∈ [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][A, Y ] or Y (...) ∈ [MATHEMATICAL DOUBLE-STRUCK CAPITAL L][A ].The forcing we use implicitly provides reshaping of the given set A. (shrink)
We study models of HST . This theory admits an adequate formulation of the isomorphism propertyIP, which postulates that any two elementarily equivalent internally presented structures of a well-orderable language are isomorphic. We prove that IP is independent of HST and consistent with HST.
A definable pair of disjoint non-OD sets of reals exists in the Sacks and ????0-large generic extensions of the constructible universe L. More specifically, if a∈2ω is eith...
We study those models of ZFCwhich are embeddable, as the class of all standard sets, in a model of internal set theory >ISTor models of some other nonstandard set theories.
We prove that a necessary and sufficient condition for a countable set L of sets of integers to be equal to the algebra of all sets of integers definable in a nonstandard elementary extension of ω by a formula of the PA language which may include the standardness predicate but does not contain nonstandard parameters, is as follows: L is closed under arithmetical definability and contains 0 (ω) , the set of all (Gödel numbers of) true arithmetical sentences. Some results (...) related to definability of sets of integers in elementary extensions of ω are included. (shrink)
We demonstrate that the special model axiom SMA of Ross admits a natural formalization in Kawai's nonstandard set theory KST but is independent of KST. As an application of our methods to classical model theory, we present a short proof of the consistency of the existence of a k+ like k-saturated model of PA for a given cardinal k.
In continuation of our study of HST, Hrbaek set theory (a nonstandard set theory which includes, in particular, the ZFC Replacement and Separation schemata in the st--language, and Saturation for well-orderable families of internal sets), we consider the problem of existence of elementary extensions of inner "external" subclasses of the HST universe.We show that, given a standard cardinal , any set R * generates an "internal" class S(R) of all sets standard relatively to elements of R, and an "external" class (...) L[S(R)] of all sets constructible (in a sense close to the Gödel constructibility) from sets in S(R). We prove that under some mild saturation-like requirements for R the class L[S(R)] models a certain -version of HST including the principle of +-saturation; moreover, in this case L[S(R)] is an elementary extension of L[S(R)] in the st--language whenever sets R R satisfy the requirements. (shrink)
A hyperfinitely long coin flipping game between the Gambler and the Casino, associated with a given set A, is considered. It turns out that the Gambler has a winning strategy if and only if A has Loeb measure 0. The Casino has a winning strategy if and only if A contains an internal subset of positive Loeb measure.
We propose a canonization scheme for smooth equivalence relations on Rω modulo restriction to E0-large infinite products. It shows that, given a pair of Borel smooth equivalence relations E, F on Rω, there is an infinite E0-large perfect product P⊆Rω such that either F⊆E on P, or, for some ℓ<ω, the following is true for all x,y∈P: xEy implies x=y, and x↾=y↾ implies xFy.
We prove that if ≼ is an analytic partial order then either ≼ can be extended to a Δ 2 1 linear order similar to an antichain in 2 ω 1 , ordered lexicographically, or a certain Borel partial order ⩽ 0 embeds in ≼. Similar linearization results are presented, for κ -bi-Souslin partial orders and real-ordinal definable orders in the Solovay model. A corollary for analytic equivalence relations says that any Σ 1 1 equivalence relation E , such that (...) E 0 does not embed in E , is fully determined by intersections with E -invariant Borel sets coded in L. (shrink)