Abstract
Population axiology includes two major arguments. The first is the repugnant conclusion, which was originally formulated by Derek Parfit to criticize total utilitarianism. The second is the sadistic conclusion. In this study, I demonstrate that no additively separable principle can avoid both repugnant and sadistic conclusions if individual moral values have no upper bound. This impossibility holds not only for utilitarian principles but also for any population principles that guarantee the separability of people’s well-being. I emphasize the importance of examining non-separable principles in population ethics.
Access this chapter
Tax calculation will be finalised at checkout
Purchases are for personal use only
Similar content being viewed by others
Notes
- 1.
Narveson (1967) also provided an important perspective on this issue by discussing the implication for utilitarianism of having a new person with a low utility level.
- 2.
Critical utilitarianism is also called “threshold utilitarianism” in the literature.
- 3.
The class of variable value principles is a collection of population principles under which the value of population size is variable in a certain way. It includes not only number-dampened utilitarianism but also Sider’s (1991) geometric principle.
- 4.
As shown by Bossert, Cato, and Kamaga (2022), generalized variable-value principles include not only critical-level utilitarian/number-dampened utilitarian principles but also non-separable principles, such as the rank-dependent utilitarian principle.
- 5.
Other axioms have been examined in the literature on population ethics. Mere addition is the most commonly used axiom, according to which, adding a person with a positive utility is better than adding no one. This axiom is examined by Carlson (1998) and Sider (1991). In particular, Sider (1991) provides a “geometric” principle that satisfies mere addition and avoids the repugnant conclusion.
- 6.
Blackorby, Bossert, and Donaldson (2005) call this assumption “utilitarian same-number subprinciples.”.
- 7.
Sen (1988) clarifies the fundamental axiological basis of utilitarianism.
- 8.
A possible direction for resolving this trade-off is known. If a band of critical levels is introduced, the two negative conclusions can be easily resolved. This introduction necessarily entails incompleteness in moral judgments. See Gustafsson (2020) for a detailed examination of this issue. In this study, I do not allow moral judgments to be incomplete.
- 9.
Here, my presentation of the class of population principles follows the axiomatic approach, which is commonly used in social choice theory and welfare economics. This approach can be found in Broome (1991) and Blackorby, Bossert, and Donaldson (2005). Adler and Holtug (2019) nicely explain the axiomatic nature of prioritarianism. Hirose’s (2014) arguments on egalitarianism and prioritarianism naturally accommodate the axiomatic analysis in social choice.
- 10.
See Brown (2007) for a population axiology examination for prioritarianism.
- 11.
Mathematically, the concavity of g corresponds to the negativity of its second derivative.
- 12.
When g(x) = x, a necessary and sufficient condition for g to be concave is that is lower than one.
- 13.
As mentioned in Sect. 3, the additive separability of people holds if and only if transitivity, completeness, impartiality, the Pareto principle (monotonicity), continuity, and separability are satisfied. I use these properties induced from additive separability in my argument.
- 14.
Asheim and Zuber (2014) examined a variant of this relational prioritarianism; their principle is called “rank-discounted generalized utilitarianism.” This principle is, in a sense, a hybrid of Sider’s (1991) geometrism and the one I proposed here. Asheim and Zuber (2014) offered an axiomatic characterization of the rank-discounted generalized utilitarianism.
- 15.
One may call it “relational anti-prioritarianism.”.
- 16.
Here, I must emphasize that homotheticity is a reasonable requirement without additive separability. That is, the plausibility of homotheticity can stand alone. Indeed, various moral judgments are homothetic but non-separable. For instance, Sider (1991) as well as Asheim and Zuber (2014) can be shown to be homothetic.
- 17.
References
Adler, M. D. (2018). Prioritarianism: Room for desert? Utilitas, 30(2), 172–197.
Adler, M. D., & Holtug, N. (2019). Prioritarianism: A response to critics. Politics, Philosophy & Economics, 18(2), 101–144.
Arrhenius, G. (2000). An impossibility theorem for welfarist axiologies. Economics & Philosophy, 16(2), 247–266.
Arrhenius, G. (forthcoming). Population ethics: The challenge of future generations. Oxford University Press.
Asheim, G. B., & Zuber, S. (2014). Escaping the repugnant conclusion: Rank-discounted utilitarianism with variable population. Theoretical Economics, 9(3), 629–650.
Blackorby, C., & Donaldson, D. (1984). Social criteria for evaluating population change. Journal of Public Economics, 25(1–2), 13–33.
Blackorby, C., Bossert, W., & Donaldson, D. (1997). Critical-level utilitarianism and the population-ethics dilemma. Economics & Philosophy, 13(2), 197–230.
Blackorby, C., Bossert, W., & Donaldson, D. (2005). Population issues in social choice theory, welfare economics, and ethics. Cambridge University Press.
Bossert, W. (1990). Maximin welfare orderings with variable population size. Social Choice and Welfare, 7(1), 39–45.
Bossert, W., Cato, S., & Kamaga, K. (2021). Critical‐level sufficientarianism. Journal of Political Philosophy, forthcoming.
Bossert, W., Cato, S., & Kamaga, K. (2022). Revisiting variable-value population principles. Economics and Philosophy, forthcoming. https://doi.org/10.1017/S0266267122000268
Bossert, W., Cato, S., & Kamaga, K. (2023). Thresholds, critical levels, and generalized sufficientarian principles. Economic Theory, 75(4), 1099–1139.
Broome, J. (1991). Weighing goods: Equality, uncertainty and time. Basil Blackwell Press.
Broome, J. (1993). Goodness is reducible to betterness: The evil of death is the value of life. In P. Koslowski & Y. Shionoya (Eds.), Studies in economic ethics & philosophy (pp. 70–86). Springer.
Broome, J. (2004). Weighing lives. Oxford University Press.
Brown, C. (2007). Prioritarianism for variable populations. Philosophical Studies, 134(3), 325–361.
Carlson, E. (1998). Mere addition and two trilemmas of population ethics. Economics & Philosophy, 14(2), 283–306.
Casal, P. (2007). Why sufficiency is not enough. Ethics, 117(2), 296–326.
Cato, S. (2016). Rationality and operators. Springer.
Crisp, R. (2003). Equality, priority, and compassion. Ethics, 113(4), 745–763.
Frankfurt, H. (1987). Equality as a moral ideal. Ethics, 98(1), 21–43.
Greaves, H. (2017). Population axiology. Philosophy Compass, 12(11), e12442.
Gustafsson, J. E. (2020). Population axiology and the possibility of a fourth category of absolute value. Economics & Philosophy, 36(1), 81–110.
Hirose, I. (2014). Egalitarianism. Routledge.
Huemer, M. (2008). In defence of repugnance. Mind, 117(468), 899–933.
Hurka, T. (1983). Value and population size. Ethics, 93(3), 496–507.
Narveson, J. (1967). Utilitarianism and new generations. Mind, 76(301), 62–72.
Ng, Y. K. (1989). What should we do about future generations? Impossibility of Parfit’s Theory X. Economics & Philosophy, 5(2), 235–253.
Parfit, D. (1976). On doing the best for our children. In M. D. Bayles (Ed.), Ethics and population (pp. 100–102). Schenkman.
Parfit, D. (1982). Future generations, further problems. Philosophy & Public Affairs, 11, 113–172.
Parfit, D. (1984). Reasons and persons. Oxford University Press.
Parfit, D. (1997). Equality and priority. Ratio, 10(3), 202–221.
Sen, A. (1988). On ethics and economics. Wiley-Blackwell.
Sider, T. R. (1991). Might theory X be a theory of diminishing marginal value? Analysis, 51(4), 265–271.
Tännsjö, T. (2020). Why Derek Parfit had reasons to accept the repugnant conclusion. Utilitas, 32(4), 387–397.
Thomas, T. (2018). Some possibilities in population axiology. Mind, 127(507), 807–832.
Zuber, S. (2018). Population-adjusted egalitarianism. Working Paper. https://halshs.archives-ouvertes.fr/halshs-01937766/
Zuber, S., Venkatesh, N., Tännsjö, T., et al. (2021). What should we agree on about the repugnant conclusion? Utilitas, 33(4), 379–383.
Acknowledgment
I thank Akira Inoue, Shu Ishida, and two editors of this volume for helpful comments. I also thank Editage for their editing service. This paper was financially supported by KAKENHI (JP18H05204, JP20H01446, JP22K01387, JP22H05083, JP22H05086) and the Mitsubishi Foundation (ID201920011). This paper is prepared with support from the Institute of Social Science, University of Tokyo, and its institute-wide joint research project, “Methodology of Social Sciences: How to Measure Phenomena and Values.”
Author information
Authors and Affiliations
Corresponding author
Editor information
Editors and Affiliations
Appendix
Appendix
As mentioned earlier, our impossibility result does not rely on the minimal one-person trade-off. In this section, I illustrate that this is related to the definition of the repugnant conclusion. Blackorby et al., (2005; hereafter BBD) use the following version of the repugnant conclusion; see also Bossert, Cato, and Kamaga (2022, 2023) for the application of this version.
BBD’s repugnant conclusion: For all natural numbers \(n\), a positive number \(\zeta >0\), and a positive number \(\varepsilon >0\) smaller than \(\zeta\), there exists a natural number \(m\) larger than \(n\) such that the \(m\)-individual distribution where all the people obtain \(\varepsilon\) is morally better than the \(n\)-individual distribution where all the people obtain \(\zeta\).
First, this BBD version focuses on distributions where all individuals obtain the same well-being level. By contrast, a “population of at least ten billion people” (1984, p. 388) does not have to be egalitarian. Second, more importantly, unlike Parfit’s version, \(n\) does not have to be at least ten billion. Note that the \(n\)-individual distribution where all the people obtain \(\zeta\) corresponds to “population of at least ten billion people, all with a very high quality of life” (Parfit, 1984, p. 388).
The BBD version of the avoidance of repugnant conclusion becomes the following (Blackorby et al., 2005, p. 162):
BBD’s avoidance of repugnant conclusion: There exist a natural number \(n\), a positive number \(\zeta >0\), and a positive number \(\varepsilon >0\) smaller than \(\zeta\) such that, for all natural numbers \(m\) larger than \(n\), the \(m\)-individual distribution where all the people obtain \(\varepsilon\) is not morally better than the \(n\)-individual distribution where all the people obtain \(\zeta\).
If we use this version in the main theorem with additive separability, the minimal one-person trade-off needs to be added. To observe this point, let us consider the following principle:
For any two distributions, \({(u}_{1},...,{u}_{n})\) and \({(v}_{1},...,{v}_{m})\),
-
(i)
if \(n=m=1\), the one with a higher utility level is morally better than the other (with a lower utility level);
-
(ii)
if \(n=1\) and \(m\ne 1\), \({u}_{1}\) is morally better than \({(v}_{1},...,{v}_{m})\);
-
(iii)
if \(n\ne 1\) and \(m= 1\), \({v}_{1}\) is morally better than \({(u}_{1},...,{u}_{n})\);
-
(iv)
if \(n\ne 1\) and \(m\ne 1\), \({(u}_{1},...,{u}_{n})\) is morally better than \({(v}_{1},...,{v}_{m})\) if and only if \({\sum }_{i=1}^{n}g({u}_{i})>{\sum }_{i=1}^{m}g({v}_{i})\), where \(g\) is an increasing and concave function with no upper bound and \(g\left(0\right)=0\).
This principle appears artificial but satisfies additive separability and the no-bliss-point of the moral value axiom, and avoids both BBD’s repugnant and sadistic conclusions. Notably, this does not avoid Parfit’s version of the repugnant conclusion. The argument in this section illustrates that the formulation of the repugnant conclusion can matter.
Rights and permissions
Copyright information
© 2023 The Author(s), under exclusive license to Springer Nature Singapore Pte Ltd.
About this chapter
Cite this chapter
Cato, S. (2023). Trade-Off Between Repugnant and Sadistic Conclusions Under the Separability of People’s Lives. In: Adachi, Y., Usami, M. (eds) Governance for a Sustainable Future. Springer, Singapore. https://doi.org/10.1007/978-981-99-4771-3_6
Download citation
DOI: https://doi.org/10.1007/978-981-99-4771-3_6
Published:
Publisher Name: Springer, Singapore
Print ISBN: 978-981-99-4770-6
Online ISBN: 978-981-99-4771-3
eBook Packages: Political Science and International StudiesPolitical Science and International Studies (R0)