Skip to main content
Log in

Notionalization: The Transformation of Descriptions into Categorizations

  • Special Issue
  • Published:
Human Studies Aims and scope Submit manuscript

Abstract

This paper analyses one specific conversational practice of formulation called ‘notionalization’. It consists in the transformation of a description by a prior speaker into a categorization by the next speaker. Sequences of this kind are a “natural laboratory” for studying the differences between descriptions and categorizations regarding their semantic, interactional, and rhetorical properties:

Descriptive/narrative versions are often vague and tentative, multi unit turns, which are temporalized and episodic, offering a lot of contingent, situational, and indexical detail.

Notionalizations turn them into condensed, abstract, timeless, and often agentless categorizations expressed by a noun (phrase) within one turn constructional unit (TCU).

Drawing on audio- and video-taped German data from various types of interaction, the paper focuses on one particular practice of notionalization, the formulation of purportedly common ground by TCUs prefaced with the connective also. The paper discusses their turn-constructional and morphological properties, pointing out affinities of notionalization with language for special purposes. Notionalizations are used for reducing detail and for topical closure. They provide grounds for emergent keywords, which can be reused to re-contextualize topical issues and interactional histories efficiently. Notionalizations are powerful means for accomplishing intersubjectivity while pursuing (sometimes one-sided) practical relevancies at the same time. Their inevitably perspective design thus may lead to re-open the issue they were deemed to settle. The paper closes with an outlook to other practices of notionalization, pointing to dimensions of interactionally relevant variation and commonalities.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Although there are clear cases, the distinction between gist and upshot is very hard to draw in many cases, both semantically and pragmatically. This holds also for several of the cases discussed in this paper.

  2. There are still other linguistic resources to do this, which are less often used, like das heißt (this means) and du meinst (you mean). The explication of inferences which are treated to be communicated by the partner needs to be distinguished from formulations which are framed as being unilateral inferences from the recipient's point of view (with no implication made that the producer of the prior account has intended the meaning made explicit by the formulation) and from formulations which are framed as expressing a mere or even improbable inference (see “Other Practices of Notionalization”).

  3. Still, also can be used for various other functions as well, e.g., for indexing self-repair, projecting dispreferred activities, or opening up a lengthy narrative (Alm 2007; Konerding 2004). Note, however, that the specific semantics and discursive function of also depends on its position within sequences and turns. Also used as a marker of formulation is distinctive in terms of being produced turn-initially (rarely turn-medially) in the TCU which follows a description or narrative produced by another speaker.

  4. In my data there is only one case where an adjective is used for nominalization.

  5. The terms “monothetic” and “polythetic” are borrowed from Husserl (1982: §119; see also Schütz 1967: 75–78).

  6. Langacker (2008) claims that the basic semantic property of nouns and NPs is to conceptualize their referent as a discrete entity.

  7. See Duranti (2004) for a survey on the linguistics and pragmatics of agency.

  8. However, “des (belaschtet mich)” (this (stresses me), line 007) can be understood to be the antecedent of "die angst um den partner". So, "angst um den partner" would be a analeptical substitute to be completed by the verbal phrase from the patient's last TCU.

  9. In data from informal conversations, no also-notionalizations occurred.

  10. If we are to define this inferential property more precisely, we need to say that, according to the psychotherapist’s theory, depression causes listlessness and problems of concentration as its symptoms. This causal relationship can be inferred from the fact that “depressive stimmung” is the first list item having the others as its sequel, but causality is not obviously indexed in what can be seen as being just a list of symptoms on a par.

  11. See Bolden (2010) for similar cases of formulating unarticulated upshots of stories by and-formulations.

  12. The therapist continues to use “erklärungsnöte” and morphological variants of it in the subsequent course of the therapy session as an explanation for the patient’s problems.

  13. In order to provide for long-distance co-reference, expressions (words, phrases, etc.) must be specific enough in order to co-refer distinctively. Abstract and compound nouns do this job perfectly well, because they are much more rarely used than the more concrete basic-level words, which are generally preferred (see Rosch 1978).

  14. Still, PRO does not accept this categorization either.

  15. The abstract categorization may as well be put first and be expanded only afterwards (cf. Bilmes this volume).

References

  • Alm, M. (2007). Also darüber lässt sich ja streiten! Die Analyse von also in der Diskussion zu Diskurs- und Modalpartikeln. - So you can argue about this! The analysis of also in the discussion of discourse and modal particles. Stockholm: Almqvist & Wiksell.

    Google Scholar 

  • Antaki, C. (2008). Formulations in psychotherapy. In A. Peräkylä, C. Antaki, S. Vehviläinen, & I. Leudar (Eds.), Conversation analysis and psychotherapy (pp. 107–123). Cambridge: CUP.

    Google Scholar 

  • Antaki, C., Barnes, R., & Leudar, I. (2005). Diagnostic formulations in psychotherapy. Discourse Studies, 7(6), 627–647.

    Article  Google Scholar 

  • Barnes, R. K. (2007). Formulations and the facilitation of common agreement in meetings talk. Text and Talk, 27(3), 273–296.

    Google Scholar 

  • Bilmes, J. (1981). Proposition and confrontation in a legal discussion. Semiotica, 34(3/4), 251–275.

    Article  Google Scholar 

  • Bilmes, J. (2008). Generally speaking. Formulating an argument in the U.S. Federal Trade Commission. Text & Talk, 28(2), 193–217.

    Google Scholar 

  • Bilmes, J. (this volume). Occasioned semantics: A systematic approach to meaning in talk. Human Studies, 34(2).

  • Bolden, G. (2010). ‘Articulation the unsaid’ via and-prefaced formulations of others’ talk. Discourse Studies, 12(1), 5–32.

    Article  Google Scholar 

  • Bowles, H., & Seedhouse, P. (Eds.). (2007). Conversation analysis and language for specific purposes. Frankfurt am Main: Lang.

    Google Scholar 

  • Deppermann, A. (2011, this volume). The study of formulations as a key to an interactional semantics. Human Studies. doi:10.1007/s10746-011-9187-8.

  • Deppermann, A., & Spranz-Fogasy, T. (1998). Kommunikationsstörungen durch den Gesprächsprozeß. Zur Entstehung von Interaktionsdilemmata durch zeitliche Komplexierung—Troubles in communication by the process of interaction. How interactional dilemmata emerge by temporal complexities-. In R. Fiehler (Ed.), Verständigungsprobleme und gestörte Kommunikation—Problems and troubles in communication (pp. 44–62). Opladen: Westdeutscher.

  • Drew, P. (2003). Comparative analysis of talk-in-interaction in different institutional settings. In P. Glenn, C. LeBaron, & J. Mandelbaum (Eds.), Studies in language and social interaction (pp. 293–308). Mahwah, NJ: Erlbaum.

    Google Scholar 

  • Duranti, A. (2004). Agency in language. In A. Duranti (Ed.), A companion to linguistic anthropology (pp. 451–473). Oxford: Blackwell.

    Google Scholar 

  • Eichinger, L. (2000). Deutsche Wortbildung -German word-formation-. Tübingen: Narr.

    Google Scholar 

  • Fowler, R. (1991). Language in the news. London: Routledge.

    Google Scholar 

  • Garfinkel, H. (1967). Studies in ethnomethodology. Englewood Cliffs, NJ: Prentice-Hall.

    Google Scholar 

  • Garfinkel, H., & Sacks, H. (1970). On formal structures of practical action. In J. C. McKinney & E. A. Tiryakian (Eds.), Theoretical sociology (pp. 338–366). New York: Appleton-Century-Crofts.

    Google Scholar 

  • Grice, H. P. (1989). Studies in the way of words. Cambridge, MA: Harvard UP.

    Google Scholar 

  • Heritage, J. (1985). Analyzing news interviews. In T. A. van Dijk (Ed.), Handbook of discourse analysis (Vol. 3, pp. 95–117). London: Academic.

    Google Scholar 

  • Heritage, J., & Watson, D. R. (1979). Formulations as conversational objects. In G. Psathas (Ed.), Everyday language (pp. 123–162). New York: Irvington.

    Google Scholar 

  • Husserl, E. (1982[1913]). Ideas pertaining to a pure phenomenology and to a phenomenological philosophy. First book: General introduction to a pure phenomenology. The Hague: Nijhoff.

  • Hutchby, I. (2005). “Active listening”: Formulations and the elicitation of feelings talk in child counselling. Research on Language and Social Interaction, 38(3), 303–329.

    Article  Google Scholar 

  • Kallmeyer, W., & Keim, I. (1994). Bezeichnungen, Typisierung und soziale Kategorien–Nominations, typification, and social categories-. In W. Kallmeyer (Ed.), Exemplarische Analysen des Sprachverhaltens in Mannheim–Exemplary analyses of the linguistic behaviour in Mannheim- (pp. 318–386). Berlin: de Gruyter.

    Google Scholar 

  • Konerding, K.-P. (2004). Semantische Variation, Diskurspragmatik, historische Entwicklung und Grammatikalisierung. Das Phänomenspektrum der Partikel also. —Semantic variation, discourse pragmatics, historical development, and grammaticalization. The phenomenal spectrum of the particle also. —In I. Pohl & K.-P. Konerding (Eds.), Stabilität und Flexibilität in der Semantik (pp. 199–240). —Stability and flexibility in semantics-. Frankfurt/Main: Lang.

  • Kress, G., & Hodge, R. (1979). Language as ideology. London: Routledge and Kegan Paul.

    Google Scholar 

  • Langacker, R. (2008). Cognitive grammar. Cambridge: CUP.

    Book  Google Scholar 

  • Rae, J. (2008). Lexical substitution as a therapeutic resource. In A. Peräkylä, C. Antaki, S. Vehviläinen, & I. Leudar (Eds.), Conversation analysis and psychotherapy (pp. 62–79). Cambridge: CUP.

    Chapter  Google Scholar 

  • Rathert, M., & Alexaiou, A. (Eds.). (2010). The semantics of nominalization. Berlin: de Gruyter Mouton.

    Google Scholar 

  • Roelcke, T. (2005). Fachsprachen -Languages for special purposes. Berlin: Schmidt.

    Google Scholar 

  • Rosch, E. H. (1978). Principles of categorization. In E. Rosch & B. Lloyd (Eds.), Cognition and categorization (pp. 27–48). Hillsdale, NJ: Erlbaum.

    Google Scholar 

  • Schütz, A. (1967[1932]). The phenomenology of the social world. Evanston, IL: Northwestern UP.

  • Selting, M., Auer, P., Barth-Weingarten, D., Bergmann, J., Bergmann, P., Birkner, K., et al. (2009). Gesprächsanalytisches Transkriptionssystem 2 (GAT 2). Gesprächsforschung, 10, 353–402. http://www.gespraechsforschung-ozs.de/heft2009/heft2009.htm, last accessed 13 June 2011.

  • Smith, D. (1978). K is mentally ill: The anatomy of a factual account. Sociology, 12, 23–53.

    Article  Google Scholar 

Download references

Acknowledgments

I thank Jack Bilmes for comments on a prior version of this paper and Almut Helmes (University of Freiburg/Germany, Institute of Psychology, Dept. Rehabilitation Psychology and Psychotherapy) for the permission to use the data from the corpus “Behaviour therapy”.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Arnulf Deppermann.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Deppermann, A. Notionalization: The Transformation of Descriptions into Categorizations. Hum Stud 34, 155–181 (2011). https://doi.org/10.1007/s10746-011-9186-9

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10746-011-9186-9

Keywords

Navigation