Skip to main content
Log in

Citizenship for children: By soil, by blood, or by paternalism?

  • Published:
Philosophical Studies Aims and scope Submit manuscript

Abstract

Do states have a right to exclude prospective immigrants as they see fit? According to statists the answer is a qualified yes. For these authors, self-determining political communities have a prima facie right to exclude, which can be overridden by the claims of vulnerable groups such as refugees and children born in the state’s territory. However, there is a concern in the literature that statists have not yet developed a theory that can protect children born in the territory from being excluded from the political community. For if the self-determining political community has the right to decide who should form the self in the first place, then that right should count against both newcomers by immigration and newcomers by birth. Or so the concern goes. In this essay, I defend statism against this line of criticism and provide a liberal justification for the inclusion of children born within the state’s borders. My account leads to some surprising implication for citizenship law, as well as immigration arrangements in the area of asylum and unauthorized immigration.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. For a liberal view that also appeals to the value of culture, see Miller (2005, 2016).

  2. Note that Wellman (2008) believes that states can help refugees without including them as members.

  3. For this distinction, see Simmons (1999).

  4. I am not arguing that it is illegitimate for this child to also hold citizenship in New Zealand. Everything I say here is compatible with the principle of jus sanguinis also being employed by states in order to ensure that if parents were to return to their states of citizenship, they could bring their child without having to apply for a right to family reunification.

  5. Here I use ‘denizens’ to pick out individuals who are long-term legal residents of a state but lack citizenship there.

  6. I thank a reviewer for this example.

  7. At this stage, the statist can add a third ground for inclusion so as to account for such cases. I take it that such ad hoc move would only be acceptable if we lacked a general theory that accounts for all resident children. Later I defend a theory that is neither under-inclusive nor ad hoc.

  8. For a response, see Miller (2010).

  9. The discussion therefore does not apply to nationalist forms of partialism. See Walzer (1983) and Miller (2005). Note though that in recent work, Miller’s position seems to have become less “nationalist” and more liberal (See Miller 2016).

  10. This would be true of expressive views that appeal to an interest on the part of the child to enjoy the identity or status of citizen. Such views are likely to overgeneralize as well.

  11. This is compatible with the claim that children can exercise some limited degree of autonomy (Bou-Habib and Olsaretti 2015).

  12. This definition is based on Seana Valentine Shiffrin’s definition of paternalism. Shiffrin (2000) believes that paternalism in the case of adults is problematic whether or not the agent believes correctly that she has a superior ability to track the interests of the person she acts paternalistically towards. Note that it is important to make a distinction between effective and ineffective paternalism, since the latter seems to lack a justification even in the case of children.

  13. All liberal theories that accept paternalism for children face a problem of demarcation between childhood and adulthood. See Anderson and Claassen (2012).

  14. It is true that in some rare cases bystanders would be required to bear moderate costs so as to further a child’s interest if they could do so without setting back her other interests and imposing unreasonable costs on others. It is also true that some extended family members would develop such intimate loving relationships with children that they too would be uniquely capable of advancing their good. This raises the problem of parental proliferation. Although I lack the space to engage with it here, let me gesture towards two potential responses that are compatible with the other claims of the paper. One response is to argue that there are thresholds of loving dispositions, competency and intimacy, such that any one who reaches them, becomes a parent. This would of course lead to radical implications for the institution of the family. Another response is to argue for an additional principle such that the first parent or parents have a right to decide who else can parent. This response is intuitive, but there is an important challenge in explaining why being first matters.

  15. For the challenge that the family poses for justice, see Munoz-Dardé (1999).

  16. For the notion of a modally demanding value, see Pettit (2015).

  17. This has important implications for children with special needs who can only lead good lives when their care givers make sacrifices that go well beyond the demands of morality (Ferracioli 2014).

  18. For a discussion on the relationship between citizenship and welfare rights, see Carens (2013: Ch5).

  19. This means that citizenship would be compulsory for children. For a defence of compulsory citizenship for adults, see De Shutter and Ypi (2015). For a critique, see Oberman (2017).

  20. There is of course a general challenge of explaining the source of presumptive moral obligations, and to accurately specify their content. With regard to the source of presumptive obligations, one possibility is that they are not actually grounded in deep moral facts but rather in a social convention whereby an agent X gets assigned a responsibility R iff (1) there is an important moral obligation to be discharged at T1, (2) no agent qualifies for bearing that responsibility at T1, and (3) X is likely to qualify for R at T2. With regard to the content of presumptive obligations, one possibility is that they require X to act as if they already had R until they find themselves in a position where they can permissibly transfer it to another agent, or until the responsibility ceases to be presumptive and becomes actual. I am aware that more needs to be said on this general question, but for my purposes it suffices to accept that presumptive moral responsibilities exist, that they can be transferred under some conditions, and that they in some way track the future position of a moral agent. I thank a reviewer for raising this concern and for suggesting the role of conventions in explaining the paternalistic responsibility of states at the time of birth.

  21. One implication of my argument is that children who move around the world and spend some relevant time (i.e., 12 months or more) in each state will have multiple citizenships. I remain agnostic on whether adults can automatically keep their multiple citizenships, or whether they need to show that there is still a “relevant” connection between them and the state. It is also important to emphasise that jus paternus does not justify a form of ‘kindership’ whereby children can only keep their citizenship until the age of majority since this would fail to advance those interests of the child that require stability and long-term planning.

  22. It is also important to recognize that jus paternus will, at times, give rise to perverse incentives in the form of parents using their child to acquire residency or citizenship rights in a liberal state. The point to stress is that although the demands of justice can at times give rise to regrettable outcomes, we must try and address such outcomes without turning our back on justice.

  23. This means that someone could disagree with me about which children have a right to immigrate, whilst still agreeing with me that it is the paternalistic relationship between child and state that grounds the child’s right to citizenship.

  24. For adult-focused proposals, see Baubock (2006), Shachar (2009) and Carens (2013).

References

  • Abizadeh, A. (2008). Democratic theory and border coercion: No right to unilaterally control your own borders. Political Theory, 36, 37–65.

    Article  Google Scholar 

  • Anderson, J., & Claassen, R. (2012). Sailing alone: Teenage autonomy and regimes of childhood. Law and Philosophy, 31, 495–522.

    Article  Google Scholar 

  • Arneson, R. J., & Shapiro, I. (1996). Democratic autonomy and religious freedom: A critique of Wisconsin v. Yoder. Political Order, 38, 365–411.

    Google Scholar 

  • Baubock, R. (2006). Stakeholder citizenship and transnational political participation: A normative evaluation of external voting. Fordham Law Review, 75, 2393.

    Google Scholar 

  • Bernstein, R. J. (2005). Hannah Arendt on the stateless. Parallax, 11, 46–60.

    Article  Google Scholar 

  • Blake, M. (2001). Distributive justice, state coercion, and autonomy. Philosophy & Public Affairs, 30, 257–296.

    Article  Google Scholar 

  • Blake, M. (2013). Immigration, jurisdiction, and exclusion. Philosophy & Public Affairs, 41, 103–130.

    Article  Google Scholar 

  • Bosniak, L. (2000). Citizenship denationalized. Indiana Journal of Global Legal Studies, 7, 447–509.

    Google Scholar 

  • Bou-Habib, P., & Olsaretti, S. (2015). Autonomy and children’s well-being. In A. Bagattini & C. MacLeod (Eds.), The nature of children’s well-being: Theory and practice. Dordrecht: Springer.

    Google Scholar 

  • Brezger, J., & Cassee, A. (2016). Debate: Immigrants and newcomers by birth—Do statist arguments imply a right to exclude both? Journal of Political Philosophy, 24, 367–378.

    Article  Google Scholar 

  • Brighouse, H. (2002). What rights (if any) do children have?”. In D. Archard & C. Macleod (Eds.), The moral and political status of children: New essays. Oxford: Oxford University Press.

    Google Scholar 

  • Brighouse, H., & Swift, A. (2006). Parents’ rights and the value of the family. Ethics, 117, 80–108.

    Article  Google Scholar 

  • Carens, J. (1987). Aliens and citizens: The case for open borders. Review of Politics, 49, 251–273.

    Article  Google Scholar 

  • Carens, J. (2013). The ethics of immigration. Oxford: Oxford University Press.

    Google Scholar 

  • Cole, P. (2000). Philosophies of exclusion: Liberal political theory and immigration. Edinburgh: Edinburgh University Press.

    Google Scholar 

  • De Shutter, H., & Ypi, L. (2015). Mandatory citizenship for immigrants. British Journal of Political Science, 45, 235–251.

    Article  Google Scholar 

  • Feinberg, J. (1980/1992). The child’s right to an open future. In J. Feinberg (Ed.), Freedom and fulfillment: Philosophical essays. Princeton: Princeton University Press.

  • Ferracioli, L. (2014). The state’s duty to ensure children are loved. Journal of Ethics and Social Philosophy, 8(2), 1–19.

    Article  Google Scholar 

  • Ferracioli, L. (2015). Immigration, self-determination and the brain drain. Review of International Studies, 41(1), 99–115.

    Article  Google Scholar 

  • Gheaus, A. (2012). The right to parent one’s biological baby. Journal of Political Philosophy, 20, 432–455.

    Article  Google Scholar 

  • Gutmann, A. (1980). Children, paternalism, and education: A liberal argument. Philosophy & Public Affairs, 9, 338–358.

    Google Scholar 

  • Joppke, C. (2007). Transformation of citizenship: Status, rights, identity. Citizenship Studies, 11, 37–48.

    Article  Google Scholar 

  • Lister, M. (2010). Citizenship, in the immigration context. University of Maryland Law Review, 70, 205–209.

    Google Scholar 

  • Macleod, C. (2002). Liberal equality and the affective family. In D. Archard & C. Macleod (Eds.), The moral and political status of children. Oxford: Oxford University Press.

    Google Scholar 

  • Mill, J. S. (1866). On liberty. Boston: Ticknor & Fields.

    Google Scholar 

  • Miller, D. (2005). Immigration: The case for limits. In A. Cohen & C. Wellman (Eds.), Contemporary debates in applied ethics. Malden, MA: Blackwell Publishing.

    Google Scholar 

  • Miller, D. (2010). Why immigration controls are not coercive: A reply to Arash Abizadeh. Political Theory, 38, 111–120.

    Article  Google Scholar 

  • Miller, D. (2016). Strangers in our midst: The political philosophy of immigration. Cambridge, MA: Harvard University Press.

    Book  Google Scholar 

  • Morris, L. (2002). Managing migration: Civic stratification and migrants’ rights. Hove: Psychology Press.

    Google Scholar 

  • Munoz-Dardé, V. (1999). Is the family to be abolished then? Proceedings of the Aristotelian Society, 99, 37–56.

    Article  Google Scholar 

  • Oberman, K. (2013). Can brain drain justify immigration restrictions? Ethics, 123, 427–455.

    Article  Google Scholar 

  • Oberman, K. (2017). Immigration, citizenship, and consent: What is wrong with permanent alienage? Journal of Political Philosophy, 25, 91–107.

    Article  Google Scholar 

  • Pettit, P. (2015). The robust demands of the good: Ethics with attachment, virtue, and respect. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Pevnick, R. (2011). Immigration and the constraints of justice. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Shachar, A. (2009). The birthright lottery: Citizenship and global inequality. Cambridge, MA: Harvard University Press.

    Google Scholar 

  • Shiffrin, S. V. (2000). Paternalism, unconscionability doctrine, and accommodation. Philosophy & Public Affairs, 29, 205–250.

    Article  Google Scholar 

  • Simmons, A. J. (1999). Justification and legitimacy. Ethics, 109, 739–771.

    Article  Google Scholar 

  • Soysal, Y. N. (1994). Limits of citizenship: Migrants and postnational membership in Europe. Chicago: University of Chicago Press.

    Google Scholar 

  • Walzer, M. (1983). Spheres of justice. New York: Basic Books.

    Google Scholar 

  • Wellman, C. H. (2008). Immigration and freedom of association. Ethics, 119, 109–141.

    Article  Google Scholar 

  • Wellman, C. H., & Cole, P. (2011). Debating the ethics of immigration: Is there a right to exclude?. Oxford: Oxford University Press.

    Book  Google Scholar 

Download references

Acknowledgements

For excellent comments and suggestions, I would like to thank Christian Barry, Ryan Cox, Dan Halliday, Eszter Kollar, R. J. Leland, Serena Olsaretti, Kim Rubenstein, Ana Tanasoca, Rosa Terlazzo and two anonymous reviewers for Phil Studies. I would also like to thank audiences at the University of Sydney, University of Leiden, ANU, Goethe University of Frankfurt, Central European University, Pompeu Fabra and the University of Melbourne. Special thanks to the Philosophy Program at the ANU for providing me with a great environment to write this piece in 2016, and the Netherlands Organization for Scientific Research for financially supporting my research via a VENI grant (275-20-148).

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Luara Ferracioli.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Ferracioli, L. Citizenship for children: By soil, by blood, or by paternalism?. Philos Stud 175, 2859–2877 (2018). https://doi.org/10.1007/s11098-017-0985-3

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11098-017-0985-3

Keywords

Navigation