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Community Research Ethics Oversight: Place, Experience, and Expertise

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Ethical Issues in Community and Patient Stakeholder–Engaged Health Research

Part of the book series: Philosophy and Medicine ((PHME,volume 146))

Abstract

Urban communities experiencing marginalization often disproportionately bear the risks and burdens of research and are left out of research ethics governance processes. To address this, many communities have created place-based and community-led research ethics governance initiatives to ensure that community voice is included in discussions surrounding research conduct. Place-based strategies in the Vancouver Downtown Eastside, the Bronx, and the Philadelphia Promise Zone successfully mobilize community perspectives in research ethics, filling in a significant gap in our current system of institutional research ethics review and oversight. These cases demonstrate that place-based research ethics governance has the potential to account for the community-level risks posed by research projects and to ensure communities receive more felt benefits. Place-based communities sidestep simplistic notions of identity based on single shared features and make space for intersectional analyses and diverse community viewpoints to be considered. Such communities have a unique claim to expertise given their shared experience of place, which grants them the ability to see problematic assumptions embedded in scientific projects as well as community-level concerns within research. Despite this, many marginalized communities are excluded from current research ethics oversight processes. This exclusion demands critical examination and a way forward to facilitate the integration of place-based community oversight strategies within research ethics governance.

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Notes

  1. 1.

    Also known as (Tribal) Institutional Review Boards (IRBs), Community Research Review Committees (CRRC) Ethics Committees (ECs), and Research Ethics Committees (RECs), and Research Advisory Councils (RACs). In this chapter, for institutional review entities, we will be using the terms IRBs and REBs interchangeably; IRBs refer to the US context and REBs refer to the Canadian context.

  2. 2.

    To apply OCAP in research with Inuit communities of Canada, some Inuit tribal councils have suggested adapting the OCAP principles to the Inuit Qaujimajatuqangit, the traditional laws that guide living and knowing for the Inuit (Mashford-Pringle & Pavagadhi, 2020).

  3. 3.

    Guishard et al. (2021) in “What We Not Finna Do: Respectfully Collaborating with Skinfolk and Kinfolk in Black Participatory Action Research” further describes the geographical and historical context of research in the Bronx, and the upcoming, community-led Community Engaged Research Academy (CERA) project, aimed at addressing harmful research and developing research capacity in the community. CERA is described as a strategy that is not only focused on teaching research methods for its own sake but on “redress[ing] research and schooling as sites of trauma and humiliation for BIPOC (Black, Indigenous, and People of Color) persons by nurturing the capacity of participants to develop research projects without researchers” (4).

  4. 4.

    Federal Wide Assurance (FWA) is “an assurance of [the institution’s] compliance with the U.S. federal regulations for the protection of human subjects in research” (US Department of Health & Human Services, 2017). FWA is the main mechanism for compliance oversight by the Office for Human Research Protections in the US. An IRB must have FWA in order to be eligible for support from the Department of Health & Human Services.

  5. 5.

    Initially a residential area for loggers and fishermen working in Vancouver’s natural resource economy, the DTES offered workers single-occupancy hotel rooms and services such as bars. From the 1950s to the 1960s, urban and commercial development surrounding the DTES eventually drove out public transportation, public services, and investors from this area, attracting low-income people seeking affordable housing (Newham, 2005). By the 1970s, the DTES was a refuge for de-institutionalized psychiatric patients and those who suffered through the Canadian residential school system, the 60s scoop, the foster care system, and the national war on drugs and war on the poor (Masuda et al., 2020). It is in this historical context that the DTES community continually resists the dispossession stemming from market-dependent “revitalization” policies aimed to develop the DTES for real estate investment, which inevitably leave many residents to forcibly disperse, or ultimately, be re-institutionalized through the psychiatric or carceral system (Schatz, 2010).

  6. 6.

    Although the reasons for the inclusion of community members on REBs is not always well understood or articulated; see (Solomon-Cargill, 2016) for a detailed examination of this concern in the US context.

  7. 7.

    Despite this privilege, it’s worth pointing out that many community members on REBs experience role confusion and struggle to contribute meaningfully to committee discussions, instead focusing primarily on revising consent forms (see Solomon-Cargill, 2016; Lidz et al., 2012; Klitzman, 2012).

  8. 8.

    A paper by Msoroka and Amundsen (2018) presents two case studies of community-based, emancipatory research projects, one in a Tanzanian prison, and the other with Maori communities in New Zealand. Both of these case studies showcase researchers and communities attuning universal ethical principles to the cultural context in which the ethical deliberation is taking place. The authors conclude that this hybrid approach “preserves the tension and insights of both universalism and relativism to proactively empower emancipatory research” (14).

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Acknowledgements

We would like to acknowledge and thank Scott Neufeld of Brock University for his guidance on the Research 101: A Manifesto for Ethical Research in the Vancouver Downtown Eastside section of this chapter.

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The Community Research Governance Project is funded by the Social Sciences Research Council of Canada (SSHRC, grant # 430-2020-00327). We would like to state that this book chapter was made possible through the funding for this larger project.

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Gunay, A.E., Friesen, P., Doerksen, E.M.A. (2023). Community Research Ethics Oversight: Place, Experience, and Expertise. In: Anderson, E.E. (eds) Ethical Issues in Community and Patient Stakeholder–Engaged Health Research. Philosophy and Medicine, vol 146. Springer, Cham. https://doi.org/10.1007/978-3-031-40379-8_19

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