Skip to main content

Functions, Malfunctioning, and Negative Causation

  • Chapter
  • First Online:
Philosophy of Science

Part of the book series: European Studies in Philosophy of Science ((ESPS,volume 9))

Abstract

Functional explanations apply not only in cases of normal functioning, but also in the case of malfunctioning. According to a straightforward analysis, a bearer of the function to F is malfunctioning if and only if it does not F although it should do so. This makes malfunctions and malfunctionings analogous to negative causation and thus peculiarly problematic, because they seem to involve absent dispositions and absent processes. This analysis seems also to require that the function to F cannot be identical with the disposition to F. Then we seem to be trapped in a dilemma: Either the realm of functions is separated from the realm of dispositions; then it seems that functions cannot be causally efficacious. Alternatively, functions are considered to be identical with dispositions; but then malfunctioning seems to be conceptually impossible. The paper defends and further develops the thesis of Röhl and Jansen (J Biomed Semant 5:27, 2014) that functions are not a special type of dispositions. For this purpose, it first reviews different varieties of malfunction and malfunctioning and suggests definitions of both malfunction and malfunctioning. It reviews how causal, etiological and intentional theories of functions can deal with these problems. In particular, the paper discusses the special-disposition account of the Basic Formal Ontology (BFO). Spear, Ceusters and Smith (Applied Ontology 11(2):103--128, 2016) have defended the special-disposition account of the Basic Formal Ontology (BFO) by suggesting various strategies how a special-disposition account can deal with malfunctions. On the one side, the paper evaluates these strategies and indicates several problems arising from them. On the other hand, it describes how to account for the non-optionality and the causal efficacy of functions, if functions are not dispositions. While function types are not identical to disposition types, there are important interrelations between functions and dispositions, namely (1) heuristically, (2) from a design perspective for artefact functions, and (3) from an evolutionary perspective for types of biological functions.

This is a preview of subscription content, log in via an institution to check access.

Access this chapter

Chapter
USD 29.95
Price excludes VAT (USA)
  • Available as PDF
  • Read on any device
  • Instant download
  • Own it forever
eBook
USD 119.00
Price excludes VAT (USA)
  • Available as EPUB and PDF
  • Read on any device
  • Instant download
  • Own it forever
Softcover Book
USD 159.99
Price excludes VAT (USA)
  • Compact, lightweight edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info
Hardcover Book
USD 159.99
Price excludes VAT (USA)
  • Durable hardcover edition
  • Dispatched in 3 to 5 business days
  • Free shipping worldwide - see info

Tax calculation will be finalised at checkout

Purchases are for personal use only

Institutional subscriptions

Notes

  1. 1.

    Special thanks to Niels Grewe for pointing me to this example; for the details see Bentridi et al. (2011).

References

  • Arp, R., B. Smith, and A.D. Spear. 2015. Building ontologies with basic formal ontology. Cambridge, MA: MIT Press.

    Book  Google Scholar 

  • Artiga, M. 2011. Re-organizing organizational accounts of function. Applied Ontology 6: 105–124.

    Google Scholar 

  • Baader, F., et al. 2007. The description logic handbook: Theory, implementation and applications. 2nd ed. Cambridge: Cambridge University Press.

    Google Scholar 

  • Baker, L.R. 2007. The metaphysics of everyday life: An essay in practical realism. Cambridge: Cambridge University Press.

    Google Scholar 

  • Bentridi, S.-E., B. Gall, F. Gauthier-Lafaye, A. Seghour, and D.-E. Medjadi. 2011. Inception and evolution of Oklo natural reactors. Comptes Rendus Geoscience 343(11–12): 738–748.

    Google Scholar 

  • Birnbacher, D., and D. Hommen. 2012. Negative Kausalität. Berlin/Boston: de Gruyter.

    Book  Google Scholar 

  • Burek, P. 2006. Ontology of functions: A domain-independent framework for modeling functions. Ph.D. thesis, University of Leipzig. http://www.onto-med.de/publications/2007/burek-p-2007-a.pdf

  • Cummins, R. 1975. Functional analysis. Journal of philosophy 72: 741–765.

    Article  Google Scholar 

  • del Frate, L. 2012. Preliminaries to a formal ontology of failure of engineering artifacts. In Formal ontologies in information systems (FOIS 2012), ed. M. Donnelly and G. Guizzardi, 117–132. Amsterdam: IOS.

    Google Scholar 

  • Godfrey-Smith, P. 1994. A modern history theory of functions. Noûs 28: 344–662.

    Article  Google Scholar 

  • Goldschmidt, T. 2016. A demonstration of the causal power of absences. Dialectica 70: 85.

    Article  Google Scholar 

  • Hart, H.L.A., and A.M. Honoré. 1959. Causation in the law. Oxford: Clarendon Press.

    Google Scholar 

  • Houkes, W., and P. Vermaas. 2010. Technical functions: On the use and design of artefacts. New York: Springer.

    Google Scholar 

  • Houkes, W., P. Vermaas, K. Dorst, and M.J. de Vries. 2002. Design and use as plans: An action-theoretical account. Design Studies 23: 303–320.

    Article  Google Scholar 

  • Jansen, L. 2008. Kategorien: Die top level Ontologie. In Biomedizinische Ontologie. Wissen strukturieren für die Informatik-Praxis, ed. Ludger Jansen and Barry Smith, 85–112. Zürich: vdf.

    Google Scholar 

  • Jespersen, B., and M. Carrara. 2011. Two conceptions of malfunction. Theoria 77: 117–138.

    Article  Google Scholar 

  • Krohs, U. 2004. Eine Theorie biologischer Theorien: Status und Gehalt von Funktionsaussagen und informationstheoretischen Modellen. Berlin: Springer.

    Book  Google Scholar 

  • ———. 2009. Functions as based on a concept of general design. Synthese 166: 69–89.

    Article  Google Scholar 

  • ———. 2010. Dys-, mal- et non-: l’autre face de la fonctionnalité. In Les Fonctions: Des Organismes aux Artefacts, ed. J. Gayon, A. de Ricqlès, and M. Mossio, 337–351. Paris: PUF.

    Google Scholar 

  • Laurin, M., M.L. Everett, and W. Parker. 2011. The cecal appendix: One more immune component with a function disturbed by post-industrial culture. The Anatomical Record 294 (4): 567–579.

    Article  Google Scholar 

  • Lipton, P. 1990. Contrastive explanations. In Explanations and beyond, ed. Dudley Knowles, 247–266. Cambridge: Cambridge University Press.

    Google Scholar 

  • Lord, Ph. 2010. An evolutionary approach to functions. Journal of Biomedical Semantics 1 (Suppl~1): S4. https://doi.org/10.1186/2041-1480-1-S1-S4.

  • Merrill, G.H. 2010. Ontological realism: Methodology or misdirection? Applied Ontology 5: 79–108.

    Google Scholar 

  • Millikan, R.G. 1984. Language, thought, and other biological categories. Cambridge, MA: Bradford Books/MIT Press.

    Google Scholar 

  • Pahl, G., W. Beitz, J. Feldhusen, and K.-H. Grote. 2005. Konstruktionslehre: Grundlagen erfolgreicher Produktentwicklung. Methoden und Anwendung, 6. Auflage. Berlin/Heidelberg/New York: Springer.

    Google Scholar 

  • Preston, B. 2013. A philosophy of material culture: in Action, function, and mind. New York: Routledge.

    Google Scholar 

  • Röhl, J., and L. Jansen. 2014. Why functions are not special dispositions. An improved classification of realizables for top-level ontologies. Journal of Biomedical Semantics 5: 27. https://doi.org/10.1186/2041-1480-5-27.

    Article  Google Scholar 

  • Searle, J.R. 1995. The construction of social reality. New York: Free Press.

    Google Scholar 

  • Smith, B. 2005. Against fantology. In Experience and analysis, ed. Johann C. Marek and Maria E. Reicher, 153–170. Wien: öbv & hpt.

    Google Scholar 

  • Smith, H.F., W. Parker, S.H. Kotzéd, and M. Laurine. 2017. Morphological evolution of the mammalian cecum and cecal appendix. Comptes Rendu Palevol 16: 39–57.

    Article  Google Scholar 

  • Spear, A.D., and B. Smith. 2015. Defining ‘Function’. In Third International Workshop on Definitions in Ontologies (IWOOD 2015). Lisbon. 27 July 2015. https://sites.google.com/site/defsinontos2015/accepted-papers

  • Spear, A., W. Ceusters, and B. Smith. 2016. Functions in basic formal ontology. Applied Ontology 11 (2): 103–128.

    Article  Google Scholar 

  • Tinbergen, N. 1963. On the aims and methods of ethology. Zeitschrift für Tierpsychologie 20: 410–463.

    Article  Google Scholar 

Download references

Acknowledgments

Many thanks to Werner Ceusters, Manfred Drack, Georg Fuellen, Niels Grewe, Ulrich Krohs, Johannes Röhl, Petter Sandstad, Barry Smith and Andrew Spear for helpful comments on earlier versions of this paper.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Ludger Jansen .

Editor information

Editors and Affiliations

Rights and permissions

Reprints and permissions

Copyright information

© 2018 Springer International Publishing AG, part of Springer Nature

About this chapter

Check for updates. Verify currency and authenticity via CrossMark

Cite this chapter

Jansen, L. (2018). Functions, Malfunctioning, and Negative Causation. In: Christian, A., Hommen, D., Retzlaff, N., Schurz, G. (eds) Philosophy of Science. European Studies in Philosophy of Science, vol 9. Springer, Cham. https://doi.org/10.1007/978-3-319-72577-2_7

Download citation

Publish with us

Policies and ethics