Skip to main content
Log in

Nussbaum and the Capacities of Animals

  • Articles
  • Published:
Journal of Agricultural and Environmental Ethics Aims and scope Submit manuscript

Abstract

Martha Nussbaum’s capabilities approach emphasizes species-specific abilities in grounding our treatment of animals. Though this emphasis provides many action-guiding benefits, it also generates a number of complications. The criticism registered here is that Nussbaum unjustifiably restricts what is allowed into our concept of species norms, the most notable restrictions being placed on latent abilities and those that arise as a result of human intervention. These restrictions run the risk of producing inaccurate or misleading recommendations that fail to correspond to the true needs of animals. Here and throughout the essay the argument draws from the lives of captive apes, especially those with extensive experience with humans. A further criticism is that the normative guidance the capabilities approach does provide is merely at the level of heuristics. Preference testing, it is argued, also uses species norms profitably as a heuristic, but it does so within a much larger and fecund system of assessing an animal’s well-being.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Other detailed explications of the capabilities approach as it applies to animals can be found in Clark (2009), Cripps (2010), Donaldson and Kymlicka (2011), Hailwood (2012), Haynes (2007), Holland (2008), Ilea (2008), Schinkel (2008), Schlosberg (2007), Smith (2008), and Tulloch (2011).

  2. Briefly, this list includes (1) Life; (2) Bodily health; (3) Bodily integrity; (4) Senses, imagination and thought; (5) Emotions; (6) Practical reason; (7) Affiliation; (8) Time with other species; (9) Play; (10) Control over one’s environment.

  3. Duncan (2006) cites the example of injured chickens choosing to eat feed containing painkiller instead of their normal feed. This is a classic approach to preference testing. More examples will be discussed later in this essay.

  4. It’s possible that Nussbaum would accept the conclusion that the capabilities approach is only helpful as a heuristic. However, as I will argue in more detail throughout the rest of the essay, this heuristic level of knowledge is often inaccurate and can produce recommendations contrary to an animal’s well-being. This is certainly not a conclusion Nussbaum would accept.

  5. As she says with respect to humans, “The capabilities approach begins from a political conception of the human being and of a life that is worthy of the dignity of the human being. A notion of the species and of the characteristic activities of a species does, then, inform it” (2006a: 180).

  6. This should be distinguished from cases in which an ability is grasped only tenuously, or is clearly a result of rote conditioning. The parity between intrinsic and extrinsic sources only holds if the abilities are acquired to the same degree. This distinction is frequently made among ape language researchers concerning apes’ linguistic competency (Rumbaugh and Washburn 2003).

  7. Someone might wonder whether I would endorse the possibility that any ability humans can elicit from an animal is thereby justified. In a sense yes, in that I think all capacities should be taken seriously, but broadly speaking the answer is no. I think capacities should be considered according to the reasons we have for creating them, and I suspect we have no good reason to create most of the things animals are capable of.

  8. Just to be clear, though most of my examples are based on captive life, I think that the same point holds for the wild. Even simple geographical differences between groups will produce variation in interests that cannot be gleaned from species norms.

  9. There are of course other well-known drawbacks, some of which animal scientists have made significant progress in overcoming. These include transitory preferences, difficulty in interpreting other attendant physiological responses (Barnett and Hemsworth 1990), the inherently forced and simplistic choices utilized in many experiments, and the general finding that preference testing frequently produces results that were different from what the experimenters were aiming for (see Botreau et al. 2007).

  10. Consider Fraser’s (2003) report that even the most comprehensive and objective evaluations of animal well-being result in disputes requiring adjudication from ethicists. Appealing to affective states (like fear and stress), for example, will lead to different recommendations than those relying on biological functions (like health and growth rates). It’s not clear how the capabilities approach would add anything to this sort of debate.

  11. Kumar argues that many question of well-being tacitly assume species knowledge in making recommendations, “Explaining the death of my rose bush as a result of too much water, for instance, presupposes an understanding of how much water a rose bush needs to remain healthy and grow” (2008: 73). But as I have argued, this type of species knowledge—which of course will be more extensive for animals than for a rose bush—requires detailed knowledge of a number of dispositions and potential responses to novel environments. The heuristic knowledge that Kumar mentions would fail to address the most critical questions pertaining to animals.

References

  • Balzer, P., Rippe, K. P., & Schaber, P. (2000). Two concepts of dignity for humans and non-human organisms in the context of genetic engineering. Journal of Agricultural and Environmental Ethics, 13, 7–27.

    Google Scholar 

  • Barnett, J. L., & Hemsworth, P. H. (1990). The validity of physiological and behavioral measures of animal welfare. Applied Animal Behaviour Science, 25, 177–187.

    Article  Google Scholar 

  • Bendik-Keymer, J. (2006). The ecological life: Discovering citizenship and a sense of humanity. New York: Rowman & Littlefield Publishers.

    Google Scholar 

  • Bendik-Keymer, J. (forthcoming). From humans to all of life: Nussbaum’s transformation of dignity. In F. Comim & M. Nussbaum (Eds.), Capabilities, gender, equality: Toward fundamental entitlements. Cambridge: Cambridge University Press.

  • Botreau, R., Bonde, M., Butterworth, A., Perny, P., Bracke, M. B. M., Capdeville, J., et al. (2007). Aggregation of measures to produce an overall assessment of animal welfare. Part 1: A review of existing methods. Animal, 1, 1179–1187.

    Google Scholar 

  • Bracke, M. B. M., & Hopster, H. (2006). Assessing the importance of natural behavior for animal welfare. Journal of Agricultural and Environmental Ethics, 19, 77–89.

    Article  Google Scholar 

  • Clark, J. P. (2009). Capabilities theory and the limits of liberal justice: On Nussbaum’s Frontiers of Justice. Human Rights Law Review, 10, 583–604.

    Article  Google Scholar 

  • Cripps, E. (2010). Saving the polar bear, saving the world: Can the capabilities approach do justice to humans, animals and ecosystems? Res Publica, 16, 1–22.

    Article  Google Scholar 

  • Dantzer, R. (2001). Stress, emotions and health: Where do we stand? Social Science Information, 40, 61–78.

    Article  Google Scholar 

  • Dawkins, M. S. (2008). The science of animal suffering. Ethology, 114, 937–945.

    Article  Google Scholar 

  • Deneulin, S., & Shahani, L. (2009). An introduction to the human development and capability approach. London: Earthscan.

    Google Scholar 

  • Devries, R. B. M. (2008). Intrinsic value and the genetic engineering of animals. Environmental Values, 17, 375–392.

    Article  Google Scholar 

  • Donaldson, S., & Kymlicka, W. (2011). Zoopolis: A political theory of animal rights. Oxford: Oxford University Press.

    Google Scholar 

  • Duncan, I. J. H. (2001). The pros and cons of cages. World Poultry Science Journal, 57, 381–390.

    Article  Google Scholar 

  • Duncan, I. J. H. (2004). A concept of welfare based on feelings. In G. J. Benson & B. E. Rollin (Eds.), The well-being of farm animals: Challenges and solutions (pp. 85–101). Oxford: Blackwell Publishing.

    Chapter  Google Scholar 

  • Duncan, I. J. H. (2006). The changing concept of animal sentience. Applied Animal Behaviour Science, 100, 11–19.

    Article  Google Scholar 

  • Everett, J. (2001). Environmental ethics, animal welfarism, and the problem of predation: A Bambi lover’s respect for nature. Ethics and the Environment, 6, 42–67.

    Google Scholar 

  • Febrer, K., Jones, T. A., Donnelly, C. A., & Dawkins, M. S. (2006). Forced to crowd or choosing to cluster? Spatial distribution indicates social attraction in broiler chickens. Animal Behaviour, 72, 1291–1300.

    Article  Google Scholar 

  • Fraser, D. (1985). Selection of bedded and unbedded areas by pigs in relation to environmental temperature and behaviour. Applied Animal Behaviour Science, 14, 117–126.

    Article  Google Scholar 

  • Fraser, D. (2003). Assessing animal welfare at the farm and group level. Animal Welfare, 12, 433–443.

    Google Scholar 

  • Fraser, D. (2008). Understanding animal welfare: The science in its cultural context. Oxford: Wiley-Blackwell.

    Google Scholar 

  • Fraser, D., & Weary, D. M. (2004). Quality of life for farm animals: Linking science, ethics, and animal welfare. In G. J. Benson & B. E. Rollin (Eds.), The well-being of farm animals: Challenges and solutions (pp. 39–60). Oxford: Blackwell Publishing.

    Chapter  Google Scholar 

  • Fraser, D., Weary, D. M., Pajor, E. A., & Milligan, B. N. (1997). A scientific conception of animal welfare that reflects ethical concerns. Animal Welfare, 6, 187–205.

    Google Scholar 

  • Fukuda-Parr, S., & Kumar, A. K. S. (2003). Readings in human development. Delhi: Oxford University Press.

    Google Scholar 

  • Goodall, J. (2001). Problems faced by wild and captive chimpanzees: Finding solutions. In B. B. Beck, T. S. Stoinski, M. Hutchins, T. L. Maple, B. Norton, A. Rowan, E. F. Stevens & A. Arluke (Eds.), Great apes and humans: The ethics of coexistence (pp. xiii–xxiv). Washington, DC: Smithsonian Institution Press.

  • Hadley, J. (2006). The duty to aid nonhuman animals in dire need. Journal of Applied Philosophy, 23, 445–451.

    Article  Google Scholar 

  • Hailwood, S. (2012). Bewildering Nussbaum: Capability justice and predation. Journal of Political Philosophy, 20, 293–313.

    Article  Google Scholar 

  • Haynes, R. P. (2007). Review of Cass R. Sunstein and Martha C. Nussbaum (eds.). Animal rights Current debate and new directions. Journal of Agricultural and Environmental Ethics, 20, 533–542.

    Google Scholar 

  • Haynes, R. P. (2008). Animal welfare: Competing conceptions and their ethical implications. New York: Springer.

    Google Scholar 

  • Heeger, R. (2000). Genetic engineering and the dignity of creatures. Journal of Agricultural and Environmental Ethics, 13, 43–51.

    Google Scholar 

  • Holland, A. (1995). Artificial lives: Philosophical dimensions of farm animal biotechnology. In B. Mepham, G. Tucker, & J. Wiseman (Eds.), Issues in agricultural bioethics (pp. 293–305). Nottingham: Nottingham University Press.

    Google Scholar 

  • Holland, B. (2008). Justice and the environment in Nussbaum’s “capabilities approach”. Political Research Quarterly, 61, 319–332.

    Article  Google Scholar 

  • Ilea, R. (2008). Nussbaum’s capabilities approach and nonhuman animals: Theory and public policy. Journal of Social Philosophy, 39, 547–563.

    Article  Google Scholar 

  • Kirkwood, J. K. (2003). Welfare, husbandry and veterinary care of wild animals in captivity: Changes in attitudes, progress in knowledge and techniques. International Zoo Yearbook, 38, 124–130.

    Article  Google Scholar 

  • Kuklys, W. (2005). Amartya Sen’s capability approach: Theoretical insights and empirical applications. Berlin: Springer.

    Google Scholar 

  • Kumar, R. (2008). Permissible killing and the irrelevance of being human. The Journal of Ethics, 12, 57–80.

    Article  Google Scholar 

  • McMahon, J. (2002). The ethics of killing: Problems at the margins of life. Oxford: Oxford University Press.

    Book  Google Scholar 

  • Mogil, J. S. (2009). Animal models of pain: Progress and challenges. Nature Reviews Neuroscience, 10, 283–294.

    Article  Google Scholar 

  • Murphy, C. (2010). A moral theory of political reconciliation. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Nussbaum, M. (2000). Women and human development: The capabilities approach. Cambridge: Cambridge University Press.

    Book  Google Scholar 

  • Nussbaum, M. (2004). Beyond ‘compassion and humanity’: Justice for nonhuman animals. In C. R. Sunstein & M. C. Nussbaum (Eds.), Animal rights. Current debates and new directions (pp. 299–320). Oxford, UK: Oxford University Press.

    Google Scholar 

  • Nussbaum, M. (2006a). Frontiers of justice: Disability, nationality, species membership. Cambridge, MA: The Belknap Press.

    Google Scholar 

  • Nussbaum, M. (2006b). The moral status of animals. The Chronicle Review, 52, B6.

    Google Scholar 

  • Nussbaum, M. (2008). Human dignity and political entitlements. In A. Schulman & M. C. Nussbaum (Eds.), Human dignity and bioethics, essays commissioned by the president’s council on bioethics (pp. 351–380). Washington, DC: The President’s Council on Bioethics.

  • Nussbaum, M. (2011). Creating capabilities: The human development approach. Cambridge: Harvard University Press.

    Book  Google Scholar 

  • Nussbaum, M., & Sen, A. (1992). The quality of life. Oxford: Oxford University Press.

    Google Scholar 

  • Palmer, C. (2010). Animal ethics in context. New York: Columbia University Press.

    Google Scholar 

  • Regan, T. (1983). The case for animal rights. Berkeley: University of California Press.

    Google Scholar 

  • Rollin, B. E. (1998). On telos and genetic engineering. In A. Holland & A. Johnson (Eds.), Animal biotechnology and ethics (pp. 156–171). New York: Springer.

    Chapter  Google Scholar 

  • Rollin, B. E. (2006). Animal rights and human morality. New York: Prometheus Books.

    Google Scholar 

  • Rumbaugh, D. M., & Washburn, D. (2003). Intelligence of apes and other rational beings. New Haven: Yale University Press.

    Google Scholar 

  • Schinkel, A. (2008). Martha Nussbaum on animal rights. Ethics and the Environment, 13, 41–69.

    Article  Google Scholar 

  • Schlosberg, D. (2007). Defining environmental justice: Theories, movements and nature. New York: Oxford University Press.

    Book  Google Scholar 

  • Segerdahl, P., Fields, W. M., & Savage-Rumbaugh, S. (2005). Kanzi’s primal language: The cultural initiation of primates into language. New York: Palgrave Macmillan.

    Book  Google Scholar 

  • Sen, A. (1999a). Commodities and capabilities. Oxford: Oxford University Press.

    Google Scholar 

  • Sen, A. (1999b). Development as freedom. New York: Anchor.

    Google Scholar 

  • Smith, K. (2008). Animals and the social contract: A reply to Nussbaum. Environmental Ethics, 30, 195–207.

    Article  Google Scholar 

  • Thompson, P. (2008). The opposite of human enhancement: Nanotechnology and the blind chicken problem. Nanoethics, 2, 305–316.

    Article  Google Scholar 

  • Tom, E. M., Duncan, I. J. H., Widowski, T. M., Bateman, K. G., & Leslie, K. E. (2002). Effects of tail docking using a rubber ring with or without anesthetic on behavior and production of lactating cows. Journal of Dairy Science, 85, 2257–2265.

    Article  Google Scholar 

  • Tulloch, M. (2011). Animal ethics: The capabilities approach. Animal Welfare, 20, 3–10.

    Google Scholar 

  • Varner, G. (2012). Personhood, ethics, and animal cognition: Situating animals in the two-level utilitarianism of R. M. Hare. New York: Oxford University Press.

    Book  Google Scholar 

  • Wechsler, B. (2007). Normal behaviour as a basis for animal welfare assessment. Animal Welfare, 16, 107–110.

    Google Scholar 

Download references

Acknowledgments

The author would like to thank the anonymous reviewers of an earlier version of this paper for their helpful comments.

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to T. J. Kasperbauer.

Rights and permissions

Reprints and permissions

About this article

Cite this article

Kasperbauer, T.J. Nussbaum and the Capacities of Animals. J Agric Environ Ethics 26, 977–997 (2013). https://doi.org/10.1007/s10806-012-9436-5

Download citation

  • Accepted:

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s10806-012-9436-5

Keywords

Navigation