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First-order theories of bounded trees

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Abstract

A maximal chain in a tree is called a path, and a tree is called bounded when all its paths contain leaves. This paper concerns itself with first-order theories of bounded trees. We establish some sufficient conditions for the existence of bounded end-extensions that are also partial elementary extensions of a given tree. As an application of tree boundedness, we obtain a conditional axiomatisation of the first-order theory of the class of trees whose paths are all isomorphic to some ordinal \(\alpha < \omega ^{\omega }\), given the first-order theories of certain classes of bounded trees.

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Notes

  1. The implications \(\text {(1)} \Rightarrow \text {(2)} \Rightarrow \text {(3)}\) are immediate and the implication \(\text {(1)} \Rightarrow \text {(4)}\) is straightforward. The other implications can be proved similarly to the Tarski-Vaught criterion for elementary substructures: refer to [7, Proposition 4.31] for the proof of the elementary substructure analogue of \(\text {(3)} \Rightarrow \text {(1)}\); this proof can be modified to prove the implication \(\text {(4)} \Rightarrow \text {(1)}\) as well.

  2. By the properties of characteristic formulas, a finite such set \(\left\{ a_i \right\} _{i \in I}\) exists.

  3. Here the node \(\left( a,0\right) \in \left| {\mathfrak {T}} +_L {\mathfrak {F}}\right| \) is identified with the node \(a \in T\), and \(\left( b,1\right) \in \left| {\mathfrak {T}} +_L {\mathfrak {F}}\right| \) is identified with \(b \in F\), in order to keep the notation simple.

  4. Again the nodes \(\left( a_n,0\right) ,\left( c,1\right) \in \left| {\mathfrak {T}} +_L {\mathfrak {F}}\right| \) are identified with the nodes \(a_n \in T\) and \(c \in F\) to keep the notation simple, with similar conventions elsewhere in the proof.

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Acknowledgements

We thank an anonymous referee, along with Valentin Goranko, for their careful reading and helpful comments and suggestions on the paper.

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Correspondence to Ruaan Kellerman.

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Kellerman, R. First-order theories of bounded trees. Arch. Math. Logic 61, 263–297 (2022). https://doi.org/10.1007/s00153-021-00789-0

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