Skip to main content
Log in

Does Neg-Raising Involve Neg-Raising?

  • Published:
Topoi Aims and scope Submit manuscript

Abstract

Neg-Raising concerns the phenomenon by which certain negated predicates (e.g. think, believe, expect) can give rise to a reading where the negation seems to take scope from an embedded clause. The standard analysis in pragma-semantic terms goes back to Bartsch (Linguistische Berichte 27:1–7, 1973) and has been elaborated in Horn (Pragmatics, Academic Press, New York, 1978, 1989), Gajewski (Neg-raising: polarity and presupposition, PhD Dissertation, MIT, 2005; Linguistics Philosophy 30:298–328, 2007), Romoli (Linguistics Philosophy 36:291–353, 2013), and many others. Recently, this standard approach has been challenged by Collins and Postal (Classical NEG Raising, The MIT Press, Cambridge, MA, 2014), who argue, by providing various novel arguments, that Neg-Raising involves syntactic movement of the negation from the embedded clause into the matrix clause. The syntactic structure of ‘I don’t think you’re right’ would then be like: I do[n’t]i think you’re ti right, and the Neg-Raising reading would result from the interpretation of the lower copy of the negation. In this paper I present three novel arguments against this account. First, following up work by Horn (Black Book: a festschrift in honor of Frans Zwarts, University of Groningen, Groningen, 2014), I show that Collins and Postal (Classical NEG Raising, The MIT Press, Cambridge, MA, 2014), and their reply to Horn (Collins and Postal, ‘Dispelling the Cloud of Unknowing.’ Ms., NYU. LingBuzz/002269, 2015), predict that every negated predicate that can license so-called Horn-clauses (non-negative clauses containing NPIs in a position where subject–auxiliary inversion is licensed) should receive a Neg-Raising reading, contrary to fact. Second, Collins and Postal (Classical NEG Raising, The MIT Press, Cambridge, MA, 2014) adopt various instances of phonological deletion of negative operators—a necessary ingredient for their account—but these instances of phonological deletion cannot be independently motivated. Third, it turns out that for certain constructions, Collins and Postal (Classical NEG Raising, The MIT Press, Cambridge, MA, 2014) must also allude to the original Bartschian approach. I further demonstrate that the standard, pragma-semantic approach to Neg-Raising actually explains the grammaticality of Horn-clauses and other phenomena, such as the distribution of negative parentheticals, that were presented by Collins and Postal (Classical NEG Raising, The MIT Press, Cambridge, MA, 2014) as arguments in favour of the syntactic approach to Neg-Raising, equally well, if not better, than this syntactic alternative.

This is a preview of subscription content, log in via an institution to check access.

Access this article

Price excludes VAT (USA)
Tax calculation will be finalised during checkout.

Instant access to the full article PDF.

Similar content being viewed by others

Notes

  1. Gajweski (2007) takes these excluded middle presuppositions to be soft presuppositions (in the sense of Abusch 2002, 2010), as they behave differently from so-called hard presuppositions. For instance, these excluded middle presuppositions can easily be suspended, e.g. in the case of (1a), in contexts where the speaker has made clear to have no thoughts about the issue, whereas hard presuppositions cannot be that easily suspended. For this and other reasons, Romoli (2013) takes the excluded middle inference to be a scalar alternative and takes Neg-Raising readings to result from scalar implicatures.

  2. Naturally, this yields the question as to what would trigger this movement. Collins and Postal (2014) are not explicit about this issue, but rather state that the syntactic and semantic properties of these constructions force an analysis in terms of movement. See Sect. 4 for more discussion.

  3. Note that this objection would disappear if negative indefinites were taken to be universal quantifiers that outscope negation (as has been argued for Greek neg-words by Giannakidou (2000) and for Japanese neg-words by Shimoyama 2001, 2006). For non-Negative Concord languages, like English, there is strong evidence that negative indefinites are indeed existentials/indefinites under the scope of negation (cf. Penka 2011, Zeijlstra 2011, Iatridou and Sichel 2013 for an overview and discussion), though, and in the current debate nobody has pursued an alternative analysis in terms of universal quantifiers.

  4. CP14 employ various Neg-Deletion rules (cf. CP14: ch. 8 for an overview). The Neg-Deletion rule applying here states that an NPI-licenser can license the deletion of a clausemate negation, provided that the total number of deleted negations is even and provided they stand in a c-command chain. CP14 do not postulate this rule just for these Neg-Raising constructions, but they also apply it to account for weak NPI-hood in general. For CP14, a sentence like also contains two covert negations, and has the underlying structure (i) At most three students ate any apples. (ii) At most three students ate NEG NEG some apples.

  5. One could argue that this would predict that Wh-terms cannot be extracted from the complements of non-Neg-Raising predicates, contrary to fact. When does Mona say/claim that Jim should call Irene? is perfectly grammatical. However, there is a rich body of (uncontroversial) evidence in syntactic theory that in these cases the Wh-term does not move directly from its base position to its final position, but first lands in an intermediate position, which is at the edge of its original syntactic domain, but already visible for the next syntactic domain (cf. Chomsky 1973, 2001).

  6. For more discussion on strict NPIs, Neg-Raising and island effects, see also Romoli (2013).

  7. For an overview and discussion about when negation exactly licenses Negative Inversion, see Jackendoff (1972); May (1985); Haegeman (2000); Büring (2004), CP14: ch. 14–15.

  8. A third case study concerns too + infinitive cases (e.g. Bill is too lazy to work), which I do not discuss in detail in this paper for reasons of space. I refer to Romoli (2013) for a discussion that aims at discarding too + infinitive constituting evidence for phonologically deleted negations.

  9. For more discussion on the fact that French ne is an expletive negation, see Godard (2004), Zeijlstra (2010), and references therein.

  10. Again, similar diagnostics apply to squat: I know squat about negation, and Mary knows squat about negation, too. vs. I don’t know squat about negation, and Mary doesn’t knows squat about negation, either. Thanks to Larry Horn for pointing this out to me.

References

  • Abusch D (2002) Lexical alternatives as a source of pragmatic presupposition. In Jackson B (ed), Semantics Linguistic Theory (SALT) 12:1–19

  • Abusch D (2010) Presupposition triggering from alternatives. J Semant 27:1–44

    Article  Google Scholar 

  • Bartsch R (1973) ‘‘Negative transportation’ gibt es nicht’. Linguistische Berichte 27:1–7

    Google Scholar 

  • Büring D (2004) ‘Negative inversion.’ In Proceedings of NELS 35, 2004

  • Chomsky N (1973) ‘Conditions on transformations’. In: Anderson S, Kiparsky P (eds) A festschrift for Morris Halle. Holt, Rinehart, and Winston, New York

    Google Scholar 

  • Chomsky N (1995) The minimalist program. The MIT Press, Cambridge, MA

    Google Scholar 

  • Chomsky N (2001) ‘Derivation by phase’. In: Kenstovicz M (ed) Ken Hale: a life in language. The MIT Press, Cambridge, MA, pp 1–54

    Google Scholar 

  • Collins C, Postal P (2014) Classical NEG raising. The MIT Press, Cambridge, MA

    Book  Google Scholar 

  • Collins C, Postal P (2015) ‘Dispelling the Cloud of Unknowing.’ Ms., NYU. LingBuzz/002269

  • den Dikken M (2002) ‘Direct and indirect polarity item licensing’. J Comp German Linguist 5:35–66

    Article  Google Scholar 

  • den Dikken M (2006) Parasitism, secondary triggering and depth of embedding. In: Zanuttini R, Campos H, Herburger E, Portner P (eds) Crosslinguistic research in syntax and semantics: negation, tense, and clausal architecture. Georgetown University Press, Washington, DC

  • Fillmore C (1963) ‘The position of embedding transformations in a grammar’. Word 19:208–231

    Article  Google Scholar 

  • Gajewski J (2005) Neg-raising: polarity and presupposition. PhD Dissertation, MIT

  • Gajewski J (2007) ‘Neg-raising and polarity’. Linguist Philos 30:298–328

    Article  Google Scholar 

  • Giannakidou A (2000) Negative ... concord? Nat Lang Linguist Theory 18:457–523

    Article  Google Scholar 

  • Giorgi A (2004) ‘From temporal anchoring to long distance anaphor binding.’ Paper presented at the 23rd West Coast Conference in Formal Linguistics. April 23–25, University of California at Davis, Davis, CA

  • Godard D (2004) ‘French negative dependency’. In: Corblin F, de Swart H (eds) Handbook of French semantics. CSLI Publications, Stanford

    Google Scholar 

  • Haegeman L (1995) The syntax of negation. Cambridge University Press, Cambridge

    Book  Google Scholar 

  • Haegeman L (2000) ‘Negative preposing, negative inversion, and the split CP. In: Horn L, Kato Y (eds) Negation and polarity. Oxford University Press, New York, pp 21–61

    Google Scholar 

  • Hoeksema J (2007) ‘Parasitic licensing of negative polarity items’. J Comp German Linguist 10:163–182

    Article  Google Scholar 

  • Homer V (2012) ‘Neg-raising and positive polarity: the view from modals.’ To appear in Semantics and Pragmatics

  • Horn L (1971) ‘Negative transportation: unsafe at any speed?’ In: Peranteau P, Levi J, Phares G (eds) Papers from the Seventh Regional Meeting of the Chicago Linguistic Society. University of Chicago, Chicago, pp 120–133

    Google Scholar 

  • Horn L (1972) On the semantic properties of logical operators in English. PhD Dissertation, University of California at Los Angeles, Los Angeles

    Google Scholar 

  • Horn L (1978) ‘Remarks on neg-raising’. In: Cole P (ed) Pragmatics. Academic Press, New York, pp 129–220

    Google Scholar 

  • Horn L (1989, 2001) A natural history of negation. The University of Chicago Press, Chicago

  • Horn L (2014) ‘The cloud of unknowing’. In: Hoeksema J, Gilbers D (eds) Black Book: a festschrift in honor of Frans Zwarts. University of Groningen, Groningen, pp 178–196

    Google Scholar 

  • Horn L, Bayer S (1984) ‘Short-circuited implicature: a negative contribution’. Lang Philos 7:397–414

    Article  Google Scholar 

  • Iatridou S, Zeijlstra H (2013) ‘Negation, polarity and deontic modals’. Linguist Inq 44:529–568

    Article  Google Scholar 

  • Jackendoff R (1972) Semantic interpretation in generative grammar. The MIT Press, Cambridge, MA

    Google Scholar 

  • Jespersen O (1917) Negation in English. Høst AF, Copenhagen

  • Klima E (1964) ‘Negation in English’. In: Fodor JA, Katz JJ (eds) The structure of language. Readings in the philosophy of language. Prentice Hall, Englewood Cliffs, pp 246–323

    Google Scholar 

  • Ladusaw W (1992) ‘Expressing negation’. In: Barker C, Dowty D (eds) Proceedings of SALT 2. The Ohio State University, Columbus, pp 237–259

    Google Scholar 

  • May R (1985) Logical form: its structure and derivation. The MIT Press, Cambridge, MA

    Google Scholar 

  • Penka D (2011) Negative indefinites. Oxford University Press, Oxford

    Google Scholar 

  • Postal PM (2004) Skeptical linguistic essays. Oxford University Press, New York

    Google Scholar 

  • Romoli J (2013) ‘A scalar implicature-based approach to neg-raising’. Linguist Philos 36:291–353

    Article  Google Scholar 

  • Ross JR (1973) Slifting. In: Gross M, Halle M, Schützenberger M-P (eds) The formal analysis of natural languages. The Hague, Mouton, pp 133–169

  • Sailer M (2006) ‘Don’t believe in underspecified semantics: neg raising in lexical resource semantics’. In Empirical issues in syntax semantics 6:375–403

  • Shimoyama J (2001) Wh-constructions in Japanese. Ph. D. Dissertation. University of Massachusetts, Amherst

    Google Scholar 

  • Shimoyama J (2006) ‘Indeterminate phrase quantification in Japanese’. Nat Lang Semant 14:139–173

    Article  Google Scholar 

  • Zeijlstra H (2004) ‘Sentential negation and Negative Concord. PhD Dissertation. University of Amsterdam, Amsterdam

    Google Scholar 

  • Zeijlstra H (2008) ‘On the syntactic flexibility of formal features’. In: Biberauer Th. (ed) The limits of syntactic variation. John Benjamins, Amsterdam, pp 143–173

    Chapter  Google Scholar 

  • Zeijlstra H (2010) ‘On French Negation’. In: Kwon I, Pritchett H, Spence J (eds) Proceedings of the 35th annual meeting of the Berkely Linguistics Society. BLS, Berkeley, pp 447–458

    Google Scholar 

  • Zeijlstra H (2011) ‘On the syntactically complex status of negative indefinites’. J Comp German Linguist 14:111–138

    Article  Google Scholar 

  • Zeijlstra H (2013) ‘Not in the first place’. Nat Lang Linguist Theory 31:865–900

    Article  Google Scholar 

Download references

Author information

Authors and Affiliations

Authors

Corresponding author

Correspondence to Hedde Zeijlstra.

Rights and permissions

Reprints and permissions

About this article

Check for updates. Verify currency and authenticity via CrossMark

Cite this article

Zeijlstra, H. Does Neg-Raising Involve Neg-Raising?. Topoi 37, 417–433 (2018). https://doi.org/10.1007/s11245-017-9461-0

Download citation

  • Published:

  • Issue Date:

  • DOI: https://doi.org/10.1007/s11245-017-9461-0

Keywords

Navigation