Bakhtin, Hegel, and the Notion of Utopia

Dissertation, State University of New York at Binghamton (1998)
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Abstract

It is the purpose of this dissertation to show that Bakhtin, unlike other representatives of contemporary Continental thought, writes in the presence of utopia. A discussion of the significance of utopia in Bakhtin's later works is also an occasion for a rethinking of the essence of utopia. This dissertation aims to show that the principle that informs the divergence between Hegel and Bakhtin is none other than their respective views of utopia, and that utopia is not a kind of unrealistic thinking, not an ideology remote from praxis, and not only an anticipatory illumination of Ernst Bloch, but a fleeting moment of fulfillment, a familiar yet elusive fragment of actuality, an instant when what is is consonant with what ought to be. ;A privation of the background presence of emancipatory utopia, characteristic of Hegel's writings, turns his notion of history as a history of the subjectivity into a history that is blunt and external to its subject, the subjectivity. The heavy thingness of history as it is seen by Hegel is put under scrutiny by Bakhtin's sense of history as inescapably lyrical and never completely outside of the evolving and experiencing self. ;The dissertation juxtaposes Hegel's discourse on possibility, given in the Encyclopedea Logic, and a view of the possible that is derived from Bakhtin's later works, such as Discourse in the Novel and Problems of Dostoevsky's Poetics. Hegel's melancholy resignation in regard to the possible is juxtaposed to Bakhtin's utopian sense of language as potentially preserving and expressing all of the latent possibilities of the life of consciousness and its historical reality. The dissertation also advances a hypothesis that utopia is an inherent necessity of the life not only of language, but of consciousness as a whole. ;The dissertation targets through its investigation of Bakhtin's works the precarious birth of identity. However, it also concerns itself with the phenomenology of the latter identity's necessary self-undoing, its shattering for the sake of our coming closer to truth as that which cannot be possessed, which does not have solid boundaries, and appears to us in a definite form due only to our human finitude. The thesis juxtaposes Hegel's utopia of determinate knowledge with Bakhtin's utopia of language and knowledge as indefinite, Hegel's sense of history as determinate and monologic with Bakhtin's utopian sense of heteroglossia as averse to determinate boundaries. The conclusion advanced here is that dialogue embodied by heteroglossia, the dialogue continually illuminated by the rugged edge of the indefinite, and not the shining heights of Absolute Knowledge, is the point of arrival of the great Hegelian dialectic

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Yevgenia Skorobogatov Gray
State University of New York at Binghamton

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