It is proved in $\mathsf {ZF}$ (without the axiom of choice) that, for all infinite sets M, there are no surjections from $\omega \times M$ onto $\operatorname {\mathrm {\mathscr {P}}}(M)$.

The theorem that the arithmetic mean is greater than or equal to the geometric mean is investigated for cardinal and ordinal numbers. It is shown that whereas the theorem of the means can be proved for n pairwise comparable cardinal numbers without the axiom of choice, the inequality a2 + b2 ≥ 2ab is equivalent to the axiom of choice. For ordinal numbers, the inequality α2 + β2 ≥ 2αβ is established and the conditions for equality are derived; stronger inequalities (...) are obtained for finite and infinite sequences of ordinals under suitable monotonicity hypotheses. MSC: 03E10, 04A10, 03E25, 04A25. (shrink)

For f: On → On let supp: = ξ: 0, and let S := {f : On → On : supp finite}. For f,g ϵ S definef ≤ g : ↔ [h one-to-one ⁁ f ≤ g)].A function ψ : S → On is called monotonic increasing, if f≤ψ and if f ≤ g implies ψ ≤ ψ. For a mapping ψ : S → On let Clψ be the least set T of ordinals which contains 0 as an element (...) and which is closed under the following rule: If f ϵ S, range ⊆ T and supp ⊆ T, then ψ ϵ T. Let φ be the enumeration function of the class {ξ: [ξ = ωn]}. Let φ be the induced Schütte-Klammerterm-function which generates the Schütte-Veblen-hierarchy of ordinals. Then φ is monotonic increasing. We show: If ψ: S → On is monotonic increasing, then otyp) ≤ min {ξ : ξ = Φ, where 1ξ = 1 if α = ξ and 1ξ = 0 if α ↔ = 0 if α ≠ ξ. For τ an ordinal let Sτ := {f ϵ S : supp ⊆ τ}. A function ψ : Sτ → On is called τ-monotonic increasing if fξ and if f ≤ g implies ψ ≤ . For a function ψ Sτ → On let Clψ ↔ τ be the least set T of ordinals, which contains 0 as an element, such that if f ϵ Sτ and range ϵ T, then ψ ϵ T. We show: if ≥2 and if ψ Sτ → On is τ-monotonic increasing, then otyp ↔ τ) ≤. We also prove a generalization of this theorem in terms of well-partial orderings. MSC: 03F15, 03E10, 06A06. (shrink)

We write$\mathcal {S}_n(A)$for the set of permutations of a setAwithnnon-fixed points and$\mathrm {{seq}}^{1-1}_n(A)$for the set of one-to-one sequences of elements ofAwith lengthnwherenis a natural number greater than$1$. With the Axiom of Choice,$|\mathcal {S}_n(A)|$and$|\mathrm {{seq}}^{1-1}_n(A)|$are equal for all infinite setsA. Among our results, we show, in ZF, that$|\mathcal {S}_n(A)|\leq |\mathrm {{seq}}^{1-1}_n(A)|$for any infinite setAif${\mathrm {AC}}_{\leq n}$is assumed and this assumption cannot be removed. In the other direction, we show that$|\mathrm {{seq}}^{1-1}_n(A)|\leq |\mathcal {S}_{n+1}(A)|$for any infinite setAand the subscript$n+1$cannot be reduced ton. Moreover, (...) we also show that “$|\mathcal {S}_n(A)|\leq |\mathcal {S}_{n+1}(A)|$for any infinite setA” is not provable in ZF. (shrink)

A partition is finitary if all its members are finite. For a set A, $\mathscr {B}(A)$ denotes the set of all finitary partitions of A. It is shown consistent with $\mathsf {ZF}$ (without the axiom of choice) that there exist an infinite set A and a surjection from A onto $\mathscr {B}(A)$. On the other hand, we prove in $\mathsf {ZF}$ some theorems concerning $\mathscr {B}(A)$ for infinite sets A, among which are the following: (1) If there is a finitary (...) partition of A without singleton blocks, then there are no surjections from A onto $\mathscr {B}(A)$ and no finite-to-one functions from $\mathscr {B}(A)$ to A. (2) For all $n\in \omega $, $|A^n|<|\mathscr {B}(A)|$. (3) $|\mathscr {B}(A)|\neq |\mathrm {seq}(A)|$, where $\mathrm {seq}(A)$ is the set of all finite sequences of elements of A. (shrink)

We introduce the subject of modal model theory, where one studies a mathematical structure within a class of similar structures under an extension concept that gives rise to mathematically natural notions of possibility and necessity. A statement φ is possible in a structure (written φ) if φ is true in some extension of that structure, and φ is necessary (written φ) if it is true in all extensions of the structure. A principal case for us will be the class Mod(T) (...) of all models of a given theory T—all graphs, all groups, all fields, or what have you—considered under the substructure relation. In this article, we aim to develop the resulting modal model theory. The class of all graphs is a particularly insightful case illustrating the remarkable power of the modal vocabulary, for the modal language of graph theory can express connectedness, k-colorability, finiteness, countability, size continuum, size ℵ1, ℵ2, ℵω, ℶω, first ℶ-fixed point, first ℶ-hyper-fixed point, and much more. A graph obeys the maximality principle φ(a)→φ(a) with parameters if and only if it satisfies the theory of the countable random graph, and it satisfies the maximality principle for sentences if and only if it is universal for finite graphs. (shrink)

On the basis of Poincaré and Weyl’s view of predicativity as invariance, we develop an extensive framework for predicative, type-free first-order set theory in which $\Gamma _0$ and much bigger ordinals can be defined as von Neumann ordinals. This refutes the accepted view of $\Gamma _0$ as the “limit of predicativity”.

This article provides a detailed comparison between two systems of collapsing functions. These functions play a crucial role in proof theory, in the analysis of patterns of resemblance, and the analysis of maximal order types of well partial orders. The exact correspondence given here serves as a starting point for far reaching extensions of current results on patterns and well partial orders. © 2011 WILEY-VCH Verlag GmbH & Co. KGaA, Weinheim.

Any set x is uniquely specified by the graph of the membership relation on the set obtained by adjoining x to the transitive closure of x. Thus any operation on sets can be looked at as an operation on these graphs. We look at the operations of ordinal arithmetic of sets in this light. This turns out to be simplest for a modified ordinal arithmetic based on the Zermelo ordinals, instead of the usual von Neumann ordinals. In this arithmetic, addition (...) of sets corresponds to concatenating graphs, and multiplication corresponds to replacing each edge of a graph by a copy of another graph. Characterizations for the von Neumann case are also given. (shrink)

In this paper, we give an axiomatization of the ordinal number system, in the style of Dedekind’s axiomatization of the natural number system. The latter is based on a structure $(N,0,s)$ consisting of a set N, a distinguished element $0\in N$ and a function $s\colon N\to N$. The structure in our axiomatization is a triple $(O,L,s)$, where O is a class, L is a class function defined on all s-closed ‘subsets’ of O, and s is a class function $s\colon O\to (...) O$. In fact, we develop the theory relative to a Grothendieck-style universe (minus the power set axiom), as a way of bringing the natural and the ordinal cases under one framework. We also establish a universal property for the ordinal number system, analogous to the well-known universal property for the natural number system. (shrink)