It is well-known that natural axiomatic theories are well-ordered by consistency strength. However, it is possible to construct descending chains of artificial theories with respect to consistency strength. We provide an explanation of this well-orderedness phenomenon by studying a coarsening of the consistency strength order, namely, the$\Pi ^1_1$reflection strength order. We prove that there are no descending sequences of$\Pi ^1_1$sound extensions of$\mathsf {ACA}_0$in this ordering. Accordingly, we can attach a rank in this order, which we call reflection rank, to any$\Pi (...) ^1_1$sound extension of$\mathsf {ACA}_0$. We prove that for any$\Pi ^1_1$sound theoryTextending$\mathsf {ACA}_0^+$, the reflection rank ofTequals the$\Pi ^1_1$proof-theoretic ordinal ofT. We also prove that the$\Pi ^1_1$proof-theoretic ordinal of$\alpha $iterated$\Pi ^1_1$reflection is$\varepsilon _\alpha $. Finally, we use our results to provide straightforward well-foundedness proofs of ordinal notation systems based on reflection principles. (shrink)

We analyze the axiomatic strength of the following theorem due to Rival and Sands [28] in the style of reverse mathematics. Every infinite partial order P of finite width contains an infinite chain C such that every element of P is either comparable with no element of C or with infinitely many elements of C. Our main results are the following. The Rival–Sands theorem for infinite partial orders of arbitrary finite width is equivalent to $\mathsf {I}\Sigma ^0_{2} + \mathsf {ADS}$ (...) over $\mathsf {RCA}_0$. For each fixed $k \geq 3$, the Rival–Sands theorem for infinite partial orders of width $\leq \!k$ is equivalent to $\mathsf {ADS}$ over $\mathsf {RCA}_0$. The Rival–Sands theorem for infinite partial orders that are decomposable into the union of two chains is equivalent to $\mathsf {SADS}$ over $\mathsf {RCA}_0$. Here $\mathsf {RCA}_0$ denotes the recursive comprehension axiomatic system, $\mathsf {I}\Sigma ^0_{2}$ denotes the $\Sigma ^0_2$ induction scheme, $\mathsf {ADS}$ denotes the ascending/descending sequence principle, and $\mathsf {SADS}$ denotes the stable ascending/descending sequence principle. To the best of our knowledge, these versions of the Rival–Sands theorem for partial orders are the first examples of theorems from the general mathematics literature whose strength is exactly characterized by $\mathsf {I}\Sigma ^0_{2} + \mathsf {ADS}$, by $\mathsf {ADS}$, and by $\mathsf {SADS}$. Furthermore, we give a new purely combinatorial result by extending the Rival–Sands theorem to infinite partial orders that do not have infinite antichains, and we show that this extension is equivalent to arithmetical comprehension over $\mathsf {RCA}_0$. (shrink)

In the literature, predicativism is connected not only with the Vicious Circle Principle but also with the idea that certain totalities are inherently potential. To explain the connection between these two aspects of predicativism, we explore some approaches to predicativity within the modal framework for potentiality developed in Linnebo (2013) and Linnebo and Shapiro (2019). This puts predicativism into a more general framework and helps to sharpen some of its key theses.

We investigate a theory of Frege structures extended by the Myhill-Flagg hierarchy of implications. We study its relation to a property theory with an approximation operator and we give a proof theoretical analysis of the basic system involved. MSC: 03F35, 03D60.

In ordinal analysis of impredicative theories so-called collapsing functions are of central importance. Unfortunately, the definition procedure of these functions makes essential use of uncountable cardinals whereas the notation system that they call into being corresponds to a recursive ordinal. It has long been claimed that, instead, one should manage to develop such functions directly on the basis of admissible ordinals. This paper is meant to show how this can be done. Interpreting the collapsing functions as operating directly on admissible (...) sets also renders a new and perspicuous approach to well-ordering proofs possible. MSC: 03F15, 03F35. (shrink)

One of the earliest applications of transfinite numbers is in the construction of derived sequences by Cantor [2]. In [6], the existence of derived sequences for countable closed sets is proved in ATR0. This existence theorem is an intermediate step in a proof that a statement concerning topological comparability is equivalent to ATR0. In actuality, the full strength of ATR0 is used in proving the existence theorem. To show this, we will derive a statement known to be equivalent to ATR0, (...) using only RCA0 and the assertion that every countable closed set has a derived sequence. We will use three of the subsystems of second order arithmetic defined by H. Friedman , which can be roughly characterized by the strength of their set comprehension axioms. RCA0 includes comprehension for Δmath image definable sets, ACA0 includes comprehension for arithmetical sets, and ATR0 appends to ACA0 a comprehension scheme for sets defined by transfinite recursion on arithmetical formulas. MSC: 03F35, 54B99. (shrink)

We study theorems of ordered groups from the perspective of reverse mathematics. We show that suffices to prove Hölder's Theorem and give equivalences of both (the orderability of torsion free nilpotent groups and direct products, the classical semigroup conditions for orderability) and (the existence of induced partial orders in quotient groups, the existence of the center, and the existence of the strong divisible closure).

The uncountability of$\mathbb {R}$is one of its most basic properties, known far outside of mathematics. Cantor’s 1874 proof of the uncountability of$\mathbb {R}$even appears in the very first paper on set theory, i.e., a historical milestone. In this paper, we study the uncountability of${\mathbb R}$in Kohlenbach’shigher-orderReverse Mathematics (RM for short), in the guise of the following principle:$$\begin{align*}\mathit{for \ a \ countable \ set } \ A\subset \mathbb{R}, \mathit{\ there \ exists } \ y\in \mathbb{R}\setminus A. \end{align*}$$An important conceptual observation is (...) that the usual definition of countable set—based on injections or bijections to${\mathbb N}$—does not seem suitable for the RM-study of mainstream mathematics; we also propose a suitable (equivalent over strong systems) alternative definition of countable set, namelyunion over${\mathbb N}$of finite sets; the latter is known from the literature and closer to how countable sets occur ‘in the wild’. We identify a considerable number of theorems that are equivalent to the centred theorem based on our alternative definition. Perhaps surprisingly, our equivalent theorems involve most basic properties of the Riemann integral, regulated or bounded variation functions, Blumberg’s theorem, and Volterra’s early work circa 1881. Our equivalences are alsorobust, promoting the uncountability of${\mathbb R}$to the status of ‘big’ system in RM. (shrink)

This paper is concerned with the interaction between formal semantics and the foundations of mathematics. We introduce a formal theory of truth, TLR, which extends the classical first order theory of pure combinators with a primitive truth predicate and a family of truth approximations, indexed by a directed partial ordering. TLR naturally works as a theory of partial classifications, in which type-free comprehension coexists with functional abstraction. TLR provides an inner model for a well known subsystem of second order arithmetic; (...) indeed, TLR is proof-theoretically equivalent to Predicative Analysis. (shrink)

We study the first-order consequences of Ramsey’s Theorem fork-colourings ofn-tuples, for fixed$n, k \ge 2$, over the relatively weak second-order arithmetic theory$\mathrm {RCA}^*_0$. Using the Chong–Mourad coding lemma, we show that in a model of$\mathrm {RCA}^*_0$that does not satisfy$\Sigma ^0_1$induction,$\mathrm {RT}^n_k$is equivalent to its relativization to any proper$\Sigma ^0_1$-definable cut, so its truth value remains unchanged in all extensions of the model with the same first-order universe.We give a complete axiomatization of the first-order consequences of$\mathrm {RCA}^*_0 + \mathrm {RT}^n_k$for$n \ge (...) 3$. We show that they form a non-finitely axiomatizable subtheory of$\mathrm {PA}$whose$\Pi _3$fragment coincides with$\mathrm {B} \Sigma _1 + \exp $and whose$\Pi _{\ell +3}$fragment for$\ell \ge 1$lies between$\mathrm {I} \Sigma _\ell \Rightarrow \mathrm {B} \Sigma _{\ell +1}$and$\mathrm {B} \Sigma _{\ell +1}$. We also give a complete axiomatization of the first-order consequences of$\mathrm {RCA}^*_0 + \mathrm {RT}^2_k + \neg \mathrm {I} \Sigma _1$. In general, we show that the first-order consequences of$\mathrm {RCA}^*_0 + \mathrm {RT}^2_k$form a subtheory of$\mathrm {I} \Sigma _2$whose$\Pi _3$fragment coincides with$\mathrm {B} \Sigma _1 + \exp $and whose$\Pi _4$fragment is strictly weaker than$\mathrm {B} \Sigma _2$but not contained in$\mathrm {I} \Sigma _1$.Additionally, we consider a principle$\Delta ^0_2$-$\mathrm {RT}^2_2$which is defined like$\mathrm {RT}^2_2$but with both the$2$-colourings and the solutions allowed to be$\Delta ^0_2$-sets rather than just sets. We show that the behaviour of$\Delta ^0_2$-$\mathrm {RT}^2_2$over$\mathrm {RCA}_0 + \mathrm {B}\Sigma ^0_2$is in many ways analogous to that of$\mathrm {RT}^2_2$over$\mathrm {RCA}^*_0$, and that$\mathrm {RCA}_0 + \mathrm {B} \Sigma ^0_2 + \Delta ^0_2$-$\mathrm {RT}^2_2$is$\Pi _4$- but not$\Pi _5$-conservative over$\mathrm {B} \Sigma _2$. However, the statement we use to witness failure of$\Pi _5$-conservativity is not provable in$\mathrm {RCA}_0 +\mathrm {RT}^2_2$. (shrink)

The representation of mathematical objects in terms of (more) basic ones is part and parcel of (the foundations of) mathematics. In the usual foundations of mathematics, namely, ZFC set theory, all mathematical objects are represented by sets, while ordinary, namely, non–set theoretic, mathematics is represented in the more parsimonious language of second-order arithmetic. This paper deals with the latter representation for the rather basic case of continuous functions on the reals and Baire space. We show that the logical strength of (...) basic theorems named after Tietze, Heine, and Weierstrass changes significantly upon the replacement of “second-order representations” by “third-order functions.” We discuss the implications and connections to the reverse mathematics program and its foundational claims regarding predicativist mathematics and Hilbert’s program for the foundations of mathematics. Finally, we identify the problem caused by representations of continuous functions and formulate a criterion to avoid problematic codings within the bigger picture of representations. (shrink)

The notion of countable well order admits an alternative definition in terms of embeddings between initial segments. We use the framework of reverse mathematics to investigate the logical strength of this definition and its connection with Fraïssé’s conjecture, which has been proved by Laver. We also fill a small gap in Shore’s proof that Fraïssé’s conjecture implies arithmetic transfinite recursion over $\mathbf {RCA}_0$, by giving a new proof of $\Sigma ^0_2$ -induction.

In their logical analysis of theorems about disjoint rays in graphs, Barnes, Shore, and the author (hereafter BGS) introduced a weak choice scheme in second-order arithmetic, called the $\Sigma ^1_1$ axiom of finite choice (hereafter finite choice). This is a special case of the $\Sigma ^1_1$ axiom of choice ( $\Sigma ^1_1\text {-}\mathsf {AC}_0$ ) introduced by Kreisel. BGS showed that $\Sigma ^1_1\text {-}\mathsf {AC}_0$ suffices for proving many of the aforementioned theorems in graph theory. While it is not known (...) if these implications reverse, BGS also showed that those theorems imply finite choice (in some cases, with additional induction assumptions). This motivated us to study the proof-theoretic strength of finite choice. Using a variant of Steel forcing with tagged trees, we show that finite choice is not provable from the $\Delta ^1_1$ -comprehension scheme (even over $\omega $ -models). We also show that finite choice is a consequence of the arithmetic Bolzano–Weierstrass theorem (introduced by Friedman and studied by Conidis), assuming $\Sigma ^1_1$ -induction. Our results were used by BGS to show that several theorems in graph theory cannot be proved using $\Delta ^1_1$ -comprehension. Our results also strengthen results of Conidis. (shrink)

We examine the reverse mathematical strength of a variation of Hindman’s Theorem (HT) constructed by essentially combining HT with the Thin Set Theorem to obtain a principle that we call thin-HT. This principle states that every coloring c:N→N has an infinite set S⊆N whose finite sums are thin for c, meaning that there is an i with c(s)≠i for all nonempty sums s of finitely many distinct elements of S. We show that there is a computable instance of thin-HT such (...) that every solution computes ∅′, as is the case with HT, as shown by Blass, Hirst, and Simpson (1987). In analyzing this proof, we deduce that thin-HT implies ACA0 over RCA0+IΣ20. On the other hand, using Rumyantsev and Shen’s computable version of the Lovász Local Lemma, we show that there is a computable instance of the restriction of thin-HT to sums of exactly 2 elements such that any solution has diagonally noncomputable degree relative to ∅′. Hence there is a computable instance of this restriction of thin-HT with no Σ20 solution. (shrink)

In this paper I argue for an association between impurity and explanatory power in contemporary mathematics. This proposal is defended against the ancient and influential idea that purity and explanation go hand-in-hand (Aristotle, Bolzano) and recent suggestions that purity/impurity ascriptions and explanatory power are more or less distinct (Section 1). This is done by analyzing a central and deep result of additive number theory, Szemerédi’s theorem, and various of its proofs (Section 2). In particular, I focus upon the radically impure (...) (ergodic) proof due to Furstenberg (Section 3). Furstenberg’s ergodic proof is striking because it utilizes intuitively foreign and infinitary resources to prove a finitary combinatorial result and does so in a perspicuous fashion. I claim that Furstenberg’s proof is explanatory in light of its clear expression of a crucial structural result, which provides the “reason why” Szemerédi’s theorem is true. This is, however, rather surprising: how can such intuitively different conceptual resources “get a grip on” the theorem to be proved? I account for this phenomenon by articulating a new construal of the content of a mathematical statement, which I call structural content (Section 4). I argue that the availability of structural content saves intuitive epistemic distinctions made in mathematical practice and simultaneously explicates the intervention of surprising and explanatorily rich conceptual resources. Structural content also disarms general arguments for thinking that impurity and explanatory power might come apart. Finally, I sketch a proposal that, once structural content is in hand, impure resources lead to explanatory proofs via suitably understood varieties of simplification and unification (Section 5). (shrink)

Neo-Fregean logicists claim that Hume’s Principle (HP) may be taken as an implicit definition of cardinal number, true simply by fiat. A long-standing problem for neo-Fregean logicism is that HP is not deductively conservative over pure axiomatic second-order logic. This seems to preclude HP from being true by fiat. In this paper, we study Richard Kimberly Heck’s Two-Sorted Frege Arithmetic (2FA), a variation on HP which has been thought to be deductively conservative over second-order logic. We show that it isn’t. (...) In fact, 2FA is not conservative over n-th order logic, for all $n \geq 2$. It follows that in the usual one-sorted setting, HP is not deductively Field-conservative over second- or higher-order logic. (shrink)

In this article we study the systems KF and VF of truth over set theory as well as related systems and compare them with the corresponding systems over arithmetic.

In this paper, we show that equation image is a equation image-conservative extension of BΣ1 + exp, thus it does not imply IΣ1.

One way to study and understand the notion of truth is to examine principles that we are willing to associate with truth, often because they conform to a pre-theoretical or to a semi-formal characterization of this concept. In comparing different collections of such principles, one requires formally precise notions of inter-theoretic reduction that are also adequate to compare these conceptual aspects. In this work I study possible ways to make precise the relation of conceptual equivalence between notions of truth associated (...) with collections of principles of truth. In doing so, I will consider refinements and strengthenings of the notion of relative truth-definability proposed by Fujimoto (2010): in particular I employ suitable variants of notions of equivalence of theories considered in Visser (2006) and Friedman & Visser (2014) to show that there are better candidates than mutual truth-definability for the role of sufficient condition for conceptual equivalence between the semantic notions associated with the theories. In the concluding part of the paper, I extend the techniques introduced in the first and show that there is a precise sense in which ramified truth (either disquotational or compositional) does not correspond to iterations of comprehension. (shrink)

We consider fragments of uniform reflection for formulas in the analytic hierarchy over theories of second order arithmetic. The main result is that for any second order arithmetic theory $T_0$ extending $\mathsf {RCA}_0$ and axiomatizable by a $\Pi ^1_{k+2}$ sentence, and for any $n\geq k+1$, $$\begin{align*}T_0+ \mathrm{RFN}_{\varPi^1_{n+2}} \ = \ T_0 + \mathrm{TI}_{\varPi^1_n}, \end{align*}$$ $$\begin{align*}T_0+ \mathrm{RFN}_{\varSigma^1_{n+1}} \ = \ T_0+ \mathrm{TI}_{\varPi^1_n}^{-}, \end{align*}$$ where T is $T_0$ augmented with full induction, and $\mathrm {TI}_{\varPi ^1_n}^{-}$ denotes the schema of transfinite induction up (...) to $\varepsilon _0$ for $\varPi ^1_n$ formulas without set parameters. (shrink)

We show that for every countable recursively saturated model M of Peano arithmetic and every subset A⊆M, there exists a full satisfaction class SA⊆M2 such that A is definable in (M,SA) without parameters. It follows that in every such model, there exists a full satisfaction class which makes every element definable, and thus the expanded model is minimal and rigid. On the other hand, as observed by Roman Kossak, for every full satisfaction class S there are two elements which have (...) the same arithmetical type, but exactly one of them is in S. In particular, the automorphism group of a model expanded with a satisfaction class is never equal to the automorphism group of the original model. The analogue of the first result proved here for full satisfaction classes was obtained also by Roman Kossak for partial inductive satisfaction classes. However, the proof relied on the induction scheme in a crucial way, so recapturing the result in the setting of full satisfaction classes requires quite different arguments. (shrink)

The current paper studies the formal properties of the Global Reflection Principle, to wit the assertion “All theorems of$\mathrm {Th}$are true,” where$\mathrm {Th}$is a theory in the language of arithmetic and the truth predicate satisfies the usual Tarskian inductive conditions for formulae in the language of arithmetic. We fix the gap in Kotlarski’s proof from [15], showing that the Global Reflection Principle for Peano Arithmetic is provable in the theory of compositional truth with bounded induction only ($\mathrm {CT}_0$). Furthermore, we (...) extend the above result showing that$\Sigma _1$-uniform reflection over a theory of uniform Tarski biconditionals ($\mathrm {UTB}^-$) is provable in$\mathrm {CT}_0$, thus answering the question of Beklemishev and Pakhomov [2]. Finally, we introduce the notion of a prolongable satisfaction class and use it to study the structure of models of$\mathrm {CT}_0$. In particular, we provide a new model-theoretical characterization of theories of finite iterations of uniform reflection and present a new proof characterizing the arithmetical consequences of$\mathrm {CT}_0$. (shrink)

Following our [6], though with somewhat different methods here, further variants of Goodstein sequences are introduced in terms of parameterized Ackermann–Péter functions. Each of the sequences is shown to terminate, and the proof-theoretic strengths of these facts are calibrated by means of ordinal assignments, yielding independence results for a range of theories: PRA, PA,$\Sigma ^1_1$-DC$_0$, ATR$_0$, up to ID$_1$. The key is the so-called “Hardy hierarchy” of proof-theoretic bounding finctions, providing a uniform method for associating Goodstein-type sequences with parameterized normal (...) form representations of positive integers. (shrink)

Theorems of hyperarithmetic analysis occupy an unusual neighborhood in the realms of reverse mathematics and recursion-theoretic complexity. They lie above all the fixed iterations of the Turing jump but below ATR $_{0}$. There is a long history of proof-theoretic principles which are THAs. Until the papers reported on in this communication, there was only one mathematical example. Barnes, Goh, and Shore [1] analyze an array of ubiquity theorems in graph theory descended from Halin’s [9] work on rays in graphs. They (...) seem to be typical applications of ACA $_{0}$ but are actually THAs. These results answer Question 30 of Montalbán’s Open Questions in Reverse Mathematics [19] and supply several other natural principles of different and unusual levels of complexity.This work led in [25] to a new neighborhood of the reverse mathematical zoo: almost theorems of hyperarithmetic analysis. When combined with ACA $_{0}$ they are THAs but on their own are very weak. Denizens both mathematical and logical are provided. Generalizations of several conservativity classes are defined and these ATHAs as well as many other principles are shown to be conservative over RCA $_{0}$ in all these senses and weak in other recursion-theoretic ways as well. These results answer a question raised by Hirschfeldt and reported in [19] by providing a long list of pairs of principles one of which is very weak over RCA $_{0}$ but over ACA $_{0}$ is equivalent to the other which may be strong or very strong going up a standard hierarchy and at the end being stronger than full second-order arithmetic. (shrink)

We prove a result relating the author's monotone functional interpretation to the bounded functional interpretation due to Ferreira and Oliva. More precisely we show that largely a solution for the bounded interpretation also is a solution for the monotone functional interpretation although the latter uses the existence of an underlying precise witness. This makes it possible to focus on the extraction of bounds while using the conceptual benefit of having precise realizers at the same time without having to construct them.

Cantor’s first set theory paper (1874) establishes the uncountability of ${\mathbb R}$. We study this most basic mathematical fact formulated in the language of higher-order arithmetic. In particular, we investigate the logical and computational properties of ${\mathsf {NIN}}$ (resp. ${\mathsf {NBI}}$ ), i.e., the third-order statement there is no injection resp. bijection from $[0,1]$ to ${\mathbb N}$. Working in Kohlenbach’s higher-order Reverse Mathematics, we show that ${\mathsf {NIN}}$ and ${\mathsf {NBI}}$ are hard to prove in terms of (conventional) comprehension axioms, (...) while many basic theorems, like Arzelà’s convergence theorem for the Riemann integral (1885), are shown to imply ${\mathsf {NIN}}$ and/or ${\mathsf {NBI}}$. Working in Kleene’s higher-order computability theory based on S1–S9, we show that the following fourth-order process based on ${\mathsf {NIN}}$ is similarly hard to compute: for a given $[0,1]\rightarrow {\mathbb N}$ -function, find reals in the unit interval that map to the same natural number. (shrink)

Following the finitist’s rejection of the complete totality of the natural numbers, a finitist language allows only propositional connectives and bounded quantifiers in the formula-construction but not unbounded quantifiers. This is opposed to the currently standard framework, a first-order language. We conduct axiomatic studies on the notion of truth in the framework of finitist arithmetic in which at least smash function $\#$ is available. We propose finitist variants of Tarski ramified truth theories up to rank $\omega $, of Kripke–Feferman truth (...) theory and of Friedman–Sheard truth theory, and show that all of these have the same strength as the finitist arithmetic of one higher level along Grzegorczyk hierarchy. On the other hand, we also show that adding Burgess-style groundedness schema, adjusted to the finitist setting, makes Kripke–Feferman truth theory as strong as primitive recursive arithmetic. Meanwhile, we obtain some basic results on finitist theories of (full and hat) inductive definitions and on the second order axiom of hat inductive definitions for positive operators. (shrink)

Reverse Mathematics (RM hereafter) is a program in the foundations of mathematics where the aim is to identify theminimalaxioms needed to prove a given theorem from ordinary, i.e., non-set theoretic, mathematics. This program has unveiled surprising regularities: the minimal axioms are very oftenequivalentto the theorem over thebase theory, a weak system of ‘computable mathematics’, while most theorems are either provable in this base theory, or equivalent to one of onlyfourlogical systems. The latter plus the base theory are called the ‘Big (...) Five’ and the associated equivalences arerobustfollowing Montalbán, i.e., stable under small variations of the theorems at hand. Working in Kohlenbach’shigher-orderRM, we obtain two new and long series of equivalences based on theorems due to Bolzano, Weierstrass, Jordan, and Cantor; these equivalences are extremely robust and have no counterpart among the Big Five systems. Thus, higher-order RM is much richer than its second-order cousin, boasting at least two extra ‘Big’ systems. (shrink)